5 USC 552b:
About This Project
This project uses data compiled by the Sunshine in Government initiative, a coalition of journalism and transparency groups. SGI compiled data from federal agency annual FOIA reports to track how often b(3) exemptions were used. SGI also standardized the exemptions since some agencies used slightly different citations of the same laws. In some cases, agencies listed general laws without specifying a section under which information was withheld. This project does not include information from agencies that use no b(3) exemptions in 2008 or 2009. ProPublica compiled information about FOIA denials.
| Department | Claims |
|---|---|
| Federal Deposit Insurance Corporation | 2.0 |
TITLE 5--GOVERNMENT ORGANIZATION AND EMPLOYEES
PART I--THE AGENCIES GENERALLY
CHAPTER 5--ADMINISTRATIVE PROCEDURE
SUBCHAPTER II--ADMINISTRATIVE PROCEDURE
Sec. 552b. Open meetings
(a) For purposes of this section--
(1) the term ``agency'' means any agency, as defined in section
552(e) \1\ of this title, headed by a collegial body composed of two
or more individual members, a majority of whom are appointed to such
position by the President with the advice and consent of the Senate,
and any subdivision thereof authorized to act on behalf of the
agency;
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\1\ See References in Text note below.
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(2) the term ``meeting'' means the deliberations of at least the
number of individual agency members required to take action on
behalf of the agency where such deliberations determine or result in
the joint conduct or disposition of official agency business, but
does not include deliberations required or permitted by subsection
(d) or (e); and
(3) the term ``member'' means an individual who belongs to a
collegial body heading an agency.
(b) Members shall not jointly conduct or dispose of agency business
other than in accordance with this section. Except as provided in
subsection (c), every portion of every meeting of an agency shall be
open to public observation.
(c) Except in a case where the agency finds that the public interest
requires otherwise, the second sentence of subsection (b) shall not
apply to any portion of an agency meeting, and the requirements of
subsections (d) and (e) shall not apply to any information pertaining to
such meeting otherwise required by this section to be disclosed to the
public, where the agency properly determines that such portion or
portions of its meeting or the disclosure of such information is likely
to--
(1) disclose matters that are (A) specifically authorized under
criteria established by an Executive order to be kept secret in the
interests of national defense or foreign policy and (B) in fact
properly classified pursuant to such Executive order;
(2) relate solely to the internal personnel rules and practices
of an agency;
(3) disclose matters specifically exempted from disclosure by
statute (other than section 552 of this title), provided that such
statute (A) requires that the matters be withheld from the public in
such a manner as to leave no discretion on the issue, or (B)
establishes particular criteria for withholding or refers to
particular types of matters to be withheld;
(4) disclose trade secrets and commercial or financial
information obtained from a person and privileged or confidential;
(5) involve accusing any person of a crime, or formally
censuring any person;
(6) disclose information of a personal nature where disclosure
would constitute a clearly unwarranted invasion of personal privacy;
(7) disclose investigatory records compiled for law enforcement
purposes, or information which if written would be contained in such
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records, but only to the extent that the production of such records
or information would (A) interfere with enforcement proceedings, (B)
deprive a person of a right to a fair trial or an impartial
adjudication, (C) constitute an unwarranted invasion of personal
privacy, (D) disclose the identity of a confidential source and, in
the case of a record compiled by a criminal law enforcement
authority in the course of a criminal investigation, or by an agency
conducting a lawful national security intelligence investigation,
confidential information furnished only by the confidential source,
(E) disclose investigative techniques and procedures, or (F)
endanger the life or physical safety of law enforcement personnel;
(8) disclose information contained in or related to examination,
operating, or condition reports prepared by, on behalf of, or for
the use of an agency responsible for the regulation or supervision
of financial institutions;
(9) disclose information the premature disclosure of which
would--
(A) in the case of an agency which regulates currencies,
securities, commodities, or financial institutions, be likely to
(i) lead to significant financial speculation in currencies,
securities, or commodities, or (ii) significantly endanger the
stability of any financial institution; or
(B) in the case of any agency, be likely to significantly
frustrate implementation of a proposed agency action,
except that subparagraph (B) shall not apply in any instance where
the agency has already disclosed to the public the content or nature
of its proposed action, or where the agency is required by law to
make such disclosure on its own initiative prior to taking final
agency action on such proposal; or
(10) specifically concern the agency's issuance of a subpena, or
the agency's participation in a civil action or proceeding, an
action in a foreign court or international tribunal, or an
arbitration, or the initiation, conduct, or disposition by the
agency of a particular case of formal agency adjudication pursuant
to the procedures in section 554 of this title or otherwise
involving a determination on the record after opportunity for a
hearing.
