Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2015
Open to Public Inspection
For calendar year 2015, or tax year beginning 01-01-2015 , and ending 12-31-2015
Name of foundation
OTTO & EDNA NEELY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)325 S HIGLEY RD SUITE 110
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GILBERT, AZ85296
A Employer identification number

86-0581770
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$16,066,389J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet Sch. B .............
3 Interest on savings and temporary cash investments 146 146  
4 Dividends and interest from securities... 341,224 341,224  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 4,206,043
b Gross sales price for all assets on line 6a 35,495,409
7 Capital gain net income (from Part IV, line 2)... 4,206,043
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 6,723 1,667  
12 Total. Add lines 1 through 11........ 4,554,136 4,549,080  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 82,150 16,380   65,680
14 Other employee salaries and wages...... 28,843 5,769   23,074
15 Pension plans, employee benefits....... 2,080 416   1,664
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 12,124 2,425   9,699
c Other professional fees (attach schedule).... Click to see attachment 103,243 103,243    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 20,130 4,110   20
19 Depreciation (attach schedule) and depletion... Click to see attachment 414    
20 Occupancy.............. 14,545 2,909   11,636
21 Travel, conferences, and meetings....... 505 101   404
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 9,601 584   9,017
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 273,635 135,937   121,194
25 Contributions, gifts, grants paid....... 745,579 745,579
26 Total expenses and disbursements. Add lines 24 and 25 1,019,214 135,937   866,773
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 3,534,922
b Net investment income (if negative, enter -0-) 4,413,143
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2015)
Page 2
Form 990-PF (2015)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 14,560 28,144 28,144
2 Savings and temporary cash investments......... 940,188 226,118 226,118
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 1,516,946 Click to see attachment395,675 392,508
b Investments—corporate stock (attach schedule)....... 8,240,069 Click to see attachment12,875,956 12,674,749
c Investments—corporate bonds (attach schedule)....... 1,878,334 Click to see attachment2,632,724 2,623,908
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 152,195 Click to see attachment119,997 119,997
14 Land, buildings, and equipment: basis bullet2,068
Less: accumulated depreciation (attach schedule) bullet1,103 1,379 Click to see attachment965 965
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,743,671 16,279,579 16,066,389
Liabilities 17 Accounts payable and accrued expenses.......... -129 857
18 Grants payable..................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... -129 857
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........ 10,384,441 10,384,441
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 2,359,359 5,894,281
30 Total net assets or fund balances (see instructions)..... 12,743,800 16,278,722
31 Total liabilities and net assets/fund balances (see instructions). 12,743,671 16,279,579
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
12,743,800
2
Enter amount from Part I, line 27a .....................
2
3,534,922
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
16,278,722
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
16,278,722
Form 990-PF (2015)
Page 3
Form 990-PF (2015)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a US TREASURY NOTE DUE 1/31/16 CUSIP: P 2014-10-08 2015-01-28
b PALL CORP CUSIP: XXX-XX-XXXX P 2006-01-31 2015-05-13
c VISA INC CUSIP: 92826C839 P 2010-06-10 2015-03-09
d ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-29 2015-03-20
e ANGLOGOLD ASHANTI LTD CUSIP: 0351282 P 2012-10-12 2015-01-21
CANADIAN NATURAL RESOURCES LIMITED C P 2012-12-13 2015-01-26
DENBURY RESOURCES INC CUSIP: 2479162 P 2013-08-01 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-11-17 2015-03-13
MICROSOFT CORP CUSIP: XXX-XX-XXXX P 2012-11-23 2015-01-27
TALISMAN ENERGY INC CUSIP: 87425E103 P 2010-05-06 2015-01-06
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-10-20 2015-02-03
TALISMAN ENERGY INC CUSIP: 87425E103 P 2013-06-11 2015-02-09
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-04 2015-01-09
ALLERGAN PLC CUSIP: P 2010-04-23 2015-07-01
MEDTRONIC PLC CUSIP: G5960L103 P 2015-01-27 2015-07-01
TE CONNECTIVITY LTD CUSIP: H84989104 P 2002-02-21 2015-07-01
ABBVIE INC CUSIP: 00287Y109 P 2015-02-10 2015-07-01
ANADARKO PETROLEUM CORP CUSIP: 03251 P 2010-08-24 2015-07-01
AUTODESK INC CUSIP: XXX-XX-XXXX P 2009-01-14 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2013-09-25 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2014-11-05 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-10-08 2015-07-01
CIT GROUP CUSIP: XXX-XX-XXXX P 2014-07-24 2015-07-01
CVS HEALTH CORPORATION CUSIP: 126650 P 2010-04-23 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2009-12-17 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2010-11-16 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2014-12-03 2015-07-01
COMCAST CORP CUSIP: 20030N200 P 2010-04-23 2015-07-01
DISCOVER FINANCIAL SERVICES CUSIP: 2 P 2015-03-06 2015-07-01
EBAY INC CUSIP: XXX-XX-XXXX P 2010-08-06 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2010-05-10 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2013-11-26 2015-07-01
FLUOR CORP CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2010-11-19 2015-07-01
GOOGLE INC CL A CUSIP: 38259P508 P 2008-10-24 2015-07-01
GRAINGER WW INC CUSIP: XXX-XX-XXXX P 2015-02-12 2015-07-01
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2010-05-07 2015-07-01
LIBERTY BROADBAND CORP CL A CUSIP: 5 P 2008-10-17 2015-07-01
MICROSOFT CORP CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
MONSANTO COMPANY CUSIP: 61166W101 P 2010-02-05 2015-07-01
NASDAQ OMX GROUP INC CUSIP: 63110310 P 2014-04-01 2015-07-01
NUANCE COMMUNICATION INC CUSIP: 6702 P 2014-10-01 2015-07-01
PACCAR INC CUSIP: XXX-XX-XXXX P 2011-09-14 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-11-11 2015-07-01
PRECISION CASTPARTS CORP CUSIP: 7401 P 2014-08-06 2015-07-01
RED HAT INC CUSIP: XXX-XX-XXXX P 2014-05-13 2015-07-01
REGENERON PHARMACEUTICALS INC CUSIP: P 2014-07-18 2015-07-01
SCHLUMBERGER LTD CUSIP: XXX-XX-XXXX P 2011-11-10 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2013-08-15 2015-07-01
TEREX CORPORATION CUSIP: XXX-XX-XXXX P 2015-03-27 2015-07-01
TOWER WATSON & COMPANY CUSIP: 891894 P 2014-09-24 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2012-04-23 2015-07-01
VERTEX PHARMACEUTICALS INC CUSIP: 92 P 2008-11-07 2015-07-01
VMWARE INC CUSIP: XXX-XX-XXXX P 2015-03-24 2015-07-01
WEATHERFORD INTL LTD CUSIP: G4883310 P 2008-10-17 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2013-05-24 2015-07-01
SALIENT HIGH YIELD FUND: AHBAX P 2015-07-14 2015-09-24
OPPENHEIMER DEVELOPING MKTS FD: ODVI P 2015-07-14 2015-09-24
ISHARES RUSSELL 1000 GROWTH ETF: IWF P 2015-09-28 2015-10-30
JPMORGAN CHASE & COMPANY DUE 10/15/2 P 2014-07-16 2015-07-10
GSAMP TRUST SER 2005 DUE 01/25/2045 P 2015-07-10 2015-07-27
BANC AMERICA DUE 3/20/35 CUSIP: P 2015-07-10 2015-11-20
PROVIDENT FDG MTG LN DUE 4/25/34 CUS P 2015-07-10 2015-09-25
FEDERAL HOME LN MTG CORP DUE 11/15/3 P 2015-07-10 2015-09-15
GOVERNMENT NATL MTG ASSN DUE 12/20/3 P 2015-08-07 2015-11-20
WAMU MTG CERT DUE 2/27/34 CUSIP: P 2015-08-26 2015-10-26
COPA HOLDINGS SA CUSIP: P31076105 P 2014-11-24 2015-07-01
SANOFI SPON ADR CUSIP: 80105N105 P 2013-10-09 2015-07-01
BROOKFIELD ASSET MANAGEMENT P 2015-11-05 2015-12-11
US TREASURY NOTE DUE 2/29/16 CUSIP: P 2014-10-30 2015-03-04
PALL CORP CUSIP: XXX-XX-XXXX P 2010-04-23 2015-05-13
ROYAL DUTCH SHELL PLC CUSIP: 7802592 P 2014-12-05 2015-04-15
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-29 2015-03-20
APACHE CORP CUSIP: XXX-XX-XXXX P 2010-05-07 2015-04-16
CANADIAN NATURAL RESOURCES LIMITED C P 2012-12-14 2015-01-26
DENBURY RESOURCES INC CUSIP: 2479162 P 2013-08-01 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-11-17 2015-03-16
MICROSOFT CORP CUSIP: XXX-XX-XXXX P 2012-11-23 2015-04-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2010-05-07 2015-01-06
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-11-17 2015-02-03
TALISMAN ENERGY INC CUSIP: 87425E103 P 2013-06-11 2015-02-10
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-04 2015-01-09
ALLERGAN PLC CUSIP: P 2013-02-15 2015-07-01
MEDTRONIC PLC CUSIP: G5960L103 P 2015-03-04 2015-07-01
TE CONNECTIVITY LTD CUSIP: H84989104 P 2002-05-03 2015-07-01
ABBVIE INC CUSIP: 00287Y109 P 2015-02-13 2015-07-01
ANADARKO PETROLEUM CORP CUSIP: 03251 P 2012-06-01 2015-07-01
AUTODESK INC CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2013-09-30 2015-07-01
BIOGEN IDEC INC CUSIP: 09062X103 P 2010-04-23 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-10-09 2015-07-01
CIT GROUP CUSIP: XXX-XX-XXXX P 2014-07-24 2015-07-01
CA INC CUSIP: 12673P105 P 2010-05-06 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2010-05-06 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2012-10-19 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2014-12-03 2015-07-01
COMCAST CORP CUSIP: 20030N200 P 2011-07-14 2015-07-01
DISCOVER FINANCIAL SERVICES CUSIP: 2 P 2015-03-16 2015-07-01
EBAY INC CUSIP: XXX-XX-XXXX P 2014-09-17 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2010-10-14 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2014-01-06 2015-07-01
FLUOR CORP CUSIP: XXX-XX-XXXX P 2010-05-19 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2010-11-22 2015-07-01
GOOGLE INC CL A CUSIP: 38259P508 P 2008-12-29 2015-07-01
HOME DEPOT INC CUSIP: XXX-XX-XXXX P 2008-01-14 2015-07-01
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2012-11-21 2015-07-01
LIBERTY BROADBAND CORP CL C CUSIP: 5 P 2008-10-17 2015-07-01
MICROSOFT CORP CUSIP: XXX-XX-XXXX P 2013-03-27 2015-07-01
MONSANTO COMPANY CUSIP: 61166W101 P 2010-03-09 2015-07-01
NASDAQ OMX GROUP INC CUSIP: 63110310 P 2014-04-01 2015-07-01
NUANCE COMMUNICATION INC CUSIP: 6702 P 2014-10-02 2015-07-01
PACCAR INC CUSIP: XXX-XX-XXXX P 2011-09-21 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-11-12 2015-07-01
PRECISION CASTPARTS CORP CUSIP: 7401 P 2014-08-07 2015-07-01
RED HAT INC CUSIP: XXX-XX-XXXX P 2014-07-01 2015-07-01
REGENERON PHARMACEUTICALS INC CUSIP: P 2014-07-28 2015-07-01
SCHWAB CHARLES CORP CUSIP: XXX-XX-XXXX P 2009-02-19 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2013-08-20 2015-07-01
TEREX CORPORATION CUSIP: XXX-XX-XXXX P 2015-05-29 2015-07-01
TWENTY FIRST CENTURY FOX INC CUSIP: P 2014-07-18 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2012-04-24 2015-07-01
VERTEX PHARMACEUTICALS INC CUSIP: 92 P 2010-04-23 2015-07-01
WAL-MART STORES INC CUSIP: XXX-XX-XXXX P 2015-04-23 2015-07-01
WEATHERFORD INTL LTD CUSIP: G4883310 P 2010-04-23 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2013-05-29 2015-07-01
SALIENT HIGH YIELD FUND: AHBAX P 2015-07-28 2015-09-24
OPPENHEIMER DEVELOPING MKTS FD: ODVI P 2015-10-30 2015-12-15
ISHARES RUSSELL 2000 ETF: IWM P 2015-09-28 2015-10-30
KEYCORP MEDIUM TERM DUE 3/24/21 CUSI P 2013-10-10 2015-07-10
US TREASURY NOTE DUE 5/15/17 CUSIP: P 2008-10-10 2015-07-27
BANC AMERICA DUE 3/20/35 CUSIP: P 2015-07-10 2015-12-21
PROVIDENT FDG MTG LN DUE 4/25/34 CUS P 2015-07-10 2015-10-26
FEDERAL HOME LN MTG CORP DUE 11/15/3 P 2015-07-10 2015-10-15
GOVERNMENT NATL MTG ASSN DUE 12/20/3 P 2015-08-07 2015-12-21
WAMU MTG CERT DUE 2/27/34 CUSIP: P 2015-08-26 2015-11-25
COPA HOLDINGS SA CUSIP: P31076105 P 2014-12-10 2015-07-01
SANOFI SPON ADR CUSIP: 80105N105 P 2014-10-16 2015-07-01
AEGON NV ADR P 2015-07-13 2015-12-24
BP CAPITAL MARKETS PLC 3/10/15 CUSIP P 2009-03-06 2015-03-10
PALL CORP CUSIP: XXX-XX-XXXX P 2010-05-13 2015-05-13
WADDELL & REED FINL CUSIP: XXX-XX-XXXX P 2015-01-09 2015-02-03
AMERICAN INTL GROUP INC CUSIP: 02687 P 2012-09-11 2015-01-13
APACHE CORP CUSIP: XXX-XX-XXXX P 2012-05-07 2015-04-16
CANADIAN NATURAL RESOURCES LIMITED C P 2012-12-14 2015-01-27
DENBURY RESOURCES INC CUSIP: 2479162 P 2013-08-02 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-11-17 2015-04-23
MICROSOFT CORP CUSIP: XXX-XX-XXXX P 2012-11-23 2015-05-07
TALISMAN ENERGY INC CUSIP: 87425E103 P 2010-05-07 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-11-17 2015-02-04
TALISMAN ENERGY INC CUSIP: 87425E103 P 2013-06-13 2015-02-10
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-04 2015-01-09
AON CORP CUSIP: G0408V102 P 2008-10-24 2015-07-01
PENTAIR LTD CUSIP: G7S00T104 P 2007-11-07 2015-07-01
TE CONNECTIVITY LTD CUSIP: H84989104 P 2007-11-07 2015-07-01
ABBVIE INC CUSIP: 00287Y109 P 2015-02-17 2015-07-01
ANADARKO PETROLEUM CORP CUSIP: 03251 P 2015-02-20 2015-07-01
AUTODESK INC CUSIP: XXX-XX-XXXX P 2010-05-20 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2013-10-02 2015-07-01
BIOGEN IDEC INC CUSIP: 09062X103 P 2014-10-13 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2015-02-05 2015-07-01
CIT GROUP CUSIP: XXX-XX-XXXX P 2014-08-06 2015-07-01
CA INC CUSIP: 12673P105 P 2010-05-14 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2010-05-11 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2012-10-26 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2014-12-04 2015-07-01
CREE INC CUSIP: XXX-XX-XXXX P 2008-10-24 2015-07-01
DOLBY LABORATORIES INC CUSIP: 25659T P 2008-10-17 2015-07-01
EBAY INC CUSIP: XXX-XX-XXXX P 2014-09-17 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2010-10-18 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2014-01-24 2015-07-01
FORD MOTOR COMPANY CUSIP: XXX-XX-XXXX P 2014-02-11 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2011-02-23 2015-07-01
GOOGLE INC CL A CUSIP: 38259P508 P 2010-04-23 2015-07-01
HOME DEPOT INC CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2014-04-25 2015-07-01
LIBERTY INTERACTIVE CORP CUSIP: 5307 P 2008-10-17 2015-07-01
MICROSOFT CORP CUSIP: XXX-XX-XXXX P 2013-04-16 2015-07-01
MONSANTO COMPANY CUSIP: 61166W101 P 2010-04-23 2015-07-01
NATIONAL OILWELL VARCO INC CUSIP: 63 P 2008-10-17 2015-07-01
NUCOR CORP CUSIP: XXX-XX-XXXX P 2009-02-17 2015-07-01
PACCAR INC CUSIP: XXX-XX-XXXX P 2011-09-22 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-12-03 2015-07-01
