Securities and Exchange Commission FOIA Exemptions
Securities and Exchange Commission Annual Reports: '08 |
The Securities and Exchange Commission used b(3) exemptions to withhold information from FOIA requesters 1,983 times in 2008-2009.
|41 USC 253b(m)||Proposals submitted by unsuccessful contract bidders||5.0|
|15 USC 80a-30(c)||Investment Company Examination||3.0|
|15 USC 80b-10(b)||Investment Advisors examinations or investigations||3.0|
|15 USC 78q(h)(5)||Associated persons of broker-dealers, government securities brokers or dealers, or municipal securities dealers.||2.0|