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ObjectId: 201431359349308478 - Submission: 2014-05-15
TIN: 86-0251255
Form
990
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)
The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
20
12
Open to Public Inspection
A
For the 2012 calendar year, or tax year beginning
07-01-2012
, 2012, and ending
06-30-2013
B
Check if applicable:
Address change
Name change
Initial return
Terminated
Amended return
Application pending
C
Name of organization
VALLE DEL SOL INC
Doing Business As
Number and street (or P.O. box if mail is not delivered to street address)
3807 N 7TH ST
Room/suite
City or town, state or country, and ZIP + 4
PHOENIX
,
AZ
85014
D Employer identification number
86-0251255
E Telephone number
(602) 258-6797
G
Gross receipts $
19,335,716
F
Name and address of principal officer:
KURT SHEPPARD
3807 N 7TH ST
PHOENIX
,
AZ
85014
I
Tax-exempt status:
501(c)(3)
501(c)
(
)
(insert no.)
4947(a)(1)
or
527
J
Website:
WWW.VALLEDELSOL.COM
H(a)
Is this a group return for
affiliates?
Yes
No
H(b)
Are all affiliates included?
Yes
No
If "No," attach a list. (see instructions)
H(c)
Group exemption number
K
Form of organization:
Corporation
Trust
Association
Other
L
Year of formation:
1970
M
State of legal domicile:
AZ
Part I
Summary
1
Briefly describe the organization’s mission or most significant activities:
VALLE DEL SOL INSPIRES POSITIVE CHANGE BY INVESTING IN HEALTH AND HUMAN SERVICES(CONTINUED ON SCH O) TO STRENGTHEN FAMILIES WITH TOOLS AND SKILLS FOR SELF-SUFFICIENCY AND BY BUILDING THE NEXT GENERATION OF LATINO AND DIVERSE LEADERS.
2
Check this box
3
Number of voting members of the governing body (Part VI, line 1a)
........
3
16
4
Number of independent voting members of the governing body (Part VI, line 1b)
.....
4
16
5
Total number of individuals employed in calendar year 2011 (Part V, line 2a)
......
5
313
6
Total number of volunteers (estimate if necessary)
.............
6
262
7a
Total unrelated business revenue from Part VIII, column (C), line 12
........
7a
0
b
Net unrelated business taxable income from Form 990-T, line 34
.........
7b
0
Prior Year
Current Year
8
Contributions and grants (Part VIII, line 1h)
.........
13,241,309
15,489,070
9
Program service revenue (Part VIII, line 2g)
.........
1,575,064
2,517,553
10
Investment income (Part VIII, column (A), lines 3, 4, and 7d )
....
106,412
123,987
11
Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)
396,697
114,317
12
Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)
...................
15,319,482
18,244,927
13
Grants and similar amounts paid (Part IX, column (A), lines 1–3 )
...
1,021,975
241,671
14
Benefits paid to or for members (Part IX, column (A), line 4)
.....
0
0
15
Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)
8,116,099
11,465,418
16a
Professional fundraising fees (Part IX, column (A), line 11e)
.....
0
0
b
Total fundraising expenses (Part IX, column (D), line 25)
596,165
17
Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)
....
5,694,021
6,599,945
18
Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)
14,832,095
18,307,034
19
Revenue less expenses. Subtract line 18 from line 12
.......
487,387
-62,107
Beginning of Current Year
End of Year
20
Total assets (Part X, line 16)
.............
14,033,678
12,200,480
21
Total liabilities (Part X, line 26)
.............
5,459,105
3,517,483
22
Net assets or fund balances. Subtract line 21 from line 20
.....
8,574,573
8,682,997
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
2014-05-15
Signature of officer
Date
THOMAS CASTELLANOS
CFO
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
BRENDA BLUNT
Date
2014-05-15
Check
if
self-employed
PTIN
P00075126
Firm's name
EIDE BAILLY LLP
Firm's EIN
45-0250958
Firm's address
1850 N CENTRAL AVE SUITE 400
PHOENIX
,
AZ
850044527
Phone no.
(602) 264-5844
May the IRS discuss this return with the preparer shown above? (see instructions)
............
Yes
No
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form
990
(2012)
Page 2
Form 990 (2012)
Page
2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III
...............
1
Briefly describe the organization’s mission:
VALLE DEL SOL INSPIRES POSITIVE CHANGE BY INVESTING IN HEALTH AND HUMAN SERVICES TO STRENGTHEN FAMILIES WITH TOOLS AND SKILLS FOR SELF-SUFFICIENCY AND BY BUILDING THE NEXT GENERATION OF LATINO AND DIVERSE LEADERS.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ?
......................
Yes
No
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services?
............................
Yes
No
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a
(Code:
) (Expenses $
6,601,151
including grants of $
241,671
) (Revenue $
536,980
)
FOR FAMILIES FACING POVERTY, MENTAL ILLNESS, SUBSTANCE ABUSE, ACADEMIC CHALLENGES, INVOLVEMENT WITH THE LEGAL SYSTEM, THE HEARTACHE OF VIOLENCE AND BROKEN FAMILIES, THE YOUTH & FAMILY SERVICES DEPARTMENT MEETS THE CHILDREN'S NEEDS IN A CLIENT-CENTERED AND SUPPORTIVE APPROACH. WITH SIX MULTIDISCIPLINARY TEAMS COMPRISED OF PEERS TO PROFESSIONALS, THE STAFF IS COMMITTED TO ENHANCING THE QUALITY OF LIFE FOR MULTI-STRESSED FAMILIES.CHILDREN AND FAMILIES RECEIVED SERVICES WITHIN THE ARIZONA BEST PRACTICE MODEL EMPHASIZING THE UNIQUE STRENGTHS AND NEEDS EACH CHILD HAS AND BY HAVING THEIR SERVICES TAILORED TO MEET THOSE NEEDS UTILIZING THE CHILD AND FAMILY TEAM (CFT) PROCESS. (CONT. ON SCHEDULE O) MOST IMPORTANTLY THE CLINICAL STAFF HELPED YOUTH AND FAMILIES REGAIN A FEELING OF INSPIRATION TO LIVE FULFILLED LIVES. SERVICES PROVIDED INCLUDED CRISIS INTERVENTION, CASE MANAGEMENT, INDIVIDUAL, FAMILY AND GROUP COUNSELING, PSYCHIATRIC EVALUATIONS AND MEDICATION MONITORING, BEHAVIOR COACHING, INTENSIVE OUTPATIENT TREATMENT FOR SUBSTANCE ABUSE ISSUES, FAMILY SUPPORT AND PEDIATRIC SERVICES.CLINICAL CARE WAS PROVIDED BY MULTIDISCIPLINARY TEAM OF PSYCHIATRISTS, NURSES AND NURSE PRACTITIONERS, MASTER LEVEL THERAPISTS, EXPERIENCED CFT FACILITATORS, FAMILY SUPPORT SPECIALISTS, BEHAVIOR COACHES, CLINICAL AND PROGRAM SUPERVISORS, AND INTERPRETERS. THE MULTIDISCIPLINARY TEAM DETERMINED A CONSUMER'S ACUITY LEVEL AT ENROLLMENT AND ASSESSED CLINICAL NEED THROUGHOUT TREATMENT. SERVICES WERE PROVIDED IN A COORDINATED EFFORT IN THE LEAST RESTRICTIVE SETTING REQUIRED TO ACCOMPLISH THE FAMILIES EXPRESSED GOALS AND OUTCOMES. THE TREATMENT TEAM WORKED IN CONCERT WITH THE YOUTH AND THEIR FAMILY TO DEVELOP A TREATMENT AND DISCHARGE PLAN BASED ON GOALS IDENTIFIED DURING THE INTAKE AND ENROLLMENT PROCESS. A YOUTH SERVICES FUNCTIONAL IMPROVEMENT ASSESSMENT WAS CONDUCTED WITH 2,407 MEMBERS. BASED ON GLOBAL ASSESSMENT OF FUNCTIONING DIAGNOSIS, 72 PERCENT FELT THEY WERE IMPROVING OR WERE STABLE. DIRECT SERVICE HOURS - 239,700FAMILIES SERVED- 2,367
4b
(Code:
) (Expenses $
1,910,467
including grants of $
) (Revenue $
317,961
)
ADULT SERVICES FOR MANY ADULTS, THERE WAS A REDUCTION IN ELIGIBILITY IN THE MEDICAID SYSTEM AND WITH THOSE CHANGES THE YEAR BROUGHT A CORRESPONDING BUDGET REDUCTION FOR SERVICES TO ADULTS. DESPITE THESE CHANGES, THE ADULT SERVICES DEPARTMENT CONTINUED TO GROW ITS BEHAVIORAL HEALTH SERVICES FOR ADULTS THROUGH DIVERSE FUNDING AREAS WHILE THE CHALLENGE RENEWED STAFF'S COMMITMENT TO IMPROVING CLINICAL SERVICES. VALLE DEL SOL CONTINUED TO STRIVE TO BE THE PROVIDER OF CHOICE FOR ALL BEHAVIORAL AND PHYSICAL HEALTH NEEDS TO ADULTS IN OUR COMMUNITY.A NEW GRANT BASED PROGRAM, IN PARTNERSHIP WITH SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES ADMINISTRATION (SAMSHA) PROVIDED HEPATITIS C SCREENINGS AS WELL AS EDUCATION AND COUNSELING (CONT. SCHEDULE O) SERVICES FOR 200 MEMBERS WHO WERE CONSIDERED HIGH RISK FOR CONTRACTING THE HEPATITIS C VIRUS AND WOULD NOT OTHERWISE HAVE ACCESS TO THE FREE SCREENINGS. THE PROGRAM WORKED WELL IN BEING ABLE TO COORDINATE THE SERVICES BETWEEN SCREENING, COUNSELING, EDUCATION IN BEHAVIORAL HEALTH, AND THE PHYSICIANS IN THE AGENCY'S PRIMARY HEALTHCARE CLINIC WHEN THEY TESTED POSITIVE FOR HEPATITIS C AND NEEDED FOLLOW UP MEDICAL CARE. THIS PROGRAM HIGHLIGHTS THE IMPORTANCE FOR COORDINATED TREATMENT EFFORTS IN ORDER TO RECEIVE THE BEST WHOLE HEALTH OUTCOMES FOR MEMBERS.IN SERVING A DIVERSE COMMUNITY WITH DIVERSE NEEDS, VALLE DEL SOL CLINICALLY AND CULTURALLY COMPETENT STAFF CONTINUED TO PROVIDE OUTSTANDING QUALITY OF SERVICES. MEDICAL ASSISTANTS WERE HIRED TO SERVE BEHAVIORAL HEALTH MEMBERS BY INTEGRATING THE TOTAL HEALTH APPROACH. THIS INTEGRATION OF SERVICES PROVIDED A CONTINUUM OF CARE THAT BRIDGED THE GAP MANY MEMBERS PREVIOUSLY FACED IN TRYING TO COORDINATE THEIR HEALTHCARE NEEDS. SEVERAL STAFF COMPLETED THEIR BACHELOR OR ASSOCIATE DEGREES, WHICH ALLOWED THEM TO EXPAND THEIR SCOPE OF SERVICES. IN ADDITION, A NUMBER OF STAFF RECEIVED THEIR INDEPENDENT LICENSE IN SOCIAL WORK OR COUNSELING. WITH THIS LICENSE, THEY WERE ABLE TO TRAIN AND SUPERVISE NEW COUNSELORS SEEKING LICENSURE STATUS. THE INCREASE IN INDEPENDENT LICENSED STAFF ALSO HELPED EXPAND BEHAVIORAL HEALTH SERVICES THROUGH ADDITIONAL INSURANCE PANELS IN ORDER TO GIVE MORE INDIVIDUALS IN THE COMMUNITY ACCESS TO SERVICES. IN SEVERAL AUDITS CONDUCTED BY FUNDERS TO ENSURE QUALITY SERVICES, THE ADULT SERVICES PROGRAM RECEIVED SCORES ABOVE 90 PERCENT, WHICH WERE ABOVE THE ESTABLISHED THRESHOLDS OF 85 PERCENT. IN AN AUDIT CONDUCTED FOR ADULT BEHAVIORAL HEALTH SERVICES, THE AGENCY RECEIVED A RECORD HIGH SCORE OFF 99.13 PERCENT. THESE SCORES ARE A REFLECTION OF THE ADULT SERVICES TEAM OF DEDICATED CULTURALLY COMPETENT AND EXPERIENCED PROFESSIONALS. AN ADULT SERVICES FUNCTIONAL IMPROVEMENT ASSESSMENT WAS CONDUCTED WITH 1,311 MEMBERS. BASED ON GLOBAL ASSESSMENT OF FUNCTIONING DIAGNOSIS, 75.3 PERCENT FELT THEY WERE IMPROVING OR STABLE.
4c
(Code:
) (Expenses $
4,365,635
including grants of $
) (Revenue $
95,723
)
FUNDED BY MAGELLAN HEALTH SERVICES AND LED BY VALLE DEL SOL, INC. THE NORTH PHOENIX PREVENTION ALLIANCE (NOPAL) IS A COALITION COMPRISED OF REPRESENTATIVES FROM LOCAL COMMUNITY ORGANIZATIONS, LAW ENFORCEMENT, COMMUNITY MEMBERS AND SCHOOLS. ITS FOCUS IS ON PREVENTING YOUTH SUBSTANCE ABUSE IN COORDINATION WITH LOCAL SCHOOL DISTRICTS, ORGANIZATIONS, AND BUSINESSES IN THE SUNNYSLOPE NEIGHBORHOOD. FOURTEEN SUBSTANCE ABUSE PREVENTION EVENTS REACHED 1,214 COMMUNITY MEMBERS WITH IMPACTFUL INFORMATION AND MATERIALS. NOPAL TAUGHT YOUTH TO ADVOCATE FOR THEMSELVES THROUGH THE VALLEY ADOLESCENT MEDIA OUTREACH SUB-COMMITTEE (VAMOS). (CONT. SCHEDULE O) IN ADDITION TO THE YOUTH GROUP, PARENTS WERE TARGETED THROUGH A PROMOTORAS PROGRAM, A GRASSROOTS EFFORT IN THE COMMUNITY, FOCUSED ON WAYS TO REDUCE ADOLESCENT MARIJUANA USE THROUGH LEADERSHIP, PEER EDUCATION AND COMMUNITY LED TRAININGS. AS MEMBERS OF MINORITY AND UNDERSERVED POPULATIONS, THEY WERE IN A UNIQUE POSITION TO BUILD ON STRENGTHS AND TO ADDRESS UNMET NEEDS IN THEIR COMMUNITY IN A CULTURALLY COMPETENT MANNER.IN ORDER TO PROVIDE INFORMATION ABOUT FAMILY FRIENDLY DRUG FREE RESOURCES FOR YOUTH AND FAMILIES IN THE SUNNYSLOPE COMMUNITY, NOPAL HELD ITS THIRD ANNUAL 4/20 BOWL OUT, DESIGNED TO INCREASE AWARENESS OF THE HARM AND CONSEQUENCES OF MARIJUANA USE AMONG YOUTH. MORE THAN 350 COMMUNITY MEMBERS PARTICIPATED.
(Code:
) (Expenses $
2,102,299
including grants of $
) (Revenue $
1,566,889
)
BUILDING ON THE THEME OF "INSPIRING, ENGAGED, RESPONSIBLE LEADERS STATEWIDE", VALLE DEL SOL CONTINUED TO RAISE THE BAR FOR EXCELLENCE IN ITS SIX HISPANIC LEADER'S DEVELOPMENT PROGRAMS. RECRUITING EMERGING LEADERS FROM COMMUNITIES SUCH AS YUMA COUNTY, PINAL COUNTY AND TUCSON, THE HISPANIC LEADERSHIP INSTITUTE (HLI) CONTINUED TO BUILD THE NEXT GENERATION OF LATINO LEADERS.IN 2013, 29 INDIVIDUALS GRADUATED FROM HLI, MAKING THEM THE LARGEST CLASS OF LEADERS TO GRADUATE IN MORE THAN SEVEN YEARS. CONTINUING A PROUD TRADITION OF PROMOTING THE INDIVIDUAL DEVELOPMENT OF HISPANICS FOR INCREASED PARTICIPATION IN CIVIC, COMMUNITY, AND PROFESSIONAL LEADERSHIP ROLES, HILI PROVIDES A SAFE, NURTURING ENVIRONMENT FOR PARTICIPANTS TO GAIN CORE LEADERSHIP SKILLS. ACROSS ALL HLI PROGRAMS, VALLE DEL SOL CELEBRATED MORE THAN 100 NEW GRADUATES FOR THIS FISCAL YEAR. 2013 ALSO BROUGHT SOME WELCOME ADDITIONS TO THE HLIP CURRICULUM BY INCORPORATING DATA FROM ASU'S MORRISON INSTITUTE FOR PUBLIC POLICY IN DISCUSSIONS RELATED TO EDUCATION DISPARITIES FOR LATINO STUDENTS, IDENTIFYING CULTURAL COMPETENCY AT A CORPORATE LEVEL, AND LEARNING HOW PREVIOUS GRADUATES HAVE LEVERAGED CULTURAL POINTS OF PRIDE INTO BUSINESS OPPORTUNITIES. HLI CONTINUES TO BE AN INCUBATOR FOR A NEW GENERATION OF LEADERS WHO GRADUATE WITH IMPROVED CRITICAL THINKING, NETWORKING AND ADVOCACY SKILLS. WITH MORE THAN 1,000 GRADUATES, VALLE DEL SOL'S HISPANIC LEADERSHIP INSTITUTE IS TRULY THE PREMIER LATINO LEADERSHIP DEVELOPMENT PROGRAM IN ARIZONA.
4d
Other program services (Describe in Schedule O.)
(Expenses $
2,102,299
including grants of $
) (Revenue $
1,566,889
)
4e
Total program service expenses
14,979,552
Form
990
(2012)
Page 3
Form 990 (2012)
Page
3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)?
If “Yes,” complete Schedule A
........................
1
Yes
2
Is the organization required to complete
Schedule B, Schedule of Contributors
(see instructions)?
...
2
Yes
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office?
If “Yes,” complete Schedule C, Part I
..........
3
No
4
Section 501(c)(3) organizations.
Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year?
If “Yes,” complete Schedule C, Part II
........
4
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19?
If “Yes,” complete Schedule C,
Part III
............................
5
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts?
If “Yes,” complete Schedule D, Part I
........................
6
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures?
If “Yes,” complete Schedule D, Part II
...
7
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets?
If “Yes,” complete Schedule D, Part III
....................
8
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services?
If “Yes,” complete Schedule D, Part IV
..............
9
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments?
If “Yes,” complete Schedule D, Part V
......
10
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.
...................
11a
Yes
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16?
If “Yes,” complete Schedule D, Part VII
.......
11b
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16?
If “Yes,” complete Schedule D, Part VIII
.......
11c
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16?
If “Yes,” complete Schedule D, Part IX
............
11d
Yes
e
Did the organization report an amount for other liabilities in Part X, line 25?
If “Yes,” complete Schedule D, Part X
11e
Yes
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)?
If “Yes,” complete Schedule D, Part X
.........................
11f
Yes
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII
.................
12a
Yes
b
Was the organization included in consolidated, independent audited financial statements for the tax year?
If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional
12b
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)?
If “Yes,” complete Schedule E
....
13
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?
.....
14a
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more?
If “Yes,” complete Schedule F, Parts I and IV
.........
14b
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States?
If “Yes,” complete Schedule F, Parts II and IV
15
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States?
If “Yes,” complete Schedule F, Parts III and IV
...
16
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e?
If “Yes,” complete Schedule G, Part I (see instructions)
....
17
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a?
If “Yes,” complete Schedule G, Part II
............
18
Yes
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a?
If “Yes,” complete Schedule G, Part III
...................
19
No
20a
Did the organization operate one or more hospital facilities?
If “Yes,” complete Schedule H
....
20a
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
Form
990
(2012)
Page 4
Form 990 (2012)
Page
4
Part IV
Checklist of Required Schedules
(continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1?
If “Yes,” complete Schedule I, Parts I and II
...
21
No
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2?
If “Yes,” complete Schedule I, Parts I and III
........
22
Yes
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees?
If “Yes,” complete Schedule J
.......................
23
Yes
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002?
If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25
................
24a
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?
...
24b
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?
...
24d
25a
Section 501(c)(3) and 501(c)(4) organizations.
Did the organization engage in an excess benefit transaction with a disqualified person during the year?
If “Yes,” complete Schedule L, Part I
........
25a
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ?
If “Yes,” complete Schedule L, Part I
...................
25b
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year?
If “Yes,” complete Schedule L,
Part II
..........................
26
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons?
If “Yes,” complete Schedule L, Part III
.........
27
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee?
If “Yes,” complete Schedule L, Part IV
..........................
28a
No
b
A family member of a current or former officer, director, trustee, or key employee?
If “Yes,”
complete Schedule L, Part IV
.....................
28b
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner?
If “Yes,” complete Schedule L, Part IV
...
28c
No
29
Did the organization receive more than $25,000 in non-cash contributions?
If “Yes,” complete Schedule M
..
29
Yes
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions?
If “Yes,” complete Schedule M
.............
30
No
31
Did the organization liquidate, terminate, or dissolve and cease operations?
If “Yes,” complete Schedule N,
Part I
...........................
31
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets?
If “Yes,” complete Schedule N, Part II
......................
32
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3?
If “Yes,” complete Schedule R, Part I
........
33
No
34
Was the organization related to any tax-exempt or taxable entity?
If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1
........................
34
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)?
If “Yes,” complete Schedule R, Part V, line 2
...
35b
36
Section 501(c)(3) organizations.
Did the organization make any transfers to an exempt non-charitable related organization?
If “Yes,” complete Schedule R, Part V, line 2
.............
36
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes?
If “Yes,” complete Schedule R, Part VI
37
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19?
Note.
All Form 990 filers are required to complete Schedule O.
............
38
Yes
Form
990
(2012)
Page 5
Form 990 (2012)
Page
5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V
...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable
..
1a
56
b
Enter the number of Forms W-2G included in line 1a.
Enter -0-
if not applicable
.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners?
..................
1c
Yes
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return
..................
2a
313
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note.
If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?
...
3a
No
b
If “Yes,” has it filed a Form 990-T for this year?
If “No,” provide an explanation in Schedule O
.....
3b
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?
..........................
4a
No
b
If "Yes," enter the name of the foreign country:
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?
..
5a
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T?
............
5c
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?
...
6a
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?
........................
6b
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?
....................
7a
Yes
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?
.....
7b
Yes
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?
...........................
7c
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year
....
7d
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
............................
7e
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
..
7f
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?
............................
7g
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?
..........................
7h
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations.
Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?
............
8
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?
..........
9a
b
Did the organization make a distribution to a donor, donor advisor, or related person?
.......
9b
10
Section 501(c)(7) organizations.
Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12
...
10a
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
11
Section 501(c)(12) organizations.
Enter:
a
Gross income from members or shareholders
.........
11a
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.)
..........
11b
12a
Section 4947(a)(1) non-exempt charitable trusts.
Is the organization filing Form 990 in lieu of Form 1041?
12a
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
....................
12b
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans
....
13b
c
Enter the amount of reserves on hand
............
13c
14a
Did the organization receive any payments for indoor tanning services during the tax year?
.....
14a
No
b
If "Yes," has it filed a Form 720 to report these payments?
If “No,” provide an explanation in Schedule O
..
14b
Form
990
(2012)
Page 6
Form 990 (2012)
Page
6
Part VI
Governance, Management, and Disclosure
For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI
...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
.....................
1a
16
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
...................
1b
16
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee?
.................
2
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person?
.
3
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
...........................
4
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets?
.
5
No
6
Did the organization have members or stockholders?
................
6
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body?
....................
7a
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body?
...................
7b
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body?
.........................
8a
Yes
b
Each committee with authority to act on behalf of the governing body?
............
8b
No
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address?
If “Yes,” provide the names and addresses in Schedule O
.......
9
No
Section B. Policies
(
This Section B requests information about policies not required by the Internal Revenue Code.
)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates?
............
10a
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
............................
11a
Yes
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990.
.....
12a
Did the organization have a written conflict of interest policy?
If “No,” go to line 13
.......
12a
Yes
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts?
..........................
12b
Yes
c
Did the organization regularly and consistently monitor and enforce compliance with the policy?
If “Yes,” describe in Schedule O how this was done
.......................
12c
Yes
13
Did the organization have a written whistleblower policy?
...............
13
Yes
14
Did the organization have a written document retention and destruction policy?
.........
14
Yes
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official
...........
15a
Yes
b
Other officers or key employees of the organization
................
15b
Yes
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year?
......................
16a
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements?
............
16b
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filed
AZ
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
Own website
Another's website
Upon request
Other (explain in Schedule O)
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
THOMAS CASTELLANOS
3807 N 7TH STREETPHOENIXAZ85014
(602) 258-6797
Form
990
(2012)
Page 7
Form 990 (2012)
Page
7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII
...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a
Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
List all of the organization’s
current
officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.
List all of the organization’s
current
key employees, if any. See instructions for definition of "key employee."
List the organization’s five
current
highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.
List all of the organization’s
former
officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.
List all of the organization’s
former directors or trustees
that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.
List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
(1)
FRANK COUMIDES
........................................................................
TREASURER
2.00
.......................
X
X
0
0
0
(2)
DAVID HANSEN
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(3)
ERNEST LARA PHD
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(4)
JOELLEN LYNN
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(5)
ANDREA MORENO
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(6)
GIOVANNA VERDUGO
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(7)
LYDIA LEE
........................................................................
CHAIR
2.00
.......................
X
X
0
0
0
(8)
JOSEPH LOSADA
........................................................................
VICE CHAIR
2.00
.......................
X
X
0
0
0
(9)
ART RUIZ
........................................................................
SECRETARY
2.00
.......................
X
X
0
0
0
(10)
RUBEN ALVAREZ
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(11)
IXCHEL DEL CASTILLO
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(12)
LINDA PADILLA MCPHAUL
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(13)
DORIS ORTEGA
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(14)
JOE URIAS
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(15)
DEBORAH VASQUEZ
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(16)
MANUEL S CALERO
........................................................................
DIRECTOR
2.00
.......................
X
0
0
0
(17)
KURT SHEPPARD
........................................................................
CEO
40.00
.......................
X
160,665
0
8,600
Form
990
(2012)
Page 8
Form 990 (2012)
Page
8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
(continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
(18)
THOMAS CASTELLANOS
........................................................................
CFO
40.00
.......................
X
98,108
0
12,002
(19)
HARVEY SIMON
........................................................................
CHIEF MEDICAL OFFICER
40.00
.......................
X
212,723
0
14,373
(20)
LUZ SARMINA
........................................................................
PRESIDENT - STRATEGIC INITIATIVE
24.00
.......................
X
198,549
0
7,349
(21)
MARYAM LATEEF
........................................................................
PRACTITIONER NURSE
40.00
.......................
X
127,563
0
4,849
1b
Sub-Total
................
c
Total from continuation sheets to Part VII, Section A
....
d
Total (add lines 1b and 1c)
............
797,608
0
47,173
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization
4
Yes
No
3
Did the organization list any
former
officer, director or trustee, key employee, or highest compensated employee on line 1a?
If “Yes,” complete Schedule J for such individual
..............
3
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000?
If “Yes,” complete Schedule J for such individual
...........................
4
Yes
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization?
If “Yes,” complete Schedule J for such person
........
5
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
FRANTZ MUSE
,
276 W SWAN DRCHANDLERAZ85286
PSYCHIATRIST
375,500
ERIC BENJAMIN
,
5111 N SCOTTSDALE RD 157SCOTTSDALEAZ85250
PSYCHIATRIST
304,000
HOWARD MASON
,
1201 S ALMA SCHOOL RD A650MESAAZ85014
PSYCHIATRIST
196,700
FERENCY NAGY
,
1016 SHERIFFS POSSE TRLPRESCOTTAZ86303
PHYSICIAN
104,240
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization
4
Form
990
(2012)
Page 9
Form 990 (2012)
Page
9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII
..............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512, 513, or 514
1a
Federated campaigns
..
1a
193,991
b
Membership dues
....
1b
c
Fundraising events
....
1c
397,322
d
Related organizations
...
1d
e
Government grants (contributions)
1e
14,682,867
f
All other contributions, gifts, grants, and
similar amounts not included above
1f
214,890
g
Noncash contributions included in lines
1a-1f:$
44,137
h
Total.
Add lines 1a-1f
.......
15,489,070
Business Code
2a
GOVERNMENT CONTRACTS
624100
2,109,818
2,109,818
b
CLIENT FEES AND CO-PAYS
624100
278,668
278,668
c
TUITION
611430
108,245
108,245
d
OTHER INCOME
900099
20,822
20,822
e
f
All other program service revenue .
g
Total.
Add lines 2a–2f
........
2,517,553
3
Investment income (including dividends, interest,
and other similar amounts)
.......
126,089
126,089
4
Income from investment of tax-exempt bond proceeds
..
5
Royalties
...........
(i) Real
(ii) Personal
6a
Gross rents
151,500
b
Less: rental expenses
0
c
Rental income or (loss)
151,500
d
Net rental income or (loss)
.......
151,500
151,500
(i) Securities
(ii) Other
7a
Gross amount from sales of assets other than inventory
984,634
b
Less: cost or other basis and sales expenses
986,736
c
Gain or (loss)
-2,102
d
Net gain or (loss)
..........
-2,102
-2,102
8a
Gross income from fundraising events (not including
$
397,322
of contributions reported on line 1c).
See Part IV, line 18
..
a
66,870
b
Less: direct expenses
...
b
104,053
c
Net income or (loss) from fundraising events
..
-37,183
-37,183
9a
Gross income from gaming activities.
See Part IV, line 19
...
a
b
Less: direct expenses
...
b
c
Net income or (loss) from gaming activities
...
10a
Gross sales of inventory, less
returns and allowances
.
a
b
Less: cost of goods sold
..
b
c
Net income or (loss) from sales of inventory
..
Miscellaneous Revenue
Business Code
11a
b
c
d
All other revenue
....
e
Total.
Add lines 11a–11d
......
12
Total revenue.
See Instructions.
.....
18,244,927
2,517,553
0
238,304
Form
990
(2012)
Page 10
Form 990 (2012)
Page
10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).
Check if Schedule O contains a response to any question in this Part IX
...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service
expenses
(C)
Management and
general expenses
(D)
Fundraising
expenses
1
Grants and other assistance to governments and organizations in the United States. See Part IV, line 21
2
Grants and other assistance to individuals in the United States. See Part IV, line 22
241,671
241,671
3
Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16
4
Benefits paid to or for members
5
Compensation of current officers, directors, trustees, and key employees
....
495,983
307,330
188,653
6
Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B)
....
7
Other salaries and wages
9,164,884
7,381,247
1,551,453
232,184
8
Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions)
....
9
Other employee benefits
.......
998,590
801,137
179,191
18,262
10
Payroll taxes
...........
805,961
648,623
138,763
18,575
11
Fees for services (non-employees):
a
Management
......
b
Legal
.........
48,949
5,024
43,925
c
Accounting
...........
d
Lobbying
...........
e
Professional fundraising services.
See Part IV, line 17
f
Investment management fees
......
g
Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)
........
2,771,823
2,571,916
149,946
49,961
12
Advertising and promotion
....
13
Office expenses
.......
486,812
368,727
36,313
81,772
14
Information technology
......
15
Royalties
..
16
Occupancy
...........
943,435
906,011
21,689
15,735
17
Travel
............
139,778
94,173
42,961
2,644
18
Payments of travel or entertainment expenses for any federal, state, or local public officials
......
19
Conferences, conventions, and meetings
....
91,101
55,695
27,587
7,819
20
Interest
...........
68,072
68,072
21
Payments to affiliates
.......
22
Depreciation, depletion, and amortization
.....
260,159
241,051
18,415
693
23
Insurance
..............
266,741
201,096
56,045
9,600
24
Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a
ALL OTHER EXPENSES
536,176
305,358
91,755
139,063
b
COMMUNICATION
404,165
358,842
37,469
7,854
c
TRANSPORTATION
380,201
380,201
d
STAFF TRAINING
106,656
94,454
10,721
1,481
e
All other expenses
95,877
16,996
68,359
10,522
25
Total functional expenses.
Add lines 1 through 24e
18,307,034
14,979,552
2,731,317
596,165
26
Joint costs.
Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation.
Check here
if following SOP 98-2 (ASC 958-720).
Form
990
(2012)
Page 11
Form 990 (2012)
Page
11
Part X
Balance Sheet
Check if Schedule O contains a response to any question in this Part X
...............
(A)
Beginning of year
(B)
End of year
1
Cashnon-interest-bearing
.............
9,021
1
7,456
2
Savings and temporary cash investments
.........
4,128,343
2
2,014,825
3
Pledges and grants receivable, net
...........
192,412
3
176,087
4
Accounts receivable, net
.............
830,602
4
897,027
5
Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L
..................
5
6
Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
6
7
Notes and loans receivable, net
.............
1,051,519
7
1,072,732
8
Inventories for sale or use
..............
8
9
Prepaid expenses and deferred charges
..........
197,324
9
127,537
10a
Land, buildings, and equipment: cost or other basis.
Complete Part VI of Schedule D
10a
4,010,853
b
Less: accumulated depreciation
.....
10b
2,237,005
1,897,726
10c
1,773,848
11
Investments—publicly traded securities
..........
2,758,489
11
3,392,343
12
Investments—other securities. See Part IV, line 11
.....
30,622
12
27,136
13
Investments—program-related. See Part IV, line 11
.....
13
14
Intangible assets
...............
14
15
Other assets. See Part IV, line 11
...........
2,937,620
15
2,711,489
16
Total assets.
Add lines 1 through 15 (must equal line 34)
......
14,033,678
16
12,200,480
17
Accounts payable and accrued expenses
.........
1,480,911
17
2,080,358
18
Grants payable
.................
18
19
Deferred revenue
................
2,662,960
19
211,477
20
Tax-exempt bond liabilities
.............
20
21
Escrow or custodial account liability.
Complete Part IV of Schedule D
..
21
22
Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons.
Complete Part II of Schedule L
..........
22
23
Secured mortgages and notes payable to unrelated third parties
..
331,822
23
293,768
24
Unsecured notes and loans payable to unrelated third parties
....
24
25
Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24).
Complete Part X of Schedule D
....................
983,412
25
931,880
26
Total liabilities.
Add lines 17 through 25
.........
5,459,105
26
3,517,483
Organizations that follow SFAS 117 (ASC 958),
check here
and complete lines 27 through 29, and lines 33 and 34.
27
Unrestricted net assets
..............
5,549,120
27
5,779,512
28
Temporarily restricted net assets
...........
3,025,453
28
2,903,485
29
Permanently restricted net assets
...........
29
Organizations that do not follow SFAS 117 (ASC 958),
check here
and complete lines 30 through 34.
30
Capital stock or trust principal, or current funds
........
30
31
Paid-in or capital surplus, or land, building or equipment fund
.....
31
32
Retained earnings, endowment, accumulated income, or other funds
32
33
Total net assets or fund balances
...........
8,574,573
33
8,682,997
34
Total liabilities and net assets/fund balances
........
14,033,678
34
12,200,480
Form
990
(2012)
Page 12
Form 990 (2012)
Page
12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI
...............
1
Total revenue (must equal Part VIII, column (A), line 12)
............
1
18,244,927
2
Total expenses (must equal Part IX, column (A), line 25)
............
2
18,307,034
3
Revenue less expenses. Subtract line 2 from line 1
..............
3
-62,107
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A))
..
4
8,574,573
5
Net unrealized gains (losses) on investments
...............
5
170,531
6
Donated services and use of facilities
.................
6
7
Investment expenses
.....................
7
8
Prior period adjustments
.....................
8
9
Other changes in net assets or fund balances (explain in Schedule O)
........
9
0
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
8,682,997
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII
..............
Yes
No
1
Accounting method used to prepare the Form 990:
Cash
Accrual
Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
Separate basis
Consolidated basis
Both consolidated and separate basis
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
Separate basis
Consolidated basis
Both consolidated and separate basis
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight
of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
b
If “Yes,” did the organization undergo the required audit or audits?
If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
Form
990
(2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data
Software ID:
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