(d)(1) Action under subsection (c) shall be taken only when a
majority of the entire membership of the agency (as defined in
subsection (a)(1)) votes to take such action. A separate vote of the
agency members shall be taken with respect to each agency meeting a
portion or portions of which are proposed to be closed to the public
pursuant to subsection (c), or with respect to any information which is
proposed to be withheld under subsection (c). A single vote may be taken
with respect to a series of meetings, a portion or portions of which are
proposed to be closed to the public, or with respect to any information
concerning such series of meetings, so long as each meeting in such
series involves the same particular matters and is scheduled to be held
no more than thirty days after the initial meeting in such series. The
vote of each agency member participating in such vote shall be recorded
and no proxies shall be allowed.
(2) Whenever any person whose interests may be directly affected by
a portion of a meeting requests that the agency close such portion to
the public for any of the reasons referred to in paragraph (5), (6), or
(7) of subsection (c), the agency, upon request of any one of its
members, shall vote by recorded vote whether to close such meeting.
(3) Within one day of any vote taken pursuant to paragraph (1) or
(2), the agency shall make publicly available a written copy of such
vote reflecting the vote of each member on the question. If a portion of
a meeting is to be closed to the public, the agency shall, within one
day of the vote taken pursuant to paragraph (1) or (2) of this
subsection, make publicly available a full written explanation of its
action closing the portion together with a list of all persons expected
to attend the meeting and their affiliation.
(4) Any agency, a majority of whose meetings may properly be closed
to the public pursuant to paragraph (4), (8), (9)(A), or (10) of
subsection (c), or any combination thereof, may provide by regulation
for the closing of such meetings or portions thereof in the event that a
majority of the members of the agency votes by recorded vote at the
beginning of such meeting, or portion thereof, to close the exempt
portion or portions of the meeting, and a copy of such vote, reflecting
the vote of each member on the question, is made available to the
public. The provisions of paragraphs (1), (2), and (3) of this
subsection and subsection (e) shall not apply to any portion of a
meeting to which such regulations apply: Provided, That the agency
shall, except to the extent that such information is exempt from
disclosure under the provisions of subsection (c), provide the public
with public announcement of the time, place, and subject matter of the
meeting and of each portion thereof at the earliest practicable time.
(e)(1) In the case of each meeting, the agency shall make public
announcement, at least one week before the meeting, of the time, place,
and subject matter of the meeting, whether it is to be open or closed to
the public, and the name and phone number of the official designated by
the agency to respond to requests for information about the meeting.
Such announcement shall be made unless a majority of the members of the
agency determines by a recorded vote that agency business requires that
such meeting be called at an earlier date, in which case the agency
shall make public announcement of the time, place, and subject matter of
such meeting, and whether open or closed to the public, at the earliest
practicable time.
(2) The time or place of a meeting may be changed following the
public announcement required by paragraph (1) only if the agency
publicly announces such change at the earliest practicable time. The
subject matter of a meeting, or the determination of the agency to open
or close a meeting, or portion of a meeting, to the public, may be
changed following the public announcement required by this subsection
only if (A) a majority of the entire membership of the agency determines
by a recorded vote that agency business so requires and that no earlier
announcement of the change was possible, and (B)
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the agency publicly announces such change and the vote of each member
upon such change at the earliest practicable time.
(3) Immediately following each public announcement required by this
subsection, notice of the time, place, and subject matter of a meeting,
whether the meeting is open or closed, any change in one of the
preceding, and the name and phone number of the official designated by
the agency to respond to requests for information about the meeting,
shall also be submitted for publication in the Federal Register.
(f)(1) For every meeting closed pursuant to paragraphs (1) through
(10) of subsection (c), the General Counsel or chief legal officer of
the agency shall publicly certify that, in his or her opinion, the
meeting may be closed to the public and shall state each relevant
exemptive provision. A copy of such certification, together with a
statement from the presiding officer of the meeting setting forth the
time and place of the meeting, and the persons present, shall be
retained by the agency. The agency shall maintain a complete transcript
or electronic recording adequate to record fully the proceedings of each
meeting, or portion of a meeting, closed to the public, except that in
the case of a meeting, or portion of a meeting, closed to the public
pursuant to paragraph (8), (9)(A), or (10) of subsection (c), the agency
shall maintain either such a transcript or recording, or a set of
minutes. Such minutes shall fully and clearly describe all matters
discussed and shall provide a full and accurate summary of any actions
taken, and the reasons therefor, including a description of each of the
views expressed on any item and the record of any rollcall vote
(reflecting the vote of each member on the question). All documents
considered in connection with any action shall be identified in such
minutes.
(2) The agency shall make promptly available to the public, in a
place easily accessible to the public, the transcript, electronic
recording, or minutes (as required by paragraph (1)) of the discussion
of any item on the agenda, or of any item of the testimony of any
witness received at the meeting, except for such item or items of such
discussion or testimony as the agency determines to contain information
which may be withheld under subsection (c). Copies of such transcript,
or minutes, or a transcription of such recording disclosing the identity
of each speaker, shall be furnished to any person at the actual cost of
duplication or transcription. The agency shall maintain a complete
verbatim copy of the transcript, a complete copy of the minutes, or a
complete electronic recording of each meeting, or portion of a meeting,
closed to the public, for a period of at least two years after such
meeting, or until one year after the conclusion of any agency proceeding
with respect to which the meeting or portion was held, whichever occurs
later.
(g) Each agency subject to the requirements of this section shall,
within 180 days after the date of enactment of this section, following
consultation with the Office of the Chairman of the Administrative
Conference of the United States and published notice in the Federal
Register of at least thirty days and opportunity for written comment by
any person, promulgate regulations to implement the requirements of
subsections (b) through (f) of this section. Any person may bring a
proceeding in the United States District Court for the District of
Columbia to require an agency to promulgate such regulations if such
agency has not promulgated such regulations within the time period
specified herein. Subject to any limitations of time provided by law,
any person may bring a proceeding in the United States Court of Appeals
for the District of Columbia to set aside agency regulations issued
pursuant to this subsection that are not in accord with the requirements
of subsections (b) through (f) of this section and to require the
promulgation of regulations that are in accord with such subsections.
(h)(1) The district courts of the United States shall have
jurisdiction to enforce the requirements of subsections (b) through (f)
of this section by declaratory judgment, injunctive relief, or other
relief as may be appropriate. Such actions may be brought by any person
against an agency prior to, or within sixty days after, the meeting out
of which the violation of this section arises, except that if public
announcement of such meeting is not initially provided by the agency in
accordance with the requirements of this section, such action may be
instituted pursuant to this section at any time prior to sixty days
after any public announcement of such meeting. Such actions may be
brought in the district court of the United States for the district in
which the agency meeting is held or in which the agency in question has
its headquarters, or in the District Court for the District of Columbia.
In such actions a defendant shall serve his answer within thirty days
after the service of the complaint. The burden is on the defendant to
sustain his action. In deciding such cases the court may examine in
camera any portion of the transcript, electronic recording, or minutes
of a meeting closed to the public, and may take such additional evidence
as it deems necessary. The court, having due regard for orderly
administration and the public interest, as well as the interests of the
parties, may grant such equitable relief as it deems appropriate,
including granting an injunction against future violations of this
section or ordering the agency to make available to the public such
portion of the transcript, recording, or minutes of a meeting as is not
authorized to be withheld under subsection (c) of this section.
(2) Any Federal court otherwise authorized by law to review agency
action may, at the application of any person properly participating in
the proceeding pursuant to other applicable law, inquire into violations
by the agency of the requirements of this section and afford such relief
as it deems appropriate. Nothing in this section authorizes any Federal
court having jurisdiction solely on the basis of paragraph (1) to set
aside, enjoin, or invalidate any agency action (other than an action to
close a meeting or to withhold information under this section) taken or
discussed at any agency meeting out of which the violation of this
section arose.
