This database was last updated in October 2019 and should only be used as a historical snapshot. There may be new information that is not included here.
Jeffrey Adam Rosen
Transportation (joined: April 3, 2017)
Senior Advisor to the Secretary | Deputy Secretary of Transportation | Financial Disclosure » | Resume »
Jeff Rosen worked at Kirkland and Ellis. He has represented an airline trade group, General Motors, Hyundai and the U.S. Chamber of Commerce. As general counsel for the Department of Transportation under the George W. Bush administration, Mr. Rosen testified that regulatory reviews he was a part of led to the termination of 180 potential rules. An agency spokeswoman pointed out that he also approved fuel economy rules. — ProPublica
Former Positions Outside Government
- Advisory Board of the National Federation of Independent Business Small Business Legal Center Board Member
- American Bar Association Section of Administrative Law & Regulatory Practice Last Retiring Chair (Filer's term ends 8/2017.)
- Free State Foundation Board member
- Jeffrey Adam Rosen Revocable Living Trust (no reportable assets) Trustee
- Kirkland & Ellis LLP and Kirkland & Ellis International Partner (I will not receive any additional compensation, including partnership share, from Kirkland & Ellis. I have already received a return of capital.)
- Northwestern University College of Arts & Sciences Board of Visitors Board member
- U.S. Chamber of Commerce, Committee on Government Operations, Oversight, and Consumer Affairs Committee Member
Former Compensation Sources
- BNSF Railway legal services to law firm client
- Cargo Airline Assn legal services to law firm client
- Kapsch Trafficom North America legal services to law firm client
- Kirkland & Ellis LLP and Kirkland & Ellis International provision of legal services to clients
- U.S. Chamber Institute for Legal Reform legal services to law firm client
Employment Assets
| Description | Value | Income |
|---|---|---|
| Kirkland & Ellis LLP and Kirkland & Ellis International (law firm) | $1,567,335 | |
| Kirkland & Ellis LLP, defined benefit plan (value not readily ascertainable) | $189,505 | |
| St. Paul Business Trust, defined benefit plan (value not readily ascertainable) Trust will assume majority of Kirkland pension obligation at age 61 | None (or less than $201) | |
| Kirkland & Ellis LLP, cash balance pension plan | $250,001 - $500,000 | None (or less than $201) |
| Vanguard Emerging Markets Stock Index Fund | $50,001 - $100,000 | $1,001 - $2,500 |
| Vanguard Inflation Protected Securities Fund | $15,001 - $50,000 | $201 - $1,000 |
| Vanguard REIT Index Fund | $50,001 - $100,000 | $2,501 - $5,000 |
| Vanguard Total Bond Market Index Fund | $100,001 - $250,000 | $2,501 - $5,000 |
| Vanguard Total International Stock Fund | $50,001 - $100,000 | $1,001 - $2,500 |
| Vanguard Total Stock Market Fund | $100,001 - $250,000 | $1,001 - $2,500 |
| VTSAX Vanguard Total Stock Market Index Fund | $50,001 - $100,000 | $1,001 - $2,500 |
| SWSXX Schwab Cash Reserves | $250,001 - $500,000 | None (or less than $201) |
| US Trust: CSRIX Cohen and Steers REIT | $15,001 - $50,000 | $2,501 - $5,000 |
| AMT American Tower Corp REIT | $1,001 - $15,000 | None (or less than $201) |
| ABBOTT LABS COM | $1,001 - $15,000 | None (or less than $201) |
| ACTIVISION BLIZZARD INC COM | $1,001 - $15,000 | None (or less than $201) |
| ANTHEM INC COM | $1,001 - $15,000 | None (or less than $201) |
| AON PLC COM ISIN | $1,001 - $15,000 | None (or less than $201) |
| APPLE INC COM (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | $201 - $1,000 |
| AT&T INC COM | $1,001 - $15,000 | None (or less than $201) |
| BANK NEW YORK MELLON CORP COM | $1,001 - $15,000 | None (or less than $201) |
| BLACKROCK INC CL A | $1,001 - $15,000 | $201 - $1,000 |
| BROADCOM LTD COM SINGAPORE | $1,001 - $15,000 | $201 - $1,000 |
| CAMBIAR INTL EQUITY FUND INV CL | $15,001 - $50,000 | $201 - $1,000 |
| CANADIAN NAT RES LTD COM CANADA | $1,001 - $15,000 | None (or less than $201) |
| CARDINAL HEALTH INC COM | $1,001 - $15,000 | None (or less than $201) |
