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ObjectId: 201540549349300124 - Submission: 2015-02-23
TIN: 23-7395681
Form
990
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
Information about Form 990 and its instructions is at
www.IRS.gov/form990
.
OMB No. 1545-0047
20
13
Open to Public Inspection
A
For the 2013 calendar year, or tax year beginning
11-01-2013
, 2013, and ending
10-31-2014
B
Check if applicable:
Address change
Name change
Initial return
Terminated
Amended return
Application pending
C
Name of organization
LAMBDA LEGAL DEFENSE & EDUCATION FUND INC
Doing Business As
Number and street (or P.O. box if mail is not delivered to street address)
120 WALL STREET 19TH FLOOR
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100053919
D Employer identification number
23-7395681
E Telephone number
(212) 809-8585
G
Gross receipts $
21,392,980
F
Name and address of principal officer:
KEVIN M CATHCART
120 WALL STREET 19TH FLOOR
NEW YORK
,
NY
100053919
I
Tax-exempt status:
501(c)(3)
501(c)
(
)
(insert no.)
4947(a)(1)
or
527
J
Website:
WWW.LAMBDALEGAL.ORG
H(a)
Is this a group return for
subordinates?
Yes
No
H(b)
Are all subordinates
included?
Yes
No
If "No," attach a list. (see instructions)
H(c)
Group exemption number
K
Form of organization:
Corporation
Trust
Association
Other
L
Year of formation:
1973
M
State of legal domicile:
NY
Part I
Summary
1
Briefly describe the organization’s mission or most significant activities:
THE LAMBDA LEGAL DEFENSE AND EDUCATION FUND, INC. ("LAMBDA LEGAL") IS A NATIONAL ORGANIZATION COMMITTED TO ACHIEVING FULL RECOGNITION OF THE CIVIL RIGHTS OF LESBIANS, GAY MEN, BISEXUALS, TRANSGENDER PEOPLE AND THOSE WITH HIV THROUGH IMPACT LITIGATION, EDUCATION AND PUBLIC POLICY WORK.
2
Check this box
3
Number of voting members of the governing body (Part VI, line 1a)
........
3
31
4
Number of independent voting members of the governing body (Part VI, line 1b)
.....
4
31
5
Total number of individuals employed in calendar year 2015 (Part V, line 2a)
......
5
119
6
Total number of volunteers (estimate if necessary)
.............
6
100
7a
Total unrelated business revenue from Part VIII, column (C), line 12
........
7a
0
b
Net unrelated business taxable income from Form 990-T, line 34
.........
7b
0
Prior Year
Current Year
8
Contributions and grants (Part VIII, line 1h)
.........
14,174,147
14,799,531
9
Program service revenue (Part VIII, line 2g)
.........
47,883
23,461
10
Investment income (Part VIII, column (A), lines 3, 4, and 7d )
....
143,831
340,981
11
Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)
60,049
12,253
12
Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)
14,425,910
15,176,226
13
Grants and similar amounts paid (Part IX, column (A), lines 1–3 )
...
0
0
14
Benefits paid to or for members (Part IX, column (A), line 4)
.....
0
0
15
Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)
9,516,841
10,694,461
16a
Professional fundraising fees (Part IX, column (A), line 11e)
.....
290,396
375,335
b
Total fundraising expenses (Part IX, column (D), line 25)
3,011,768
17
Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)
....
4,556,161
5,138,066
18
Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)
14,363,398
16,207,862
19
Revenue less expenses. Subtract line 18 from line 12
.......
62,512
-1,031,636
Beginning of Current Year
End of Year
20
Total assets (Part X, line 16)
.............
21,902,360
21,314,327
21
Total liabilities (Part X, line 26)
.............
2,766,933
2,817,970
22
Net assets or fund balances. Subtract line 21 from line 20
.....
19,135,427
18,496,357
Part II
Signature Block
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
2015-02-23
Signature of officer
Date
KEVIN M CATHCART
EXEC DIRECTOR
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
ROBERT R LYONS CPA
Preparer's signature
ROBERT R LYONS CPA
Date
Check
if
self-employed
PTIN
P00227472
Firm's name
MARKS PANETH LLP
Firm's EIN
11-3518842
Firm's address
685 THIRD AVENUE
NEW YORK
,
NY
10017
Phone no.
(212) 503-8800
May the IRS discuss this return with the preparer shown above? (see instructions)
..........
Yes
No
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form
990
(2013)
Page 2
Form 990 (2013)
Page
2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III
..............
1
Briefly describe the organization’s mission:
THE LAMBDA LEGAL DEFENSE AND EDUCATION FUND, INC. IS A NATIONAL ORGANIZATION COMMITTED TO ACHIEVING FULL RECOGNITION OF THE CIVIL RIGHTS OF LESBIANS, GAY MEN, BISEXUALS, TRANSGENDER PEOPLE AND THOSE WITH HIV THROUGH IMPACT LITIGATION, EDUCATION AND PUBLIC POLICY WORK.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ?
....................
Yes
No
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services?
............................
