This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Howard R. Elliott
Transportation (joined: Oct. 5, 2017)
Administrator, Pipeline and Hazardous Materials Safety Administration | Administrator, Immediate Office Of The Administrator | Financial Disclosure »
Former Positions Outside Government
- CSX Transportation Vice President Public Safety, Health and Environment
- Indiana Chapter of Delta Upsilon Alumni Association, Inc. Director
- Revocable Living Trust Trustee
Former Compensation Sources
- CSX Transportation Vice President Public Safety, Health, and Environment
Employment Assets
| Description | Value | Income |
|---|---|---|
| CSX Transportation Separation Agreement | $438,855 | |
| CSX Transportation Salary and Bonus | $698,608 | |
| CSX Transportation Restricted Stock Units, vested (component of LTIP) | $50,001 - $100,000 | $5,001 - $15,000 |
| CSX Transportation, stock options (value not readily ascertainable): 16,996 shares vest 12/02/2018, strike $24.99; 4,283 shares vest 02/10/2019, strike $24.13; 330 shares vest 02/22/2020, strike $48.39; all options expire 12/08/2025 | None (or less than $201) | |
| CSX Retiree Pension Program, defined benefit plan (value not readily ascertainable) | $14,821 | |
| CSX Executive Deferred Compensation Plan | ||
| CSX Stable Value Fund (managed by Newport Group) | $250,001 - $500,000 | None (or less than $201) |
| CSX Performance Stock Units (component of LTIP) | $100,001 - $250,000 | None (or less than $201) |
| CSX Restricted Stock Units, unvested (component of LTIP) | $250,001 - $500,000 | None (or less than $201) |
| Conrail pension, defined benefit plan, anticipated one-time lump-sum payment | $1,001 - $15,000 | None (or less than $201) |
| > IRA | ||
| BANK OF AMERICA | $50,001 - $100,000 | None (or less than $201) |
| XENIA HOTELS AND RESORTS | $1,001 - $15,000 | $201 - $1,000 |
| Merrill Lynch Accelerated Return Notes Linked to S&P 500 Index, issued by Canadian Imperial Bank of Commerce | $1,001 - $15,000 | None (or less than $201) |
| CNL LIFESTYLE PROPERTIES | $1,001 - $15,000 | $201 - $1,000 |
| HIGHLANDS REITS INC | $1,001 - $15,000 | $201 - $1,000 |
| INVENTRUST PROPERTIES | $1,001 - $15,000 | $201 - $1,000 |
| 1 MTH CNL Lifestyle Properties Inc. LP | $15,001 - $50,000 | None (or less than $201) |
| ADVANSIX | $15,001 - $50,000 | None (or less than $201) |
| AMERICAN WTR WKS CO INC | $15,001 - $50,000 | $201 - $1,000 |
| AUTOMATIC DATA PROC | $15,001 - $50,000 | $201 - $1,000 |
| BLACKROCK INC | $1,001 - $15,000 | None (or less than $201) |
| CHUBB LTD | $1,001 - $15,000 | None (or less than $201) |
| CISCO SYSTEMS INC COM | $1,001 - $15,000 | None (or less than $201) |
| CITIGROUP INC COM NEW | $1,001 - $15,000 | None (or less than $201) |
| CITIZENS FINL GROUP | $1,001 - $15,000 | None (or less than $201) |
| COMCAST CORP NEW CL A | $1,001 - $15,000 | None (or less than $201) |
| COSTCO WHOLESALE CRP DEL | $15,001 - $50,000 | None (or less than $201) |
| CVS HEALTH CORP | $1,001 - $15,000 | $201 - $1,000 |
| DANAHER CORP DEL COM | $1,001 - $15,000 | None (or less than $201) |
| DEVON ENERGY CORP NEW | $1,001 - $15,000 | None (or less than $201) |