PRECISION CASTPARTS CORP CUSIP: 7401 P 2015-01-16 2015-07-01
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2010-05-07 2015-07-01
REINSURANCE GROUP OF AMERICA INC CUS P 2010-05-06 2015-07-01
SCHWAB CHARLES CORP CUSIP: XXX-XX-XXXX P 2010-03-24 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2013-12-12 2015-07-01
TEXAS INSTRUMENTS INC CUSIP: 8825081 P 2008-10-17 2015-07-01
TWENTY FIRST CENTURY FOX INC CUSIP: P 2014-07-25 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2012-08-13 2015-07-01
VIACOM INC CL B CUSIP: 92553P201 P 2010-05-06 2015-07-01
XILINX INC CUSIP: XXX-XX-XXXX P 2012-06-05 2015-07-01
WEATHERFORD INTL LTD CUSIP: G4883310 P 2013-05-03 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2013-08-29 2015-07-01
SALIENT HIGH YIELD FUND: AHBAX P 2015-08-27 2015-09-24
PIMCO COMMODITYREALRETURN STRAT: PCR P 2015-07-08 2015-09-24
SPDR BARCLAYS HIGH YIELD BOND ETF: J P 2015-09-28 2015-10-30
SIMON PROPERTY GROUP LP DUE 03/15/22 P 2015-02-26 2015-07-10
QUICKEN LOANS INC DUE 5/1/25 CUSIP: P 2015-07-28 2015-07-29
US TREASURY NOTE DUE 12/31/18 CUSIP: P 2014-03-24 2015-08-21
PROVIDENT FDG MTG LN DUE 4/25/34 CUS P 2015-07-10 2015-11-25
FEDERAL HOME LN MTG CORP DUE 11/15/3 P 2015-07-10 2015-11-16
GOVERNMENT NATL MTG ASSN DUE 12/20/4 P 2015-07-10 2015-09-21
WAMU MTG CERT DUE 2/27/34 CUSIP: P 2015-08-26 2015-12-28
COPA HOLDINGS SA CUSIP: P31076105 P 2014-12-11 2015-07-01
SANOFI SPON ADR CUSIP: 80105N105 P 2014-11-18 2015-07-01
AEGON NV ADR P 2015-11-05 2015-12-24
COCA COLA COMPANY DUE 3/15/19 CUSIP: P 2009-04-03 2015-03-30
QUALCOMM INC CUSIP: XXX-XX-XXXX P 2011-07-29 2015-03-10
WADDELL & REED FINL CUSIP: XXX-XX-XXXX P 2015-01-09 2015-02-04
AMERICAN INTL GROUP INC CUSIP: 02687 P 2012-09-11 2015-02-06
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2013-12-17 2015-05-07
CANADIAN NATURAL RESOURCES LIMITED C P 2013-02-11 2015-01-27
EXPRESS INC CUSIP: 30219E103 P 2014-01-14 2015-03-24
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-11-17 2015-04-27
MICROSOFT CORP CUSIP: XXX-XX-XXXX P 2013-03-27 2015-06-02
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-07-29 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-01-27 2015-02-04
TALISMAN ENERGY INC CUSIP: 87425E103 P 2013-08-29 2015-02-10
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-04 2015-04-20
AON CORP CUSIP: G0408V102 P 2009-12-11 2015-07-01
PENTAIR LTD CUSIP: G7S00T104 P 2007-11-08 2015-07-01
TE CONNECTIVITY LTD CUSIP: H84989104 P 2007-11-08 2015-07-01
AKAMAI TECHNOLOGIES INC CUSIP: 00971 P 2010-04-23 2015-07-01
ANHEUSER BUSCH INBEV CUSIP: 03524A10 P 2010-12-10 2015-07-01
AUTODESK INC CUSIP: XXX-XX-XXXX P 2011-08-10 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2013-10-07 2015-07-01
BIOGEN IDEC INC CUSIP: 09062X103 P 2014-10-15 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2015-02-05 2015-07-01
CIT GROUP CUSIP: XXX-XX-XXXX P 2014-08-06 2015-07-01
CA INC CUSIP: 12673P105 P 2011-01-26 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2011-03-31 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2012-11-06 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2014-12-04 2015-07-01
CREE INC CUSIP: XXX-XX-XXXX P 2009-01-06 2015-07-01
DOLBY LABORATORIES INC CUSIP: 25659T P 2008-10-24 2015-07-01
EXPRESS INC CUSIP: 30219E103 P 2014-01-15 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2010-10-21 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2014-01-27 2015-07-01
FREEPORT MCMORAN COPPER & GOLD CUSIP P 2009-02-11 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2011-02-23 2015-07-01
GOOGLE INC CL A CUSIP: 38259P508 P 2014-07-01 2015-07-01
IMMUNOGEN INC CUSIP: 45253H101 P 2010-10-15 2015-07-01
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2014-04-28 2015-07-01
LIBERTY INTERACTIVE VENTURES CORP CU P 2008-10-17 2015-07-01
MITEL NETWORKS CORP CUSIP: 60671Q104 P 2015-04-10 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2005-09-29 2015-07-01
NATIONAL OILWELL VARCO INC CUSIP: 63 P 2008-10-24 2015-07-01
NUCOR CORP CUSIP: XXX-XX-XXXX P 2009-09-10 2015-07-01
PACCAR INC CUSIP: XXX-XX-XXXX P 2011-09-23 2015-07-01
PFIZER INC CUSIP: XXX-XX-XXXX P 2010-05-06 2015-07-01
PRECISION CASTPARTS CORP CUSIP: 7401 P 2015-01-16 2015-07-01
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2010-05-10 2015-07-01
REINSURANCE GROUP OF AMERICA INC CUS P 2010-05-07 2015-07-01
SCHWAB CHARLES CORP CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2013-12-13 2015-07-01
TEXAS INSTRUMENTS INC CUSIP: 8825081 P 2010-04-23 2015-07-01
TWENTY FIRST CENTURY FOX INC CUSIP: P 2014-09-08 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2012-08-14 2015-07-01
VIACOM INC CL B CUSIP: 92553P201 P 2010-05-07 2015-07-01
XILINX INC CUSIP: XXX-XX-XXXX P 2012-09-14 2015-07-01
WEATHERFORD INTL LTD CUSIP: G4883310 P 2014-11-13 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2014-01-06 2015-07-01
JOHN HANCOCK US GLOBAL LEADERS: USLI P 2015-07-14 2015-09-24
PIMCO COMMODITYREALRETURN STRAT: PCR P 2015-07-14 2015-09-24
VANGUARD FSTE EMERGING MARKETS ETF: P 2015-09-28 2015-10-30
US BANCORP DUE 11/15/18 CUSIP: P 2015-03-04 2015-07-10
US TREASURY NOTE DUE 6/30/18 CUSIP: P 2014-01-31 2015-08-04
US TREASURY NOTE DUE 1/31/19 CUSIP: P 2012-12-07 2015-08-24
PROVIDENT FDG MTG LN DUE 4/25/34 CUS P 2015-07-10 2015-12-28
FEDERAL HOME LN MTG CORP DUE 11/15/3 P 2015-07-10 2015-12-15
GOVERNMENT NATL MTG ASSN DUE 12/20/4 P 2015-07-10 2015-10-20
CSMC SERIES 2009 DUE 5/27/37 CUSIP: P 2015-08-24 2015-09-28
COPA HOLDINGS SA CUSIP: P31076105 P 2014-12-11 2015-07-01
SANOFI SPON ADR CUSIP: 80105N105 P 2015-01-05 2015-07-01
WOLVERINE WORLD WIDE INC P 2015-07-15 2015-08-28
AMAZON.COM INC CUSIP: XXX-XX-XXXX P 2008-10-17 2015-05-28
QUALCOMM INC CUSIP: XXX-XX-XXXX P 2011-08-05 2015-03-10
WADDELL & REED FINL CUSIP: XXX-XX-XXXX P 2015-01-12 2015-02-04
AMERICAN INTL GROUP INC CUSIP: 02687 P 2012-09-21 2015-02-06
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2013-12-17 2015-05-29
CANADIAN NATURAL RESOURCES LIMITED C P 2013-02-13 2015-01-27
EXPRESS INC CUSIP: 30219E103 P 2014-01-14 2015-03-25
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-11-17 2015-04-28
PFIZER INC CUSIP: XXX-XX-XXXX P 2010-05-06 2015-04-29
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-08-01 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-01-27 2015-02-05
TALISMAN ENERGY INC CUSIP: 87425E103 P 2013-08-29 2015-02-10
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-04 2015-04-20
AON CORP CUSIP: G0408V102 P 2010-05-06 2015-07-01
PENTAIR LTD CUSIP: G7S00T104 P 2008-10-24 2015-07-01
TE CONNECTIVITY LTD CUSIP: H84989104 P 2008-10-17 2015-07-01
AKAMAI TECHNOLOGIES INC CUSIP: 00971 P 2010-08-06 2015-07-01
ANHEUSER BUSCH INBEV CUSIP: 03524A10 P 2011-01-06 2015-07-01
AUTODESK INC CUSIP: XXX-XX-XXXX P 2012-08-28 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2013-11-08 2015-07-01
BLACKROCK INC CUSIP: 09247X101 P 2010-04-23 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2015-03-09 2015-07-01
CIT GROUP CUSIP: XXX-XX-XXXX P 2014-08-07 2015-07-01
CABLEVISION SYS CORP CUSIP: 12686C10 P 2008-10-17 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2011-04-01 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2012-12-04 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2015-01-05 2015-07-01
CREE INC CUSIP: XXX-XX-XXXX P 2010-05-25 2015-07-01
DOLBY LABORATORIES INC CUSIP: 25659T P 2008-10-27 2015-07-01
EXPRESS INC CUSIP: 30219E103 P 2014-01-15 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2010-11-01 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2015-02-20 2015-07-01
FREEPORT MCMORAN COPPER & GOLD CUSIP P 2010-04-23 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2011-02-23 2015-07-01
GOOGLE INC CL C CUSIP: 38259P706 P 2008-10-23 2015-07-01
IMMUNOGEN INC CUSIP: 45253H101 P 2010-10-21 2015-07-01
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2014-04-28 2015-07-01
LIBERTY MEDIA CORP CL A CUSIP: 53122 P 2008-10-17 2015-07-01
MITEL NETWORKS CORP CUSIP: 60671Q104 P 2015-04-14 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2008-03-10 2015-07-01
NATIONAL OILWELL VARCO INC CUSIP: 63 P 2010-04-23 2015-07-01
NUCOR CORP CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
PACCAR INC CUSIP: XXX-XX-XXXX P 2011-09-26 2015-07-01
PFIZER INC CUSIP: XXX-XX-XXXX P 2010-12-20 2015-07-01
PRIVATEBANCORP INC CUSIP: XXX-XX-XXXX P 2011-07-28 2015-07-01
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2010-05-11 2015-07-01
REINSURANCE GROUP OF AMERICA INC CUS P 2012-10-18 2015-07-01
STARS CUSIP: 85571Q102 P 2008-10-17 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2013-12-20 2015-07-01
THERMO FISHER SCIENTIFIC INC CUSIP: P 2010-06-10 2015-07-01
TWENTY FIRST CENTURY FOX INC CUSIP: P 2014-10-09 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2012-08-14 2015-07-01
VIACOM INC CL B CUSIP: 92553P201 P 2014-11-12 2015-07-01
XILINX INC CUSIP: XXX-XX-XXXX P 2015-01-22 2015-07-01
KONINKLIJKE PHILIPS NV CUSIP: N6817P P 2015-04-28 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2014-01-07 2015-07-01
LAZARD INT'L STRATEGIC EQUITY PORTFO P 2015-07-08 2015-09-24
PIMCO COMMODITYREALRETURN STRAT: PCR P 2015-09-17 2015-09-24
VANGUARD INDEX FDS S&P 500 ETF: VOO P 2015-09-28 2015-10-30
VALERO ENERGY CORP DUE 2/1/20 CUSIP: P 2012-02-14 2015-07-10
WELLS FARGO & CO DUE 5/8/17 CUSIP: 9 P 2012-10-04 2015-08-04
FEDERAL NATL MTG ASSN DUE 4/25/25 CU P 2015-07-10 2015-08-25
MASTER SPEC LN TR DUE 8/25/35 CUSIP: P 2015-07-10 2015-08-25
FEDERAL HOME LN MTG CORP DUE 2/15/42 P 2015-08-19 2015-09-15
GOVERNMENT NATL MTG ASSN DUE 12/20/4 P 2015-07-10 2015-11-20
CSMC SERIES 2009 DUE 5/27/37 CUSIP: P 2015-08-24 2015-10-27
COPA HOLDINGS SA CUSIP: P31076105 P 2015-05-07 2015-07-01
SUNCOR ENERGY INC P 2015-01-26 2015-07-01
WESTAMERICA BANCORPORATION P 2015-07-15 2015-09-03
AMAZON.COM INC CUSIP: XXX-XX-XXXX P 2010-04-23 2015-05-28
QUALCOMM INC CUSIP: XXX-XX-XXXX P 2011-08-12 2015-03-10
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-02 2015-03-16
AMERICAN INTL GROUP INC CUSIP: 02687 P 2013-01-14 2015-02-06
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2013-12-17 2015-06-01
CANADIAN NATURAL RESOURCES LIMITED C P 2013-02-13 2015-01-30
HARTFORD FINANCIAL SERVICES GROUP IN P 2010-05-06 2015-02-02
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-11-17 2015-04-29
SANOFI SPON ADR CUSIP: 80105N105 P 2010-05-11 2015-04-13
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-08-01 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-01-30 2015-02-05
TALISMAN ENERGY INC CUSIP: 87425E103 P 2013-08-29 2015-02-10
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-19 2015-04-21
AON CORP CUSIP: G0408V102 P 2010-05-07 2015-07-01
PENTAIR LTD CUSIP: G7S00T104 P 2010-04-23 2015-07-01
TE CONNECTIVITY LTD CUSIP: H84989104 P 2008-10-24 2015-07-01
AKAMAI TECHNOLOGIES INC CUSIP: 00971 P 2011-03-18 2015-07-01
APACHE CORP CUSIP: XXX-XX-XXXX P 2012-05-07 2015-07-01
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2013-12-17 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2013-11-11 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-07-29 2015-07-01
BRISTOL MYERS SQUIBB CUSIP: 11012210 P 2013-09-18 2015-07-01
CIT GROUP CUSIP: XXX-XX-XXXX P 2014-08-07 2015-07-01
CABLEVISION SYS CORP CUSIP: 12686C10 P 2008-10-24 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2011-04-01 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2013-04-05 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2015-01-08 2015-07-01
CREE INC CUSIP: XXX-XX-XXXX P 2010-08-05 2015-07-01
DOLBY LABORATORIES INC CUSIP: 25659T P 2008-10-28 2015-07-01
EXPRESS INC CUSIP: 30219E103 P 2014-01-16 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2010-11-19 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2015-03-19 2015-07-01
FREEPORT MCMORAN COPPER & GOLD CUSIP P 2011-03-10 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2011-08-25 2015-07-01
GOOGLE INC CL C CUSIP: 38259P706 P 2008-10-24 2015-07-01
IMMUNOGEN INC CUSIP: 45253H101 P 2010-10-22 2015-07-01
ISIS PHARMACEUTICALS CUSIP: 46433010 P 2010-10-22 2015-07-01
LIBERTY MEDIA CORP CL C CUSIP: 53122 P 2008-10-17 2015-07-01
MITEL NETWORKS CORP CUSIP: 60671Q104 P 2015-04-14 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2008-03-11 2015-07-01
NETAPP INC CUSIP: 64110D104 P 2015-05-21 2015-07-01
NUCOR CORP CUSIP: XXX-XX-XXXX P 2010-10-29 2015-07-01
PACCAR INC CUSIP: XXX-XX-XXXX P 2011-09-28 2015-07-01
PFIZER INC CUSIP: XXX-XX-XXXX P 2010-12-21 2015-07-01
PRIVATEBANCORP INC CUSIP: XXX-XX-XXXX P 2011-07-29 2015-07-01
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2011-08-25 2015-07-01
REINSURANCE GROUP OF AMERICA INC CUS P 2012-10-19 2015-07-01
TARGET CORP CUSIP: 87612E106 P 2014-02-12 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2014-04-29 2015-07-01
THERMO FISHER SCIENTIFIC INC CUSIP: P 2010-06-11 2015-07-01
UNITED PARCEL SERVICE INC CUSIP: 911 P 2011-03-16 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2012-08-15 2015-07-01
VIACOM INC CL B CUSIP: 92553P201 P 2015-02-05 2015-07-01
XILINX INC CUSIP: XXX-XX-XXXX P 2015-01-22 2015-07-01
KONINKLIJKE PHILIPS NV CUSIP: N6817P P 2015-04-29 2015-07-01
BAXTER INTL INC DUE 6/15/23 CUSIP: 0 P 2013-06-27 2015-07-21
LAZARD INT'L STRATEGIC EQUITY PORTFO P 2015-07-14 2015-09-24
PRUDENTIAL JENNISON EQ INC FD: PJIQX P 2015-07-14 2015-09-24
FIRST WESTERN SH DUR HIGH YEILD BOND P 2015-10-30 2015-12-15
CVS HEALTH CORP DUE 6/1/17 CUSIP: 12 P 2012-04-30 2015-07-13
ORACLE CORP DUE 4/15/18 CUSIP: P 2015-03-11 2015-08-07
FEDERAL NATL MTG ASSN DUE 4/25/25 CU P 2015-07-10 2015-09-25
MASTER SPEC LN TR DUE 8/25/35 CUSIP: P 2015-07-10 2015-09-25
FEDERAL HOME LN MTG CORP DUE 2/15/42 P 2015-08-19 2015-10-15
GOVERNMENT NATL MTG ASSN DUE 12/20/4 P 2015-07-10 2015-12-21
CSMC SERIES 2009 DUE 5/27/37 CUSIP: P 2015-08-24 2015-11-27
COPA HOLDINGS SA CUSIP: P31076105 P 2015-05-07 2015-09-17
SUNCOR ENERGY INC P 2015-01-27 2015-07-01
WESTAMERICA BANCORPORATION P 2015-07-15 2015-10-02
BIOGEN IDEC INC CUSIP: 09062X103 P 2010-04-23 2015-03-09
RED HAT INC CUSIP: XXX-XX-XXXX P 2013-11-13 2015-05-04
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-03 2015-03-16
AMERICAN INTL GROUP INC CUSIP: 02687 P 2013-01-14 2015-02-06
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2013-12-17 2015-06-01
CANADIAN NATURAL RESOURCES LIMITED C P 2013-02-13 2015-02-02
HARTFORD FINANCIAL SERVICES GROUP IN P 2010-08-30 2015-02-02
HARTFORD FINANCIAL SERVICES GROUP IN P 2012-08-03 2015-04-29
