SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central America and the Caribbean     Investments   3,502,316,587
East Asia and the Pacific     Investments   52,565,065
Europe (Including Iceland & Greenland)     Investments   742,824,613
Middle East and North Africa     Investments   4,565,242
North America     Investments   55,563,785
South America     Investments   2,555,373
South Asia     Investments   80,704,020
Sub-Saharan Africa     Investments   187,507,188
East Asia and the Pacific 1 4 Program Services International Study Program 2,370,976
Europe (Including Iceland & Greenland) 4 72 Program Services International Study Program 18,330,156
Middle East and North Africa   2 Program Services International Study Program 993,385
North America   1 Program Services International Study Program 265,155
Russia and Neighboring States     Program Services International Study Program 2,025
South America 1 4 Program Services International Study Program 822,798
South Asia     Program Services International Study Program 18,454
Sub-Saharan Africa     Program Services International Study Program 72,918
Central America and the Caribbean     Investment Operations   1,191,641
East Asia and the Pacific     Investment Operations   139,890
Europe (Including Iceland & Greenland)     Investment Operations   817,048
Middle East and North Africa     Investment Operations   15,056
North America     Investment Operations   2,374
South America     Investment Operations   16,737
South Asia     Investment Operations   9,341
Sub-Saharan Africa     Investment Operations   3,071,841
Central America and the Caribbean     Program Services Auxillary Enterprises 57,037
Central America and the Caribbean     Program Services Instruction 120,040
Central America and the Caribbean     Program Services Management & General 7,435
Central America and the Caribbean 2 5 Program Services Other 183,954
Central America and the Caribbean     Program Services Research 2,604,288
East Asia and the Pacific     Program Services Auxillary Enterprises 16,500
East Asia and the Pacific     Program Services Instruction 429,536
East Asia and the Pacific     Program Services Management & General 76,741
East Asia and the Pacific     Program Services Other 264,923
East Asia and the Pacific     Program Services Research 205,203
Europe (Including Iceland & Greenland)     Program Services Auxillary Enterprises 180,637
Europe (Including Iceland & Greenland)   16 Program Services Instruction 2,337,307
Europe (Including Iceland & Greenland)   1 Program Services Management & General 517,036
Europe (Including Iceland & Greenland)     Program Services Other 990,798
Europe (Including Iceland & Greenland)   3 Program Services Research 1,846,523
Middle East and North Africa     Program Services Instruction 81,419
Middle East and North Africa     Program Services Management & General 8,112
Middle East and North Africa     Program Services Other 321,121
Middle East and North Africa     Program Services Research 43,178
North America     Program Services Auxillary Enterprises 50,434
North America     Program Services Instruction 230,709
North America     Program Services Management & General 20,475
North America     Program Services Other 101,867
North America     Program Services Research 142,445
Russia and Neighboring States     Program Services Instruction 19,619
Russia and Neighboring States     Program Services Other 3,876
Russia and Neighboring States     Program Services Research 14,634
South America     Program Services Auxillary Enterprises 2,600
South America   1 Program Services Instruction 274,316
South America     Program Services Management & General 10,374
South America   1 Program Services Other 235,012
South America     Program Services Research 76,640
South Asia     Program Services Instruction 75,288
South Asia     Program Services Management & General 11,062
South Asia     Program Services Other 27,001
South Asia     Program Services Research 231,026
Sub-Saharan Africa     Program Services Auxilliary Enterprises 84,399
Sub-Saharan Africa   1 Program Services Instruction 302,285
Sub-Saharan Africa     Program Services Management & General 41,579
Sub-Saharan Africa     Program Services Other 106,379
Sub-Saharan Africa 1 21 Program Services Research 629,436
Central America and the Caribbean     Fundraising   4,980
East Asia and the Pacific     Fundraising   20,389
Europe (Including Iceland & Greenland)     Fundraising   50,124
North America     Fundraising   6,642
South America     Fundraising   8,769
South Asia     Fundraising   8,051
3a Sub-total ..... 0 0 4,628,601,873
b Total from continuation sheets to Part I ... 9 132 41,221,994
c Totals (add lines 3a and 3b) 9 132 4,669,823,867
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
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Schedule F (Form 990) 2013