| DISNEY (WALT) CO COM STK | $15,001 - $50,000 | None (or less than $201) |
| ECOLAB | $1,001 - $15,000 | None (or less than $201) |
| FEDEX CORP DELAWARE COM | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR ENERGY ALPHADEX | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR FINANCIALS | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR INDUSTRL PRDCR | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR LARGE CAP VALUE | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR MATERIALS | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR TECHNOLOGY | $1,001 - $15,000 | None (or less than $201) |
| FORTIVE CORP | $1,001 - $15,000 | None (or less than $201) |
| HOME DEPOT INC | $1,001 - $15,000 | $201 - $1,000 |
| HONEYWELL INTL INC DEL | $15,001 - $50,000 | $201 - $1,000 |
| ISHARES SILVER TR | $1,001 - $15,000 | None (or less than $201) |
| ISHARES TIPS | $1,001 - $15,000 | None (or less than $201) |
| LOCKHEED MARTIN CORP | $1,001 - $15,000 | $201 - $1,000 |
| MEDTRONICS PLC SHS | $1,001 - $15,000 | None (or less than $201) |
| MICROSOFT CORP | $1,001 - $15,000 | None (or less than $201) |
| MONDELEZ INTERNATIONAL | $15,001 - $50,000 | $201 - $1,000 |
| NEXTERA ENERGY INC SHS | $15,001 - $50,000 | $201 - $1,000 |
| STARBUCKS CORP | $1,001 - $15,000 | None (or less than $201) |
| TEXAS INSTRUMENTS | $1,001 - $15,000 | None (or less than $201) |
| THERMO FISHER | $1,001 - $15,000 | None (or less than $201) |
| TOTAL S.A. SP ADR | $1,001 - $15,000 | None (or less than $201) |
| VANECK VECTORS GOLD MINERS | $1,001 - $15,000 | None (or less than $201) |
| VERIZON COMMUNICATIONS COM | $1,001 - $15,000 | $201 - $1,000 |
| VISA INC CL A SHRS | $1,001 - $15,000 | None (or less than $201) |
| BROWN ADVISORY SMALL CAP FUNDAMENTAL VALUE FRD INV CL | $1,001 - $15,000 | None (or less than $201) |
| Eaton Vance Floating Rate Adv I (EIFAX) | $50,001 - $100,000 | $1,001 - $2,500 |
| FIRST EAGLE GLOBAL CLASS I | $15,001 - $50,000 | None (or less than $201) |
| INVESCO DIVIDEND INCOME | $1,001 - $15,000 | $201 - $1,000 |
| JANUS ENTERPRISE FUND | $1,001 - $15,000 | None (or less than $201) |
| JP MORGAN INTREPID GROWTH FUND I CL | $1,001 - $15,000 | None (or less than $201) |
| LORD ABBETT FLOATING | $15,001 - $50,000 | $1,001 - $2,500 |
| LORD ABBETT SHORT DURATION INCOME FD CL F | $15,001 - $50,000 | $201 - $1,000 |
| PIMCO FOREIGN BOND | $15,001 - $50,000 | $201 - $1,000 |
| T ROWE PRICE GLOBAL TECHNOLOGY | $15,001 - $50,000 | None (or less than $201) |
| TWEEDY BROWNE GLOBAL | $1,001 - $15,000 | None (or less than $201) |
| JANUS ENTERPRISE I | $1,001 - $15,000 | None (or less than $201) |
| APPLE INC | $1,001 - $15,000 | None (or less than $201) |
| Wells Fargo Traditional IRA | ||
| AMERICAN CENTY MUT FDS GROWTH FUND CL I (TWGIX) | $15,001 - $50,000 | $201 - $1,000 |
| AMERICAN CENTY INVT TR DIVERSIFIED BD FD CL I (ACBPX) | $1,001 - $15,000 | $201 - $1,000 |
| GOLDMAN SACHS TR FINL SQUARE TREAS INSTRS FD INSTL CL (FTIXX) | $1,001 - $15,000 | |
| INVESTMENT MANAGERS SER TR OAK RIDGE SMALL CP GROWTH FD CL I (ORIYX) | $1,001 - $15,000 | |
| ALGERS SMALLCAP AND MIDCAP GROW CL I (ASIMX) | $1,001 - $15,000 | |
| WELLS FARGO ENDEAVOR SELECT FUND CLASS INST (WFCIX) | $1,001 - $15,000 | |
| CSX 2014 Restricted Stock (component of Employee Retention Agreement) | $250,001 - $500,000 | None (or less than $201) |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| U.S. bank account (cash) | $250,001 - $500,000 | None (or less than $201) |
| > 529 Accounts | ||
| SCHOLAR'S EDGE 529 (New Mexico) | ||
| AGED BASED PORTFOLIO 100 CL A | $1,001 - $15,000 | None (or less than $201) |
| AGE BASED PORTFOLIO 80 C | $15,001 - $50,000 | None (or less than $201) |
| NEXTGEN COLLEGE INVESTMENT PLAN (Maine) | ||
| BLACKROCK LARGE CAP GR A | $1,001 - $15,000 | None (or less than $201) |
| BLACKROCK LARGE CAP CORE PRT A | $1,001 - $15,000 | None (or less than $201) |
| FRANKLIN TEMPLETON SMALL MID CAP GR | $1,001 - $15,000 | None (or less than $201) |
| MAINSTAY LARGE CAP GROWTH A | $1,001 - $15,000 | None (or less than $201) |
| METLIFE Series VA Annuity | ||
| SCHRODERS GLOBAL MULTI-ASSET PORTFOLIO | $50,001 - $100,000 | None (or less than $201) |
| METLIFE MUTLI-INDEX TARGETED RISK PORTFOLIO | $250,001 - $500,000 | None (or less than $201) |
| AB GLOBAL DYNAMIC ALLOCATION PORTFOLIO | $100,001 - $250,000 | None (or less than $201) |
| > Filer's Revocable Trust | ||
| US brokerage deposit program #2 (cash) | $100,001 - $250,000 | None (or less than $201) |
| CSX CORP | $500,001 - $1,000,000 | $100,001 - $1,000,000 |
| FIRST TR ENERGY ALPHADEX | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR INDUSTRL PRDCR | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR LARGE CAP VALUE | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR MATERIALS | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR TECHNOLOGY | $1,001 - $15,000 | None (or less than $201) |
| ISHARES MSCI EAFE | $15,001 - $50,000 | $201 - $1,000 |
| ISHARES RUSSELL 1000 GROWTH | $15,001 - $50,000 | $201 - $1,000 |
| ISHARES RUSSELL 1000 VALUE | $50,001 - $100,000 | $1,001 - $2,500 |
| ISHARES S&P SMALLCAP 600 VALUE | $1,001 - $15,000 | None (or less than $201) |
| ISHARES S&P 500 GROWTH | $15,001 - $50,000 | $201 - $1,000 |
| ISHARES TIPS | $1,001 - $15,000 | None (or less than $201) |
| POWERSHARES S&P 500 LOW | $15,001 - $50,000 | $201 - $1,000 |
| SCHWAB STRATEGIC TR US MID CAP | $1,001 - $15,000 | $201 - $1,000 |
| BROWN ADVISORY SMALL CAP | $1,001 - $15,000 | None (or less than $201) |
| EATON VANCE FLOATING ADVANTAGE I | $50,001 - $100,000 | $2,501 - $5,000 |
| FIRST EAGLE GLOBAL | $15,001 - $50,000 | $201 - $1,000 |
| INVESCO DIVIDEND INCOME | $1,001 - $15,000 | None (or less than $201) |
| JP MORGAN INTREPID GROWTH FUND | $15,001 - $50,000 | None (or less than $201) |
| LORD ABBOTT FLOATING RATE FUND F | $1,001 - $15,000 | None (or less than $201) |
| T ROWE PRICE GLOBAL TECHNOLOGY | $1,001 - $15,000 | None (or less than $201) |
| TOUCHSTONE FOCUSED FUND Y | $15,001 - $50,000 | None (or less than $201) |
| TWEEDY BROWN GLOBAL VALUE | $15,001 - $50,000 | None (or less than $201) |
| > Insurance | $100,001 - $250,000 | None (or less than $201) |
| LNL MONEYGUARD RES PLUS (1), universal life | $50,001 - $100,000 | None (or less than $201) |
| LNL MONEYGUARD RES PLUS (2), universal life | $50,001 - $100,000 | None (or less than $201) |