| CHEVRON CORP COM | $1,001 - $15,000 | $201 - $1,000 |
| CIGNA CORP COM | $1,001 - $15,000 | None (or less than $201) |
| CITIGROUP INC NEW COM | $15,001 - $50,000 | None (or less than $201) |
| COACH INC COM | $1,001 - $15,000 | $201 - $1,000 |
| COCA COLA CO COM (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | None (or less than $201) |
| COLUMBIA EMERGING MKTS CONSUMER ETF | $1,001 - $15,000 | None (or less than $201) |
| COLUMBIA SMALL CAP INDEX FUND CLASS Z SHARES | $15,001 - $50,000 | $201 - $1,000 |
| COMCAST CORP NEW CL A COM | $15,001 - $50,000 | $201 - $1,000 |
| CONOCOPHILLIPS COM | $1,001 - $15,000 | None (or less than $201) |
| COOPER COS INC COM NEW | $1,001 - $15,000 | None (or less than $201) |
| CVS HEALTH CORP COM | $1,001 - $15,000 | $201 - $1,000 |
| DELAWARE EMERGING MKTS FUND CL INSTL CL | $50,001 - $100,000 | $201 - $1,000 |
| DISNEY WALT CO COM DISNEY | $1,001 - $15,000 | None (or less than $201) |
| DUN & BRADSTREET CORP DEL NEW COM | $1,001 - $15,000 | None (or less than $201) |
| EATON CORP PLC COM IRELAND | $1,001 - $15,000 | None (or less than $201) |
| EDISON INTL COM | $1,001 - $15,000 | None (or less than $201) |
| EQT CORP COM | $1,001 - $15,000 | None (or less than $201) |
| EXPEDIA INC DEL NEW COM | $1,001 - $15,000 | $201 - $1,000 |
| EXXON MOBIL CORP COM (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | $201 - $1,000 |
| FIDELITY NATL INFORMATION SVCS INC COM | $1,001 - $15,000 | None (or less than $201) |
| GENERAL ELEC CO COM (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | $1,001 - $2,500 |
| GLENMEDE SMALL CAPITALIZATION EQUITY PORTFOLIO INSTL CL | $15,001 - $50,000 | None (or less than $201) |
| HONEYWELL INTL INC COM (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | $201 - $1,000 |
| INVESCO LTD COM BERMUDA | $1,001 - $15,000 | None (or less than $201) |
| ISHARES EDGE MSCI MIN VOL EAFE ETF | None (or less than $1,001) | $201 - $1,000 |
| ISHARES EDGE MSCI USA QUALITY FACTOR ETF | $1,001 - $15,000 | $201 - $1,000 |
| ISHARES MSCI EAFE SMALL-CAP ETF | $15,001 - $50,000 | $201 - $1,000 |
| ISHARES MSCI JAPAN ETF NEW | $15,001 - $50,000 | $201 - $1,000 |
| J P MORGAN CHASE & CO COM | $15,001 - $50,000 | $201 - $1,000 |
| JOHN HANCOCK FDS III DISCIPLINED VALUE MID CAP FUND | $15,001 - $50,000 | $201 - $1,000 |
| JOHNSON & JOHNSON COM | $1,001 - $15,000 | $201 - $1,000 |
| KROGER CO COM | $1,001 - $15,000 | None (or less than $201) |
| LOWES COS INC COM (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | $201 - $1,000 |
| MARRIOTT INTL INC NEW CL A | $1,001 - $15,000 | None (or less than $201) |
| MASTERCARD INC CL A COM | $1,001 - $15,000 | None (or less than $201) |
| MCDONALDS CORP COM | $1,001 - $15,000 | None (or less than $201) |
| MEDTRONIC PLC COM IRELAND | $1,001 - $15,000 | $201 - $1,000 |
| MICROSOFT CORP COM | $15,001 - $50,000 | $201 - $1,000 |
| MONSANTO CO NEW COM | $1,001 - $15,000 | None (or less than $201) |
| MORGAN STANLEY COM | $15,001 - $50,000 | None (or less than $201) |
| NATIXIS LOOMIS SAYLES GROWTH FUND CL Y | $15,001 - $50,000 | None (or less than $201) |
| NEWELL RUBBERMAID INC COM | $1,001 - $15,000 | None (or less than $201) |
| NIELSEN HLDGS PLC COM UNITED KINGDOM | None (or less than $1,001) | $201 - $1,000 |
| NIELSEN N V COM NETHERLANDS | $1,001 - $15,000 | None (or less than $201) |
| NOBLE ENERGY INC COM | $1,001 - $15,000 | None (or less than $201) |
| OPPENHEIMER INTL GROWTH FUND CL Y SHS | $1,001 - $15,000 | None (or less than $201) |
| PEPSICO INC COM | $1,001 - $15,000 | $201 - $1,000 |
| PFIZER INC COM | $1,001 - $15,000 | None (or less than $201) |
| PHILIP MORRIS INTL INC COM | $15,001 - $50,000 | $201 - $1,000 |
| PIMCO COMMODITIESPLUS STRATEGY FUND INSTL CL | None (or less than $1,001) | $201 - $1,000 |
| PVH CORP COM | $1,001 - $15,000 | None (or less than $201) |
| ROYAL CARIBBEAN CRUISES LTD COM LIBERIA | $1,001 - $15,000 | None (or less than $201) |
| SCHLUMBERGER LTD COM CURACAO | $1,001 - $15,000 | None (or less than $201) |
| VANGUARD FTSE DEVELOPED MARKETS ETF | $15,001 - $50,000 | None (or less than $201) |
| VANGUARD REIT ETF | None (or less than $1,001) | $201 - $1,000 |
| VERIZON COMMUNICATIONS INC COM | $1,001 - $15,000 | $1,001 - $2,500 |
| WALGREENS BOOTS ALLIANCE INC COM | $1,001 - $15,000 | None (or less than $201) |
| WELLS FARGO & CO NEW COM | $1,001 - $15,000 | $201 - $1,000 |
| WELLS FARGO SPECIAL SMALL CAP VALUE FUND INSTL CL | $15,001 - $50,000 | $201 - $1,000 |
| ZIMMER BIOMET HLDGS INC COM | $1,001 - $15,000 | None (or less than $201) |
| US brokerage money market account (cash) | $50,001 - $100,000 | None (or less than $201) |
| Credit Suisse Commodity Return Fund | $15,001 - $50,000 | None (or less than $201) |
| Berkshire Hathaway Inc. Del New CL B (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | None (or less than $201) |
| Biogen Idec Inc. | $1,001 - $15,000 | None (or less than $201) |
| Celgene Corp | $1,001 - $15,000 | None (or less than $201) |
| Akamai Technologies Inc. | $1,001 - $15,000 | None (or less than $201) |
| Alexion Pharmaceuticals Inc. | $1,001 - $15,000 | None (or less than $201) |
| Alphabet Inc. CL A (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | None (or less than $201) |
| Alphabet Inc. CL A (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | None (or less than $201) |
| Electronic Arts Inc. | $1,001 - $15,000 | None (or less than $201) |
| Facebook Inc. CL A | $15,001 - $50,000 | None (or less than $201) |
| Liberty Interactive Corp. | $1,001 - $15,000 | None (or less than $201) |
| Michael's COS Inc. | $1,001 - $15,000 | None (or less than $201) |
| Palo Alto Networks Inc. | $1,001 - $15,000 | None (or less than $201) |
| Sherwin Williams Co. | $1,001 - $15,000 | None (or less than $201) |
| Stericycle Inc. | $1,001 - $15,000 | None (or less than $201) |
| Vertex Pharmaceuticals | $1,001 - $15,000 | None (or less than $201) |
| National Affairs Journal article - Spring 2016 Issue | $1,500 | |
| Kirkland & Ellis LLP and Kirkland & Ellis International, interest in contingency fee cases (value not readily ascertainable) (filer waived and forfeited this interest after the report was initially submitted) | None (or less than $201) |
Other Income/Assets
| Description | Value | Income |
|---|---|---|
| VENAX Vanguard Energy Index Fund | $15,001 - $50,000 | $1,001 - $2,500 |
| U.S. bank account #1 (cash) | $500,001 - $1,000,000 | None (or less than $201) |
| U.S. bank account #2 (cash) | $50,001 - $100,000 | None (or less than $201) |
| U.S. bank account #3 (cash) | $1,001 - $15,000 | None (or less than $201) |
| U.S. bank account #4 (cash) | $15,001 - $50,000 | None (or less than $201) |
| VEMAX Vanguard Emerging Markets Stock Index Fund | $100,001 - $250,000 | $1,001 - $2,500 |
| VEUSX Vanguard European Stock Index Fund | $50,001 - $100,000 | $1,001 - $2,500 |
| VWEAX Vanguard High Yield Corporate Fund | $50,001 - $100,000 | $1,001 - $2,500 |
| VWIUX Vanguard Intermediate Term Tax Exempt Fund | $250,001 - $500,000 | $5,001 - $15,000 |
| Vanguard Prime Money Market Fund | $500,001 - $1,000,000 | $2,501 - $5,000 |
| VBTLX Vanguard Total Bond Market Index Fund | $100,001 - $250,000 | $2,501 - $5,000 |
| VTIAX Vanguard Total International Stock Index Fund | $250,001 - $500,000 | $5,001 - $15,000 |
| VTSAX Vanguard Total Stock Market Index Fund | $500,001 - $1,000,000 | $5,001 - $15,000 |
| FMOXX Fidelity Tax Exempt MMF | $15,001 - $50,000 | $201 - $1,000 |
| FEQTX Fidelity Equity Dividend Income Fund | $15,001 - $50,000 | $201 - $1,000 |
| BSCH Guggenheim Bllshs 2017 Corp Bond ETF | $15,001 - $50,000 | $15,001 - $50,000 |
| BSJH Guggenheim Bulletshares 2017 ETF | $15,001 - $50,000 | $15,001 - $50,000 |
| BSCI Guggenheim Bultsh 2018 Corp Bond ETF | $1,001 - $15,000 | $201 - $1,000 |
| Schwab U.S. Dividend Equity ETF | $15,001 - $50,000 | $1,001 - $2,500 |
| SWSXX Schwab Money Market | $500,001 - $1,000,000 | $201 - $1,000 |
| CSCO Cisco Systems stock | $15,001 - $50,000 | $1,001 - $2,500 |
| ETE Energy Transfar Equity LP units (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | $1,001 - $2,500 |
| CA ST DEPT WTR RES 5%19 UTIL ELEC DUE 05/01/19 | $15,001 - $50,000 | $201 - $1,000 |
| CA ST ECON RECOV 5%18 DB LTX DUE 07/01/18 | $15,001 - $50,000 | $1,001 - $2,500 |
| CA ST ECON RECOV 5%18 DB LTX DUE 07/01/18 | $1,001 - $15,000 | $201 - $1,000 |
| DALLAS TX WW/SWR SY 5%18 UTIL COMB DUE 10/01/18 | $15,001 - $50,000 | $1,001 - $2,500 |
| DC INCOME TAX 5%23 TAX COMB DUE 12/01/23 | $15,001 - $50,000 | $1,001 - $2,500 |
| DENTON TX 5%21 GO LTX DUE 02/15/21 | $15,001 - $50,000 | $1,001 - $2,500 |
| FL ST B/E PUB ED 5%22 TAX EXIT DUE 06/01/22 | $50,001 - $100,000 | $2,501 - $5,000 |
| KING CNTY WA SD #40 5%21 GO UTX DUE 12/01/21 | $15,001 - $50,000 | $201 - $1,000 |
| MA BAY TRAN AUTH S/ 5%22 TAX EXIT DUE 07/01/22 (filer divested this asset after the report was initially submitted) | $50,001 - $100,000 | $2,501 - $5,000 |
| MET TRAN AUTH NY 5%23 TRAN COMB DUE 11/15/23 AS (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | $1,001 - $2,500 |
| MINNESOTA ST 5%19 GO UTX DUE 08/01/19 | $15,001 - $50,000 | $1,001 - $2,500 |
| MN PFA REVOLVING 5%23 AUTH POOL DUE 03/01/23 | $15,001 - $50,000 | $201 - $1,000 |
| NY ST PWR AUTH 5%22 UTIL PWR DUE 11/15/22 | $15,001 - $50,000 | $1,001 - $2,500 |
| NY ST TWY AUTH SEC 5%23 TRAN HWY DUE 04/01/23 (filer divested this asset after the report was initially submitted) | $100,001 - $250,000 | $2,501 - $5,000 |
| NY ST URB DEV CORP 5%27 TAX SPL DUE 03/15/27 | $100,001 - $250,000 | $2,501 - $5,000 |
| NYC NY TRAN AUTH 5.25%21 AUTH BLDG DUE 07/15/21 (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | $1,001 - $2,500 |
| OR ST DEPT ADMN LTR 5%24 VP DUE 04/01/24 | $50,001 - $100,000 | $2,501 - $5,000 |
| OR ST TRANS HWY TAX 5%25 TAX COMB DUE 11/15/25 (filer divested this asset after the report was initially submitted) | $50,001 - $100,000 | $2,501 - $5,000 |
| PENNSYLVANIA ST 5.375%20 GO UTX DUE 07/01/20 AS | $15,001 - $50,000 | $1,001 - $2,500 |
| REGL TRAN DST CO CO 5%26 COPS TRAN DUE 06/01/26 (filer divested this asset after the report was initially submitted) | $50,001 - $100,000 | $2,501 - $5,000 |
| SANTA CLARA CA FA 4%23 BLDG LEAS DUE 02/01/23 XT | $15,001 - $50,000 | $201 - $1,000 |
| UNIV CINCINNATI OH 5%25 EDUC PUB DUE 06/01/25 | $100,001 - $250,000 | $2,501 - $5,000 |
| VA ST PUB SCH AUTH 5%24 SCH IMPT DUE 08/01/24 | $100,001 - $250,000 | $2,501 - $5,000 |
| VA ST RES AUTH INFR 5%17 AUTH POOL DUE 11/01/17 | $15,001 - $50,000 | $1,001 - $2,500 |
| WASHINGTON ST 5%17 DB UTX DUE 07/01/17 | $15,001 - $50,000 | $1,001 - $2,500 |
| BERNSTEIN DIVERSIFIED MUNI PORTFOLIO (SNDPX) | $500,001 - $1,000,000 | $5,001 - $15,000 |
| TAX-AWARE OVERLAY A PORTFOLIO CLASS 1 (SATOX) | $250,001 - $500,000 | $1,001 - $2,500 |
| TAX-AWARE OVERLAY B PORTFOLIO CLASS 1 (SBTOX) | $250,001 - $500,000 | $2,501 - $5,000 |
| AB DISCOVERY GRWTH FUND- ADV (CHCYX) | $15,001 - $50,000 | $1,001 - $2,500 |
| AB DISCOVERY VALUE FUND- ADV (ABYSX) | $15,001 - $50,000 | $2,501 - $5,000 |
| AB SMALL CAP CORE PORTFOLIO ADV CL (SCRYX) | $15,001 - $50,000 | $5,001 - $15,000 |
| ADOBE SYSTEMS INC (ADBE) stock | $1,001 - $15,000 | None (or less than $201) |
| AETNA INC (AET) stock | $1,001 - $15,000 | None (or less than $201) |
| ALEXION PHARMACEUTICALS INC (ALXN) stock | $1,001 - $15,000 | None (or less than $201) |
| ALLSTATE CORP (ALL) stock | $1,001 - $15,000 | $201 - $1,000 |
| ALPHABET INC-CL A (GOOGL) stock (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | None (or less than $201) |
| ALPHABET INC-CL C (GOOG) stock (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | None (or less than $201) |
| ALTRIA GROUP INC (MO) stock | $1,001 - $15,000 | $201 - $1,000 |
| AMERICAN ELECTRIC POWER (AEP) stock | $1,001 - $15,000 | $201 - $1,000 |
| AMERICAN INTERNATIONAL GROUP (AIG) stock | $1,001 - $15,000 | None (or less than $201) |
| APPLE INC (AAPL) stock (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | None (or less than $201) |
| BANK OF AMERICA CORP (BAC) stock | $15,001 - $50,000 | $201 - $1,000 |
| BERNSTEIN EMERGING MRKTS PORTFOLIO (SNEMX) | $15,001 - $50,000 | $201 - $1,000 |