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Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Sub-Saharan Africa See Footnote 2, Part V 54,399 Check/Wire      
Central America and the Caribbean See Footnote 2, Part V 393,849 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 7,500 Check/Wire      
Central America and the Caribbean See Footnote 2, Part V 1,674,974 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 49,017 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 340,762 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 48,856 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 117,443 Check/Wire      
Central America and the Caribbean See Footnote 2, Part V 80,500 Check/Wire      
Central America and the Caribbean See Footnote 2, Part V 441,837 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 227,950 Check/Wire      
South Asia See Footnote 2, Part V 111,800 Check/Wire      
South Asia See Footnote 2, Part V 12,900 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 104,788 Check/Wire      
South Asia See Footnote 2, Part V 67,861 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 19,500 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 186,474 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 69,795 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 97,900 Check/Wire      
Middle East and North Africa See Footnote 2, Part V 300,000 Check/Wire      
Sub-Saharan Africa See Footnote 2, Part V 74,093 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 59,638 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 70,654 Check/Wire      
North America See Footnote 2, Part V 60,830 Check/Wire      
Europe (Including Iceland & Greenland) See Footnote 2, Part V 27,706 Check/Wire      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
2
3 Enter total number of other organizations or entities .......................MediumBullet
23
Schedule F (Form 990) 2013
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Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Housing and Other Assistance East Asia and the Pacific - 2 4,141 Check/Wire/Direct Deposit      
Housing and Other Assistance Europe (Including Iceland & Greenland) 5 14,027 Check/Wire/Direct Deposit      
Housing and Other Assistance Middle East and North Africa 2 4,552 Check/Wire/Direct Deposit      
Prizes and Awards East Asia and the Pacific 1 50,000 Check/Wire/Direct Deposit      
Prizes and Awards Europe (Including Iceland & Greenland) - 6 241,363 Check/Wire/Direct Deposit      
Prizes and Awards South America - Argentina, Bolivia, Brazil, Chile, Columbia, Ecuador, 2 4,000 Check/Wire/Direct Deposit      
Research/Travel Grant East Asia and the Pacific - 2 14,967 Check/Wire/Direct Deposit      
Research/Travel Grant Europe (Including Iceland & Greenland) - 27 35,743 Check/Wire/Direct Deposit      
Research/Travel Grant North America 3 6,709 Check/Wire/Direct Deposit      
Research/Travel Grant South America 2 2,155 Check/Wire/Direct Deposit      
Research/Travel Grant South Asia 1 700 Check/Wire/Direct Deposit      
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
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Schedule F (Form 990) 2013
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Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)..
Schedule F (Form 990) 2013
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Schedule F (Form 990) 2013
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Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Part I, Line 2: All grants made for research activities are initiated by a formal sub-contract executed by both parties. The terms and conditions of each grant contain all the guidelines for invoicing, billing, record retention, audits, etc. Research and Sponsored Programs Accounting ("RSPA") and the Office of Research work in tandem to ensure the guidelines are adhered to. Almost all sub-contracts for research activities are paid on a cost-reimbursement basis. All invoices paid for costs are approved by the Principal Investigator based on completion of work, deliverables met, etc. In addition, RSPA monitors the payments against the total budget to ensure payment is not made above the stipulated ceiling. The University has developed a policy containing guidelines surrounding sub-contracts, some of which were addressed above. This policy can be found at: http://controller.nd.edu/assets/91679/subrecipient_monitoring.pdf The University provides funding to students and other related individuals for research and other activities to support the furtherance of their education. Funds provided are monitored through applications, budgets and a requirement to document the use of funds either prior to the distribution of funds or upon completion of the activity.
Part II, Line 1, Column (D) Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


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