| > Spouse Revocable Trust | ||
| U.S. brokerage deposit program #1 (cash) | $15,001 - $50,000 | None (or less than $201) |
| AMERICAN WTR WORKS CO INC | $15,001 - $50,000 | $201 - $1,000 |
| FIRST TR ENERGY ALPHADEX | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR FINANCIALS ALPHADEX | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR INDUSTRAL PRDCR | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR LARGE CAP VALUE | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR MATERIALS | $1,001 - $15,000 | None (or less than $201) |
| FIRST TR TECHNOLOGY | $1,001 - $15,000 | None (or less than $201) |
| GUGGENHEIM S&P 500 TO 50 | $50,001 - $100,000 | $1,001 - $2,500 |
| ISHARES NASDAQ BIOTECH | $1,001 - $15,000 | None (or less than $201) |
| ISHARES SILVER TR | $1,001 - $15,000 | None (or less than $201) |
| NEXTERA ENERGY INC SHS | $1,001 - $15,000 | $201 - $1,000 |
| VANECK VEXTORS GOLD MINERS | $1,001 - $15,000 | None (or less than $201) |
| BROWN ADVISORY SMALL CAP FUNDAMENTAL VALUE | $1,001 - $15,000 | $201 - $1,000 |
| EATON VANCE FLOATING | $15,001 - $50,000 | None (or less than $201) |
| FIRST EAGLE GLOBAL CLASS 1 | $15,001 - $50,000 | None (or less than $201) |
| INVESCO DIVIDEND INCOME FUND Y | $15,001 - $50,000 | $201 - $1,000 |
| JANUS ENTERPRISE FUND I | $1,001 - $15,000 | $201 - $1,000 |
| JP MORGAN INTREPID GROWTH | $1,001 - $15,000 | None (or less than $201) |
| LORD ABBETT FLOATING | $1,001 - $15,000 | None (or less than $201) |
| LORD ABBETT SHORT DURATION INCOME | $1,001 - $15,000 | $201 - $1,000 |
| PIMCO FOREIGN BOND FD | $15,001 - $50,000 | $201 - $1,000 |
| T ROWE PRICE GLOBAL TECHNOLOGY FUND | $15,001 - $50,000 | None (or less than $201) |
| TWEEDY BROWNE GLOBAL VALUE | $15,001 - $50,000 | $201 - $1,000 |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| CSX Transportation defined benefit plan | Jacksonville, Florida | I will continue to participate in this defined benefit plan. | Nov. 15, 2014 |
| CSX Transportation unvested performance stock units and unvested restricted stock units (RSUs) | Jacksonville, Florida | Pursuant to the company’s compensation plan I was able to retain these financial interests when I retired. Prior to assuming the duties of the position, CSX Transportation will accelerate the vesting of my unvested performance stock units and unvested restricted stock units, and in lieu of issuing me common stock, I will receive a lump sum cash payment. The amount of this payment will be equal to the number of shares of Company stock underlying the unvested performance stock units and unvested restricted stock units, multiplied by the closing price of the Company stock on June 5, 2017 (the date approved by the Company’s Board of Directors). | Nov. 15, 2014 |
| CSX Transportation unvested stock options | Jacksonville, Florida | Pursuant to the company’s compensation plan, I will retain my unvested stock options. CSX Transportation will accelerate the vesting of my unvested stock options. I will divest the stock options by exercising them, and I will divest the resulting stock within 90 days of my confirmation. | Nov. 15, 2014 |