Yes
No
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a
(Code:
) (Expenses $
5,898,013
including grants of $
) (Revenue $
18,000
)
LEGAL PROGRAMLAMBDA LEGAL'S LGBT AND HIV LAW REFORM, POLICY, AND EDUCATION WORK ENCOMPASSES A WIDE RANGE OF AREAS, INCLUDING FEDERAL AND STATE CONSTITUTIONAL LAW ISSUES; RELATIONSHIP PROTECTIONS, INCLUDING THE FREEDOM TO MARRY; DISCRIMINATION RELATED TO SEXUAL ORIENTATION, GENDER IDENTITY AND EXPRESSION, AND HIV IN EMPLOYMENT, BENEFITS, EDUCATION, HOUSING, INSURANCE, PUBLIC ACCOMMODATIONS, FOSTER CARE, AND CRIMINAL AND JUVENILE JUSTICE SYSTEMS; CHILD CUSTODY, VISITATION AND ADOPTION ISSUES; ACCESS TO HEALTHCARE; THE RIGHTS OF SPECIFIC VULNERABLE POPULATIONS SUCH AS LGBT YOUTH IN SCHOOLS AND SENIORS; PRIVACY; IMMIGRATION RIGHTS INCLUDING ASYLUM; AND COMPREHENSIVE PROTECTIONS AGAINST HARASSMENT AND VIOLENCE.LAMBDA LEGAL HAS BEEN INVOLVED IN MANY LANDMARK CIVIL RIGHTS CASES, INCLUDING AS THE LITIGATORS WHO WON THE U.S. SUPREME COURT DECISION IN LAWRENCE V. TEXAS (STRIKING DOWN ALL REMAINING STATE SODOMY LAWS IN THE NATION), AND AS CO-COUNSEL IN THE SUPREME COURT CASE ROMER V. EVANS (FINDING INITIATIVES BARRING SEXUAL ORIENTATION ANTI-DISCRIMINATION PROTECTIONS UNCONSTITUTIONAL). WE HAVE ALSO WON LANDMARK VICTORIES IN GLENN V. BRUMBY (AFFIRMING THAT DISCRIMINATION AGAINST TRANSGENDER PEOPLE IN PUBLIC EMPLOYMENT IS UNCONSTITUTIONAL); NABOZNY V. PODLESNY (ESTABLISHING RIGHT OF LESBIAN, GAY AND BISEXUAL STUDENTS TO BE PROVIDED THE SAME CONSTITUTIONAL PROTECTIONS AGAINST HARASSMENT AND VIOLENCE AT SCHOOL AS HETEROSEXUAL YOUTH RECEIVE); AND NUMEROUS CASES ACROSS THE COUNTRY WINNING THE FREEDOM TO MARRY FOR SAME-SEX COUPLES . AT ANY GIVEN TIME DURING 2014, LAMBDA LEGAL WAS ACTIVE IN MORE THAN 70 HIGH-IMPACT LEGAL MATTERS. WE ALSO RESPONDED TO MORE THAN 7,500 CALLERS TO OUR LEGAL HELP DESK WITH INFORMATION, MATERIALS AND OTHER FORMS OF ASSISTANCE, AND ASSISTED IN PUBLIC POLICY INITIATIVES AT THE FEDERAL, STATE AND LOCAL LEVELS.AMONG OTHER SUCCESSES IN 2014, WE ACHIEVED VICTORIES IN MARRIAGE EQUALITY CASES IN ARIZONA, INDIANA, NEVADA, SOUTH CAROLINA, VIRGINIA AND WEST VIRGINIA. THE INDIANA, NEVADA AND VIRGINIA CASES LED TO APPELLATE COURT DECISIONS THAT BROUGHT MARRIAGE TO MULTIPLE STATES, EXTENDING OUR IMPACT ACROSS THE COUNTRY, AND WE FILED NEW MARRIAGE CHALLENGES IN GEORGIA AND PUERTO RICO. WE WON SURVIVOR BENEFITS FROM THE SOCIAL SECURITY ADMINISTRATION FOR A 92-YEAR-OLD TRANSGENDER WOMAN DENIED BENEFITS AFTER HER HUSBAND'S DEATH, AND FILED ADDITIONAL SUITS AGAINST SSA AND THE SECRETARY OF VETERANS AFFAIRS ARGUING THAT DENYING BENEFITS TO SAME-SEX SPOUSES LIVING IN STATES THAT REFUSE TO RECOGNIZE THEIR MARRIAGES FAILS TO COMPORT WITH THE SUPREME COURT'S DECISION STRIKING DOWN THE SO-CALLED DEFENSE OF MARRIAGE ACT. IN THE ALASKA SUPREME COURT WE WON WORKER'S COMPENSATION SURVIVOR BENEFITS FOR THE SAME-SEX PARTNER OF A WOMAN SHOT AND KILLED AT HER JOB. WE HELPED OBTAIN A PATH-BREAKING RULING FROM THE DISTRICT COURT FOR THE DISTRICT OF COLUMBIA THAT DISCRIMINATING AGAINST A GAY EMPLOYEE BECAUSE OF RELIGIOUS DISAPPROVAL OF THE MAN'S ATTRACTION TO OTHER MEN VIOLATES FEDERAL LAW BARRING BOTH SEX AND RELIGIOUS DISCRIMINATION. WE ENTERED A LAWSUIT FILED BY THE EQUAL EMPLOYMENT OPPORTUNITY COMMISSION