SANOFI SPON ADR CUSIP: 80105N105 P 2010-05-11 2015-04-14
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-08-02 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-01-30 2015-02-05
TARGET CORP CUSIP: 87612E106 P 2014-02-12 2015-03-19
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-20 2015-04-21
EATON CORP CUSIP: XXX-XX-XXXX P 2012-12-03 2015-07-01
SEAGATE TECHNOLOGY INC CUSIP: G7945M P 2008-10-24 2015-07-01
TE CONNECTIVITY LTD CUSIP: H84989104 P 2010-04-23 2015-07-01
AKAMAI TECHNOLOGIES INC CUSIP: 00971 P 2013-02-07 2015-07-01
APACHE CORP CUSIP: XXX-XX-XXXX P 2013-02-27 2015-07-01
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2013-12-18 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2013-11-12 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-07-29 2015-07-01
BRISTOL MYERS SQUIBB CUSIP: 11012210 P 2014-01-28 2015-07-01
CIT GROUP CUSIP: XXX-XX-XXXX P 2014-08-22 2015-07-01
CABLEVISION SYS CORP CUSIP: 12686C10 P 2010-04-23 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2011-05-12 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2013-04-25 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2015-01-08 2015-07-01
CREE INC CUSIP: XXX-XX-XXXX P 2012-04-18 2015-07-01
DOLBY LABORATORIES INC CUSIP: 25659T P 2008-10-29 2015-07-01
EXPRESS INC CUSIP: 30219E103 P 2014-01-16 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2010-12-14 2015-07-01
FMC TECHNOLOGIES CUSIP: 30249U101 P 2014-09-24 2015-07-01
FREEPORT MCMORAN COPPER & GOLD CUSIP P 2015-02-11 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2012-02-01 2015-07-01
GOOGLE INC CL C CUSIP: 38259P706 P 2008-12-29 2015-07-01
IMMUNOGEN INC CUSIP: 45253H101 P 2010-10-29 2015-07-01
ISIS PHARMACEUTICALS CUSIP: 46433010 P 2010-10-29 2015-07-01
LINKEDIN CORP CUSIP: 53578A108 P 2014-03-27 2015-07-01
MITEL NETWORKS CORP CUSIP: 60671Q104 P 2015-04-15 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2008-03-12 2015-07-01
NETAPP INC CUSIP: 64110D104 P 2015-05-22 2015-07-01
OCCIDENTAL PETROLEUM CORP CUSIP: 674 P 2014-01-30 2015-07-01
PARAMOUNT GROUP INC CUSIP: 69924R108 P 2014-11-19 2015-07-01
PFIZER INC CUSIP: XXX-XX-XXXX P 2010-12-21 2015-07-01
PRIVATEBANCORP INC CUSIP: XXX-XX-XXXX P 2011-08-01 2015-07-01
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2015-03-31 2015-07-01
REINSURANCE GROUP OF AMERICA INC CUS P 2012-10-19 2015-07-01
TARGET CORP CUSIP: 87612E106 P 2014-02-13 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2014-04-29 2015-07-01
THERMO FISHER SCIENTIFIC INC CUSIP: P 2010-07-01 2015-07-01
UNITEDHEALTH GROUP INC CUSIP: 91324P P 2010-04-23 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2015-02-04 2015-07-01
VIACOM INC CL B CUSIP: 92553P201 P 2015-02-05 2015-07-01
YUM BRANDS INC CUSIP: XXX-XX-XXXX P 2012-12-21 2015-07-01
KONINKLIJKE PHILIPS NV CUSIP: N6817P P 2015-05-05 2015-07-01
FIRST WESTERN SHORT DURATION BOND FD P 2015-07-14 2015-07-27
JPMORGAN MID CAP GROWTH FUND: HLGEX P 2015-07-08 2015-09-24
PRUDENTIAL JENNISON EQ INC FD: PJIQX P 2015-09-21 2015-09-24
JPMORGAN UNDISCOVERED MGR VALUE FUND P 2015-10-30 2015-12-15
INTUIT INC DUE 3/15/17 CUSIP: 461202 P 2012-07-13 2015-07-13
AT&T INC DUE 2/15/17 CUSIP: 00206RBC P 2012-02-09 2015-08-12
FEDERAL NATL MTG ASSN DUE 4/25/25 CU P 2015-07-10 2015-10-26
MASTER SPEC LN TR DUE 8/25/35 CUSIP: P 2015-07-10 2015-10-26
FEDERAL HOME LN MTG CORP DUE 2/15/42 P 2015-08-19 2015-11-16
FEDERAL NATL MTG ASSN DUE 5/25/39 CU P 2015-07-10 2015-09-25
CSMC SERIES 2009 DUE 5/27/37 CUSIP: P 2015-08-24 2015-12-29
ROYAL DUTCH SHELL PLC CUSIP: 7802592 P 2014-12-05 2015-07-01
SUNCOR ENERGY INC P 2015-01-28 2015-07-01
WOLVERINE WORLD WIDE INC P 2015-07-15 2015-10-28
COVIDEN PLC CUSIP: G2554F113 P 2008-10-17 2015-01-27
TARGET CORP CUSIP: 87612E106 P 2014-01-22 2015-01-16
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-03 2015-03-16
ANGLOGOLD ASHANTI LTD CUSIP: 0351282 P 2010-05-06 2015-01-15
CA INC CUSIP: 12673P105 P 2010-05-06 2015-01-22
DENBURY RESOURCES INC CUSIP: 2479162 P 2009-12-03 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2010-08-30 2015-02-03
HARTFORD FINANCIAL SERVICES GROUP IN P 2012-08-03 2015-05-01
SANOFI SPON ADR CUSIP: 80105N105 P 2010-12-01 2015-04-14
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-08-02 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-01-31 2015-02-05
TARGET CORP CUSIP: 87612E106 P 2014-02-12 2015-03-19
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-20 2015-04-22
EATON CORP CUSIP: XXX-XX-XXXX P 2014-03-27 2015-07-01
SEAGATE TECHNOLOGY INC CUSIP: G7945M P 2010-04-23 2015-07-01
ADT CORP CUSIP: 00101J106 P 2007-11-07 2015-07-01
AKAMAI TECHNOLOGIES INC CUSIP: 00971 P 2015-02-20 2015-07-01
APACHE CORP CUSIP: XXX-XX-XXXX P 2013-05-20 2015-07-01
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2013-12-18 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2013-11-19 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-07-30 2015-07-01
BRISTOL MYERS SQUIBB CUSIP: 11012210 P 2014-03-24 2015-07-01
CIT GROUP CUSIP: XXX-XX-XXXX P 2014-10-16 2015-07-01
CAMERON INTL CORP CUSIP: 13342B105 P 2011-06-24 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2011-05-24 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2013-04-30 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2015-01-09 2015-07-01
CREE INC CUSIP: XXX-XX-XXXX P 2013-10-30 2015-07-01
DOLBY LABORATORIES INC CUSIP: 25659T P 2008-10-30 2015-07-01
EXPRESS INC CUSIP: 30219E103 P 2014-01-17 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2010-12-15 2015-07-01
FMC TECHNOLOGIES CUSIP: 30249U101 P 2014-09-25 2015-07-01
FREEPORT MCMORAN COPPER & GOLD CUSIP P 2015-02-12 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2012-02-01 2015-07-01
GOOGLE INC CL C CUSIP: 38259P706 P 2010-04-23 2015-07-01
IMMUNOGEN INC CUSIP: 45253H101 P 2010-11-09 2015-07-01
JPMORGAN CHASE & COMPANY CUSIP: 4662 P 2008-10-17 2015-07-01
LINKEDIN CORP CUSIP: 53578A108 P 2014-04-04 2015-07-01
MITEL NETWORKS CORP CUSIP: 60671Q104 P 2015-04-15 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2010-05-10 2015-07-01
NETAPP INC CUSIP: 64110D104 P 2015-06-09 2015-07-01
OCCIDENTAL PETROLEUM CORP CUSIP: 674 P 2014-01-31 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-09-30 2015-07-01
PFIZER INC CUSIP: XXX-XX-XXXX P 2010-12-21 2015-07-01
PRIVATEBANCORP INC CUSIP: XXX-XX-XXXX P 2011-08-02 2015-07-01
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2015-04-01 2015-07-01
REINSURANCE GROUP OF AMERICA INC CUS P 2012-10-22 2015-07-01
TARGET CORP CUSIP: 87612E106 P 2014-02-13 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2014-04-30 2015-07-01
TOWER WATSON & COMPANY CUSIP: 891894 P 2014-05-07 2015-07-01
UNITEDHEALTH GROUP INC CUSIP: 91324P P 2012-07-10 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2015-02-05 2015-07-01
VIACOM INC CL B CUSIP: 92553P201 P 2015-02-05 2015-07-01
YUM BRANDS INC CUSIP: XXX-XX-XXXX P 2013-03-13 2015-07-01
KONINKLIJKE PHILIPS NV CUSIP: N6817P P 2015-05-06 2015-07-01
AB SMALL CAP GROWTH PORTFOLIO: QUAYX P 2015-07-08 2015-09-24
JPMORGAN MID CAP GROWTH FUND: HLGEX P 2015-07-14 2015-09-24
THIRD AVENUE FOCUSED CREDIT FUND: TF P 2015-07-08 2015-09-24
US TREASURY NOTE DUE 1/31/16 CUSIP: P 2014-10-08 2015-07-08
MARATHON OIL CORP DUE 10/1/17 CUSIP: P 2011-11-15 2015-07-13
FEDERAL HOME LN MTG CORP DUE 12/15/4 P 2015-07-10 2015-08-17
FEDERAL NATL MTG ASSN DUE 4/25/25 CU P 2015-07-10 2015-11-25
MASTER SPEC LN TR DUE 8/25/35 CUSIP: P 2015-07-10 2015-11-25
FEDERAL HOME LN MTG CORP DUE 2/15/42 P 2015-08-19 2015-12-15
FEDERAL NATL MTG ASSN DUE 5/25/39 CU P 2015-07-10 2015-10-26
CALIFORNIA EARTHQUATE AUTH DUE 7/1/1 P 2015-09-23 2015-10-07
ROYAL DUTCH SHELL PLC CUSIP: 7802592 P 2014-12-23 2015-07-01
SUNCOR ENERGY INC P 2015-01-28 2015-07-01
CHEVRON CORPORATION P 2015-07-07 2015-07-13
COVIDEN PLC CUSIP: G2554F113 P 2008-10-24 2015-01-27
TARGET CORP CUSIP: 87612E106 P 2014-01-23 2015-01-16
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-03 2015-03-16
ANGLOGOLD ASHANTI LTD CUSIP: 0351282 P 2010-05-06 2015-01-21
CA INC CUSIP: 12673P105 P 2010-05-06 2015-03-13
DENBURY RESOURCES INC CUSIP: 2479162 P 2009-12-04 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-09-12 2015-02-03
HARTFORD FINANCIAL SERVICES GROUP IN P 2012-08-06 2015-05-01
SANOFI SPON ADR CUSIP: 80105N105 P 2010-12-03 2015-04-14
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-10-17 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-01-31 2015-02-06
TEVA PHARMACEUTICAL INDS LTD CUSIP: P 2011-06-07 2015-04-09
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-20 2015-04-23
EATON CORP CUSIP: XXX-XX-XXXX P 2014-10-01 2015-07-01
SEAGATE TECHNOLOGY INC CUSIP: G7945M P 2010-08-18 2015-07-01
ADT CORP CUSIP: 00101J106 P 2007-11-08 2015-07-01
AMAZON.COM INC CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
APACHE CORP CUSIP: XXX-XX-XXXX P 2013-08-29 2015-07-01
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2014-01-03 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2013-12-04 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-07-30 2015-07-01
BRISTOL MYERS SQUIBB CUSIP: 11012210 P 2014-07-02 2015-07-01
CIT GROUP CUSIP: XXX-XX-XXXX P 2015-04-06 2015-07-01
CAMERON INTL CORP CUSIP: 13342B105 P 2011-07-14 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2011-05-31 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2013-05-17 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2015-01-13 2015-07-01
CREE INC CUSIP: XXX-XX-XXXX P 2015-02-20 2015-07-01
DOLBY LABORATORIES INC CUSIP: 25659T P 2010-05-19 2015-07-01
EXPRESS INC CUSIP: 30219E103 P 2014-02-20 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2013-10-09 2015-07-01
FMC TECHNOLOGIES CUSIP: 30249U101 P 2014-10-09 2015-07-01
GENERAL ELECTRIC COMPANY CUSIP: 3696 P 2006-01-31 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2012-05-03 2015-07-01
GOOGLE INC CL C CUSIP: 38259P706 P 2014-07-01 2015-07-01
IMPAX LABORATORIES INC CUSIP: 45256B P 2014-04-10 2015-07-01
JPMORGAN CHASE & COMPANY CUSIP: 4662 P 2010-05-06 2015-07-01
LINKEDIN CORP CUSIP: 53578A108 P 2014-04-28 2015-07-01
MITEL NETWORKS CORP CUSIP: 60671Q104 P 2015-04-16 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2010-05-11 2015-07-01
NIKE INC CUSIP: XXX-XX-XXXX P 2011-06-07 2015-07-01
OCCIDENTAL PETROLEUM CORP CUSIP: 674 P 2014-01-31 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-10-01 2015-07-01
PFIZER INC CUSIP: XXX-XX-XXXX P 2010-12-22 2015-07-01
RED HAT INC CUSIP: XXX-XX-XXXX P 2013-11-13 2015-07-01
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2015-04-02 2015-07-01
SANDISK CORP CUSIP: 80004C101 P 2009-01-07 2015-07-01
TARGET CORP CUSIP: 87612E106 P 2014-05-22 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2014-05-01 2015-07-01
TOWER WATSON & COMPANY CUSIP: 891894 P 2014-05-13 2015-07-01
UNITEDHEALTH GROUP INC CUSIP: 91324P P 2013-04-18 2015-07-01
VERIFONE SYSTEMS INC CUSIP: 92342Y10 P 2013-12-19 2015-07-01
VISA INC CUSIP: 92826C839 P 2010-06-10 2015-07-01
YUM BRANDS INC CUSIP: XXX-XX-XXXX P 2013-06-21 2015-07-01
KONINKLIJKE PHILIPS NV CUSIP: N6817P P 2015-05-07 2015-07-01
AB SMALL CAP GROWTH PORTFOLIO: QUAYX P 2015-07-14 2015-09-24
CLEARBRIDGE SMALL CAP GROWTH FUND: S P 2015-07-08 2015-09-24
THIRD AVENUE FOCUSED CREDIT FUND: TF P 2015-07-14 2015-09-24
US TREASURY NOTE DUE 3/31/16 CUSIP: P 2014-10-08 2015-07-08
VERIZON COMMUNICATIONS INC DUE 9/15/ P 2013-09-11 2015-07-13
FEDERAL HOME LN MTG CORP DUE 12/15/4 P 2015-07-10 2015-09-15
FEDERAL NATL MTG ASSN DUE 4/25/25 CU P 2015-07-10 2015-12-28
MASTER SPEC LN TR DUE 8/25/35 CUSIP: P 2015-07-10 2015-12-28
FEDERAL HOME LN MTG CORP DUE 9/15/35 P 2015-08-06 2015-09-15
FEDERAL NATL MTG ASSN DUE 5/25/39 CU P 2015-07-10 2015-11-25
US TREASURY NOTE DUE 2/15/20 CUSIP: P 2011-10-14 2015-11-13
ROYAL DUTCH SHELL PLC CUSIP: 7802592 P 2014-12-24 2015-07-01
SUNCOR ENERGY INC P 2015-01-30 2015-07-01
CELGENE CORP CUSIP: XXX-XX-XXXX P 2011-01-28 2015-07-13
COVIDEN PLC CUSIP: G2554F113 P 2010-04-23 2015-01-27
TARGET CORP CUSIP: 87612E106 P 2014-01-27 2015-01-16
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-03 2015-03-16
ANGLOGOLD ASHANTI LTD CUSIP: 0351282 P 2010-05-07 2015-01-21
CA INC CUSIP: 12673P105 P 2010-05-06 2015-03-16
DENBURY RESOURCES INC CUSIP: 2479162 P 2010-05-06 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-09-12 2015-02-25
HARTFORD FINANCIAL SERVICES GROUP IN P 2012-08-06 2015-05-04
SANOFI SPON ADR CUSIP: 80105N105 P 2010-12-06 2015-04-14
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-10-18 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-03-29 2015-02-09
TEVA PHARMACEUTICAL INDS LTD CUSIP: P 2011-06-07 2015-04-10
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-23 2015-04-23
INGERSOLL RAND PLC CUSIP: G47791101 P 2010-05-06 2015-07-01
SEAGATE TECHNOLOGY INC CUSIP: G7945M P 2010-08-23 2015-07-01
ADT CORP CUSIP: 00101J106 P 2008-10-24 2015-07-01
AMAZON.COM INC CUSIP: XXX-XX-XXXX P 2014-04-25 2015-07-01
APPLE INC CUSIP: XXX-XX-XXXX P 2011-08-05 2015-07-01
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2014-01-03 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2014-03-19 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-08-01 2015-07-01
BROADCOM CORP CUSIP: XXX-XX-XXXX P 2011-05-07 2015-07-01
CIT GROUP CUSIP: XXX-XX-XXXX P 2015-04-07 2015-07-01
CAMERON INTL CORP CUSIP: 13342B105 P 2011-08-05 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2011-06-01 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2013-05-28 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2015-01-22 2015-07-01
DISNEY WALT COMPANY CUSIP: XXX-XX-XXXX P 2008-10-17 2015-07-01
DOLBY LABORATORIES INC CUSIP: 25659T P 2011-12-07 2015-07-01
EXPRESS INC CUSIP: 30219E103 P 2014-02-21 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2013-10-23 2015-07-01
FMC TECHNOLOGIES CUSIP: 30249U101 P 2014-10-17 2015-07-01
GENERAL ELECTRIC COMPANY CUSIP: 3696 P 2008-04-15 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2012-05-04 2015-07-01
GOOGLE INC CL C CUSIP: 38259P706 P 2015-01-12 2015-07-01
IMPAX LABORATORIES INC CUSIP: 45256B P 2014-04-11 2015-07-01
JPMORGAN CHASE & COMPANY CUSIP: 4662 P 2013-08-29 2015-07-01
LINKEDIN CORP CUSIP: 53578A108 P 2014-05-02 2015-07-01
MITEL NETWORKS CORP CUSIP: 60671Q104 P 2015-05-01 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2014-07-18 2015-07-01
NOW INC CUSIP: 67011P100 P 2008-10-17 2015-07-01
OCCIDENTAL PETROLEUM CORP CUSIP: 674 P 2015-01-06 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-10-02 2015-07-01
PHILIP MORRIS INTERNATIONAL INC CUSI P 2015-02-10 2015-07-01
RED HAT INC CUSIP: XXX-XX-XXXX P 2013-11-18 2015-07-01
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2015-04-06 2015-07-01
SANDISK CORP CUSIP: 80004C101 P 2011-03-09 2015-07-01
TARGET CORP CUSIP: 87612E106 P 2014-05-23 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2014-05-01 2015-07-01
TOWER WATSON & COMPANY CUSIP: 891894 P 2014-05-15 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2010-06-07 2015-07-01
VERIFONE SYSTEMS INC CUSIP: 92342Y10 P 2013-12-19 2015-07-01
VISA INC CUSIP: 92826C839 P 2010-10-04 2015-07-01
YUM BRANDS INC CUSIP: XXX-XX-XXXX P 2014-02-25 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2011-06-24 2015-07-01
AB SMALL CAP GROWTH PORTFOLIO: QUAYX P 2015-10-30 2015-12-15
CLEARBRIDGE SMALL CAP GROWTH FUND: S P 2015-07-14 2015-09-24
THIRD AVENUE FOCUSED CREDIT FUND: TF P 2015-07-14 2015-10-28
US TREASURY NOTE DUE 4/30/16 CUSIP: P 2012-05-03 2015-07-08
VERIZON COMMUNICATIONS INC DUE 9/15/ P 2013-10-24 2015-07-13
FEDERAL HOME LN MTG CORP DUE 12/15/4 P 2015-07-10 2015-10-15
FEDERAL NATL MTG ASSN DUE 11/25/42 C P 2015-07-10 2015-08-25
GSAMP TRUST DUE 1/25/45 CUSIP: P 2015-07-10 2015-08-25
FEDERAL HOME LN MTG CORP DUE 9/15/35 P 2015-08-06 2015-10-15
FEDERAL NATL MTG ASSN DUE 5/25/39 CU P 2015-07-10 2015-12-28
AIR CANADA DUE 11/15/22 CUSIP: P 2015-07-10 2015-11-18
ROYAL DUTCH SHELL PLC CUSIP: 7802592 P 2015-01-30 2015-07-01
SUNCOR ENERGY INC P 2015-02-02 2015-07-01
VISA INC CUSIP: 92826C839 P 2011-03-07 2015-07-13
DIRECTV CUSIP: 25490A101 P 2008-10-17 2015-01-28
TARGET CORP CUSIP: 87612E106 P 2014-01-28 2015-01-16
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-03 2015-03-17
ANGLOGOLD ASHANTI LTD CUSIP: 0351282 P 2011-01-20 2015-01-21
CA INC CUSIP: 12673P105 P 2010-05-06 2015-03-17
DENBURY RESOURCES INC CUSIP: 2479162 P 2010-05-07 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-09-13 2015-02-25
HARTFORD FINANCIAL SERVICES GROUP IN P 2012-08-07 2015-05-04
SANOFI SPON ADR CUSIP: 80105N105 P 2010-12-16 2015-04-14
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-10-18 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-03-30 2015-02-09
TEVA PHARMACEUTICAL INDS LTD CUSIP: P 2011-06-07 2015-04-10
ALLERGAN PLC CUSIP: P 2002-02-15 2015-07-01
INGERSOLL RAND PLC CUSIP: G47791101 P 2010-08-30 2015-07-01
SEAGATE TECHNOLOGY INC CUSIP: G7945M P 2012-10-12 2015-07-01
ADT CORP CUSIP: 00101J106 P 2010-04-23 2015-07-01
AMAZON.COM INC CUSIP: XXX-XX-XXXX P 2014-04-28 2015-07-01
APPLE INC CUSIP: XXX-XX-XXXX P 2011-08-08 2015-07-01
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2014-01-06 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2014-03-21 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-08-04 2015-07-01
BROADCOM CORP CUSIP: XXX-XX-XXXX P 2011-06-08 2015-07-01
CME GROUP INC CUSIP: 12572Q105 P 2011-02-24 2015-07-01
CAMERON INTL CORP CUSIP: 13342B105 P 2011-11-10 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2012-06-25 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2013-06-26 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2015-01-22 2015-07-01
DISNEY WALT COMPANY CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
DOLBY LABORATORIES INC CUSIP: 25659T P 2012-08-07 2015-07-01
EXPRESS INC CUSIP: 30219E103 P 2014-02-21 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2013-10-29 2015-07-01
FMC TECHNOLOGIES CUSIP: 30249U101 P 2014-10-22 2015-07-01
GENERAL ELECTRIC COMPANY CUSIP: 3696 P 2008-10-17 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2012-06-05 2015-07-01
GRAINGER WW INC CUSIP: XXX-XX-XXXX P 2013-12-12 2015-07-01
IMPAX LABORATORIES INC CUSIP: 45256B P 2014-04-14 2015-07-01
JOHNSON & JOHNSON CUSIP: XXX-XX-XXXX P 2008-10-17 2015-07-01
LINKEDIN CORP CUSIP: 53578A108 P 2015-05-01 2015-07-01
MITEL NETWORKS CORP CUSIP: 60671Q104 P 2015-05-05 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2014-07-18 2015-07-01
NOW INC CUSIP: 67011P100 P 2008-10-24 2015-07-01
OCCIDENTAL PETROLEUM CORP CUSIP: 674 P 2015-03-27 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-10-03 2015-07-01
PHILLIPS 66 CUSIP: XXX-XX-XXXX P 2014-11-14 2015-07-01
RED HAT INC CUSIP: XXX-XX-XXXX P 2013-11-19 2015-07-01
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2015-05-05 2015-07-01
SANDISK CORP CUSIP: 80004C101 P 2012-01-26 2015-07-01
TARGET CORP CUSIP: 87612E106 P 2014-05-23 2015-07-01
TEREX CORPORATION CUSIP: XXX-XX-XXXX P 2015-03-13 2015-07-01
TOWER WATSON & COMPANY CUSIP: 891894 P 2014-05-20 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2010-09-22 2015-07-01
VERIFONE SYSTEMS INC CUSIP: 92342Y10 P 2014-01-03 2015-07-01
VISA INC CUSIP: 92826C839 P 2011-03-07 2015-07-01
ZOETIS INC CUSIP: 98978V103 P 2013-08-26 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2011-08-25 2015-07-01
BAIRD MIDCAP FUND: BMDIX P 2015-07-08 2015-09-24
CLEARBRIDGE SMALL CAP GROWTH FUND: S P 2015-10-30 2015-12-15
TOUCHSTONE SANDS CAPITAL GROWTH: CIS P 2015-07-14 2015-09-24
US TREASURY NOTE DUE 5/31/16 CUSIP: P 2014-11-07 2015-07-08
LENDER PROCESSING SVCS INC DUE 4/15/ P 2015-07-10 2015-07-17
FEDERAL HOME LN MTG CORP DUE 12/15/4 P 2015-07-10 2015-11-16
FEDERAL NATL MTG ASSN DUE 11/25/42 C P 2015-07-10 2015-09-25
GSAMP TRUST DUE 1/25/45 CUSIP: P 2015-07-10 2015-09-25
FEDERAL HOME LN MTG CORP DUE 9/15/35 P 2015-08-06 2015-11-16
PROVIDENT FDG MTG LN DUE 9/25/33 CUS P 2015-08-26 2015-09-25
IMPAC CMB TR DUE 5/25/35 CUSIP: P 2015-11-17 2015-11-25
ROYAL DUTCH SHELL PLC CUSIP: 7802592 P 2015-03-03 2015-07-01
SUNCOR ENERGY INC P 2015-06-03 2015-07-01
INTERNATIONAL BUSINESS MACHINES CORP P 2015-07-07 2015-09-04
DIRECTV CUSIP: 25490A101 P 2010-04-23 2015-01-28
TARGET CORP CUSIP: 87612E106 P 2014-01-28 2015-01-20
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-04 2015-03-17
ANGLOGOLD ASHANTI LTD CUSIP: 0351282 P 2011-01-21 2015-01-21
CA INC CUSIP: 12673P105 P 2010-05-06 2015-03-18
DENBURY RESOURCES INC CUSIP: 2479162 P 2011-06-29 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-09-13 2015-02-26
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2008-10-24 2015-02-17
SANOFI SPON ADR CUSIP: 80105N105 P 2010-12-16 2015-04-14
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-10-19 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-04-04 2015-02-09
TEVA PHARMACEUTICAL INDS LTD CUSIP: P 2011-06-24 2015-04-10
ALLERGAN PLC CUSIP: P 2002-03-07 2015-07-01
INGERSOLL RAND PLC CUSIP: G47791101 P 2011-08-25 2015-07-01
TYCO INTERNATIONAL LTD CUSIP: G91442 P 2007-11-07 2015-07-01
ADT CORP CUSIP: 00101J106 P 2015-02-20 2015-07-01
ANADARKO PETROLEUM CORP CUSIP: 03251 P 2008-10-17 2015-07-01
APPLE INC CUSIP: XXX-XX-XXXX P 2013-01-30 2015-07-01
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2014-04-23 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2014-05-07 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-08-05 2015-07-01
BROADCOM CORP CUSIP: XXX-XX-XXXX P 2011-10-04 2015-07-01
CME GROUP INC CUSIP: 12572Q105 P 2011-02-25 2015-07-01
CAMERON INTL CORP CUSIP: 13342B105 P 2013-07-31 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2012-07-27 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2013-12-04 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2015-04-30 2015-07-01
DISCOVER FINANCIAL SERVICES CUSIP: 2 P 2015-02-04 2015-07-01
EMC CORP MASS CUSIP: XXX-XX-XXXX P 2011-10-19 2015-07-01
EXPRESS INC CUSIP: 30219E103 P 2015-01-23 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2013-10-30 2015-07-01
FMC TECHNOLOGIES CUSIP: 30249U101 P 2015-03-24 2015-07-01
GENERAL ELECTRIC COMPANY CUSIP: 3696 P 2010-07-09 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2012-06-06 2015-07-01
GRAINGER WW INC CUSIP: XXX-XX-XXXX P 2013-12-16 2015-07-01
IMPAX LABORATORIES INC CUSIP: 45256B P 2014-04-14 2015-07-01
JOHNSON & JOHNSON CUSIP: XXX-XX-XXXX P 2009-11-06 2015-07-01
LINKEDIN CORP CUSIP: 53578A108 P 2015-05-14 2015-07-01
MITEL NETWORKS CORP CUSIP: 60671Q104 P 2015-06-02 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2014-07-18 2015-07-01
NOW INC CUSIP: 67011P100 P 2010-04-23 2015-07-01
ORACLE CORP CUSIP: 68389X105 P 2013-10-23 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-10-04 2015-07-01
PHILLIPS 66 CUSIP: XXX-XX-XXXX P 2014-11-14 2015-07-01
RED HAT INC CUSIP: XXX-XX-XXXX P 2013-11-21 2015-07-01
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2015-05-06 2015-07-01
SANDISK CORP CUSIP: 80004C101 P 2012-04-13 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2013-08-09 2015-07-01
TEREX CORPORATION CUSIP: XXX-XX-XXXX P 2015-03-16 2015-07-01
TOWER WATSON & COMPANY CUSIP: 891894 P 2014-06-03 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2012-01-20 2015-07-01
VERIFONE SYSTEMS INC CUSIP: 92342Y10 P 2014-01-06 2015-07-01
VMWARE INC CUSIP: XXX-XX-XXXX P 2015-01-30 2015-07-01
ZOETIS INC CUSIP: 98978V103 P 2013-08-27 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2011-09-21 2015-07-01
BAIRD MIDCAP FUND: BMDIX P 2015-07-14 2015-09-24
NUVEEN REAL ESTATE SECURITIES FUND: P 2015-07-08 2015-09-24
IPATH DOW JONES UBS COMMODITY INDEX: P 2015-09-28 2015-10-30
BERKSHIRE HATHAWAY DUE 1/31/17 CUSIP P 2012-10-09 2015-07-10
US TREASURY NOTE DUE 1/31/17 CUSIP: P 2014-08-01 2015-07-17
FEDERAL HOME LN MTG CORP DUE 12/15/4 P 2015-07-10 2015-12-15
FEDERAL NATL MTG ASSN DUE 11/25/42 C P 2015-07-10 2015-10-26
GSAMP TRUST DUE 1/25/45 CUSIP: P 2015-07-10 2015-10-26
FEDERAL HOME LN MTG CORP DUE 9/15/35 P 2015-08-06 2015-12-15
PROVIDENT FDG MTG LN DUE 9/25/33 CUS P 2015-08-26 2015-10-26
IMPAC CMB TR DUE 5/25/35 CUSIP: P 2015-11-17 2015-12-28
SANOFI SPON ADR CUSIP: 80105N105 P 2010-12-16 2015-07-01
VALEO ADR P 2015-07-13 2015-08-17
KOHLS CORP P 2015-07-07 2015-11-25
GOOGLE INC CL C CUSIP: 38259P706 P 2008-10-23 2015-05-06
TARGET CORP CUSIP: 87612E106 P 2014-02-24 2015-01-20
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-04 2015-03-18
ANGLOGOLD ASHANTI LTD CUSIP: 0351282 P 2011-01-24 2015-01-21
CA INC CUSIP: 12673P105 P 2010-05-06 2015-05-04
DENBURY RESOURCES INC CUSIP: 2479162 P 2011-06-30 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-09-21 2015-02-26
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2008-10-24 2015-02-18
SANOFI SPON ADR CUSIP: 80105N105 P 2010-12-16 2015-04-15
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-10-19 2015-01-30
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-09-25 2015-02-09
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-03 2015-01-09
ALLERGAN PLC CUSIP: P 2002-04-18 2015-07-01
INGERSOLL RAND PLC CUSIP: G47791101 P 2014-03-27 2015-07-01
TYCO INTERNATIONAL LTD CUSIP: G91442 P 2007-11-08 2015-07-01
AMC NETWORKS INC CUSIP: 00164V103 P 2008-10-17 2015-07-01
ANADARKO PETROLEUM CORP CUSIP: 03251 P 2008-10-24 2015-07-01
APPLE INC CUSIP: XXX-XX-XXXX P 2013-07-02 2015-07-01
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2014-04-23 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2014-06-12 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-10-01 2015-07-01
BROADCOM CORP CUSIP: XXX-XX-XXXX P 2013-07-23 2015-07-01
CME GROUP INC CUSIP: 12572Q105 P 2011-03-01 2015-07-01
CAMERON INTL CORP CUSIP: 13342B105 P 2015-02-26 2015-07-01
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2015-02-05 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2013-12-18 2015-07-01
COHERENT INC CUSIP: XXX-XX-XXXX P 2015-05-05 2015-07-01
DISCOVER FINANCIAL SERVICES CUSIP: 2 P 2015-02-05 2015-07-01
EMC CORP MASS CUSIP: XXX-XX-XXXX P 2013-01-29 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2009-12-04 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2013-11-04 2015-07-01
FACEBOOK INC CUSIP: 30303M102 P 2013-06-06 2015-07-01
GENERAL ELECTRIC COMPANY CUSIP: 3696 P 2014-02-05 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2013-03-18 2015-07-01
GRAINGER WW INC CUSIP: XXX-XX-XXXX P 2014-01-24 2015-07-01
IMPAX LABORATORIES INC CUSIP: 45256B P 2014-04-17 2015-07-01
JOHNSON & JOHNSON CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
LOEWS CORP CUSIP: XXX-XX-XXXX P 2010-05-06 2015-07-01
MITEL NETWORKS CORP CUSIP: 60671Q104 P 2015-06-04 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2014-07-21 2015-07-01
NOW INC CUSIP: 67011P100 P 2014-11-17 2015-07-01
PACCAR INC CUSIP: XXX-XX-XXXX P 2011-09-13 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-10-07 2015-07-01
PHILLIPS 66 CUSIP: XXX-XX-XXXX P 2014-11-17 2015-07-01
RED HAT INC CUSIP: XXX-XX-XXXX P 2013-11-22 2015-07-01
REGENERON PHARMACEUTICALS INC CUSIP: P 2014-06-27 2015-07-01
SANDISK CORP CUSIP: 80004C101 P 2015-04-16 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2013-08-12 2015-07-01
TEREX CORPORATION CUSIP: XXX-XX-XXXX P 2015-03-17 2015-07-01
TOWER WATSON & COMPANY CUSIP: 891894 P 2014-06-11 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2012-01-23 2015-07-01
VERIFONE SYSTEMS INC CUSIP: 92342Y10 P 2014-02-20 2015-07-01
VMWARE INC CUSIP: XXX-XX-XXXX P 2015-02-02 2015-07-01
ZOETIS INC CUSIP: 98978V103 P 2013-08-28 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2011-09-22 2015-07-01
CAUSEWAY INTERNATIONAL VALUE FUND: C P 2015-07-08 2015-09-24
NUVEEN REAL ESTATE SECURITIES FUND: P 2015-07-14 2015-09-24
ISHARES MSCI EAFE ETF: EFA P 2015-09-28 2015-10-30
DIRECTV HOLDINGS LLC DUE 3/1/16 CUSI P 2012-07-11 2015-07-10
US TREASURY NOTE DUE 5/31/16 CUSIP: P 2015-07-08 2015-07-17
BANC AMERICA DUE 3/20/35 CUSIP: P 2015-07-10 2015-08-20
FEDERAL NATL MTG ASSN DUE 11/25/42 C P 2015-07-10 2015-11-25
GSAMP TRUST DUE 1/25/45 CUSIP: P 2015-07-10 2015-11-25
AMCAMPUS DUE 4/15/23 CUSIP: P 2015-07-10 2015-09-18
PROVIDENT FDG MTG LN DUE 9/25/33 CUS P 2015-08-26 2015-11-25
US AIRWAYS TRUST DUE 12/03/26 CUSIP: P 2015-07-10 2015-12-03
SANOFI SPON ADR CUSIP: 80105N105 P 2010-12-17 2015-07-01
ABENGOA SA P 2015-07-13 2015-09-17
NORTHSTAR REALTY FINANCE: NRF P 2013-09-27 2015-01-14
LIBERTY BROADBAND CORP SER C CUSIP: P 2014-12-16 2015-01-05
TARGET CORP CUSIP: 87612E106 P 2014-05-21 2015-01-20
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-04 2015-03-20
ANGLOGOLD ASHANTI LTD CUSIP: 0351282 P 2012-10-09 2015-01-21
CA INC CUSIP: 12673P105 P 2010-05-06 2015-05-06
DENBURY RESOURCES INC CUSIP: 2479162 P 2011-06-30 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-09-22 2015-02-26
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2008-10-24 2015-02-19
TALISMAN ENERGY INC CUSIP: 87425E103 P 2008-07-23 2015-01-06
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-10-19 2015-02-03
TALISMAN ENERGY INC CUSIP: 87425E103 P 2012-09-26 2015-02-09
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-04 2015-01-09
ALLERGAN PLC CUSIP: P 2006-05-31 2015-07-01
INGERSOLL RAND PLC CUSIP: G47791101 P 2014-03-27 2015-07-01
TYCO INTERNATIONAL LTD CUSIP: G91442 P 2008-10-24 2015-07-01
AMC NETWORKS INC CUSIP: 00164V103 P 2008-10-24 2015-07-01
ANADARKO PETROLEUM CORP CUSIP: 03251 P 2008-10-27 2015-07-01
APPLE INC CUSIP: XXX-XX-XXXX P 2014-07-01 2015-07-01
AVERY DENNISON CORP CUSIP: XXX-XX-XXXX P 2014-04-23 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2014-06-16 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-10-02 2015-07-01
BROADCOM CORP CUSIP: XXX-XX-XXXX P 2013-08-12 2015-07-01
CME GROUP INC CUSIP: 12572Q105 P 2011-03-10 2015-07-01
CELGENE CORP CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2010-10-22 2015-07-01
COCA COLA COMPANY CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
COMCAST CORP CUSIP: 20030N200 P 2006-01-06 2015-07-01
DISCOVER FINANCIAL SERVICES CUSIP: 2 P 2015-02-06 2015-07-01
EBAY INC CUSIP: XXX-XX-XXXX P 2008-10-17 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2010-05-06 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2013-11-22 2015-07-01
FLUOR CORP CUSIP: XXX-XX-XXXX P 2008-11-20 2015-07-01
GENERAL ELECTRIC COMPANY CUSIP: 3696 P 2014-10-09 2015-07-01
GENERAL MOTORS COMPANY CUSIP: 37045V P 2013-03-19 2015-07-01
GRAINGER WW INC CUSIP: XXX-XX-XXXX P 2014-02-05 2015-07-01
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2008-10-24 2015-07-01
L3 COMMUNICATIONS HOLDINGS CUSIP: 50 P 2008-10-17 2015-07-01
LOEWS CORP CUSIP: XXX-XX-XXXX P 2010-05-11 2015-07-01
MONSANTO COMPANY CUSIP: 61166W101 P 2010-01-21 2015-07-01
NRG ENERGY INC CUSIP: XXX-XX-XXXX P 2014-08-26 2015-07-01
NUANCE COMMUNICATION INC CUSIP: 6702 P 2014-03-14 2015-07-01
PACCAR INC CUSIP: XXX-XX-XXXX P 2011-09-13 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-10-08 2015-07-01
PHILLIPS 66 CUSIP: XXX-XX-XXXX P 2014-12-11 2015-07-01
RED HAT INC CUSIP: XXX-XX-XXXX P 2014-03-13 2015-07-01
REGENERON PHARMACEUTICALS INC CUSIP: P 2014-07-17 2015-07-01
SCHLUMBERGER LTD CUSIP: XXX-XX-XXXX P 2010-06-10 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2013-08-13 2015-07-01
TEREX CORPORATION CUSIP: XXX-XX-XXXX P 2015-03-18 2015-07-01
TOWER WATSON & COMPANY CUSIP: 891894 P 2014-06-16 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2012-01-24 2015-07-01
VERIFONE SYSTEMS INC CUSIP: 92342Y10 P 2014-02-21 2015-07-01
VMWARE INC CUSIP: XXX-XX-XXXX P 2015-02-10 2015-07-01
ZOETIS INC CUSIP: 98978V103 P 2013-09-06 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2012-06-27 2015-07-01
CAUSEWAY INTERNATIONAL VALUE FUND: C P 2015-07-14 2015-09-24
NUVEEN REAL ESTATE SECURITIES FUND: P 2015-09-17 2015-09-24
ISHARES COHEN & STEERS REIT ETF: ICF P 2015-09-28 2015-10-30
GENERAL ELECTRIC CAPITAL CORP 1/9/17 P 2012-01-04 2015-07-10
FIRST AMERICAN FINL CORP DUE 11/15/2 P 2015-07-10 2015-07-20
BANC AMERICA DUE 3/20/35 CUSIP: P 2015-07-10 2015-09-21
FEDERAL NATL MTG ASSN DUE 11/25/42 C P 2015-07-10 2015-12-28
GSAMP TRUST DUE 1/25/45 CUSIP: P 2015-07-10 2015-12-28
GOVERNMENT NATL MTG ASSN DUE 12/20/3 P 2015-08-07 2015-09-21
PROVIDENT FDG MTG LN DUE 9/25/33 CUS P 2015-08-26 2015-12-28
DARDEN RESTAURANTS INC DUE 11/01/22 P 2015-07-10 2015-12-10
SANOFI SPON ADR CUSIP: 80105N105 P 2013-08-29 2015-07-01
PANASONIC CORPORATION P 2015-07-13 2015-09-29
MEDTRONIC PLC CUSIP: G5960L103 P 2015-01-27 2015-01-27
TARGET CORP CUSIP: 87612E106 P 2014-06-12 2015-01-20
ZIONS BANCORPORATION CUSIP: 98970110 P 2014-09-29 2015-03-20
ANGLOGOLD ASHANTI LTD CUSIP: 0351282 P 2012-10-10 2015-01-21
CA INC CUSIP: 12673P105 P 2010-05-06 2015-05-06
DENBURY RESOURCES INC CUSIP: 2479162 P 2011-07-01 2015-03-05
HARTFORD FINANCIAL SERVICES GROUP IN P 2011-09-22 2015-03-13
MICROSOFT CORP CUSIP: XXX-XX-XXXX P 2012-10-15 2015-01-27
TALISMAN ENERGY INC CUSIP: 87425E103 P 2008-10-24 2015-01-06
TALISMAN ENERGY INC CUSIP: 87425E103 P 2011-10-19 2015-02-03
TALISMAN ENERGY INC CUSIP: 87425E103 P 2013-06-11 2015-02-09
NORWEGIAN CRUISE LINE HOLDINGS LTD C P 2013-12-04 2015-01-09
ALLERGAN PLC CUSIP: P 2010-02-11 2015-07-01
INGERSOLL RAND PLC CUSIP: G47791101 P 2014-04-07 2015-07-01
TYCO INTERNATIONAL LTD CUSIP: G91442 P 2010-04-23 2015-07-01
AMC NETWORKS INC CUSIP: 00164V103 P 2010-04-23 2015-07-01
ANADARKO PETROLEUM CORP CUSIP: 03251 P 2010-04-23 2015-07-01
AUTODESK INC CUSIP: XXX-XX-XXXX P 2006-02-10 2015-07-01
BANK OF AMERICA CORP CUSIP: 06050510 P 2015-04-29 2015-07-01
BIO RAD LABS INC CUSIP: XXX-XX-XXXX P 2014-06-23 2015-07-01
BRANDYWINE REALTY TRUST CUSIP: 10536 P 2014-10-07 2015-07-01
BROADCOM CORP CUSIP: XXX-XX-XXXX P 2015-06-16 2015-07-01
CVS HEALTH CORPORATION CUSIP: 126650 P 2009-11-19 2015-07-01
CELGENE CORP CUSIP: XXX-XX-XXXX P 2011-01-28 2015-07-01
CITRIX SYSTEMS INC CUSIP: XXX-XX-XXXX P 2010-10-29 2015-07-01
COCA COLA COMPANY CUSIP: XXX-XX-XXXX P 2015-05-13 2015-07-01
COMCAST CORP CUSIP: 20030N200 P 2009-10-05 2015-07-01
DISCOVER FINANCIAL SERVICES CUSIP: 2 P 2015-02-06 2015-07-01
EBAY INC CUSIP: XXX-XX-XXXX P 2010-04-23 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2010-05-06 2015-07-01
FBR & COMPANY CUSIP: 30247C301 P 2013-11-26 2015-07-01
FLUOR CORP CUSIP: XXX-XX-XXXX P 2009-01-20 2015-07-01
GENERAL ELECTRIC COMPANY CUSIP: 3696 P 2015-03-09 2015-07-01
GOOGLE INC CL A CUSIP: 38259P508 P 2008-10-23 2015-07-01
GRAINGER WW INC CUSIP: XXX-XX-XXXX P 2014-06-11 2015-07-01
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2010-05-06 2015-07-01
L3 COMMUNICATIONS HOLDINGS CUSIP: 50 P 2010-04-23 2015-07-01
MICROSOFT CORP CUSIP: XXX-XX-XXXX P 2008-10-17 2015-07-01
MONSANTO COMPANY CUSIP: 61166W101 P 2010-01-28 2015-07-01
NASDAQ OMX GROUP INC CUSIP: 63110310 P 2010-04-23 2015-07-01
NUANCE COMMUNICATION INC CUSIP: 6702 P 2014-03-20 2015-07-01
PACCAR INC CUSIP: XXX-XX-XXXX P 2011-09-13 2015-07-01
PENNYMAC MORTGAGE INVESTMENT TR CUSI P 2013-11-07 2015-07-01
PRECISION CASTPARTS CORP CUSIP: 7401 P 2014-07-29 2015-07-01
RED HAT INC CUSIP: XXX-XX-XXXX P 2014-04-07 2015-07-01
REGENERON PHARMACEUTICALS INC CUSIP: P 2014-07-18 2015-07-01
SCHLUMBERGER LTD CUSIP: XXX-XX-XXXX P 2010-07-01 2015-07-01
TERADYNE INC CUSIP: XXX-XX-XXXX P 2013-08-14 2015-07-01
TEREX CORPORATION CUSIP: XXX-XX-XXXX P 2015-03-19 2015-07-01
TOWER WATSON & COMPANY CUSIP: 891894 P 2014-07-02 2015-07-01
UNUM GROUP CUSIP: 91529Y106 P 2012-04-23 2015-07-01
VERIFONE SYSTEMS INC CUSIP: 92342Y10 P 2014-02-21 2015-07-01
VMWARE INC CUSIP: XXX-XX-XXXX P 2015-03-10 2015-07-01
ZOETIS INC CUSIP: 98978V103 P 2014-02-25 2015-07-01
TEVA PHARMACEUTICALS INDS LTD ADR CU P 2013-05-23 2015-07-01
SALIENT HIGH YIELD FUND: AHBAX P 2015-07-08 2015-09-24
OPPENHEIMER DEVELOPING MKTS FD: ODVI P 2015-07-08 2015-09-24
ISHARES S&P MIDCAP 400 GROWTH ETF: I P 2015-09-28 2015-10-30
HOME DEPOSIT INC DUE 6/15/19 CUSIP: P 2015-01-28 2015-07-10
US TREASURY NOTE DUE 3/31/17 CUSIP: P 2014-12-22 2015-07-20
BANC AMERICA DUE 3/20/35 CUSIP: P 2015-07-10 2015-10-20
PROVIDENT FDG MTG LN DUE 4/25/34 CUS P 2015-07-10 2015-08-25
ICHAN DUE 3/15/19 CUSIP: 451102BB2 P 2015-07-10 2015-09-08
GOVERNMENT NATL MTG ASSN DUE 12/20/3 P 2015-08-07 2015-10-20
WAMU MTG CERT DUE 2/27/34 CUSIP: P 2015-08-26 2015-09-25
MASTER ALTERNATIVE LN TR DUE 9/25/17 P 2015-11-25 2015-12-28
SANOFI SPON ADR CUSIP: 80105N105 P 2013-09-17 2015-07-01
BROOKFIELD ASSET MANAGEMENT P 2015-07-13 2015-12-11
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 100,191   100,159 32
b 95,652   22,209 73,443
c 10,563   2,976 7,587
d 2,718   2,913 -195
e 2,276   6,885 -4,609
2,918   2,851 67
2,510   5,383 -2,873
9,466   3,843 5,623
10,671   6,910 3,761
15,425   31,200 -15,775
3,059   5,361 -2,302
6,810   10,422 -3,612
7,203   5,267 1,936
180,070   16,186 163,884
46,495   18,661 27,834
15,518   8,144 7,374
69,589   57,562 12,027
13,177   7,832 5,345
29,638   10,485 19,153
15,106   11,584 3,522
22,659   16,687 5,972
992   1,058 -66
32,572   34,191 -1,619
111,082   38,968 72,114
19,872   11,592 8,280
417   379 38
18,801   17,014 1,787
210,863   61,997 148,866
11,629   11,951 -322
49,810   17,546 32,264
6,319   4,510 1,809
4,596   5,236 -640
27,372   27,688 -316
32,685   33,617 -932
11,348   3,567 7,781
16,393   16,126 267
21,201   8,811 12,390
12,001   509 11,492
44,368   30,788 13,580
7,536   5,358 2,178
14,500   10,812 3,688
20,060   17,756 2,304
6,410   3,593 2,817
8,974   11,056 -2,082
23,269   26,497 -3,228
15,821   10,181 5,640
11,141   6,600 4,541
56,445   49,506 6,939
19,158   16,141 3,017
7,096   8,179 -1,083
39,496   30,689 8,807
7,159   4,615 2,544
43,909   9,501 34,408
14,703   14,758 -55
24,477   31,875 -7,398
6,138   3,898 2,240
162,863   170,000 -7,137
396,624   477,868 -81,244
1,049,099   1,000,431 48,668
85,934   85,552 382
2,803   2,803  
2,137   2,137  
926   926  
1,469   1,469  
2,235   2,235  
1,061   1,061  
8,329   10,779 -2,450
14,463   14,673 -210
3,256   3,496 -240
139,994   140,033 -39
53,416   17,311 36,105
36,915   40,285 -3,370
2,718   2,914 -196
3,559   4,778 -1,219
5,837   5,683 154
5,020   10,844 -5,824
4,246   1,708 2,538
9,864   5,528 4,336
3,085   6,448 -3,363
5,468   9,266 -3,798
2,285   3,474 -1,189
9,108   6,694 2,414
7,609   900 6,709
959   1,013 -54
24,477   9,744 14,733
13,578   11,532 2,046
3,876   2,957 919
15,070   10,169 4,901
15,106   11,640 3,466
259,501   33,555 225,946
2,314   2,503 -189
9,306   9,738 -432
35,072   25,288 9,784
46,367   33,516 12,851
6,942   6,520 422
12,534   11,346 1,188
124,631   48,840 75,791
15,991   16,379 -388
36,225   31,001 5,224
3,447   2,052 1,395
2,298   2,590 -292
1,053   960 93
16,342   17,051 -709
7,025   1,919 5,106
44,207   10,004 34,203
9,637   4,994 4,643
24,124   1,011 23,113
39,931   25,475 14,456
3,230   2,150 1,080
6,767   5,045 1,722
10,726   9,507 1,219
19,229   10,841 8,388
8,974   11,067 -2,093
2,808   3,217 -409
22,733   16,437 6,296
1,519   900 619
8,096   3,185 4,911
15,326   12,631 2,695
11,263   12,453 -1,190
65   66 -1
3,580   2,345 1,235
62,726   19,319 43,407
76,279   85,224 -8,945
31,470   47,898 -16,428
24,550   15,526 9,024
1,732   1,808 -76
50,256   53,811 -3,555
1,595,216   1,600,138 -4,922
94,316   91,653 2,663
133,574   130,935 2,639
302   302  
3,937   3,937  
1,463   1,463  
2,191   2,191  
1,009   1,009  
8,329   9,923 -1,594
15,668   16,349 -681
11,066   14,359 -3,293
78,000   77,897 103
4,969   1,507 3,462
29,435   29,936 -501
20,883   13,089 7,794
7,119   8,782 -1,663
2,921   2,841 80
4,183   8,973 -4,790
22,815   9,394 13,421
18,706   11,055 7,651
751   1,612 -861
5,174   8,878 -3,704
3,047   4,579 -1,532
11,032   8,067 2,965
20,024   8,589 11,435
4,736   2,109 2,627
30,972   15,966 15,006
15,276   13,137 2,139
37,128   41,136 -4,008
5,526   3,186 2,340
30,212   23,784 6,428
34,006   25,654 8,352
7,076   8,883 -1,807
4,653   4,858 -205
8,768   6,041 2,727
8,832   6,704 2,128
13,883   12,639 1,244
31,335   28,327 3,008
3,986   2,771 1,215
7,300   5,765 1,535
26,384   22,564 3,820
5,745   3,500 2,245
2,298   2,554 -256
69,465   70,423 -958
6,537   6,969 -432
45,932   23,186 22,746
101,587   32,986 68,601
3,855   3,439 416
94,072   16,660 77,412
30,614   19,969 10,645
22,931   13,943 8,988
12,037   6,128 5,909
12,903   11,833 1,070
12,819   6,810 6,009
3,590   4,367 -777
44,533   43,245 1,288
1,583   1,518 65
35,630   17,898 17,732
6,444   3,579 2,865
21,074   18,075 2,999
1,037   360 677
33   33  
10,739   5,800 4,939
58,009   28,799 29,210
33,690   24,125 9,565
49,245   57,433 -8,188
18,413   11,457 6,956
1,604   1,675 -71
213,422   250,000 -36,578
647,663   650,006 -2,343
76,797   78,620 -1,823
23,938   23,973 -35
151,805   148,786 3,019
1,347   1,347  
1,304   1,304  
1,507   1,507  
1,224   1,224  
8,329   9,773 -1,444
18,078   18,123 -45
2,766   3,182 -416
84,596   76,536 8,060
18,048   13,664 4,384
42,780   43,752 -972
10,447   6,544 3,903
11,524   9,769 1,755
5,841   6,076 -235
12,702   13,925 -1,223
4,574   1,879 2,695
14,136   8,492 5,644
5,255   12,804 -7,549
869   1,366 -497
762   1,076 -314
10,247   6,667 3,580
57,211   24,540 32,671
8,345   3,708 4,637
17,854   9,217 8,637
26,731   13,049 13,682
29,217   13,785 15,432
8,289   4,749 3,540
15,106   11,818 3,288
810   606 204
6,150   7,695 -1,545
4,653   4,861 -208
10,229   8,223 2,006
25,391   20,300 5,091
1,735   1,623 112
12,534   11,334 1,200
1,564   1,081 483
1,256   959 297
10,986   11,236 -250
2,298   1,400 898
4,596   5,079 -483
3,700   2,822 878
3,268   3,480 -212
11,348   12,379 -1,031
2,249   1,246 1,003
3,855   3,422 433
18,724   2,908 15,816
22,651   25,714 -3,063
15,634   14,673 961
3,950   1,816 2,134
2,492   2,620 -128
12,819   6,804 6,015
10,099   4,986 5,113
11,233   10,909 324
17,416   16,753 663
48,149   24,025 24,124
7,336   4,410 2,926
9,579   8,195 1,384
14,202   7,288 6,914
17,553   19,521 -1,968
10,739   5,829 4,910
32,227   16,570 15,657
11,039   8,894 2,145
12   15 -3
12,275   8,031 4,244
508,198   525,000 -16,802
222,133   260,204 -38,071
615,743   579,518 36,225
75,760   75,835 -75
50,570   50,096 474
75,340   76,748 -1,408
1,122   1,122  
1,424   1,424  
2,118   2,118  
867   867  
6,246   7,415 -1,169
28,925   26,383 2,542
9,912   11,344 -1,432
855   105 750
8,878   6,228 2,650
9,006   9,045 -39
10,447   6,718 3,729
12,411   9,769 2,642
17,524   18,822 -1,298
7,323   8,062 -739
16,583   6,832 9,751
34,243   16,620 17,623
2,252   5,482 -3,230
9,774   15,259 -5,485
5,307   7,532 -2,225
15,371   10,116 5,255
57,211   24,540 32,671
8,214   2,041 6,173
7,167   2,313 4,854
24,142   13,623 10,519
7,702   3,631 4,071
12,558   7,744 4,814
6,798   5,467 1,331
61,664   37,407 24,257
19,838   22,213 -2,375
9,306   9,691 -385
19,297   8,771 10,526
24,287   19,618 4,669
18,048   15,870 2,178
3,134   2,915 219
252   617 -365
432   335 97
7,324   7,486 -162
1,149   703 446
9,192   9,546 -354
5,919   12,752 -6,833
16,342   17,383 -1,041
5,709   1,918 3,791
8,411   4,745 3,666
1,927   1,706 221
33,812   1,546 32,266
5,227   5,882 -655
2,233   4,189 -1,956
17,867   15,818 2,049
33,548   34,818 -1,270
12,819   6,815 6,004
40,397   20,584 19,813
20,114   5,931 14,183
11,083   10,689 394
14,445   8,185 6,260
41,718   821 40,897
13,410   11,693 1,717
12,011   4,719 7,292
34,879   36,230 -1,351
1,790   974 816
25,782   27,870 -2,088
22,960   20,185 2,775
15,358   17,327 -1,969
30,688   20,407 10,281
228,319   255,000 -26,681
7,415   8,686 -1,271
1,011,015   949,929 61,086
86,085   87,277 -1,192
76,099   77,827 -1,728
282   282  
65   65  
1,507   1,507  
2,140   2,140  
1,054   1,054  
8,329   9,437 -1,108
10,736   11,959 -1,223
10,562   12,249 -1,687
34,200   11,455 22,745
17,102   11,838 5,264
5,471   5,864 -393
13,102   8,757 4,345
3,087   2,442 645
4,318   4,705 -387
7,428   4,890 2,538
17,202   7,088 10,114
2,866   1,795 1,071
3,753   9,136 -5,383
761   1,195 -434
5,324   7,532 -2,208
2,065   1,301 764
57,211   24,540 32,671
11,499   5,035 6,464
31,996   9,039 22,957
50,594   26,008 24,586
5,621   10,029 -4,408
9,286   7,327 1,959
15,106   12,140 2,966
21,161   25,449 -4,288
42,169   28,836 13,333
9,306   9,713 -407
19,297   6,847 12,450
2,208   1,786 422
12,842   12,640 202
6,267   5,755 512
4,920   13,645 -8,725
393   292 101
12,817   13,014 -197
1,149   728 421
11,489   12,205 -716
1,073   2,737 -1,664
9,805   6,783 3,022
10,898   3,555 7,343
1,327   757 570
100,208   16,283 83,925
67,218   2,953 64,265
9,583   10,824 -1,241
2,233   4,243 -2,010
12,602   12,667 -65
8,231   7,066 1,165
6,410   3,544 2,866
10,099   5,205 4,894
24,136   6,979 17,157
12,666   9,615 3,051
19,260   10,623 8,637
24,765   17,059 7,706
7,663   7,014 649
16,972   6,701 10,271
25,921   19,028 6,893
1,790   969 821
10,957   11,224 -267
6,535   5,745 790
35,835   40,639 -4,804
85,694   82,175 3,519
159,291   177,905 -18,614
937,622   1,050,000 -112,378
34,603   36,409 -1,806
23,760   25,986 -2,226
83,023   83,974 -951
283   283  
41   41  
1,566   1,566  
1,373   1,373  
1,325   1,326 -1
5,374   11,796 -6,422
26,841   30,036 -3,195
11,962   14,057 -2,095
12,422   1,570 10,852
1,576   966 610
2,736   2,928 -192
23,505   15,763 7,742
6,161   4,884 1,277
1,504   1,569 -65
21,502   10,851 10,651
3,523   1,421 2,102
7,552   4,733 2,819
1,501   3,630 -2,129
3,803   5,977 -2,174
16,118   11,367 4,751
2,839   1,873 966
51,964   48,272 3,692
3,521   525 2,996
12,798   5,882 6,916
1,400   703 697
22,485   29,794 -7,309
6,191   4,900 1,291
1,511   1,214 297
9,258   11,089 -1,831
23,524   17,815 5,709
14,425   14,877 -452
21,709   17,085 4,624
22,079   16,732 5,347
6,247   5,780 467
6,267   5,781 486
8,199   9,592 -1,393
2,433   1,844 589
7,324   7,378 -54
574   375 199
8,666   11,663 -2,997
17,684   17,538 146
19,611   14,663 4,948
6,747   1,913 4,834
15,676   9,211 6,465
1,132   183 949
19,468   17,292 2,176
13,939   15,563 -1,624
2,233   4,286 -2,053
31,505   32,660 -1,155
30,431   33,628 -3,197
65,677   69,319 -3,642
37,030   19,044 17,986
8,046   2,340 5,706
11,019   12,417 -1,398
9,630   5,322 4,308
8,255   5,684 2,571
3,832   3,506 326
4,961   1,829 3,132
233,750   58,498 175,252
1,790   1,623 167
3,867   3,961 -94
32,769   22,921 9,848
12,798   14,112 -1,314
800,800   800,332 468
345,791   375,000 -29,209
7,250   8,119 -869
49,611   53,058 -3,447
101,556   109,707 -8,151
75,133   75,018 115
305   305  
279   279  
2,540   2,540  
253   253  
291   291  
16,665   20,143 -3,478
2,684   2,985 -301
12,852   20,919 -8,067
7,038   2,909 4,129
12,502   9,923 2,579
2,740   2,928 -188
8,867   31,948 -23,081
51,702   35,824 15,878
1,673   2,699 -1,026
13,810   6,906 6,904
619   251 368
5,209   3,141 2,068
3,003   7,264 -4,261
3,046   4,751 -1,705
16,118   11,373 4,745
9,734   6,471 3,263
7,587   5,332 2,255
28,168   12,472 15,696
4,869   4,333 536
18,754   19,079 -325
8,432   12,538 -4,106
6,191   4,906 1,285
1,511   1,215 296
9,258   11,036 -1,778
12,430   9,454 2,976
8,841   8,523 318
17,732   16,001 1,731
11,040   7,943 3,097
7,289   6,569 720
12,534   11,592 942
12,665   30,734 -18,069
353   276 77
12,817   12,724 93
574   375 199
1,370   1,853 -483
16,963   17,733 -770
9,805   7,293 2,512
44,112   23,112 21,000
2,221   1,256 965
61,000   35,536 25,464
207   176 31
13,068   14,516 -1,448
15,634   16,099 -465
7,341   7,719 -378
38,039   42,566 -4,527
3,590   4,519 -929
33,664   17,378 16,286
4,023   1,159 2,864
3,119   3,561 -442
19,260   10,645 8,615
37,147   25,564 11,583
5,747   5,283 464
7,122   5,654 1,468
21,530   9,732 11,798
5,549   5,078 471
2,900   2,970 -70
20,025   15,238 4,787
5,119   5,651 -532
328,774   363,750 -34,976
368,623   399,760 -31,137
158,591   175,000 -16,409
20,028   20,019 9
109,049   117,037 -7,988
2,218   2,218  
285   285  
320   320  
2,495   2,495  
1,015   1,015  
30,573   30,141 432
7,777   9,613 -1,836
2,147   2,386 -239
56,301   57,636 -1,335
3,871   1,397 2,474
12,949   10,208 2,741
5,480   5,838 -358
7,966   27,954 -19,988
2,512   1,686 826
837   1,382 -545
10,851   4,573 6,278
3,714   1,547 2,167
10,417   6,398 4,019
3,754   6,527 -2,773
3,798   5,939 -2,141
13,438   9,946 3,492
2,829   1,873 956
23,280   14,081 9,199
38,215   9,094 29,121
8,470   6,654 1,816
148,506   48,686 99,820
11,243   15,736 -4,493
6,191   4,947 1,244
1,511   1,212 299
7,935   9,453 -1,518
31,209   22,444 8,765
13,959   13,643 316
6,115   5,960 155
5,520   4,080 1,440
11,801   11,362 439
1,567   1,429 138
37,919   58,705 -20,786
6,084   9,834 -3,750
10,529   9,992 537
2,252   2,409 -157
8,504   10,947 -2,443
6,489   8,026 -1,537
6,537   4,489 2,048
12,455   13,931 -1,476
18,405   9,675 8,730
67,778   40,196 27,582
13,462   10,029 3,433
13,068   14,499 -1,431
15,634   15,395 239
1,418   531 887
3,804   4,256 -452
19,742   25,102 -5,360
20,198   10,417 9,781
11,674   6,991 4,683
4,306   4,969 -663
51,718   11,350 40,368
16,510   11,200 5,310
7,663   7,045 618
5,180   4,357 823
43,059   20,792 22,267
6,786   4,636 2,150
10,017   2,823 7,194
10,468   8,021 2,447
7,679   8,439 -760
460,633   509,637 -49,004
335,905   363,750 -27,845
154,237   170,195 -15,958
120,150   120,079 71
13,255   12,759 496
2,117   2,117  
307   307  
756   756  
432   432  
353   353  
108,281   112,456 -4,175
8,888   10,920 -2,032
4,026   4,441 -415
5,707   1,126 4,581
12,317   5,330 6,987
13,395   10,402 2,993
8,208   8,783 -575
3,414   12,431 -9,017
9,449   6,322 3,127
11,713   23,562 -11,849
5,126   2,078 3,048
4,543   1,891 2,652
10,417   6,367 4,050
1,501   2,651 -1,150
4,547   7,364 -2,817
6,632   5,000 1,632
3,087   2,084 1,003
26,961   13,841 13,120
51,923   12,122 39,801
8,337   3,608 4,729
23,586   16,516 7,070
6,048   2,557 3,491
6,191   4,946 1,245
11,329   9,620 1,709
7,935   9,292 -1,357
7,346   6,072 1,274
6,980   6,819 161
11,974   11,241 733
11,040   8,144 2,896
12,842   11,998 844
12,847   11,177 1,670
66,297   14,646 51,651
25,512   21,021 4,491
6,866   6,557 309
4,596   5,407 -811
18,903   24,436 -5,533
9,006   10,825 -1,819
6,537   4,381 2,156
17,126   16,163 963
27,607   14,883 12,724
13,556   10,164 3,392
6,627   5,134 1,493
5,227   5,459 -232
8,934   12,770 -3,836
1,259   689 570
20,921   21,009 -88
5,384   6,898 -1,514
56,395   56,518 -123
17,971   10,881 7,090
1,346   1,558 -212
15,745   12,668 3,077
16,510   11,155 5,355
7,663   7,043 620
11,784   9,873 1,911
27,564   17,057 10,507
3,393   2,321 1,072
23,012   6,263 16,749
15,383   12,425 2,958
24,550   19,094 5,456
24,811   24,995 -184
471,888   511,005 -39,117
6,333   6,576 -243
203,844   215,557 -11,713
81,740   78,680 3,060
1,684   1,684  
1,131   1,131  
1,100   1,100  
4,140   4,140  
2,051   2,051  
960   960  
19,442   21,572 -2,130
1,879   2,144 -265
2,799   708 2,091
56,786   10,768 46,018
8,484   6,629 1,855
5,458   5,853 -395
3,414   13,222 -9,808
9,473   6,322 3,151
6,693   13,788 -7,095
3,076   1,300 1,776
8,261   3,479 4,782
1,304   813 491
1,501   2,654 -1,153
3,789   6,255 -2,466
13,263   9,946 3,317
25,113   3,379 21,734
33,701   16,970 16,731
14,084   8,263 5,821
11,671   9,032 2,639
8,736   5,792 2,944
30,869   12,703 18,166
6,191   4,950 1,241
22,659   19,184 3,475
1,323   1,548 -225
15,108   9,519 5,589
10,734   7,006 3,728
20,382   20,027 355
22,079   10,671 11,408
1,874   1,622 252
5,954   5,187 767
80,151   25,675 54,476
9,812   8,358 1,454
916   874 42
460   535 -75
8,666   11,264 -2,598
4,238   3,214 1,024
9,805   6,383 3,422
5,702   6,047 -345
13,804   7,384 6,420
1,373   892 481
31,480   30,763 717
11,326   11,735 -409
1,117   1,598 -481
413   204 209
22,823   21,918 905
5,384   6,849 -1,465
48,820   43,042 5,778
845   512 333
12,666   13,248 -582
1,149   948 201
12,382   8,379 4,003
15,768   17,771 -2,003
130   109 21
71,595   44,395 27,200
30,538   23,229 7,309
70,660   19,438 51,222
14,687   9,182 5,505
12,275   7,766 4,509
353,594   375,000 -21,406
24,882   25,081 -199
486,034   525,000 -38,966
150,141   150,060 81
31,800   31,949 -149
1,667   1,667  
1,373   1,373  
5,866   5,866  
4,279   4,279  
291   291  
4,034   4,034  
5,555   6,340 -785
1,342   1,467 -125
51,002   58,725 -7,723
7,685   3,285 4,400
3,752   2,966 786
5,458   5,857 -399
3,414   13,298 -9,884
2,687   1,791 896
5,020   11,784 -6,764
9,233   3,901 5,332
13,370   2,556 10,814
8,073   5,042 3,031
1,089   1,968 -879
2,274   3,816 -1,542
13,263   9,458 3,805
16,232   2,084 14,148
26,961   12,192 14,769
11,300   5,972 5,328
9,370   10,934 -1,564
13,177   5,914 7,263
16,758   8,739 8,019
15,477   12,302 3,175
3,776   3,001 775
5,290   6,170 -880
14,327   8,612 5,715
6,067   4,040 2,027
12,739   14,663 -1,924
16,560   8,152 8,408
7,358   6,237 1,121
10,654   10,204 450
17,444   17,056 388
28,153   25,633 2,520
34,790   23,788 11,002
460   533 -73
14,671   13,548 1,123
38,142   21,419 16,723
3,268   2,176 1,092
713   760 -47
9,202   4,913 4,289
10,789   6,632 4,157
2,278   2,170 108
11,326   11,813 -487
558   799 -241
1,869   1,779 90
90,741   73,802 16,939
5,384   6,840 -1,456
8,137   7,173 964
12,979   7,936 5,043
6,333   6,581 -248
11,493   8,426 3,067
11,495   9,688 1,807
40,547   45,688 -5,141
13,209   11,189 2,020
25,058   15,900 9,158
10,179   7,601 2,578
24,927   22,683 2,244
14,974   9,221 5,753
12,275   7,394 4,881
378,038   400,923 -22,885
324,824   335,000 -10,176
443,499   448,353 -4,854
76,242   77,780 -1,538
125,664   125,313 351
973   973  
1,238   1,238  
68   68  
337   337  
291   291  
95   95  
4,821   3,253 1,568
5,755   6,401 -646
21,405   29,024 -7,619
286     286
14,716   11,172 3,544
5,445   5,857 -412
3,414   13,310 -9,896
6,394   4,215 2,179
837   1,969 -1,132
8,207   3,352 4,855
8,927   1,704 7,223
6,271   3,903 2,368
1,280   2,307 -1,027
1,515   2,711 -1,196
6,831   5,063 1,768
2,029   250 1,779
13,481   10,891 2,590
19,659   10,368 9,291
16,466   3,320 13,146
39,918   14,983 24,935
22,050   10,469 11,581
12,381   9,859 2,522
15,106   12,000 3,106
2,645   2,813 -168
22,350   13,250 9,100
25,202   16,547 8,655
24,203   22,612 1,591
22,079   19,408 2,671
764   643 121
31,022   29,664 1,358
29,074   28,764 310
31,136   28,184 2,952
10,341   11,745 -1,404
4,596   4,990 -394
94,378   24,892 69,486
6,145   5,669 476
9,805   8,400 1,405
10,929   11,335 -406
13,804   7,180 6,624
80,424   53,250 27,174
69,450   61,498 7,952
2,614   2,767 -153
558   800 -242
216   313 -97
6,410   3,592 2,818
1,795   2,273 -478
8,137   7,219 918
2,227   1,363 864
20,256   11,007 9,249
1,207   1,407 -200
13,411   11,519 1,892
5,857   6,635 -778
6,604   5,559 1,045
10,739   6,885 3,854
10,179   8,684 1,495
11,914   11,001 913
14,639   8,961 5,678
18,413   10,681 7,732
231,987   255,000 -23,013
344,357   355,144 -10,787
831,950   779,036 52,914
81,214   85,022 -3,808
30,028   30,032 -4
5,100   5,100  
740   740  
2,120   2,120  
29,363   29,666 -303
292   292  
1,277   1,277  
4,821   3,221 1,600
4,573   12,021 -7,448
123,880   112,000 11,880
8     8
28,254   21,795 6,459
2,718   2,928 -210
2,276   6,778 -4,502
3,973   2,634 1,339
2,510   5,972 -3,462
1,026   399 627
2,237   426 1,811
1,542   3,670 -2,128
650   1,154 -504
3,030   5,376 -2,346
2,279   1,666 613
78,115   9,585 68,530
1,348   1,093 255
19,349   5,708 13,641
16,466   2,592 13,874
2,713   984 1,729
50,903   37,874 13,029
6,191   4,932 1,259
755   598 157
7,935   8,363 -428
3,803   1,843 1,960
21,001   13,398 7,603
80,770   20,445 60,325
14,924   13,078 1,846
84,600   57,844 26,756
101,604   29,424 72,180
18,898   19,103 -205
2,174   565 1,609
4,021   2,929 1,092
13,787   15,506 -1,719
13,160   7,617 5,543
53   50 3
13,074   11,208 1,866
38,488   37,727 761
7,709   1,704 6,005
35,647   25,175 10,472
11,575   10,514 1,061
7,536   5,677 1,859
22,335   29,762 -7,427
327   292 35
6,410   3,597 2,813
3,590   4,535 -945
32,547   27,028 5,519
26,496   19,828 6,668
17,724   10,443 7,281
19,659   13,544 6,115
15,326   13,184 2,142
1,577   1,780 -203
6,863   5,803 1,060
3,580   2,292 1,288
3,393   2,885 508
13,435   12,512 923
14,257   9,065 5,192
24,550   15,701 8,849
158,660   174,399 -15,739
7,203   7,429 -226
712,730   674,848 37,882
83,317   80,886 2,431
30,107   30,439 -332
1,027   1,027  
949   949  
2,105   2,105  
2,947   2,947  
293   293  
10,655   9,548 1,107
14,463   14,768 -305
14,632   17,920 -3,288
72   44 28
17,953   13,967 3,986
2,718   2,911 -193
1,138   3,397 -2,259
14,353   9,483 4,870
837   1,999 -1,162
3,155   1,197 1,958
40,549   28,078 12,471
11,568   12,555 -987
765   1,351 -586
3,030   4,632 -1,602
6,831   4,998 1,833
2,536   243 2,293
12,132   9,912 2,220
27,089   14,078 13,011
18,525   6,468 12,057
44,956   42,762 2,194
25,619   19,066 6,553
61,386   57,486 3,900
6,798   5,400 1,398
1,984   2,110 -126
38,188   17,975 20,213
14,980   4,394 10,586
24,137   5,369 18,768
20,478   18,851 1,627
24,042   25,111 -1,069
34,113   8,111 26,002
2,907   2,937 -30
72,451   29,444 43,007
19,532   14,229 5,303
25,277   28,325 -3,048
7,369   5,867 1,502
26,408   25,506 902
5,944   1,924 4,020
21,145   23,918 -2,773
73,239   29,529 43,710
41,396   33,308 8,088
39,975   22,053 17,922
7,536   5,408 2,128
49,542   23,226 26,316
1,650   1,578 72
6,410   3,595 2,815
1,795   2,182 -387
201   233 -32
1,229   808 421
1,013   600 413
8,859   5,792 3,067
11,495   9,907 1,588
3,492   4,040 -548
1,683   1,374 309
10,739   6,916 3,823
3,393   2,896 497
11,745   11,768 -23
21,911   13,834 8,077
6,138   3,909 2,229
167,653   175,000 -7,347
182,597   220,000 -37,403
1,455,270   1,443,776 11,494
75,563   76,217 -654
125,898   125,361 537
250   250  
2,136   2,136  
25,312   25,361 -49
2,792   2,792  
574   574  
237   237  
4,821   4,878 -57
9,767   10,566 -799
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       32
b       73,443
c       7,587
d       -195
e       -4,609
      67
      -2,873
      5,623
      3,761
      -15,775
      -2,302
      -3,612
      1,936
      163,884
      27,834
      7,374
      12,027
      5,345
      19,153
      3,522
      5,972
      -66
      -1,619
      72,114
      8,280
      38
      1,787
      148,866
      -322
      32,264
      1,809
      -640
      -316
      -932
      7,781
      267
      12,390
      11,492
      13,580
      2,178
      3,688
      2,304
      2,817
      -2,082
      -3,228
      5,640
      4,541
      6,939
      3,017
      -1,083
      8,807
      2,544
      34,408
      -55
      -7,398
      2,240
      -7,137
      -81,244
      48,668
      382
       
       
       
       
       
       
      -2,450
      -210
      -240
      -39
      36,105
      -3,370
      -196
      -1,219
      154
      -5,824
      2,538
      4,336
      -3,363
      -3,798
      -1,189
      2,414
      6,709
      -54
      14,733
      2,046
      919
      4,901
      3,466
      225,946
      -189
      -432
      9,784
      12,851
      422
      1,188
      75,791
      -388
      5,224
      1,395
      -292
      93
      -709
      5,106
      34,203
      4,643
      23,113
      14,456
      1,080
      1,722
      1,219
      8,388
      -2,093
      -409
      6,296
      619
      4,911
      2,695
      -1,190
      -1
      1,235
      43,407
      -8,945
      -16,428
      9,024
      -76
      -3,555
      -4,922
      2,663
      2,639
       
       
       
       
       
      -1,594
      -681
      -3,293
      103
      3,462
      -501
      7,794
      -1,663
      80
      -4,790
      13,421
      7,651
      -861
      -3,704
      -1,532
      2,965
      11,435
      2,627
      15,006
      2,139
      -4,008
      2,340
      6,428
      8,352
      -1,807
      -205
      2,727
      2,128
      1,244
      3,008
      1,215
      1,535
      3,820
      2,245
      -256
      -958
      -432
      22,746
      68,601
      416
      77,412
      10,645
      8,988
      5,909
      1,070
      6,009
      -777
      1,288
      65
      17,732
      2,865
      2,999
      677
       
      4,939
      29,210
      9,565
      -8,188
      6,956
      -71
      -36,578
      -2,343
      -1,823
      -35
      3,019
       
       
       
       
      -1,444
      -45
      -416
      8,060
      4,384
      -972
      3,903
      1,755
      -235
      -1,223
      2,695
      5,644
      -7,549
      -497
      -314
      3,580
      32,671
      4,637
      8,637
      13,682
      15,432
      3,540
      3,288
      204
      -1,545
      -208
      2,006
      5,091
      112
      1,200
      483
      297
      -250
      898
      -483
      878
      -212
      -1,031
      1,003
      433
      15,816
      -3,063
      961
      2,134
      -128
      6,015
      5,113
      324
      663
      24,124
      2,926
      1,384
      6,914
      -1,968
      4,910
      15,657
      2,145
      -3
      4,244
      -16,802
      -38,071
      36,225
      -75
      474
      -1,408
       
       
       
       
      -1,169
      2,542
      -1,432
      750
      2,650
      -39
      3,729
      2,642
      -1,298
      -739
      9,751
      17,623
      -3,230
      -5,485
      -2,225
      5,255
      32,671
      6,173
      4,854
      10,519
      4,071
      4,814
      1,331
      24,257
      -2,375
      -385
      10,526
      4,669
      2,178
      219
      -365
      97
      -162
      446
      -354
      -6,833
      -1,041
      3,791
      3,666
      221
      32,266
      -655
      -1,956
      2,049
      -1,270
      6,004
      19,813
      14,183
      394
      6,260
      40,897
      1,717
      7,292
      -1,351
      816
      -2,088
      2,775
      -1,969
      10,281
      -26,681
      -1,271
      61,086
      -1,192
      -1,728
       
       
       
       
       
      -1,108
      -1,223
      -1,687
      22,745
      5,264
      -393
      4,345
      645
      -387
      2,538
      10,114
      1,071
      -5,383
      -434
      -2,208
      764
      32,671
      6,464
      22,957
      24,586
      -4,408
      1,959
      2,966
      -4,288
      13,333
      -407
      12,450
      422
      202
      512
      -8,725
      101
      -197
      421
      -716
      -1,664
      3,022
      7,343
      570
      83,925
      64,265
      -1,241
      -2,010
      -65
      1,165
      2,866
      4,894
      17,157
      3,051
      8,637
      7,706
      649
      10,271
      6,893
      821
      -267
      790
      -4,804
      3,519
      -18,614
      -112,378
      -1,806
      -2,226
      -951
       
       
       
       
      -1
      -6,422
      -3,195
      -2,095
      10,852
      610
      -192
      7,742
      1,277
      -65
      10,651
      2,102
      2,819
      -2,129
      -2,174
      4,751
      966
      3,692
      2,996
      6,916
      697
      -7,309
      1,291
      297
      -1,831
      5,709
      -452
      4,624
      5,347
      467
      486
      -1,393
      589
      -54
      199
      -2,997
      146
      4,948
      4,834
      6,465
      949
      2,176
      -1,624
      -2,053
      -1,155
      -3,197
      -3,642
      17,986
      5,706
      -1,398
      4,308
      2,571
      326
      3,132
      175,252
      167
      -94
      9,848
      -1,314
      468
      -29,209
      -869
      -3,447
      -8,151
      115
       
       
       
       
       
      -3,478
      -301
      -8,067
      4,129
      2,579
      -188
      -23,081
      15,878
      -1,026
      6,904
      368
      2,068
      -4,261
      -1,705
      4,745
      3,263
      2,255
      15,696
      536
      -325
      -4,106
      1,285
      296
      -1,778
      2,976
      318
      1,731
      3,097
      720
      942
      -18,069
      77
      93
      199
      -483
      -770
      2,512
      21,000
      965
      25,464
      31
      -1,448
      -465
      -378
      -4,527
      -929
      16,286
      2,864
      -442
      8,615
      11,583
      464
      1,468
      11,798
      471
      -70
      4,787
      -532
      -34,976
      -31,137
      -16,409
      9
      -7,988
       
       
       
       
       
      432
      -1,836
      -239
      -1,335
      2,474
      2,741
      -358
      -19,988
      826
      -545
      6,278
      2,167
      4,019
      -2,773
      -2,141
      3,492
      956
      9,199
      29,121
      1,816
      99,820
      -4,493
      1,244
      299
      -1,518
      8,765
      316
      155
      1,440
      439
      138
      -20,786
      -3,750
      537
      -157
      -2,443
      -1,537
      2,048
      -1,476
      8,730
      27,582
      3,433
      -1,431
      239
      887
      -452
      -5,360
      9,781
      4,683
      -663
      40,368
      5,310
      618
      823
      22,267
      2,150
      7,194
      2,447
      -760
      -49,004
      -27,845
      -15,958
      71
      496
       
       
       
       
       
      -4,175
      -2,032
      -415
      4,581
      6,987
      2,993
      -575
      -9,017
      3,127
      -11,849
      3,048
      2,652
      4,050
      -1,150
      -2,817
      1,632
      1,003
      13,120
      39,801
      4,729
      7,070
      3,491
      1,245
      1,709
      -1,357
      1,274
      161
      733
      2,896
      844
      1,670
      51,651
      4,491
      309
      -811
      -5,533
      -1,819
      2,156
      963
      12,724
      3,392
      1,493
      -232
      -3,836
      570
      -88
      -1,514
      -123
      7,090
      -212
      3,077
      5,355
      620
      1,911
      10,507
      1,072
      16,749
      2,958
      5,456
      -184
      -39,117
      -243
      -11,713
      3,060
       
       
       
       
       
       
      -2,130
      -265
      2,091
      46,018
      1,855
      -395
      -9,808
      3,151
      -7,095
      1,776
      4,782
      491
      -1,153
      -2,466
      3,317
      21,734
      16,731
      5,821
      2,639
      2,944
      18,166
      1,241
      3,475
      -225
      5,589
      3,728
      355
      11,408
      252
      767
      54,476
      1,454
      42
      -75
      -2,598
      1,024
      3,422
      -345
      6,420
      481
      717
      -409
      -481
      209
      905
      -1,465
      5,778
      333
      -582
      201
      4,003
      -2,003
      21
      27,200
      7,309
      51,222
      5,505
      4,509
      -21,406
      -199
      -38,966
      81
      -149
       
       
       
       
       
       
      -785
      -125
      -7,723
      4,400
      786
      -399
      -9,884
      896
      -6,764
      5,332
      10,814
      3,031
      -879
      -1,542
      3,805
      14,148
      14,769
      5,328
      -1,564
      7,263
      8,019
      3,175
      775
      -880
      5,715
      2,027
      -1,924
      8,408
      1,121
      450
      388
      2,520
      11,002
      -73
      1,123
      16,723
      1,092
      -47
      4,289
      4,157
      108
      -487
      -241
      90
      16,939
      -1,456
      964
      5,043
      -248
      3,067
      1,807
      -5,141
      2,020
      9,158
      2,578
      2,244
      5,753
      4,881
      -22,885
      -10,176
      -4,854
      -1,538
      351
       
       
       
       
       
       
      1,568
      -646
      -7,619
      286
      3,544
      -412
      -9,896
      2,179
      -1,132
      4,855
      7,223
      2,368
      -1,027
      -1,196
      1,768
      1,779
      2,590
      9,291
      13,146
      24,935
      11,581
      2,522
      3,106
      -168
      9,100
      8,655
      1,591
      2,671
      121
      1,358
      310
      2,952
      -1,404
      -394
      69,486
      476
      1,405
      -406
      6,624
      27,174
      7,952
      -153
      -242
      -97
      2,818
      -478
      918
      864
      9,249
      -200
      1,892
      -778
      1,045
      3,854
      1,495
      913
      5,678
      7,732
      -23,013
      -10,787
      52,914
      -3,808
      -4
       
       
       
      -303
       
       
      1,600
      -7,448
      11,880
      8
      6,459
      -210
      -4,502
      1,339
      -3,462
      627
      1,811
      -2,128
      -504
      -2,346
      613
      68,530
      255
      13,641
      13,874
      1,729
      13,029
      1,259
      157
      -428
      1,960
      7,603
      60,325
      1,846
      26,756
      72,180
      -205
      1,609
      1,092
      -1,719
      5,543
      3
      1,866
      761
      6,005
      10,472
      1,061
      1,859
      -7,427
      35
      2,813
      -945
      5,519
      6,668
      7,281
      6,115
      2,142
      -203
      1,060
      1,288
      508
      923
      5,192
      8,849
      -15,739
      -226
      37,882
      2,431
      -332
       
       
       
       
       
      1,107
      -305
      -3,288
      28
      3,986
      -193
      -2,259
      4,870
      -1,162
      1,958
      12,471
      -987
      -586
      -1,602
      1,833
      2,293
      2,220
      13,011
      12,057
      2,194
      6,553
      3,900
      1,398
      -126
      20,213
      10,586
      18,768
      1,627
      -1,069
      26,002
      -30
      43,007
      5,303
      -3,048
      1,502
      902
      4,020
      -2,773
      43,710
      8,088
      17,922
      2,128
      26,316
      72
      2,815
      -387
      -32
      421
      413
      3,067
      1,588
      -548
      309
      3,823
      497
      -23
      8,077
      2,229
      -7,347
      -37,403
      11,494
      -654
      537
       
       
      -49
       
       
       
      -57
      -799
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 4,206,043
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -531,076
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2014 723,966 17,036,270 0.042496
2013 643,799 15,580,545 0.041321
2012 681,630 14,092,252 0.048369
2011 684,829 13,940,173 0.049126
2010 653,842 13,223,239 0.049446
2
Total of line 1, column (d) .....................
20.230758
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years . . .
3
0.046152
4
Enter the net value of noncharitable-use assets for 2015 from Part X, line 5.....
4
16,783,141
5
Multiply line 4 by line 3......................
5
774,576
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
44,131
7
Add lines 5 and 6........................
7
818,707
8
Enter qualifying distributions from Part XII, line 4.............
8
866,773
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2015)
Page 4
Form 990-PF (2015)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bullet and enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 44,131
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 44,131
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 44,131
6 Credits/Payments:
a 2015 estimated tax payments and 2014 overpayment credited to 2015 6a 19,959
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 25,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 44,959
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 532
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 296
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet296 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletAZ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2015 or the taxable year beginning in 2015 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2015)
    Page 5
    Form 990-PF (2015)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletOTTOANDEDNANEELYFOUNDATION.ORG
    14
    The books are in care ofbulletGREGORY L BAMFORD Telephone no.bullet (602) 818-2997

    Located atbullet325 S HIGLEY RD STE 110GILBERTAZ ZIP+4bullet85296
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.......bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2015, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2015?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2015, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2015?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2015 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2015.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2015?
    4b
     
    No
    Form 990-PF (2015)
    Page 6
    Form 990-PF (2015)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (Continued)
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2015)
    Page 7
    Form 990-PF (2015)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CLIFFORD W SAYLOR PRESIDENT/DI
    4.00     		27,800 0 0
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    GREGORY L BAMFORD SECRETARY/TR
    4.00     		29,550 0 0
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    NORMAN L KNOX VICE-PRESIDE
    2.75     		8,400 0 0
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    STEVEN D TODD DIRECTOR
    3.00     		9,200 0 0
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    WALTER DELECKI DIRECTOR
    2.50     		7,200 0 0
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    STIFEL NICOLAUS & COMPANY INC INVESTMENT MGT 76,344
    ONE FINANCIAL PLAZA 501 N BROADWAY
    ST LOUIS,MO63102
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 BENEVOLENCE TO PROVIDE SHELTER TO THE INDIGENT. 9,500
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2015)
    Page 8
    Form 990-PF (2015)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    16,899,503
    b
    Average of monthly cash balances.......................
    1b
    136,842
    c
    Fair market value of all other assets (see instructions)................
    1c
    2,377
    d
    Total (add lines 1a, b, and c).........................
    1d
    17,038,722
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    17,038,722
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    255,581
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    16,783,141
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    839,157
    Part XI
    Distributable Amount bullet
    1
    Minimum investment return from Part X, line 6....................
    1
    839,157
    2a
    Tax on investment income for 2015 from Part VI, line 5......
    2a
    44,131
    b
    Income tax for 2015. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    44,131
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    795,026
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    10,851
    5
    Add lines 3 and 4............................
    5
    805,877
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    805,877
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    866,773
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    866,773
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    44,131
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    822,642
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2015)
    Page 9
    Form 990-PF (2015)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2014     		(c)
    2014     		(d)
    2015
    1 Distributable amount for 2015 from Part XI, line 7 805,877
    2 Undistributed income, if any, as of the end of 2015:
    a Enter amount for 2014 only....... 828,962
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2015:
    a From 2010......  
    b From 2011......  
    c From 2012......  
    d From 2013......  
    e From 2014......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2015 from Part
    XII, line 4: bullet$ 866,773
    a Applied to 2014, but not more than line 2a 828,962
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2015 distributable amount..... 37,811
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2015.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2014. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2016. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		768,066
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8Excess distributions carryover from 2010 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2016.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2011....  
    b Excess from 2012....  
    c Excess from 2013....  
    d Excess from 2014....  
    e Excess from 2015....  
    Form 990-PF (2015)
    Page 10
    Form 990-PF (2015)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2015, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2015 (b) 2014 (c) 2013 (d) 2012
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    OTTO EDNA NEELY FOUNDATION
    325 S HIGLEY RD
    GILBERT,AZ85296
    (480) 917-0767
    bThe form in which applications should be submitted and information and materials they should include:
    COMPLETED APPLICATION & REQUIRED ATTACHMENTS
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2015)
    Page 11
    Form 990-PF (2015)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ARIZONA AG EDUCATIONFFA FOUNDATIO
    PO BOX 33455
    PHOENIX,AZ85067     		NONE EXEMPT HIRE PART-TIME PARAPROFESSIONAL & SP 47,500
    ARIZONA CACTUS PINE GIRL SCOUTS
    119 E CORONADO RD
    PHOENIX,AZ85004     		NONE EXEMPT UNRESTRICTED 5,000
    ARIZONA FOUNDATION FOR AGRICULTURAL
    PO BOX 61682
    PHOENIX,AZ85082     		NONE EXEMPT UNRESTRICTED 2,000
    ARIZONA NATIONAL STOCK SHOW
    1826 W MCDOWELL RD
    PHOENIX,AZ85007     		NONE EXEMPT UNRESTRICTED 17,500
    ARIZONA OUTDOOR ADVENTURES
    PO BOX 37982
    PHOENIX,AZ85069     		NONE EXEMPT UNRESTRICTED 5,500
    ARIZONA STATE UNIVERSITY FOUNDATION
    PO BOX 2260
    TEMPE,AZ85280     		NONE EXEMPT SCHOLARSHIPS 70,000
    ARIZONA ZOOLOGICAL SOCIETY
    455 N GALVIN PKWY
    PHOENIX,AZ85008     		NONE EXEMPT UNRESTRICTED 2,500
    ARIZONANS FOR CHILDREN INC
    2435 E JA JOLLA DR
    TEMPE,AZ85282     		NONE EXEMPT UNRESTRICTED 5,000
    CAMPUS CHRISTIAN CENTER
    1 JOHN MARSHALL DR
    HUNTINGTON,WV25755     		NONE EXEMPT UNRESTRICTED 25,000
    CENTER FOR RURAL LEADERSHIP
    4341 E BROADWAY RD
    PHOENIX,AZ85040     		NONE EXEMPT PROJECT CENTRL 5,000
    CENTRAL ARIZONA SHELTER SERVICES
    230 S 12TH AVE
    PHOENIX,AZ85007     		NONE EXEMPT DENTAL CLINIC 18,000
    CHANDLER SCHOOL BOOSTERS
    1525 W FRYE RD
    CHANDLER,AZ85244     		NONE EXEMPT CHANDLER HS CHORAL ARTS ASSN 4,000
    CHANDLER SERVICE CLUB
    PO BOX 1243
    CHANDLER,AZ85244     		NONE EXEMPT UNRESTRICTED 15,000
    CHANDLER UNITED METHODIST CHURCH
    450 E CHANDLER HEIGHTS RD
    CHANDLER,AZ85249     		NONE EXEMPT UNRESTRICTED 5,000
    CHILD CRISIS CENTER
    PO BOX 4114
    MESA,AZ85211     		NONE EXEMPT UNRESTRICTED 15,000
    FIRST UNITED METHODIST CHURCH OF GI
    331 S COOPER RD
    GILBERT,AZ85233     		NONE EXEMPT UNRESTRICTED 10,000
    GABRIEL'S ANGELS
    727 E BETHANY HOME RD
    SUITE C100
    PHOENIX,AZ85014     		NONE EXEMPT UNRESTRICTED 5,000
    GILBERT CHAMBER OF COMMERCE
    PO BOX 527
    GILBERT,AZ85299     		NONE EXEMPT UNRESTRICTED 5,000
    GILBERT HISTORICAL SOCIETY
    PO BOX 1484
    GILBERT,AZ85299     		NONE EXEMPT FAMILY ROOM EXHIBITS 11,772
    GILBERT NATIONAL LITTLE LEAUGE
    PO BOX 1013
    GILBERT,AZ85299     		NONE EXEMPT YOUTH SPORTS 2,000
    GILBERT SISTER CITIES INC
    PO BOX 527
    GILBERT,AZ85299     		NONE EXEMPT STUDENT EXCHANGE PROGRAM 3,000
    GRACE EFCA
    901 E 78TH ST
    MINNEAPOLIS,MN55420     		NONE EXEMPT COMPASSION MINISTRY 2,000
    GRAND CANYON COUNCIL INC
    2969 N GREENFIELD ROAD
    PHOENIX,AZ85016     		NONE EXEMPT BOY SCOUTS OF AMERICA LOCAL CHAPTER 5,000
    GRAND CANYON UNIVERSITY SCHOLARSHIP
    5025 N CENTRAL AVE STE 4
    PHOENIX,AZ85012     		NONE EXEMPT SCHOLARSHIPS 9,000
    HIGLEY CENTER FOR THE PERFOMING ART
    4132 E PECOS RD
    GILBERT,AZ85295     		NONE EXEMPT FACE OF THE HCPA PROGRAM 5,000
    MARICOPA COMMUNITY COLLEGE FDN
    2419 W 14TH ST
    TEMPE,AZ85281     		NONE EXEMPT SCHOLARSHIPS 57,250
    MARICOPA COUNTY FAIR
    1826 W MCDOWELL RD
    PHOENIX,AZ85007     		NONE EXEMPT LIVESTOCK AUCTION 7,557
    MESA PRESBYTERIAN MINISTRIES INC
    161 N MESA DR
    MESA,AZ85201     		NONE EXEMPT CHRIST HAVEN PROGRAM 38,000
    MISSION OF MERCY
    1741 E MORTEN AVE STE C2
    PHOENIX,AZ85020     		NONE EXEMPT HEALTH SERVICES GRANT 20,000
    NEW LEAF
    868 E UNIVERSITY DR
    MESA,AZ85203     		NONE EXEMPT LA MESITA - A FAMILY SHELTER 60,000
    NEW LIFE CENTER INC
    PO BOX 5005
    GOODYEAR,AZ85338     		NONE EXEMPT SPONSOR WEEKEND COUNSELOR PROGRAM 5,000
    NORTHERN ARIZONA UNIVERSITY FOUNDAT
    PO BOX 4108
    FLAGSTAFF,AZ86011     		NONE EXEMPT SCHOLARSHIPS 27,000
    OAKWOOD CREATIVE CARE
    247 N MACDONALD
    MESA,AZ85201     		NONE EXEMPT UNRESTRICTED 5,000
    PAZ DE CRISTO COMMUNITY CENTER
    424 W BROADWAY RD
    MESA,AZ85210     		NONE EXEMPT FOOD FOR HOMELESS 11,000
    PHOENIX BOY'S CHOIR ASSOCIATION
    1131 E MISSOURI AVE
    PHOENIX,AZ85014     		NONE EXEMPT FINE ARTS GRANT 10,000
    PTA AZ CONGRESS OF PARENTS TEACHERS
    311 E AEPLI DR
    TEMPE,AZ85282     		NONE EXEMPT BROADMOR ELEMENTARY PTA 3,000
    RYAN HOUSE
    110 W MERRELL ST FIRST F
    PHOENIX,AZ85013     		NONE EXEMPT UNRESTRICTED 8,000
    SALVATION ARMY - CHANDLER
    PO BOX 250
    CHANDLER,AZ85244     		NONE EXEMPT UNRESTRICTED 4,500
    SALVATION ARMY - MESA
    PO BOX 1120
    MESA,AZ85211     		NONE EXEMPT UNRESTRICTED 4,500
    SAVE THE FAMILY FOUNDATION
    125 E UNIVERSITY DR
    MESA,AZ85201     		NONE EXEMPT UNRESTRICTED 50,000
    ST JOSEPH THE WORKER
    1125 W JACKSON ST
    PHOENIX,AZ85007     		NONE EXEMPT UNRESTRICTED 5,000
    ST MARY'S FOOD BANK ALLIANCE
    2831 N 31ST AVE
    PHOENIX,AZ85009     		NONE EXEMPT UNRESTRICTED 8,000
    STREETLIGHTUSA
    PO BOX 6178
    PEORIA,AZ85385     		NONE EXEMPT UNRESTRICTED 1,500
    SUNSHINE ACRES CHILDREN'S HOME
    3405 N HIGLEY RD
    MESA,AZ85215     		NONE EXEMPT UNRESTRICTED 4,000
    SYMPHONY OF THE SOUTHWEST
    56 S CENTER ST
    MESA,AZ85210     		NONE EXEMPT YOUTH SYMPHONY "PETER & THE WOLF" PR 9,000
    TEEN CHALLENGE OF ARIZONA INC
    PO BOX 5966
    TUCSON,AZ85703     		NONE EXEMPT UNRESTRICTED 13,000
    TREASURERS 4 TEACHERS
    1230 W SOUTHERN AVE 105
    TEMPE,AZ85282     		NONE EXEMPT EDUCATIONAL GRANTS 10,500
    UNITED FOOD BANK
    358 E JAVELINA ST
    MESA,AZ85210     		NONE EXEMPT UNRESTRICTED 10,000
    UNIVERSITY OF ARIZONA FOUNDATION
    1111 N CHERRY
    TUCSON,AZ85721     		NONE EXEMPT SCHOLARSHIPS 25,500
    VALLEY OF THE SUN YMCA
    5725 S SENATOR HWY
    PRESCOTT,AZ86303     		NONE EXEMPT YMCA CAMPING SERVICES SCHOLARSHIPS 18,500
    WASTE NOT INC
    1700 N GRANITE REEF RD
    SCOTTSDALE,AZ85257     		NONE EXEMPT UNRESTRICTED 3,000
    YOUNG LIFE
    PO BOX 520
    COLORADO SPRINGS,CO80901     		NONE EXEMPT YOUNG LIFE - GILBERT/APACHE JUNCTION 17,500
    Total .................................bullet 3a 736,079
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2015)
    Page 12
    Form 990-PF (2015)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ...........     		    14 146  
    4 Dividends and interest from securities....     14 341,224  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property     		         
    7 Other investment income.....     14 1,667  
    8
    Gain or (loss) from sales of assets other than inventory ............     		    14 4,206,043  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue:
    aRETURN OF SCHOLARSHIP FUNDS     		    25 10,852  
    bATEL GROWTH CAPITAL FUND V     14 -5,796  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   4,554,136  
    13Total. Add line 12, columns (b), (d), and (e)..................
    134,554,136
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2015)
    Page 13
    Form 990-PF (2015)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet 2016-11-09 Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's nameSTACY A SCHNEIDER Preparer's Signature   Date2016-11-08 PTIN P00251594
    Firm's name SmallBulletSCHNEIDER & ASSOCIATE CPAS PC
          		Firm's EIN SmallBullet20-3741415  
    Firm's address SmallBullet727 E BETHANY HOME RD STE D122
     
    PHOENIX, AZ85014
    		 Phone no. (602) 277-2117
    Form 990-PF (2015)
    Additional Data


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    Special Condition Description