(i) The court may assess against any party reasonable attorney fees
and other litigation costs reasonably incurred by any other party who
substantially prevails in any action brought
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in accordance with the provisions of subsection (g) or (h) of this
section, except that costs may be assessed against the plaintiff only
where the court finds that the suit was initiated by the plaintiff
primarily for frivolous or dilatory purposes. In the case of assessment
of costs against an agency, the costs may be assessed by the court
against the United States.
(j) Each agency subject to the requirements of this section shall
annually report to the Congress regarding the following:
(1) The changes in the policies and procedures of the agency
under this section that have occurred during the preceding 1-year
period.
(2) A tabulation of the number of meetings held, the exemptions
applied to close meetings, and the days of public notice provided to
close meetings.
(3) A brief description of litigation or formal complaints
concerning the implementation of this section by the agency.
(4) A brief explanation of any changes in law that have affected
the responsibilities of the agency under this section.
(k) Nothing herein expands or limits the present rights of any
person under section 552 of this title, except that the exemptions set
forth in subsection (c) of this section shall govern in the case of any
request made pursuant to section 552 to copy or inspect the transcripts,
recordings, or minutes described in subsection (f) of this section. The
requirements of chapter 33 of title 44, United States Code, shall not
apply to the transcripts, recordings, and minutes described in
subsection (f) of this section.
(l) This section does not constitute authority to withhold any
information from Congress, and does not authorize the closing of any
agency meeting or portion thereof required by any other provision of law
to be open.
(m) Nothing in this section authorizes any agency to withhold from
any individual any record, including transcripts, recordings, or minutes
required by this section, which is otherwise accessible to such
individual under section 552a of this title.
(Added Pub. L. 94-409, Sec. 3(a), Sept. 13, 1976, 90 Stat. 1241; amended
Pub. L. 104-66, title III, Sec. 3002, Dec. 21, 1995, 109 Stat. 734.)
References in Text
Section 552(e) of this title, referred to in subsec. (a)(1), was
redesignated section 552(f) of this title by section 1802(b) of Pub. L.
99-570.
180 days after the date of enactment of this section, referred to in
subsec. (g), means 180 days after the date of enactment of Pub. L. 94-
409, which was approved Sept. 13, 1976.
Amendments
1995--Subsec. (j). Pub. L. 104-66 amended subsec. (j) generally.
Prior to amendment, subsec. (j) read as follows: ``Each agency subject
to the requirements of this section shall annually report to Congress
regarding its compliance with such requirements, including a tabulation
of the total number of agency meetings open to the public, the total
number of meetings closed to the public, the reasons for closing such
meetings, and a description of any litigation brought against the agency
under this section, including any costs assessed against the agency in
such litigation (whether or not paid by the agency).''
Effective Date
Section 6 of Pub. L. 94-409 provided that:
``(a) Except as provided in subsection (b) of this section, the
provisions of this Act [see Short Title note set out below] shall take
effect 180 days after the date of its enactment [Sept. 13, 1976].
``(b) Subsection (g) of section 552b of title 5, United States Code,
as added by section 3(a) of this Act, shall take effect upon enactment
[Sept. 13, 1976].''
Short Title of 1976 Amendment
Section 1 of Pub. L. 94-409 provided: ``That this Act [enacting this
section, amending sections 551, 552, 556, and 557 of this title, section
10 of Pub. L. 92-463, set out in the Appendix to this title, and section
410 of Title 39, and enacting provisions set out as notes under this
section] may be cited as the `Government in the Sunshine Act'.''
Termination of Reporting Requirements
For termination, effective May 15, 2000, of provisions of law
requiring submittal to Congress of any annual, semiannual, or other
regular periodic report listed in House Document No. 103-7 (in which the
report required by subsec. (j) of this section is listed on page 151),
see section 3003 of Pub. L. 104-66, as amended, set out as a note under
section 1113 of Title 31, Money and Finance.
Termination of Administrative Conference of United States
For termination of Administrative Conference of United States, see
provision of title IV of Pub. L. 104-52, set out as a note preceding
section 591 of this title.
Declaration of Policy and Statement of Purpose
Section 2 of Pub. L. 94-409 provided that: ``It is hereby declared
to be the policy of the United States that the public is entitled to the
fullest practicable information regarding the decisionmaking processes
of the Federal Government. It is the purpose of this Act [see Short
Title note set out above] to provide the public with such information
while protecting the rights of individuals and the ability of the
Government to carry out its responsibilities.''