REPRESENTING OUR CLIENT FIRED FROM HIS JOB AS A MACHINE OPERATOR IN GEORGIA BECAUSE HE IS LIVING WITH HIV, AND WE CONVINCED THE APPLEBEES RESTAURANT CHAIN TO PROVIDE MARRIED LGBT EMPLOYEES SPOUSAL HEALTH INSURANCE AVAILABLE TO OTHER MARRIED EMPLOYEES. FOR ALL PEOPLE LIVING WITH HIV IN LOUISIANA ENTITLED TO FEDERAL RYAN WHITE PAYMENT OF THEIR INSURANCE PREMIUMS, WE SECURED THE ONGOING ABILITY TO GET AND KEEP THEIR INSURANCE. WE HELPED WIN A LANDMARK APPELLATE FEDERAL CIRCUIT RULING THAT PEOPLE CANNOT BE REJECTED FROM JURY SERVICE BASED ON THEIR SEXUAL ORIENTATION AND THAT COURTS MUST GIVE HEIGHTENED JUDICIAL SCRUTINY TO GOVERNMENT DISCRIMINATION BASED ON SEXUAL ORIENTATION.WE WON AN APPELLATE RULING THAT A FLORIDA SECOND-PARENT ADOPTION COULD NOT BE CHALLENGED BY THE BIRTH MOTHER WHO HELPED OBTAIN IT FOR HER FORMER PARTNER. WE HELPED SECURE A POSITIVE RULING FROM THE NEW HAMPSHIRE SUPREME COURT IN A BATTLE BETWEEN A BIOLOGICAL MOTHER AND HER FORMER PARTNER THAT LETS THE FORMER PARTNER SEEK CUSTODY AND VISITATION OF THE CHILD THE COUPLE PLANNED FOR TOGETHER AND JOINTLY WELCOMED INTO THEIR HOME. WE GOT THE DIVISION OF CHILD AND FAMILY SERVICES OF THE NEVADA DEPARTMENT OF HEALTH TO AMEND REGULATIONS THAT LISTED HIV AS A COMMUNICABLE DISEASE DISQUALIFYING A FOSTER PARENT.WE WON REVERSAL OF DISMISSAL OF A VIRGINIA BOY'S SUIT BASED ON HARASSMENT BY HIS CLASSMATES FOR BEING GENDER-NONCONFORMING, AND WE SUCCESSFULLY SETTLED OUR FLORIDA SCHOOLS CASE TO CHANGE SCHOOL POLICIES THAT PUNISHED OUR CLIENT FOR PARTICIPATING IN THE "DAY OF SILENCE." WE ALSO ASSISTED IN OBTAINING A FEDERAL APPELLATE VICTORY UPHOLDING NEW JERSEY'S LAW BARRING "SEXUAL ORIENTATION CHANGE EFFORTS" ON YOUNG PEOPLE.WE CONVINCED THE IOWA SUPREME COURT TO OVERTURN THE CRIMINAL CONVICTION OF A MAN LIVING WITH HIV WHO HAD PROTECTED SEX WITH ANOTHER MAN. WE STOPPED AN ILLINOIS HALF-WAY HOUSE FROM INTERFERING WITH A TRANSGENDER RESIDENT'S EXPRESSION OF HER GENDER IDENTITY, AND WE FILED A CASE CHALLENGING THE FAILURE BY TEXAS PRISON OFFICIALS TO PROTECT OUR TRANSGENDER CLIENT IN A MEN'S FACILITY FROM SEXUAL OFFENSES AND A KNIFE ATTACK.
4b
(Code:
) (Expenses $
5,477,679
including grants of $
) (Revenue $
5,461
)
EDUCATION & PUBLIC AFFAIRS PROGRAMLAMBDA LEGAL'S EDUCATION & PUBLIC AFFAIRS PROGRAM PROVIDES COMMUNICATIONS AND COMMUNITY EDUCATION ABOUT LEGAL ISSUES AFFECTING LGBT PEOPLE AND PEOPLE WITH HIV. WE REPORT AND EXPLAIN THE PURPOSE AND RESULTS OF OUR WORK; TEACH PEOPLE ABOUT THEIR RIGHTS UNDER THE LAW; AMPLIFY THE VOICES OF OUR EXPERTS AND OF AFFECTED COMMUNITIES THROUGH A VARIETY OF MEDIA AND HIGH-IMPACT EDUCATION CAMPAIGNS; PARTICIPATE IN COALITIONS AND FORGE STRATEGIC PARTNERSHIPS WITH ALLIES AND POLICY MAKERS. FOR EXAMPLE, IN 2014 WE LAUNCHED OUR THIRD NEW DIGITAL, MOBILE-FRIENDLY INFORMATION CENTER ON OUR WEBSITE: "KNOW YOUR RIGHTS WORKPLACE" AND ALSO PUBLISHED ALL THREE OF OUR "KNOW YOUR RIGHTS" SECTIONS (ABOUT THE RIGHTS OF LGBTQ YOUTH, TRANSGENDER PEOPLE AND WORKPLACE RIGHTS) IN SPANISH. WE CONDUCTED 22 TRAINING SESSIONS FOR SERVICE PROVIDERS IN THE TEXAS CHILD PROTECTIVE SERVICES DEPARTMENT TO INCREASE THEIR COMPETENCY IN RESPECTING THE NEEDS AND RIGHTS OF LGBTQ YOUTH. WE COLLABORATED WITH OTHER ORGANIZATIONS TO ADVANCE FAIR AND COMPREHENSIVE IMMIGRATION POLICIES FOR ALL, INCLUDING LGBT IMMIGRANTS AND IMMIGRANTS LIVING WITH HIV, AND WE IMPLEMENTED AN EDUCATION AND ADVOCACY CAMPAIGN TO PROMOTE NONDISCRIMINATORY CONDUCT BY POLICE AND OTHER CRIMINAL JUSTICE INSTITUTIONS.OUR COMMUNICATIONS ACTIVITIES INCLUDE PUBLICATION THREE TIMES PER YEAR OF IMPACT MAGAZINE, WHICH IS DISTRIBUTED TO 40,000 PEOPLE ACROSS THE COUNTRY; THE MAGAZINE CONTAINS INFORMATION ABOUT OUR LEGAL WORK, OUR CLIENTS AND THE IMPACT OF OUR WORK STRENGTHENING CIVIL RIGHTS. IN ADDITION, WE PUBLISH TOOLKITS AND FACT SHEETS THAT ARE AVAILABLE FREE-OF-CHARGE AND HELP PEOPLE UNDERSTAND THEIR RIGHTS AND HOW TO PROTECT THEMSELVES AGAINST DISCRIMINATION. WE DISTRIBUTED APPROXIMATELY 21,000 EDUCATIONAL BOOKLETS AND FACT SHEETS IN 2014, AND HUNDREDS OF THOUSANDS OF PEOPLE VIEWED OR DOWNLOADED EDUCATIONAL INFORMATION FROM OUR WEBSITE. LAMBDA LEGAL'S COMMUNICATIONS INCLUDE A WEBSITE THAT PROVIDES COMPREHENSIVE INFORMATION ABOUT LEGAL CASES AND THE LAW AND DRAWS APPROXIMATELY 2,800 VISITORS PER DAY AND OVER 1 MILLION PER YEAR; REGULAR EDUCATIONAL EMAILS THAT REACH MORE THAN 80,000 PEOPLE; AND INFORMATION ABOUT LEGAL MATTERS THAT WE POST ON SOCIAL MEDIA PLATFORMS SUCH AS FACEBOOK, TWITTER, AND YOUTUBE, REACHING APPROXIMATELY 300,000 FOLLOWERS AND SUBSCRIBERS. OUR PUBLIC INFORMATION OFFICERS KEEP JOURNALISTS AND THE GENERAL PUBLIC INFORMED WITH TIMELY, ACCURATE INFORMATION ABOUT THE LAW AND CIVIL RIGHTS, AND WE MAKE OUR ATTORNEYS AND OTHER EXPERTS AVAILABLE AS SPOKESPEOPLE FOR LOCAL AND NATIONAL PRINT, ONLINE, AND BROADCAST NEWS AND PUBLIC AFFAIRS PROGRAMS. PRINT AND ONLINE NEWS STORIES ABOUT LAMBDA LEGAL'S WORK OR WITH QUOTES FROM OUR LEGAL EXPERTS APPEARED APPROXIMATELY 15,400 TIMES IN 2014.LAMBDA LEGAL'S ATTORNEYS AND EDUCATORS HELP PEOPLE UNDERSTAND THEIR RIGHTS AND HOW TO USE THEM, AND ALSO HELP COMMUNITIES JOIN TOGETHER TO PROMOTE EQUALITY FOR LGBT PEOPLE AND PEOPLE WITH HIV. WE OFFER WORKSHOPS AND PRESENTATIONS FREE-OF-CHARGE AT COMMUNITY CENTERS, SCHOOLS AND BUSINESSES, EVENTS AND CONFERENCES. IN 2014, OUR COMMUNITY EDUCATORS PROVIDED OVER 160 SUCH PRESENTATIONS, IN ADDITION TO PROVIDING INFORMATION AT 32 LGBT PRIDE FESTIVALS ACROSS THE COUNTRY. OUR EXPERT ATTORNEYS ALSO SPOKE AT DOZENS OF CONFERENCES, TELECONFERENCES AND EVENTS THROUGHOUT THE COUNTRY.
4c
(Code:
) (Expenses $
including grants of $
) (Revenue $
)
4d
Other program services (Describe in Schedule O.)
(Expenses $
including grants of $
) (Revenue $
)
4e
Total program service expenses
11,375,692
Form
990
(2013)
Page 3
Form 990 (2013)
Page
3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)?
If "Yes," complete Schedule A
........................
1
Yes
2
Is the organization required to complete
Schedule B, Schedule of Contributors
(see instructions)?
...
2
Yes
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office?
If "Yes," complete Schedule C, Part I
..........
3
No
4
Section 501(c)(3) organizations.
Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year?
If "Yes," complete Schedule C, Part II
.................
4
Yes
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19?
If "Yes," complete Schedule C,
Part III
............................
5
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts?
If "Yes," complete Schedule D, Part I
........................
6
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures?
If "Yes," complete Schedule D, Part II
...
7
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets?
If "Yes," complete Schedule D, Part III
....................
8
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services?
If "Yes," complete Schedule D, Part IV
..............
9
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments?
If "Yes," complete Schedule D, Part V
......
10
Yes
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.
.............
11a
Yes
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16?
If "Yes," complete Schedule D, Part VII
.......
11b
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16?
If "Yes," complete Schedule D, Part VIII
.......
11c
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16?
If "Yes," complete Schedule D, Part IX
............
11d
Yes
e
Did the organization report an amount for other liabilities in Part X, line 25?
If "Yes," complete Schedule D, Part X
11e
Yes
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)?
If "Yes," complete Schedule D, Part X
11f
Yes
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII
.................
12a
Yes
b
Was the organization included in consolidated, independent audited financial statements for the tax year?
If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional
12b
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)?
If "Yes," complete Schedule E
13
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?
.....
14a
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more?
If "Yes," complete Schedule F, Parts I and IV
.........
14b
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization?
If “Yes,” complete Schedule F, Parts II and IV
..........
15
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals?
If “Yes,” complete Schedule F, Parts III and IV
...
16
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e?
If "Yes," complete Schedule G, Part I (see instructions)
....
17
Yes
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a?
If "Yes," complete Schedule G, Part II
............
18
Yes
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a?
If "Yes," complete Schedule G, Part III
...................
19
No
20a
Did the organization operate one or more hospital facilities?
If "Yes," complete Schedule H
....
20a
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
...
20b
Form
990
(2013)
Page 4
Form 990 (2013)
Page
4
Part IV
Checklist of Required Schedules
(continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1?
If “Yes,” complete Schedule I, Parts I and II
.....
21
No
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2?
If “Yes,” complete Schedule I, Parts I and III
........
22
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees?
If "Yes," complete Schedule J
.......................
23
Yes
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002?
If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a
................
24a
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?
...
24b
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
...................
24c
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?
...
24d
25a
Section 501(c)(3) and 501(c)(4) organizations.
Did the organization engage in an excess benefit transaction with a disqualified person during the year?
If "Yes," complete Schedule L, Part I
........
25a
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ?
If "Yes," complete Schedule L, Part I
...................
25b
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons?
If so, complete Schedule L, Part II
....................
26
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons?
If "Yes," complete Schedule L, Part III
.........
27
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee?
If "Yes," complete Schedule L,
Part IV
..........................
28a
No
b
A family member of a current or former officer, director, trustee, or key employee?
If "Yes," complete Schedule L, Part IV
...................
28b
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner?
If "Yes," complete Schedule L, Part IV
...
28c
No
29
Did the organization receive more than $25,000 in non-cash contributions?
If "Yes," complete Schedule M
..
29
Yes
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions?
If "Yes," complete Schedule M
.............
30
No
31
Did the organization liquidate, terminate, or dissolve and cease operations?
If "Yes," complete Schedule N, Part I
31
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets?
If "Yes," complete Schedule N, Part II
................
32
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3?
If "Yes," complete Schedule R, Part I
........
33
No
34
Was the organization related to any tax-exempt or taxable entity?
If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1
.........................
34
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)?
If "Yes," complete Schedule R, Part V, line 2
...
35b
36
Section 501(c)(3) organizations.
Did the organization make any transfers to an exempt non-charitable related organization?
If "Yes," complete Schedule R, Part V, line 2
.............
36
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes?
If "Yes," complete Schedule R, Part VI
37
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19?
Note.
All Form 990 filers are required to complete Schedule O.
........
38
Yes
Form
990
(2013)
Page 5
Form 990 (2013)
Page
5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V
.........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable
..
1a
79
b
Enter the number of Forms W-2G included in line 1a.
Enter -0-
if not applicable
.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners?
..................
1c
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return
..................
2a
119
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note.
If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?
...
3a
No
b
If “Yes,” has it filed a Form 990-T for this year?
If “No” to line 3b, provide an explanation in Schedule O
...
3b
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?
4a
No
b
If "Yes," enter the name of the foreign country:
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?
..
5a
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T?
............
5c
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?
...
6a
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?
........................
6b
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?
....................
7a
Yes
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?
.....
7b
Yes
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?
......................
7c
No
d
If "Yes," indicate the number of Forms 8282 filed during the year
....
7d
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
..
7f
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?
.......................
7g
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?
..........................
7h
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations.
Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?
............
8
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?
..........
9a
b
Did the organization make a distribution to a donor, donor advisor, or related person?
.......
9b
10
Section 501(c)(7) organizations.
Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12
...
10a
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
21,392,980
11
Section 501(c)(12) organizations.
Enter:
a
Gross income from members or shareholders
.........
11a
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.)
..........
11b
12a
Section 4947(a)(1) non-exempt charitable trusts.
Is the organization filing Form 990 in lieu of Form 1041?
12a
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans
....
13b
c
Enter the amount of reserves on hand
............
13c
14a
Did the organization receive any payments for indoor tanning services during the tax year?
.....
14a
No
b
If "Yes," has it filed a Form 720 to report these payments?
If "No," provide an explanation in Schedule O
..
14b
Form
990
(2013)
Page 6
Form 990 (2013)
Page
6
Part VI
Governance, Management, and Disclosure
For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI
..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
.....................
1a
31
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
...................
1b
31
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee?
.................
2
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person?
.
3
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
...........................
4
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets?
.
5
No
6
Did the organization have members or stockholders?
................
6
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body?
....................
7a
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body?
...................
7b
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body?
.........................
8a
Yes
b
Each committee with authority to act on behalf of the governing body?
............
8b
Yes
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address?
If "Yes," provide the names and addresses in Schedule O
.......
9
No
Section B. Policies
(
This Section B requests information about policies not required by the Internal Revenue Code.
)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates?
............
10a
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
............................
11a
Yes
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990.
.....
12a
Did the organization have a written conflict of interest policy?
If "No," go to line 13
.......
12a
Yes
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts?
..........................
12b
Yes
c
Did the organization regularly and consistently monitor and enforce compliance with the policy?
If "Yes," describe in Schedule O how this was done
.......................
12c
Yes
13
Did the organization have a written whistleblower policy?
...............
13
Yes
14
Did the organization have a written document retention and destruction policy?
.........
14
Yes
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official
...........
15a
Yes
b
Other officers or key employees of the organization
................
15b
No
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year?
......................
16a
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements?
............
16b
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filed
NY
,
CA
,
IL
,
GA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
Own website
Another's website
Upon request
Other (explain in Schedule O)
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
FRANCES GOLDSTEIN
120 WALL STREET 19TH FLOOR
NEW YORK
,
NY
100053919
(212) 809-8585
Form
990
(2013)
Page 7
Form 990 (2013)
Page
7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII
..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a
Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
List all of the organization’s
current
officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.
List all of the organization’s
current
key employees, if any. See instructions for definition of "key employee."
List the organization’s five
current
highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.
List all of the organization’s
former
officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.
List all of the organization’s
former directors or trustees
that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.
List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
(1)
KAREN DIXON
......................................................................
BOARD CO-CHAIR
20.00
.................
X
X
0
0
0
(2)
BRAD SEILING
......................................................................
BOARD CO-CHAIR
20.00
.................
X
X
0
0
0
(3)
GAIL H MORSE
......................................................................
BOARD SECRETARY
6.00
.................
X
X
0
0
0
(4)
ROBERTA A CONROY
......................................................................
BOARD TREASURER
6.00
.................
X
X
0
0
0
(5)
MARCUS BOGGS
......................................................................
BOARD DIRECTOR
5.00
.................
X
0
0
0
(6)
LAURA BRILL
......................................................................
BOARD DIRECTOR
5.00
.................
X
0
0
0
(7)
ROBBIN BURR
......................................................................
BOARD DIRECTOR
5.00
.................
X
0
0
0
(8)
MARLA BUTLER
......................................................................
BOARD DIRECTOR
5.00
.................
X
0
0
0
(9)
WENDY CHANG
......................................................................
BOARD DIRECTOR
5.00
.................
X
0
0
0
(10)
TRAYTON DAVIS
......................................................................
BOARD DIRECTOR
5.00
.................
X
0
0
0
(11)
BRUCE DEMING
......................................................................
BOARD DIRECTOR (FORMER)
5.00
.................
X
0
0
0
(12)
MARTIN FARACH-COLTON
......................................................................
BOARD DIRECTOR (FORMER)
5.00
.................
X
0
0
0
(13)
RACHEL GOLDBERG
......................................................................
BOARD DIRECTOR
5.00
.................
X
0
0
0
(14)
LAURIE HASENCAMP
......................................................................
BOARD DIRECTOR (FORMER)
5.00
.................
X
0
0
0
(15)
VINCENT JONES
......................................................................
BOARD DIRECTOR
5.00
.................
X
0
0
0
(16)
ANNE KROOK
......................................................................
BOARD DIRECTOR
5.00
.................
X
0
0
0
(17)
ROBERT KUHN
......................................................................
BOARD DIRECTOR
5.00
.................
X
0
0
0
Form
990
(2013)
Page 8
Form 990 (2013)
Page
8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
(continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
(18)
SUZANNE LEVAN
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(19)
LISA LINSKY
........................................................................
BOARD SECRETARY (FORMER)
5.00
.......................
X
0
0
0
(20)
LAURA MAECHTLEN
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(21)
CAROL MEYER
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(22)
DENA NARBAITZ
........................................................................
BOARD DIRECTOR (FORMER)
5.00
.......................
X
0
0
0
(23)
THAO NGO
........................................................................
BOARD DIRECTOR (FORMER)
5.00
.......................
X
0
0
0
(24)
ERIC NILSON
........................................................................
BOARD TREASURER (FORMER)
5.00
.......................
X
0
0
0
(25)
MICHELLE PEAK
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(26)
JOHN RICHARDS
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(27)
VADIM SCHICK
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(28)
TODD G SEARS
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(29)
ELLIOT SERNEL
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(30)
DANIEL SLAUGHTER
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(31)
LYNN SLAUGHTER
........................................................................
BOARD DIRECTOR (FORMER)
5.00
.......................
X
0
0
0
(32)
JOHN STAFSTROM
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(33)
STEVE THORNTON
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(34)
LAWRENCE TRACHTENBERG
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(35)
MICHELLE WAITES
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(36)
TRACEY WALLACE
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(37)
JILLIAN WEISS
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(38)
KENNETH WEISSENBERG
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(39)
STEVE WINTERS
........................................................................
BOARD DIRECTOR
5.00
.......................
X
0
0
0
(40)
KEVIN CATHCART
........................................................................
EXECUTIVE DIRECTOR
40.00
.......................
X
313,666
0
39,610
(41)
JUDITH PFENNINGER
........................................................................
CFO
40.00
.......................
X
142,762
0
28,544
(42)
JON DAVIDSON
........................................................................
LEGAL DIRECTOR
40.00
.......................
X
206,974
0
34,951
(43)
LESLIE GABEL-BRETT
........................................................................
EPA DIRECTOR
40.00
.......................
X
171,081
0
45,456
(44)
FRANCES GOLDSTEIN
........................................................................
DEPUTY DIRECTOR
40.00
.......................
X
177,261
0
31,987
(45)
JOHN WESTFALL-KWONG
........................................................................
DEVELOPMENT DIRECTOR
40.00
.......................
X
198,178
0
60,409
(46)
HAYLEY GORENBERG
........................................................................
DEPUTY LEGAL DIRECTOR
40.00
.......................
X
159,554
0
40,707
(47)
JENNIFER CAROL-PIZER
........................................................................
DIRECTOR OF LAW & POLICY
40.00
.......................
X
125,207
0
26,498
(48)
JUDITH RT O'KELLY
........................................................................
DEPUTY DEVELOPMENT DIR.
40.00
.......................
X
128,268
0
37,325
(49)
SUSAN SOMMER
........................................................................
SENIOR COUNSEL
40.00
.......................
X
136,788
0
54,125
(50)
GREGORY R NEVINS
........................................................................
SUPERVISING SENIOR STAFF ATTORNEY
40.00
.......................
X
115,152
0
25,457
1b
Sub-Total
................
c
Total from continuation sheets to Part VII, Section A
....
d
Total (add lines 1b and 1c)
...........
1,874,891
0
425,069
Form
990
(2013)
Page 9
Form 990 (2013)
Page
9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII
.............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512-514
1a
Federated campaigns
..
1a
b
Membership dues
..
1b
c
Fundraising events
..
1c
3,851,326
d
Related organizations
1d
e
Government grants (contributions)
1e
f
All other contributions, gifts, grants, and similar amounts not included above
1f
10,948,205
g
Noncash contributions included
in lines 1a-1f:$
401,625
h Total.
Add lines 1a-1f
.......
14,799,531
Business Code
2a
ATTORNEY FEES
541100
18,000
18,000
b
SPEAKERS BUREAU
541900
5,461
5,461
c
d
e
f
All other program service revenue.
g Total.
Add lines 2a–2f
.....
23,461
3
Investment income (including dividends, interest, and other
similar amounts)
........
220,591
220,591
4
Income from investment of tax-exempt bond proceeds
5
Royalties
...........
(ii) Personal
(i) Real
6a
Gross rents
b
Less: rental expenses
c
Rental income or (loss)
d
Net rental income or (loss)
......
(ii) Other
(i) Securities
7a
Gross amount from sales of assets other than inventory
5,603,835
b
Less: cost or other basis and sales expenses
5,481,017
2,428
c
Gain or (loss)
122,818
-2,428
d
Net gain or (loss)
.....
120,390
120,390
8a
Gross income from fundraising events (not including $
3,851,326
of contributions reported on line 1c).
See Part IV, line 18
....
a
733,309
b
Less: direct expenses
...
b
733,309
c
Net income or (loss) from fundraising events
..
0
9a
Gross income from gaming activities.
See Part IV, line 19
...
a
b
Less: direct expenses
...
b
c
Net income or (loss) from gaming activities
..
10a
Gross sales of inventory, less
returns and allowances
..
a
b
Less: cost of goods sold
..
b
c
Net income or (loss) from sales of inventory
..
Business Code
Miscellaneous Revenue
11a
MISCELLANEOUS REVENUE
541100
12,253
12,253
b
c
d
All other revenue
....
e
Total.
Add lines 11a–11d
......
12,253
12
Total revenue.
See Instructions.
.....
15,176,226
23,461
0
353,234
Form
990
(2013)
Page 10
Form 990 (2013)
Page
10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).
Check if Schedule O contains a response or note to any line in this Part IX
..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service
expenses
(C)
Management and
general expenses
(D)
Fundraising
expenses
1
Grants and other assistance to governments and organizations in the United States. See Part IV, line 21
2
Grants and other assistance to individuals in the United States. See Part IV, line 22
3
Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16
4
Benefits paid to or for members
5
Compensation of current officers, directors, trustees, and key employees
....
1,515,982
929,079
279,922
306,981
6
Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B)
....
7
Other salaries and wages
6,374,170
4,796,806
603,348
974,016
8
Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions)
....
492,762
373,881
44,356
74,525
9
Other employee benefits
.......
1,767,919
1,310,341
188,966
268,612
10
Payroll taxes
...........
543,628
396,849
59,799
86,980
11
Fees for services (non-employees):
a
Management
......
b
Legal
.........
c
Accounting
...........
44,500
44,500
d
Lobbying
...........
e
Professional fundraising services.
See Part IV, line 17
375,335
375,335
f
Investment management fees
......
g
Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)
503,211
363,032
134,160
6,019
12
Advertising and promotion
....
13
Office expenses
.......
84,420
65,060
7,531
11,829
14
Information technology
......
15
Royalties
..
16
Occupancy
...........
1,234,242
950,366
111,082
172,794
17
Travel
............
594,484
489,354
32,398
72,732
18
Payments of travel or entertainment expenses for any federal, state, or local public officials
.
19
Conferences, conventions, and meetings
....
20
Interest
...........
21
Payments to affiliates
.......
22
Depreciation, depletion, and amortization
..
167,052
128,630
15,035
23,387
23
Insurance
...
92,596
71,299
8,334
12,963
24
Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a
PRINTING AND OUTREACH
1,481,492
966,558
514,934
b
TELECOMMUNICATIONS
255,089
196,928
22,759
35,402
c
CREDIT CARD/BANK CHARGE
247,233
247,233
d
DIRECT CASE EXPENSES
165,578
165,578
e
All other expenses
268,169
171,931
20,979
75,259
25
Total functional expenses.
Add lines 1 through 24e
16,207,862
11,375,692
1,820,402
3,011,768
26
Joint costs.
Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation.
Check here
if following SOP 98-2 (ASC 958-720).
326,011
107,037
0
218,974
Form
990
(2013)
Page 11
Form 990 (2013)
Page
11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX
..............
(A)
Beginning of year
(B)
End of year
1
Cash–non-interest-bearing
.............
1
2
Savings and temporary cash investments
.........
758,551
2
1,061,282
3
Pledges and grants receivable, net
...........
3,683,107
3
2,483,046
4
Accounts receivable, net
.............
4
5
Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L
5
6
Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
6
7
Notes and loans receivable, net
....
7
8
Inventories for sale or use
..............
8
9
Prepaid expenses and deferred charges
..........
870,051
9
853,914
10a
Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D
10a
1,433,386
b
Less: accumulated depreciation
10b
612,872
675,035
10c
820,514
11
Investments—publicly traded securities
.
12,742,003
11
12,704,085
12
Investments—other securities. See Part IV, line 11
.....
12
13
Investments—program-related. See Part IV, line 11
..
13
14
Intangible assets
...............
14
15
Other assets. See Part IV, line 11
...........
3,173,613
15
3,391,486
16
Total assets.
Add lines 1 through 15 (must equal line 34)
...
21,902,360
16
21,314,327
17
Accounts payable and accrued expenses
.........
1,096,406
17
1,016,195
18
Grants payable
...
18
19
Deferred revenue
................
14,461
19
19,195
20
Tax-exempt bond liabilities
.............
20
21
Escrow or custodial account liability.
Complete Part IV of Schedule D
..
21
22
Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons.
Complete Part II of Schedule L
..
22
23
Secured mortgages and notes payable to unrelated third parties
..
23
24
Unsecured notes and loans payable to unrelated third parties
....
24
25
Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24).
Complete Part X of Schedule D
1,656,066
25
1,782,580
26
Total liabilities.
Add lines 17 through 25
..
2,766,933
26
2,817,970
Organizations that follow SFAS 117 (ASC 958),
check here
and complete lines 27 through 29, and lines 33 and 34.
27
Unrestricted net assets
13,647,090
27
14,130,812
28
Temporarily restricted net assets
...........
5,208,235
28
4,085,443
29
Permanently restricted net assets
280,102
29
280,102
Organizations that do not follow SFAS 117 (ASC 958),
check here
and complete lines 30 through 34.
30
Capital stock or trust principal, or current funds
........
30
31
Paid-in or capital surplus, or land, building or equipment fund
.....
31
32
Retained earnings, endowment, accumulated income, or other funds
32
33
Total net assets or fund balances
...........
19,135,427
33
18,496,357
34
Total liabilities and net assets/fund balances
........
21,902,360
34
21,314,327
Form
990
(2013)
Page 12
Form 990 (2013)
Page
12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI
..............
1
Total revenue (must equal Part VIII, column (A), line 12)
............
1
15,176,226
2
Total expenses (must equal Part IX, column (A), line 25)
............
2
16,207,862
3
Revenue less expenses. Subtract line 2 from line 1
..............
3
-1,031,636
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A))
..
4
19,135,427
5
Net unrealized gains (losses) on investments
...............
5
444,184
6
Donated services and use of facilities
.................
6
7
Investment expenses
.....................
7
8
Prior period adjustments
.....................
8
9
Other changes in net assets or fund balances (explain in Schedule O)
........
9
-51,618
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
18,496,357
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII
.............
Yes
No
1
Accounting method used to prepare the Form 990:
Cash
Accrual
Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
Separate basis
Consolidated basis
Both consolidated and separate basis
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
Separate basis
Consolidated basis
Both consolidated and separate basis
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight
of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
No
b
If "Yes," did the organization undergo the required audit or audits?
If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Form
990
(2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data
Software ID:
Software Version: