| Form 990, Part VI, Section A, line 4 |
On June 23, 2015, the Board of Directors of Hartford HealthCare Corporation (the "Corporation") approved an amendment and restatement of the Corporation's Certificate of Incorporation, (the "Restated Certificate"). The Restated Certificate includes the following substantive amendments: 1. The Section relating to the Corporation's purpose has been revised. 2. The Section relating to the indemnification of directors, officers, and committee members of the corporation has been revised. |
| Form 990, Part VI, Section B, line 11 |
The Form 990 was prepared by Hartford HealthCare's Tax Department. It was then reviewed by an independent accounting firm. It was then forwarded to the organization's top management including the SVP of Financial Operations for review. The final Form was provided to the entire Board prior to submission to the Internal Revenue Services (IRS). Once the entire review process was completed, the Form was signed by the SVP of Financial Operations and then filed with the IRS. |
| Form 990, Part VI, Section B, line 12c |
HHC's Conflict of Interest Policy (Policy) requires all Covered Individuals, including board members and officers, to provide a disclosure of relationships that create or have the appearance of creating a conflict of interest or commitment. The Policy requires updates if changes in circumstances arise during the year that either (a) create a new potential conflict of interest or commitment or (b) change or eliminate a conflict of interest or commitment previously disclosed. Conflict of Interest disclosure statements are maintained by the HHC Office of Compliance, Audit & Privacy (OCAP). Employee disclosures are reviewed by OCAP in collaboration with the Covered Individuals' supervisor when deemed appropriate, to determine if there is a potential conflict. Oversight review of employee disclosures is provided by the HHC Conflict of Interest Committee (the Committee) which includes representation from the Medical Staff, the Legal Department, Human Resources, Supply Chain Management and Compliance. The Committee assesses and may recommend the conflicting interest either be (a) eliminated for a continued relationship with HHC, or (b) managed through a management plan. Board member disclosures are reported to the HHC Nominating and Governance Committee for determinations of conflicts and the management of them, where applicable. |
| Form 990, Part VI, Section B, line 15 |
The Independent Executive Compensation Committee (Committee) of the Board of Directors of Hartford HealthCare hires an outside consultant, Integrated Healthcare Strategies, a division of Gallagher Benefit Services, Inc., to determine best practices in governing executive compensation for the CEO and Senior Executives at Hartford HealthCare Corporation. All compensation reported on this tax return follows Hartford HealthCare's compensation policy as outlined below: - Independent Executive Compensation Committee (Committee) of the Board of Directors of Hartford HealthCare established and regularly reviews Executive Compensation Philosophy; - Committee regularly reviews scope and depth of positions taking into account complexity and the financial impact and accountability of all "disqualified persons; - Benchmark peer group selected for comparative purpose based on organizational size, operating revenue, geography and other relevant factors; - Analysis of current total compensation versus market performed by independent third party compensation consulting firm reviewed by the committee; - Recommendations made based on data analysis to ensure appropriate competitive positioning within parameters of compensation philosophy; - CEO compensation determined by Committee based on comparative market information and organizational performance; - All changes reviewed and approved by the Executive Compensation Committee; The compensation determination process for the CEO and other Senior Executives is reviewed on an annual basis. |
| Form 990, Part VI, Section C, line 18 |
The Organization's Form 990, 990T and Form 1023 and its attachments are available upon request. |
| Form 990, Part VI, Section C, line 19 |
The Organization's Financial Statements, Governing Documents and the Conflict of Interest Policy are available for inspection upon request at the Organization's address. |
| Form 990, Part XI, line 9: |
Transfer to Affiliates 30,641,046. True Up of K-1 Income -2,443. HHC ACO Expense Reclass -934,450. |
| Form 990, Part XII, Line 3a & b |
The Organization itself is not required to undergo the audit, however, the Organization is a parent to several acute care hospitals. The individual hospitals were required to undergo OMB Circular A-133 Audit. The audit itself was performed on a parent level with consolidation of affiliated hospitals and subsidiaries. |
Attach to Form 990 or 990-EZ.