TY 2014 Form 990 Schedule G

efile Public Visual Render ObjectId: 201601379349308100 - Submission: 2016-05-16 TIN: 56-0532129

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Information about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2014

Open to Public Inspection

Name of the organization
DUKE UNIVERSITY

Employer identification number

56-0532129

Part I

Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

YesNo

If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	GRENZEBACH GLIER & ASSOCIATES SEE PART IV FOR ADDRESS SEE PART IV, IL60611	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.		No	0	162,616	0
	COPPER REEF ENTERPRISES SEE PART IV FOR ADDRESS CARLSBAD, CA92009	FUNDRAISING CONSULTING		No	0	113,335	0
	PW FEATS INC SEE PART IV FOR ADDRESS BALTIMORE, MD21202	FUNDRAISING CONSULTING, PLANNING, DATA STORAGE		No	0	1,828,052	0
	VIGET SEE PART IV FOR ADDRESS NEW YORK, NY10014	FUNDRAISING WEBSITE DESIGN, CONFIGURATIONS		No	0	95,475	0
	STEADY FILM PRODUCTION LLC SEE PART IV FOR ADDRESS DURHAM, NC27705	FUNDRAISING RELATED VIDEO SHOOT		No	0	24,139	0
	CISYS LIFESCIENCES INC SEE PART IV FOR ADDRESS SURFSIDE BEACH, SC29575	FUNDRAISING RELATED DIGITAL COMMUNICATIONS		No	0	23,650	0
	CREWS CONTROL CORPORATION SEE PART IV FOR ADDRESS FULTON, MD20759	FUNDRAISING RELATED CAMERA AND AUDIO OPERATOR		No	0	15,487	0
	CVENT INC SEE PART IV FOR ADDRESS CHICAGO, IL60647	FUNDRAISING RELATED WEBSITE UTILIZATION		No	0	18,250	0
	THIS IS GROUND LLC SEE PART IV FOR ADDRESS DURHAM, NC27707	FUNDRAISING RELATED MATERIALS, CUSTOMIZATION		No	0	15,250	0
	STANFORD UNIVERSITY SEE PART IV FOR ADDRESS STANFORD, CA94305	FUNDRAISING PROFESSIONAL DEVELOPMENT		No	0	60,000	0
Total . . . . . . . . . . . . . . . . . . . .						2,356,254

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

AL, AK, AR, CA, CO, CT, FL, GA, HI, IL, KS, KY, LA, ME, MD, MA, MI, MN, MS, NH, NJ, NM, NY, NC, ND, OH, OK, OR

For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2014

Page 2

Schedule G (Form 990 or 990-EZ) 2014

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 (event type)	(b) Event #2 (event type)	(c) Other events 9 (total number)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . . . .	2,282,361	1,641,834	2,296,567	6,220,762
2	Less: Contributions . . . .	2,276,861	1,636,834	1,775,093	5,688,788
3	Gross income (line 1 minus line 2) . . . . . .	5,500	5,000	521,474	531,974

4	Cash prizes . . . . .	0	0	2,000	2,000
5	Noncash prizes . . . .	0	6,537	274,419	280,956
6	Rent/facility costs . . . .	0	0	23,922	23,922
7	Food and beverages . . .	0	1,495	190,265	191,760
8	Entertainment . . . .	0	0	1,700	1,700
9	Other direct expenses . . .	214,036	72,569	640,508	927,113
10	Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . .				1,427,451
11	Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . .				-895,477

Part III

Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

		(a) Bingo	(b) Pull tabs/Instant bingo/progressive bingo	(c) Other gaming	(d) Total gaming (add col.(a) through col.(c))
1	Gross revenue . . . . .

2	Cash prizes . . . . .
3	Noncash prizes . . . .
4	Rent/facility costs . . . .
5	Other direct expenses . . .	214,036	72,569	640,508	927,113

Volunteer labor . . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

Enter the state(s) in which the organization conducts gaming activities:

Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2014

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Schedule G (Form 990 or 990-EZ) 2014

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Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? . . . . . . . . . . . . . . . . .

YesNo

Indicate the percentage of gaming activity conducted in:

The organization's facility . . . . . . . . . . . . . . . . . .

13a

An outside facility . . . . . . . . . . . . . . . . . . . .

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? . . . . . . . . . . . . . . . . . . . . . . . .

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? . . . . . . . . . . . . . . . . . . .

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).

Return Reference	Explanation
SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:	(I) NAME OF FUNDRAISER: GRENZEBACH GLIER & ASSOCIATES (I) ADDRESS OF FUNDRAISER: 401 N. MICHIGAN AVE, CHICAGO, IL 60611 (I) NAME OF FUNDRAISER: COOPER REEF ENTERPRISES (I) ADDRESS OF FUNDRAISER: 6965 EL CAMINO REAL, CARLSBAD, CA 92009 (I) NAME OF FUNDRAISER: P.W. FEATS, INC. (I) ADDRESS OF FUNDRAISER: 3 E. READ ST., BALTIMORE, MD 21202 (I) NAME OF FUNDRAISER: VIGET (I) ADDRESS OF FUNDRAISER: 202 RIGSBEE AVE., DURHAM, NC 27701 (I) NAME OF FUNDRAISER: STEADY FILM PRODUCTIONS, LLC. (I) ADDRESS OF FUNDRAISER: 404 EVERT DR., CARY, NC 27511 (I) NAME OF FUNDRAISER: CISYS LIFESCIENCES, INC. (I) ADDRESS OF FUNDRAISER: 8386-103 SIX FORKS RD., RALEIGH, NC 27615 (I) NAME OF FUNDRAISER: CREWS CONTROL CORPORATION (I) ADDRESS OF FUNDRAISER: 8161 MAPLE LAWN BLVD, FULTON, MD 20759 (I) NAME OF FUNDRAISER: CVENT, INC. (I) ADDRESS OF FUNDRAISER: 1765 GREENSBORO STATION PL., TYSONS CORNER, VA 22102 (I) NAME OF FUNDRAISER: THIS IS GROUND, LLC. (I) ADDRESS OF FUNDRAISER: 1447 2ND ST., SANTA MONICA, CA 90401 (I) NAME OF FUNDRAISER: STANFORD UNIVERSITY (I) ADDRESS OF FUNDRAISER: 450 SERRA MALL, STANFORD, CA 94305
SCHEDULE G, LINE 2(B), COLUMN (V)	DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMNS (I-V). THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED. THERE ARE NO AGREEMENTS THAT PROVIDE EXCLUSIVELY FOR EXPENSES, BUT NOT FOR PROFESSIONAL FUNDRAISING SERVICES.

Return Reference

Explanation

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:

(I) NAME OF FUNDRAISER: GRENZEBACH GLIER & ASSOCIATES (I) ADDRESS OF FUNDRAISER: 401 N. MICHIGAN AVE, CHICAGO, IL 60611 (I) NAME OF FUNDRAISER: COOPER REEF ENTERPRISES (I) ADDRESS OF FUNDRAISER: 6965 EL CAMINO REAL, CARLSBAD, CA 92009 (I) NAME OF FUNDRAISER: P.W. FEATS, INC. (I) ADDRESS OF FUNDRAISER: 3 E. READ ST., BALTIMORE, MD 21202 (I) NAME OF FUNDRAISER: VIGET (I) ADDRESS OF FUNDRAISER: 202 RIGSBEE AVE., DURHAM, NC 27701 (I) NAME OF FUNDRAISER: STEADY FILM PRODUCTIONS, LLC. (I) ADDRESS OF FUNDRAISER: 404 EVERT DR., CARY, NC 27511 (I) NAME OF FUNDRAISER: CISYS LIFESCIENCES, INC. (I) ADDRESS OF FUNDRAISER: 8386-103 SIX FORKS RD., RALEIGH, NC 27615 (I) NAME OF FUNDRAISER: CREWS CONTROL CORPORATION (I) ADDRESS OF FUNDRAISER: 8161 MAPLE LAWN BLVD, FULTON, MD 20759 (I) NAME OF FUNDRAISER: CVENT, INC. (I) ADDRESS OF FUNDRAISER: 1765 GREENSBORO STATION PL., TYSONS CORNER, VA 22102 (I) NAME OF FUNDRAISER: THIS IS GROUND, LLC. (I) ADDRESS OF FUNDRAISER: 1447 2ND ST., SANTA MONICA, CA 90401 (I) NAME OF FUNDRAISER: STANFORD UNIVERSITY (I) ADDRESS OF FUNDRAISER: 450 SERRA MALL, STANFORD, CA 94305

SCHEDULE G, LINE 2(B), COLUMN (V)

DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMNS (I-V). THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED. THERE ARE NO AGREEMENTS THAT PROVIDE EXCLUSIVELY FOR EXPENSES, BUT NOT FOR PROFESSIONAL FUNDRAISING SERVICES.

Schedule G (Form 990 or 990-EZ) 2014

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