| BERNSTEIN TAX-MANAGED INT'L PORTFOLIO (SNIVX) | $250,001 - $500,000 | $2,501 - $5,000 |
| BIOGEN INC (BIIB) stock | $1,001 - $15,000 | None (or less than $201) |
| CAPITAL ONE FINANCIAL CORP (COF) stock | $1,001 - $15,000 | None (or less than $201) |
| CBS CORP-CLASS B NON VOTING (CBS) stock | $1,001 - $15,000 | None (or less than $201) |
| CIGNA CORP (CI) stock | $1,001 - $15,000 | None (or less than $201) |
| CISCO SYSTEMS INC (CSCO) stock | $1,001 - $15,000 | None (or less than $201) |
| COMCAST CORP-CLASS A (CMCSA) stock | $1,001 - $15,000 | None (or less than $201) |
| CONAGRA BRANDS INC (CAG) stock | $1,001 - $15,000 | None (or less than $201) |
| COSTCO WHOLESALE CORP (COST) stock | $1,001 - $15,000 | None (or less than $201) |
| CVS HEALTH CORP (CVS) stock | $1,001 - $15,000 | $201 - $1,000 |
| DEVON ENERGY CORPORATION (DVN) stock | $1,001 - $15,000 | None (or less than $201) |
| DISCOVER FINANCIAL SERVICES (DFS) stock | $1,001 - $15,000 | None (or less than $201) |
| DOLLAR GENERAL CORP (DG) stock | $1,001 - $15,000 | None (or less than $201) |
| DOW CHEMICAL CO/THE (DOW) stock | $1,001 - $15,000 | None (or less than $201) |
| DR PEPPER SNAPPLE GROUP INC (DPS) stock | $1,001 - $15,000 | None (or less than $201) |
| EATON CORP PLC (ETN) stock | $1,001 - $15,000 | None (or less than $201) |
| EBAY INC (EBAY) stock | $1,001 - $15,000 | None (or less than $201) |
| EDISON INTERNATIONAL (EIX) stock | $1,001 - $15,000 | $201 - $1,000 |
| EDWARDS LIFESCIENCES (EW) stock | $1,001 - $15,000 | None (or less than $201) |
| EOG RESOURCES INC (EOG) stock | $1,001 - $15,000 | None (or less than $201) |
| EXXON MOBIL CORP (XOM) stock (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | $201 - $1,000 |
| FACEBOOK INC-A (FB) stock | $1,001 - $15,000 | None (or less than $201) |
| FISERV INC (FISV) stock | $1,001 - $15,000 | None (or less than $201) |
| GENERAL ELECTRIC CO. (GE) stock (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | None (or less than $201) |
| GILEAD SCIENCES INC (GILD) stock | $1,001 - $15,000 | None (or less than $201) |
| HALLIBURTON CO (HAL) stock | $1,001 - $15,000 | None (or less than $201) |
| HESS CORP (HES) stock | $1,001 - $15,000 | None (or less than $201) |
| HEWLETT PACKARD ENTERPRIS (HPE) stock | $1,001 - $15,000 | None (or less than $201) |
| HOME DEPOT INC (HD) stock | $1,001 - $15,000 | $201 - $1,000 |
| HONEYWELL INTL INC (HON) stock (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | None (or less than $201) |
| HP INC (HPQ) stock | $1,001 - $15,000 | None (or less than $201) |
| INTEL CORP (INTC) stock | $1,001 - $15,000 | None (or less than $201) |
| INTL BUSINESS MACHINES CORP (IBM) stock | $1,001 - $15,000 | None (or less than $201) |
| INTUITIVE SURGICAL INC (ISRG) stock | $1,001 - $15,000 | None (or less than $201) |
| JOHNSON & JOHNSON (JNJ) stock | $1,001 - $15,000 | $201 - $1,000 |
| KROGER CO (KR) stock | $1,001 - $15,000 | None (or less than $201) |
| L3 TECHNOLOGIES INC (LLL) stock | $1,001 - $15,000 | None (or less than $201) |
| LEAR CORP (LEA) stock (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | None (or less than $201) |
| MAGNA INTERNATIONAL INC (MGA) stock | $1,001 - $15,000 | None (or less than $201) |
| MCKESSON CORP (MCK) stock | $1,001 - $15,000 | None (or less than $201) |
| MERCK & CO. INC. (MRK) stock | $1,001 - $15,000 | None (or less than $201) |
| MICROSOFT CORP (MSFT) stock | $1,001 - $15,000 | $201 - $1,000 |
| NIELSEN HOLDINGS PLC (NLSN) stock | $1,001 - $15,000 | None (or less than $201) |
| NIKE INC-CLASS B (NKE) stock | $1,001 - $15,000 | None (or less than $201) |
| NISOURCE INC (NI) stock | $1,001 - $15,000 | None (or less than $201) |
| NORTHROP GRUMMAN CORP (NOC) stock (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | None (or less than $201) |
| ONEMAIN HOLDINGS INC (OMF) stock | $1,001 - $15,000 | None (or less than $201) |
| ORACLE CORP (ORCL) stock | $1,001 - $15,000 | None (or less than $201) |
| OSHKOSH CORP (OSK) stock | $1,001 - $15,000 | None (or less than $201) |
| PALO ALTO NETWORKS INC (PANW) stock | $1,001 - $15,000 | None (or less than $201) |
| PEPSICO INC. (PEP) stock | $1,001 - $15,000 | $201 - $1,000 |
| PFIZER INC. (PEP) stock | $1,001 - $15,000 | $201 - $1,000 |
| PRICELINE GROUP INC (PCLN) stock | $1,001 - $15,000 | None (or less than $201) |
| PROGRESSIVE CORP (PGR) stock | $1,001 - $15,000 | None (or less than $201) |
| ROSS STORES INC (ROST) stock | $1,001 - $15,000 | None (or less than $201) |
| SCHLUMBERGER LTD (SLB) stock | $1,001 - $15,000 | None (or less than $201) |
| SEALED AIR CORP (SEE) stock | $1,001 - $15,000 | None (or less than $201) |
| STARBUCKS CORP (SBUX) stock | $1,001 - $15,000 | None (or less than $201) |
| SYNCHRONY FINANCIAL (SYF) stock | $1,001 - $15,000 | None (or less than $201) |
| TEXAS INSTRUMENTS INC. (TXN) stock | $1,001 - $15,000 | None (or less than $201) |
| T-MOBILE US INC (TMUS) stock | $1,001 - $15,000 | None (or less than $201) |
| TYSON FOODS INC-CLASS A (TSN) stock | $1,001 - $15,000 | None (or less than $201) |
| UNITED TECHNOLOGIES CORP (UTX) stock | $1,001 - $15,000 | None (or less than $201) |
| UNITEDHEALTH GROUP INC (UNH) stock | $1,001 - $15,000 | None (or less than $201) |
| US BANCORP (USB) stock | $1,001 - $15,000 | $201 - $1,000 |
| VERIZON COMMUNICATIONS INC (VZ) stock | $1,001 - $15,000 | $201 - $1,000 |
| VISA INC - CLASS A SHARES (V) stock | $1,001 - $15,000 | None (or less than $201) |
| WALT DISNEY COMPANY (DIS) stock | $1,001 - $15,000 | None (or less than $201) |
| WELLS FARGO & CO. (WFC) stock | $1,001 - $15,000 | $201 - $1,000 |
| XEROX CORP (XRX) stock | $1,001 - $15,000 | None (or less than $201) |
| XILINX INC (XLNX) stock | $1,001 - $15,000 | None (or less than $201) |
| PPL Corp stock | None (or less than $1,001) | $201 - $1,000 |
| JPMORGAN CHASE & CO (JPM) stock | $1,001 - $15,000 | None (or less than $201) |
| AB MULTI-MANAGER ALTERNATIVE FUND | $250,001 - $500,000 | None (or less than $201) |
| WELLS FARGO ADVISORS MONEY MARKET | $15,001 - $50,000 | None (or less than $201) |
| AMER FDS INC FUND AMR A (AMECX) | $250,001 - $500,000 | $5,001 - $15,000 |
| CAPITAL INCOME BLDR CL A (CAIBX) | $250,001 - $500,000 | $5,001 - $15,000 |
| AMER FDS CAP WRLD G/I A (CWGIX) | $100,001 - $250,000 | $2,501 - $5,000 |
| AMER FDS WASH MUTUAL A (AWSHX) | $100,001 - $250,000 | $2,501 - $5,000 |
| AMER FDS INVST CO AMR A (AIVSX) | $50,001 - $100,000 | $1,001 - $2,500 |
| AMERICAN FDS DEV WORLD A (DWGAX) | $15,001 - $50,000 | $201 - $1,000 |
| CAPITAL ONE BK USA NA CD CPN 1.100% DUE 08/24/17 | $50,001 - $100,000 | $201 - $1,000 |
| DISCOVER BANK CD CPN 0.950% DUE 07/13/18 | $50,001 - $100,000 | $201 - $1,000 |
| CAPITAL ONE BK USA NA CD CPN 1.000% DUE 03/14/18 | $50,001 - $100,000 | $201 - $1,000 |
| CAPITAL ONE BK USA NA CD CPN 1.550% DUE 01/11/19 | $50,001 - $100,000 | $201 - $1,000 |
| ALLY BANK CD CPN 0.950% DUE 02/21/17 | $50,001 - $100,000 | $201 - $1,000 |
| SALLIE MAE BANK CD CPN 1.100% DUE 02/20/18 | $50,001 - $100,000 | $201 - $1,000 |
| WELLS FARGO BANK NA CD CPN 1.150% DUE 05/16/18 | $15,001 - $50,000 | $201 - $1,000 |
| COMENITY CAPITAL BANK CD CPN 1.100% DUE 07/02/18 | $15,001 - $50,000 | $201 - $1,000 |
| ALLY BANK CD CPN 1.000% DUE 05/07/18 | $15,001 - $50,000 | $201 - $1,000 |
| CAPITAL ONE NA CD CPN 1.250% DUE 11/09/18 | $15,001 - $50,000 | $201 - $1,000 |
| BMW BK NORTH AMERICA CD CPN 1.200% DUE 08/21/17 | $15,001 - $50,000 | $201 - $1,000 |
| ALLY BANK CD CPN 0.900% DUE 05/01/17 | $15,001 - $50,000 | $201 - $1,000 |
| CAPITAL ONE NA CD CPN 1.150% DUE 10/05/18 | $15,001 - $50,000 | $201 - $1,000 |
| WELLS FARGO BANK NA CD CPN 1.000% DUE 11/24/17 | $15,001 - $50,000 | $201 - $1,000 |
| AMERICAN EXP CENT BK CD CPN 1.000% DUE 05/22/17 | $15,001 - $50,000 | $201 - $1,000 |
| BMW BANK NORTH AMER CD CPN 1.150% DUE 10/16/17 | $15,001 - $50,000 | $201 - $1,000 |
| SALLIE MAE BK CD CPN 1.150% DUE 02/05/18 | $15,001 - $50,000 | $201 - $1,000 |
| WELLS FARGO BANK NA CD CPN 1.000% DUE 10/12/17 | $15,001 - $50,000 | $201 - $1,000 |
| AMERICAN EXP CENT BK CD CPN 0.850% DUE 04/17/17 | $15,001 - $50,000 | $201 - $1,000 |
| ALLY BANK CD CPN 0.950% DUE 02/27/17 | $15,001 - $50,000 | $201 - $1,000 |
| ALLY BANK CD CPN 1.250% DUE 08/28/17 | $15,001 - $50,000 | $201 - $1,000 |
| DISCOVER BANK CD CPN 1.550% DUE 02/01/19 | $15,001 - $50,000 | $201 - $1,000 |
| ALLY BANK CD CPN 1.500% DUE 02/04/19 | $15,001 - $50,000 | $201 - $1,000 |
| VA ST HSG DEV AUTH CPN 3.050% DUE 10/01/22 | $50,001 - $100,000 | $1,001 - $2,500 |
| FAIRFAX CNTY VA ECON DEV RESIDENTIAL Care 4.7% | $50,001 - $100,000 | $1,001 - $2,500 |
| SMYTH CNTY VA PUB IMPT SERA G/OCPN 4.0% 11/01/31 | $15,001 - $50,000 | $1,001 - $2,500 |
| VA ST HSG DEV AUTH 2.850% DUE 10/01/21 | $15,001 - $50,000 | $201 - $1,000 |
| VA SMALL BUSI FING AUTH REV RFDG HAMPTON U | $15,001 - $50,000 | $1,001 - $2,500 |
| FAIRFAX CNTY VA IDA REV HC INOVA HLTH 4.0% | $15,001 - $50,000 | $1,001 - $2,500 |
| UPPER OCCOQUAN SWR AUTH VA 3% 07/01/44 | $15,001 - $50,000 | $201 - $1,000 |
| POQUOSON VA RFDG G/O 4% 02/15/25 | $15,001 - $50,000 | $201 - $1,000 |
| NEW RIV VY REGL JAIL AUT VA 4.5% 10/01/32 | $15,001 - $50,000 | $201 - $1,000 |
| METRO DC ARPTS AUTH 4.375% DUE 10/01/30 (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | $201 - $1,000 |
| NEB ELEM & SECONDARY SCH BOYS TOWN 4.750% | $15,001 - $50,000 | $201 - $1,000 |
| VA CLG BLDG AUTH VA EDL FACS REV HIGH ED 4% | $15,001 - $50,000 | $201 - $1,000 |
| VA ST HSG DEV AUTH 2.400% DUE 10/01/20 | $15,001 - $50,000 | $201 - $1,000 |
| VIRGINIA ST HSG DEV AUTH 4.000% DUE 10/01/30 | $15,001 - $50,000 | $201 - $1,000 |
| VA SMALL BUSINESS FING AUTH 5.250% DUE 04/01/26 | $15,001 - $50,000 | $201 - $1,000 |
| A SMALL BUSINESS FING 4.750% DUE 04/01/23 | $15,001 - $50,000 | $201 - $1,000 |
| VA COMWLTH TRANSN BRD FEDL TRANSN GNT 4% (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | $201 - $1,000 |
| FAIRFAX CNTY VA ECON DEV AUTH REV WIEHLE AVE | $15,001 - $50,000 | $201 - $1,000 |
| PRINCE WILLIAM CNTY VA IDA HC REV RFDG NOVANT | $15,001 - $50,000 | $201 - $1,000 |
| VA ST HSG DEV AUTH RNTL HSG SER F 3.375% 10/1/21 | $15,001 - $50,000 | $201 - $1,000 |
| ARLINGTON CNTY VA IDA HSP FAC REV RFDG VA HOS | $15,001 - $50,000 | $201 - $1,000 |
| VA ST HSG DEV AUTH RNTL HSG 3.950% DUE 08/01/23 | $15,001 - $50,000 | $201 - $1,000 |
| ROANOKE VA IDA HSP REV UNREFUND REF CARILLION | $15,001 - $50,000 | $201 - $1,000 |
| VA CLLG BLDG AUTH VA EDL FACS 4.000% DUE 09/01/30 | $15,001 - $50,000 | $201 - $1,000 |
| VA ST HSG DEV AUTH RNTL HSG SER F 2.900% 10/1/20 | $15,001 - $50,000 | $201 - $1,000 |
| METROPOLITAN DC ARPTS AUTH DULLES TOLL RD 5% (filer divested this asset after the report was initially submitted) | $15,001 - $50,000 | $201 - $1,000 |
| VA ST PUB SCH AUTH RFDG 1997 RESOLUTION 3% | $15,001 - $50,000 | $201 - $1,000 |
| LYNCHBURG VA ECON DEV AUTH EDL FACS REV LYNC | $15,001 - $50,000 | $201 - $1,000 |
| VA ST HSG DEV AUTH RNTL HSG SERE 4.4% 10/1/40 | $15,001 - $50,000 | $201 - $1,000 |
| VA ST PUB BLDG AUTH PUB FACS REV RFDG SER C | $15,001 - $50,000 | $201 - $1,000 |
| VA ST HSG DEV AUTH RNTL HSG SER B 3% 8/1/27 | $15,001 - $50,000 | $201 - $1,000 |
| VIRGINIA ST PUB BLDG AUTH PUB FACS REV SER A | $1,001 - $15,000 | $201 - $1,000 |
| FAIRFAX CNTY VA INDL DEV AUTH REV RFDG INOVA H | $1,001 - $15,000 | $201 - $1,000 |
| ROANOKE VA ECON DEV AUTH HSP REV RFDG CAROLI | $1,001 - $15,000 | $201 - $1,000 |
| METRO WASHINGTON DC ARPTS AUTH SYS 5% (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | $201 - $1,000 |
| WASHINGTON D C MET AREA TRAN AUTH GROSS REV (filer divested this asset after the report was initially submitted) | $1,001 - $15,000 | $201 - $1,000 |
| NORFOLK VA AIRPORT AUTHORITY REVENUE REFUNDING 4.500% 07/01/31 | $1,001 - $15,000 | $201 - $1,000 |
| VA COMWLTH UNIV HLTH SYS AUTH REV GEN 4.25% | $1,001 - $15,000 | $201 - $1,000 |
| VA ST HSG DEV AUTH RNTL 4.375% DUE 12/01/31 | $1,001 - $15,000 | $201 - $1,000 |
| FAIRFAX CNTY VA IDA REV HC INOVA HLTH SYS PROJ | $1,001 - $15,000 | $201 - $1,000 |
| VA ST PUB SCH AUTH SPL OBLIG SCH FING 4.25% | $1,001 - $15,000 | $201 - $1,000 |
| PRINCE WILLIAM CNTY VA IDA HC RFDG NOVANT HLTH | $1,001 - $15,000 | $201 - $1,000 |
| PRINCE WILLIAM CNTY VA IDA HC REV NOVANT OBLIG | $1,001 - $15,000 | $201 - $1,000 |
| SPOTSYLVANIA CNTY VA ECON DEV AUTH PUB FAC RE | $1,001 - $15,000 | $201 - $1,000 |
| DISTRICT COLUMBIA TAX INCREMENT REV CITY MKT | $1,001 - $15,000 | $201 - $1,000 |
| MAHOMET IL ALT REV SOURCE DB B\E 4.500% 01/01/34 | $1,001 - $15,000 | $201 - $1,000 |
| ALBEMARLE VA 5% 1/1/2031 | None (or less than $1,001) | $201 - $1,000 |
| SUFFOLK VA 4.5% 2/1/2035 | None (or less than $1,001) | $201 - $1,000 |
| HARRISN VA4.25%8/15/2023 | None (or less than $1,001) | $1,001 - $2,500 |
| AUGUSTA 4.375% 9/1/2016 | None (or less than $1,001) | $1,001 - $2,500 |
| AMER FDS T/E BOND A | None (or less than $1,001) | $201 - $1,000 |
| DISCOVER BANK .5%021916 | None (or less than $1,001) | $201 - $1,000 |
| DISCOVER BANK .55%110716 | None (or less than $1,001) | $201 - $1,000 |
| GOLDMAN SACHS .6% 110716 | None (or less than $1,001) | $201 - $1,000 |
| GOLDMAN SACHS .65%071416 | None (or less than $1,001) | $201 - $1,000 |
| GOLDMAN SACHS .65%081816 | None (or less than $1,001) | $201 - $1,000 |
| HARRISONBURG 5%8/15/2031 | None (or less than $1,001) | $201 - $1,000 |
| ROANOKE VA 4% 2/1/2020 | None (or less than $1,001) | $201 - $1,000 |
| STAFFORD VA 4% 6/15/2016 | None (or less than $1,001) | $201 - $1,000 |
| STFFRD VA 5.25%6/15/2037 | None (or less than $1,001) | $201 - $1,000 |
| SALT RIVER PRJ AZ Bonds | None (or less than $1,001) | $201 - $1,000 |
| OH ST WTR DEV AUTH Bonds | None (or less than $1,001) | $201 - $1,000 |
| Guggenheim BulletShares 2016 High Yield Corporate Bond ETF (BSJG) | None (or less than $1,001) | $201 - $1,000 |
| Guggenheim BulletShares 2016 Corporate Bond ETF (BSCG) | None (or less than $1,001) | $201 - $1,000 |
| Pacific Life Flexible Premium Indexed Adjustable Variable Life Insurance: 1-Yr High Par Indexed Account (linked to S&P 500 index) | $100,001 - $250,000 | $15,001 - $50,000 |
| John Hancock variable life insurance:Blue Chip Growth Fund | $15,001 - $50,000 | None (or less than $201) |
| John Hancock variable life insurance: Midcap Index Fund | $15,001 - $50,000 | None (or less than $201) |
| John Hancock variable life insurance: Utilities Trust | $15,001 - $50,000 | None (or less than $201) |
| U.S. bank account #5 (cash) | $1,001 - $15,000 | None (or less than $201) |
Employment Agreements and Arrangements
| Employer or Party | City, State | Status and Terms | Date |
|---|---|---|---|
| Kirkland & Ellis LLP | Chicago, Illinois | I will continue to participate in this defined benefit plan. St. Paul Business Trust will assume majority of Kirkland pension obligation at age 61. | June 16, 1982 |
| Kirkland & Ellis LLP | Chicago, Illinois | Following my withdrawal from the firm, I will receive a lump pay out of my cash balance pension plan. | May 16, 2009 |
| Kirkland & Ellis LLP | Chicago, Illinois | I will participate in this defined contribution plan, but the firm will not make contributions after my separation. | May 16, 2009 |
| Kirkland & Ellis LLP | Chicago, Illinois | I have an interest in contingency fee cases. I will forfeit any interest in these contingency fee cases that has not been paid as of 3/15/2017. | May 16, 2009 |
Liabilities
| Creditor Name | Creditor Type | Amount | Rate | Year Incurred |
|---|---|---|---|---|
| Citibank | Mortgage on Personal Residence | $500,001 - $1,000,000 | 3.375% | 2013 |
| Citibank | Mortgage on Personal Residence | $50,001 - $100,000 | 3.5% fixed | 2013 |
Spouse's Employment Assets
| Description | Value | Income Type | Income Amount |
|---|---|---|---|
| Roth IRA: Vanguard Total Stock Mkt Index Fund (This number represents the filer's entire cash compensation as a partner during the reporting period, consisting of partnership monthly draws, prior year profit distributions, receipts from contingent fees or other matters involving time worked in past years, and the return of filer's capital account.) | $100,001 - $250,000 | $1,001 - $2,500 |
Do you know something about Jeffrey Adam Rosen? Send us an email at [email protected] or send a Signal message to 347-244-2134.
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