| CSX Transportation deferred compensation plan | Jacksonville, Florida | I will continue to participate in this executive deferred compensation plan. | Oct. 16, 2012 |
| CSX Transportation restricted stock | Jacksonville, Florida | I will receive CSX restricted stock as part of an executive employment retention agreement that began on November 15, 2014 and ended on March 17, 2017. These units (5,786) are governed by IRS Regulation 409A and therefore subject to a six-month delay in distribution. These units will be distributed on September 17, 2017, and I will divest that stock within 90 days of my confirmation. | Nov. 15, 2014 |
| CSX Transportation health insurance plan | Jacksonville, Florida | Under company policy, as a retired executive of CSX Transportation, I am entitled to receive health coverage for both me and my spouse for the rest of our lives, but I pay the plan premiums. | April 16, 2017 |
| CSX Transportation vested restricted stock units (RSUs) | Jacksonville, Florida | Pursuant to the company’s compensation plan, I will retain my vested restricted stock units (1,298 units granted May 6, 2014 and vesting May 5, 2017). These units are subject to IRS Regulation 409A. These units will become exercisable on September 17, 2017 or upon CSX’s notification of confirmation, whichever occurs first, and I will divest that stock within 90 days of my confirmation. | Nov. 15, 2014 |
| Conrail defined benefit plan | Jacksonville, Florida | I will receive a one-time lump sum pension payment in July 2017 and my participation in the plan will terminate. | May 16, 2017 |
Spouse's Employment Assets
| Description | Value | Income Type | Income Amount |
|---|---|---|---|
| > Spouse IRA | |||
| T ROWE PRICE GLOBAL TECHNOLOGY FUND | $15,001 - $50,000 | None (or less than $201) | |
| EATON VANCE FLOATING | $15,001 - $50,000 | None (or less than $201) | |
| TWEEDY BROWNE GLOBAL | $15,001 - $50,000 | None (or less than $201) | |
| AMERICAN CENTURY EQUITY | $1,001 - $15,000 | None (or less than $201) | |
| BROWN ADVISORY SMALL CAP | $1,001 - $15,000 | None (or less than $201) | |
| FIRST TR LARGE CAP VALUE | $1,001 - $15,000 | None (or less than $201) | |
| FIRST TR ENERGY ALPHADEX | $1,001 - $15,000 | None (or less than $201) | |
| FIRST TR FINANCIALS | $1,001 - $15,000 | None (or less than $201) | |
| FIRST TR INDUSTRL PRDCR | $1,001 - $15,000 | None (or less than $201) | |
| FIRST TR TECHNOLOGY | $15,001 - $50,000 | None (or less than $201) | |
| FIRST TR MATERIALS | $1,001 - $15,000 | None (or less than $201) | |
| FIRST EAGLE GLOBAL CL I | $1,001 - $15,000 | None (or less than $201) | |
| INVESCO DIVIDEND INCOME | $1,001 - $15,000 | None (or less than $201) | |
| JANUS ENTERPRISE FUND | $1,001 - $15,000 | None (or less than $201) | |
| JP MORGAN INTREPID GROWTH | $1,001 - $15,000 | None (or less than $201) | |
| LORD ABBETT SHORT DURATION INCOME | $1,001 - $15,000 | None (or less than $201) | |
| PIMCO FOREIGN BOND FD | $1,001 - $15,000 | None (or less than $201) | |
| PRUDENTIAL TOTAL RETURN Z | $1,001 - $15,000 | None (or less than $201) |
Do you know something about Howard R. Elliott? Send us an email at [email protected] or send a Signal message to 347-244-2134.
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