efile Public Visual Render
ObjectId: 201431359349302198 - Submission: 2014-05-15
TIN: 35-0868188
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
Complete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
Attach to Form 990.
See separate instructions.
OMB No. 1545-0047
20
12
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
Employer identification number
35-0868188
Part I
Identification of Disregarded Entities
(Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity
(b)
Primary activity
(c)
Legal domicile (state
or foreign country)
(d)
Total income
(e)
End-of-year assets
(f)
Direct controlling
entity
(1)
BCMR Feeder - TE GP LLC
518 17th Street Suite 1700
Denver
,
CO
802024130
Feeder Fund
DE
0
150,094
University of Notre Dame du Lac
(2)
Dynamo Brasil III LLC
Corporation Trust Center 1209 Orang
Wilmington
,
DE
19801
Investments
DE
0
113,719,641
University of Notre Dame du Lac
(3)
ND Properties I LLC
Controllers Office 731 Grace Hall
Notre Dame
,
IN
46556
Leasing
IN
0
13,757,992
University of Notre Dame du Lac
(4)
Cupula Holdings LLC
Corporation Trust Center 1209 Orang
Wilmington
,
DE
19801
Dormant
DE
0
0
University of Notre Dame du Lac
Part II
Identification of Related Tax-Exempt Organizations
(Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization
(b)
Primary activity
(c)
Legal domicile (state
or foreign country)
(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))
(f)
Direct controlling
entity
(g)
Section 512(b)(13) controlled entity?
Yes
No
(1)
Association of Notre Dame Clubs Inc
Controllers Office 731 Grace Hall
Notre Dame
,
IN
46556
31-1050144
Alumni Association
IN
501(c)(3)
Line 11c, III-FI
University of Notre Dame du Lac
Yes
(2)
Fundacion University of Notre Dame Chile
Av Vicuna Mackenna 4860 Macul Pr
Internacionales, Santiago
CI
Study Abroad Program
CI
501(c)(3)
University of Notre Dame du Lac
Yes
(3)
Univ of Notre Dame du Lac Gillen Foundation
Controllers Office 731 Grace Hall
Notre Dame
,
IN
46556
23-7125378
Research Facility Operations
MI
501(c)(3)
Line 11a, I
University of Notre Dame du Lac
Yes
(4)
Voice of the Fighting Irish Inc
Controllers Office 731 Grace Hall
Notre Dame
,
IN
46556
31-1135580
Radio Station
IN
501(c)(3)
Line 11a, I
University of Notre Dame du Lac
Yes
(5)
The University of Notre Dame (USA) in England
1 Suffolk Street
London
SW1Y 4HG
UK
Study Abroad Program
UK
501(c)(3)
University of Notre Dame du Lac
Yes
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Page 2
Schedule R (Form 990) 2012
Page
2
Part III
Identification of Related Organizations Taxable as a Partnership
(Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code VUBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership
Yes
No
Yes
No
(1)
IPND Leverage Lender LLC
Controllers Office 731 Grace Hall
Notre Dame
,
IN
46556
27-1678084
Finance
IN
University of Notre Dame du Lac
Excluded
442,549
13,487,874
No
Yes
99.900 %
(2)
Magna NYC Co-Investment LP
300 Centerville Rd Suite 300 East
Warwick
,
RI
02886
26-1523052
Real Estate Investment
DE
GP Magna NYC Co-Investment LLC
Excluded
914,093
40,748,212
No
No
88.210 %
(3)
Merit Energy Partners VIII LP
13727 Noel Rd Suite 1200
Dallas
,
TX
75240
75-2530212
Direct Energy Investments
DE
Merit Partners LP
Excluded
28,308,613
91,712,701
No
No
83.130 %
(4)
Qiming II Investor Holdings LLC
350 106th Ave NE 1st Floor
Bellevue
,
WA
98004
27-0464551
Feeder Fund
WA
University of Notre Dame du Lac
Excluded
50,789
4,034,271
No
Yes
100.000 %
(5)
Santa Fe Interests LLC
300 Park Blvd Suite 500
Itasca
,
IL
60143
20-3977995
Rental Real Estate
DE
University of Notre Dame du Lac
Excluded
379,113
50,456,024
No
No
90.000 %
(6)
SSGA US GovernmentCredit Bond Index NL QP CTF
One Lincoln Street
Boston
,
MA
02111
27-6126714
Common Trust Fund
MA
State Street Bank
Excluded
5,419,616
44,896,041
No
No
27.520 %
(7)
Thor Palmer House Co-Investor LP
25 West 39th Street
New York
,
NY
10018
20-3283109
Real Estate Investment
DE
Thor Palmer House Co-Investor GP LLC
Excluded
-929,553
60,466,532
No
No
68.720 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust
(Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes
No
(1)
BCMR Feeder - TE LP
518 17th Street Suite 1700
Denver
,
CO
80202
98-0582629
Feeder Fund
CA
University of Notre Dame du Lac
C
-302,410
15,012,975
99.000 %
Yes
(2)
Bradley-DeBartolo Inc
Controllers Office 731 Grace Hall
Notre Dame
,
IN
46556
34-1765932
Real Estate Owner/Lessor
OH
University of Notre Dame du Lac
C
-260,538
3,255,360
100.000 %
Yes
(3)
India Equity Growth Fund (Investors) Limited
65 Chulia Street 39-08 OCBC Centr
049513
SN
Feeder Fund
MP
University of Notre Dame du Lac
C
-902,343
60,712,464
80.690 %
Yes
(4)
Kingdom Ridge Capital Fund Ltd
81 Main Street Suite 209
White Plains
,
NY
10601
Feeder Fund
CJ
University of Notre Dame du Lac
C
-3,936,019
115,475,484
93.470 %
Yes
(5)
Tegean Offshore Fund Ltd
Two Grand Central Tower 140 E 45th
New York
,
NY
100177157
Feeder Fund
CJ
University of Notre Dame du Lac
C
2,974,537
85,341,884
89.370 %
Yes
(6)
TDR Capital II C Holdings LP
50 Lothian Rd Festival Square
Edinburgh
EH3 9WJ
UK
98-0648852
Feeder Fund
UK
University of Notre Dame du Lac
C
946,607
41,143,412
100.000 %
Yes
(7)
Sorin Management Limited
c/o Apex Fund Services Ltd 4th Fl
CyberCity, Ebene
MP
Investments
MP
University of Notre Dame du Lac
C
100.000 %
Yes
(8)
Charitable Remainder Trusts (69)
See Part VII
IN
T
No
Schedule R (Form 990) 2012
Page 3
Schedule R (Form 990) 2012
Page
3
Part V
Transactions With Related Organizations
(Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note.
Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1
During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a
Receipt of
(i)
interest
(ii)
annuities
(iii)
royalties or
(iv)
rent from a controlled entity
.
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1a
No
b
Gift, grant, or capital contribution to related organization(s)
.
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1b
Yes
c
Gift, grant, or capital contribution from related organization(s)
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1c
No
d
Loans or loan guarantees to or for related organization(s)
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1d
No
e
Loans or loan guarantees by related organization(s)
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1e
No
f
Dividends from related organization(s)
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1f
No
g
Sale of assets to related organization(s)
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1g
No
h
Purchase of assets from related organization(s)
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1h
No
i
Exchange of assets with related organization(s)
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1i
No
j
Lease of facilities, equipment, or other assets to related organization(s)
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1j
No
k
Lease of facilities, equipment, or other assets from related organization(s)
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1k
Yes
l
Performance of services or membership or fundraising solicitations for related organization(s)
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1l
No
m
Performance of services or membership or fundraising solicitations by related organization(s)
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1m
Yes
n
Sharing of facilities, equipment, mailing lists, or other assets with related organization(s)
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1n
No
o
Sharing of paid employees with related organization(s)
.
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1o
No
p
Reimbursement paid to related organization(s) for expenses
.
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1p
No
q
Reimbursement paid by related organization(s) for expenses
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1q
No
r
Other transfer of cash or property to related organization(s)
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1r
No
s
Other transfer of cash or property from related organization(s)
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1s
Yes
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1)
BCMR Feeder - TE LP
B
3,386,842
Funding Provided
(2)
Kingdom Ridge Capital Fund Ltd
S
10,000,000
Amount Received
(3)
Magna NYC Co-Investment LP
B
201,504
Funding Provided
(4)
Magna NYC Co-Investment LP
S
1,089,539
Amount Received
(5)
Merit Energy Partners VIII LP
B
8,712,000
Funding Provided
(6)
Merit Energy Partners VIII LP
S
38,610,000
Amount Received
(7)
Qiming II Investor Holdings LLC
B
150,000
Funding Provided
(8)
India Equity Growth Fund (Investors) Limited
S
52,843,158
Amount Received
(9)
Santa Fe Interests LLC
B
720,000
Funding Provided
(10)
Santa Fe Interests LLC
K
391,635
Expenses Incurred
(11)
Sorin Management Limited
B
52,843,158
Funding Provided
(12)
SSGA US GovernmentCredit Bond Index NL QP CTF
S
95,000,000
Amount Received
(13)
TDR Capital II C Holdings LP
B
6,181,748
Funding Provided
(14)
Thor Palmer House Co-Investor LP
B
1,598,638
Funding Provided
(15)
University of Notre Dame Gillen Foundation
B
714,531
Funding Provided
(16)
Voice of the Fighting Irish Inc
B
65,310
Funding Provided
(17)
IPND Leverage Lender LLC
S
125,953
Amount Received
(18)
Fundacion University of Notre Dame Chile
B
405,486
Funding Provided
(19)
The University of Notre Dame (USA) in England
B
4,293,070
Funding Provided/Exp Incurred
(20)
Charitable Remainder Trusts (8)
S
339,937
Remainder Interest Received
Schedule R (Form 990) 2012
Page 4
Schedule R (Form 990) 2012
Page
4
Part VI
Unrelated Organizations Taxable as a Partnership
(Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)
(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income
(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code VUBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership
Yes
No
Yes
No
Yes
No
Schedule R (Form 990) 2012
Page 5
Schedule R (Form 990) 2012
Page
5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier
Return Reference
Explanation
Part II, Identification of Related Tax-Exempt Organizations:
The Association of Notre Dame Clubs, Inc. is a parent organization for 217 subordinate alumni clubs that individually file annual information returns (Forms 990, 990EZ, and 990N).
Part IV, Identification of Related Orgs Taxable as a Corporation or Trust:
(a) Name: Charitable Remainder Trusts (69) (b) Primary activity: Split-interest trusts in which Notre Dame is trustee and remainder beneficiary.
Additional Data
Software ID:
Software Version: