efile Public Visual Render
ObjectId: 201713189349102116 - Submission: 2017-11-14
TIN: 73-1254985
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Information about Form 990-PF and its instructions is at
www.irs.gov/form990pf
.
OMB No. 1545-0052
20
16
Open to Public Inspection
For calendar year 2016, or tax year beginning
01-01-2016
, and ending
12-31-2016
Name of foundation
A R and Marylouise Tandy Foundation
Number and street (or P.O. box number if mail is not delivered to street address)
P O Box 3627
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Tulsa
,
OK
741013627
A Employer identification number
73-1254985
B
Telephone number (see instructions)
(918) 744-0553
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here .............
2.
Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year
(from Part II, col. (c),
line 16)
$
48,953,358
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
Sch. B
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
1,114,510
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
6,983,867
b
Gross sales price for all assets on line 6a
19,713,338
7
Capital gain net income (from Part IV, line 2)
...
6,983,867
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
1,580
1,580
0
12
Total.
Add lines 1 through 11
........
8,099,957
6,985,447
0
13
Compensation of officers, directors, trustees, etc.
197,414
197,414
0
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
12,405
12,405
0
0
c
Other professional fees (attach schedule)
....
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
43,112
13,112
0
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
252,931
222,931
0
0
25
Contributions, gifts, grants paid
.......
12,047,703
12,047,703
26
Total expenses and disbursements.
Add lines 24 and 25
12,300,634
222,931
0
12,047,703
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-4,200,677
b
Net investment income
(if negative, enter -0-)
6,762,516
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2016)
Page 2
Form 990-PF (2016)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
50,000
2
Savings and temporary cash investments
.........
1,115,065
4,192,794
4,192,794
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
1,353,854
1,110,281
1,106,431
b
Investments—corporate stock (attach schedule)
.......
21,969,185
17,082,051
27,813,105
c
Investments—corporate bonds (attach schedule)
.......
18,008,288
16,158,973
15,616,310
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
474,069
224,596
224,718
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
42,970,461
38,768,695
48,953,358
17
Accounts payable and accrued expenses
..........
18
Grants payable
..................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow SFAS 117, check here
and complete lines 24 through 26 and lines 30 and 31.
24
Unrestricted
..................
25
Temporarily restricted
...............
26
Permanently restricted
...............
Foundations that do not follow SFAS 117, check here
and complete lines 27 through 31.
27
Capital stock, trust principal, or current funds
........
59,188,680
59,188,680
28
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
29
Retained earnings, accumulated income, endowment, or other funds
-16,218,219
-20,419,985
30
Total net assets or fund balances
(see instructions)
.....
42,970,461
38,768,695
31
Total liabilities and net assets/fund balances
(see instructions)
.
42,970,461
38,768,695
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return)
...............
1
42,970,461
2
Enter amount from Part I, line 27a
.....................
2
-4,200,677
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
38,769,784
5
Decreases not included in line 2 (itemize)
5
1,089
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30
.
6
38,768,695
Form
990-PF
(2016)
Page 3
Form 990-PF (2016)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
Abbott Laboratories
P
1988-10-05
2016-08-24
b
Abbott Laboratories
P
2008-03-28
2016-08-24
c
Abbott Laboratories
P
1995-07-19
2016-08-24
d
Abbott Laboratories
P
1995-09-11
2016-08-24
e
Accenture PLC Ireland SHS Class A
P
2009-05-26
2016-09-14
Accenture PLC Ireland SHS Class A
P
2009-04-28
2016-10-06
Accenture PLC Ireland SHS Class A
P
2007-09-27
2016-09-14
Accenture PLC Ireland SHS Class A
P
2009-05-11
2016-10-06
Advansix Inc
P
2016-08-24
2016-10-11
American Beacon Small Cap Value Fund
P
2010-06-11
2016-09-14
American Beacon Small Cap Value Fund
P
2014-12-22
2016-09-14
American Beacon Small Cap Value Fund
P
2015-12-22
2016-09-14
American Beacon Small Cap Value Fund
P
2010-07-12
2016-09-14
Apache Corp
P
2008-03-28
2016-05-12
Apple Computer
P
2011-12-06
2016-09-14
Apple Computer
P
2011-12-06
2016-10-06
Apple Computer
P
2011-07-07
2016-10-06
Celgene Corp
P
2010-02-09
2016-10-06
ChevronTexaco
P
2008-03-28
2016-10-06
Chubb
P
2009-07-23
2016-01-19
Chubb LTD
P
2016-01-15
2016-10-06
Chubb LTD
P
2016-01-15
2016-01-25
CVS Corp
P
2009-04-28
2016-10-06
CVS Corp
P
2009-07-06
2016-10-06
CVS Corp
P
2009-07-06
2016-10-06
Danaher Corp
P
2011-05-13
2016-09-14
Dell Inc
P
2011-03-29
2016-04-01
Dodge & Cox International Stock
P
2009-07-15
2016-10-06
Dodge & Cox International Stock
P
2009-09-15
2016-10-06
Dodge & Cox International Stock
P
2009-10-07
2016-09-14
Dodge & Cox International Stock
P
2009-12-21
2016-09-14
Dodge & Cox International Stock
P
2014-12-19
2016-09-14
Dodge & Cox International Stock
P
2009-09-15
2016-09-14
Dodge & Cox International Stock
P
2009-08-19
2016-10-06
Dodge & Cox International Stock
P
2011-12-20
2016-10-06
Dodge & Cox International Stock
P
2009-06-09
2016-10-06
Express Scripts Hldg
P
2008-03-28
2016-10-06
Fortive Corp
P
2011-05-13
2016-08-04
Fortive Corp
P
2010-12-20
2016-08-04
General Electric
P
2008-03-28
2016-10-06
General Electric
P
2008-03-28
2016-09-14
Harbor International Fund
P
2011-12-16
2016-10-06
Harbor International Fund
P
2009-07-15
2016-10-06
Harbor International Fund
P
2009-09-15
2016-10-06
Harbor International Fund
P
2009-10-07
2016-10-06
Harbor International Fund
P
2009-08-19
2016-10-06
Harbor International Fund
P
2009-06-09
2016-10-06
Harbor International Fund
P
2009-09-15
2016-09-14
Harbor International Fund
P
2014-12-18
2016-09-14
Harbor International Fund
P
2011-09-06
2016-09-14
Harbor International Fund
P
2009-12-18
2016-09-14
Intel
P
2008-03-28
2016-08-24
Intel
P
2013-10-17
2016-08-24
Intel
P
2009-06-24
2016-08-24
ITT Inc
P
2008-03-28
2016-08-24
ITT Inc
P
2012-03-16
2016-08-24
ITT Inc
P
2010-04-15
2016-08-24
ITT Inc
P
2010-04-15
2016-08-24
ITT Inc
P
2009-06-24
2016-08-24
ITT Inc
P
2011-12-06
2016-08-24
Materials Select Sector SPDRF
P
2015-04-20
2016-10-06
Medtronic PLC
P
2015-01-27
2016-09-14
Nike Class B
P
2009-07-06
2016-10-06
Nike Class B
P
2009-07-06
2016-08-24
Nike Class B
P
2009-07-06
2016-08-24
Nike Class B
P
2009-05-12
2016-10-06
Noble Energy
P
2008-03-28
2016-10-06
Noble Energy
P
2010-09-01
2016-10-06
PepsiCo
P
2008-03-28
2016-10-06
Pimco FDS Total Return Fund
P
2014-06-15
2016-11-10
Pimco FDS Total Return Fund
P
2014-06-15
2016-10-06
PPL
P
2011-09-06
2016-08-24
PPL
P
2012-02-24
2016-08-24
PPL
P
2015-04-20
2016-08-24
Schlumberger
P
2012-02-24
2016-10-06
Templeton Global Bond Advisor
P
2014-06-15
2016-08-24
Templeton Global Bond Advisor
P
2014-06-15
2016-09-14
Thermo Electron
P
2008-03-28
2016-10-06
Thermo Electron
P
2009-05-11
2016-10-06
Toyota Motor Credit
P
2011-01-06
2016-01-11
United Technologies Corporation
P
2009-07-06
2016-10-06
United Technologies Corporation
P
2009-05-11
2016-10-06
United Technologies Corporation
P
2008-03-28
2016-10-06
United Technologies Corporation
P
2009-07-06
2016-10-06
Vanguard Admiral Intl Growth
P
2009-12-16
2016-09-15
Vanguard Admiral Intl Growth
P
2012-02-28
2016-09-15
Vanguard Admiral Intl Growth
P
2009-10-07
2016-10-06
Vanguard Admiral Intl Growth
P
2009-11-12
2016-09-15
Vanguard Admiral Intl Growth
P
2009-08-19
2016-10-06
Vanguard Admiral Intl Growth
P
2014-12-22
2016-09-15
Vanguard Admiral Intl Growth
P
2009-08-06
2016-10-06
Vanguard Admiral Intl Growth
P
2009-09-15
2016-10-06
Vanguard Admiral Intl Growth
P
2011-12-16
2016-10-06
Vanguard Admiral Intl Growth
P
2009-10-07
2016-09-15
Vanguard SmCap Stock Index - Admiral
P
2009-07-21
2016-10-06
Vanguard SmCap Stock Index - Admiral
P
2014-12-19
2016-10-06
Vanguard SmCap Stock Index - Admiral
P
2009-06-25
2016-10-06
Vanguard SmCap Stock Index - Admiral
P
2009-06-17
2016-10-06
Vanguard SmCap Stock Index - Admiral
P
2015-09-24
2016-10-06
Vanguard SmCap Stock Index - Admiral
P
2014-03-24
2016-10-06
Vanguard SmCap Stock Index - Admiral
P
2013-12-23
2016-10-06
Vanguard SmCap Stock Index - Admiral
P
2015-03-24
2016-10-06
Visa Inc Cl A
P
2009-09-09
2016-09-14
Visa Inc Cl A
P
2009-09-09
2016-10-06
FED NATL MTG ASSN 2.2%
P
2014-06-15
2016-09-15
GOLDMAN SACHS CD 2.0%
P
2014-06-15
2016-09-28
GOLDMAN SACHS FIN SQ TREAS
P
2014-06-15
2016-06-15
Capital Gains Dividends
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
35,182
2,154
33,028
b
835,566
427,871
407,695
c
35,182
7,158
28,024
d
8,795
1,820
6,975
e
328,082
92,541
235,541
235,546
57,599
177,947
109,361
38,596
70,765
117,773
29,583
88,190
2,501
2,489
12
354,685
245,144
109,541
151,254
156,089
-4,835
52,990
49,448
3,542
377,350
250,000
127,350
554,327
657,263
-102,936
167,132
83,625
83,507
68,168
33,450
34,718
113,614
50,958
62,656
208,164
55,496
152,668
306,453
203,955
102,498
1,505,553
544,051
961,502
242,840
220,161
22,679
4
4
0
147,574
52,972
94,602
178,863
62,480
116,383
26,042
9,372
16,670
76,130
40,966
35,164
200,000
199,798
202
149,211
100,000
49,211
16,979
13,678
3,301
67,326
56,301
11,025
28,021
23,217
4,804
50,370
56,603
-6,233
104,283
86,322
17,961
135,122
100,000
35,122
55,703
41,554
14,149
142,985
95,569
47,416
210,139
66,600
143,539
49,803
26,681
23,122
199,214
91,776
107,438
293,108
106,575
186,533
296,532
106,575
189,957
55,202
45,120
10,082
27,610
19,520
8,090
30,961
26,205
4,756
118,260
100,000
18,260
128,750
100,000
28,750
139,218
100,000
39,218
86,652
73,795
12,857
48,731
52,062
-3,331
89,264
77,497
11,767
25,353
22,011
3,342
728,247
313,088
415,159
305,020
206,780
98,240
105,543
48,900
56,643
150,076
63,089
86,987
142,930
92,464
50,466
8,933
5,311
3,622
17,866
10,622
7,244
17,866
8,413
9,453
357,324
199,800
157,524
144,880
153,281
-8,401
131,830
116,026
15,804
72,956
18,298
54,658
12,017
2,614
9,403
288,410
62,735
225,675
114,645
27,984
86,661
108,001
78,908
29,093
72,001
71,339
662
369,067
182,980
186,087
123,564
141,256
-17,692
500,000
561,872
-61,872
350,287
264,282
86,005
140,115
107,030
33,085
175,144
156,535
18,609
161,996
160,918
1,078
500,000
607,078
-107,078
500,000
595,698
-95,698
236,448
54,525
181,923
78,816
18,320
60,496
250,000
249,653
347
20,295
10,122
10,173
50,738
26,165
24,573
20,295
8,782
11,513
202,951
101,220
101,731
39,811
29,690
10,121
1,097
912
185
124,395
89,265
35,130
132,260
100,000
32,260
136,849
91,618
45,231
62,179
60,111
2,068
297,105
200,000
97,105
139,886
100,000
39,886
51,766
35,651
16,115
14,654
10,735
3,919
245,830
95,807
150,023
31,366
29,954
1,412
267,591
100,000
167,591
149,894
55,845
94,049
19,264
17,565
1,699
201
187
14
34,911
31,360
3,551
944
954
-10
407,169
87,980
319,189
415,000
87,980
327,020
250,000
250,000
0
250,000
250,000
0
1,115,065
1,115,065
0
79,912
79,912
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
33,028
b
407,695
c
28,024
d
6,975
e
235,541
177,947
70,765
88,190
12
109,541
-4,835
3,542
127,350
-102,936
83,507
34,718
62,656
152,668
102,498
961,502
22,679
0
94,602
116,383
16,670
35,164
202
49,211
3,301
11,025
4,804
-6,233
17,961
35,122
14,149
47,416
143,539
23,122
107,438
186,533
189,957
10,082
8,090
4,756
18,260
28,750
39,218
12,857
-3,331
11,767
3,342
415,159
98,240
56,643
86,987
50,466
3,622
7,244
9,453
157,524
-8,401
15,804
54,658
9,403
225,675
86,661
29,093
662
186,087
-17,692
-61,872
86,005
33,085
18,609
1,078
-107,078
-95,698
181,923
60,496
347
10,173
24,573
11,513
101,731
10,121
185
35,130
32,260
45,231
2,068
97,105
39,886
16,115
3,919
150,023
1,412
167,591
94,049
1,699
14
3,551
-10
319,189
327,020
0
0
0
79,912
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
6,983,867
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2015
13,823,372
60,985,538
0.226666
2014
4,891,000
69,331,340
0.070545
2013
6,214,250
68,732,239
0.090412
2012
6,124,500
64,964,851
0.094274
2011
8,686,358
57,432,748
0.151244
2
Total
of line 1, column (d)
.....................
2
0.633141
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.126628
4
Enter the net value of noncharitable-use assets for 2016 from Part X, line 5
......
4
55,256,838
5
Multiply line 4 by line 3
......................
5
6,997,063
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
67,625
7
Add lines 5 and 6
........................
7
7,064,688
8
Enter qualifying distributions from Part XII, line 4
,.............
8
12,047,703
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2016)
Page 4
Form 990-PF (2016)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
67,625
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
67,625
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
67,625
6
Credits/Payments:
a
2016 estimated tax payments and 2015 overpayment credited to 2016
6a
58,372
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
40,000
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
98,372
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
430
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
30,317
11
Enter the amount of line 10 to be:
Credited to 2017 estimated tax
30,317
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
OK
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2016 or the taxable year beginning in 2016 (see instructions for Part XIV)?
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2016)
Page 5
Form 990-PF (2016)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions)
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement (see instructions)
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
Preston Smith CPA
Telephone no.
(918) 250-1040
Located at
8118 East 63rd St
Tulsa
OK
ZIP+4
74133
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—Check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
0
16
At any time during calendar year 2016, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
16
No
See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)?
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2016?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2016, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2016?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2016 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2016.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2016?
4b
No
Form
990-PF
(2016)
Page 6
Form 990-PF (2016)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(Continued)
5a
During the year did the foundation pay or incur any amount to:
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? (see instructions)
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)?
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If yes, did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
Form
990-PF
(2016)
Page 7
Form 990-PF (2016)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
The Trust Company of Oklahoma
Trustee
5.00
197,414
0
0
6120 South Yale Ave
Tulsa
,
OK
74136
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
The A.R. and Marylouise Tandy Foundation is a private,non-operating foundation. It accomplishes its charitablepurposes solely through a program of making charitablegifts and grants and does not conduct any direct charitableactivities or make program-related investments. Alladministrative expenses were incurred in the administrationof investments, and therefore, no expenses have been allocated to grant-making activities.
0
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2016)
Page 8
Form 990-PF (2016)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations,see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
52,375,939
b
Average of monthly cash balances
.......................
1b
3,698,261
c
Fair market value of all other assets (see instructions)
................
1c
24,113
d
Total
(add lines 1a, b, and c)
.........................
1d
56,098,313
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
56,098,313
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
841,475
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
55,256,838
6
Minimum investment return.
Enter 5% of line 5
..................
6
2,762,842
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
2,762,842
2a
Tax on investment income for 2016 from Part VI, line 5
......
2a
67,625
b
Income tax for 2016. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
67,625
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
2,695,217
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
2,695,217
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
2,695,217
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
12,047,703
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
12,047,703
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b (see instructions)
.................
5
67,625
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
11,980,078
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2016)
Page 9
Form 990-PF (2016)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2015
(c)
2015
(d)
2016
1
Distributable amount for 2016 from Part XI, line 7
2,695,217
2
Undistributed income, if any, as of the end of 2016:
a
Enter amount for 2015 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2016:
a
From 2011
......
5,864,501
b
From 2012
......
2,964,249
c
From 2013
......
2,899,457
d
From 2014
......
1,503,645
e
From 2015
......
10,877,351
f
Total
of lines 3a through e
........
24,109,203
4
Qualifying distributions for 2016 from Part
XII, line 4:
$
12,047,703
a
Applied to 2015, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2016 distributable amount
.....
2,695,217
e
Remaining amount distributed out of corpus
9,352,486
5
Excess distributions carryover applied to 2016.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
33,461,689
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2015. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2016. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2017
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2011 not
applied on line 5 or line 7 (see instructions)
...
5,864,501
9
Excess distributions carryover to 2017.
Subtract lines 7 and 8 from line 6a
......
27,597,188
10
Analysis of line 9:
a
Excess from 2012
....
2,964,249
b
Excess from 2013
....
2,899,457
c
Excess from 2014
....
1,503,645
d
Excess from 2015
....
10,877,351
e
Excess from 2016
....
9,352,486
Form
990-PF
(2016)
Page 10
Form 990-PF (2016)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2016, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2016
(b)
2015
(c)
2014
(d)
2013
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
J Michael Bartel Senior Vice Presid
6120 South Yale Ave Suite 1900
Tulsa
,
OK
74136
(918) 744-0553
b
The form in which applications should be submitted and information and materials they should include:
The A. R. and Marylouise Tandy Foundation supports artistic, educational, charitable, religious and other non-profit entities which are not private foundations. The Foundation does not make grants to individuals. The Foundation primarily supports entities in the Oklahoma and Maine and principally those entities in Tulsa, Oklahoma and Boothbay Harbor, Maine regions. The Advisory Committee determines the amount of distributions to be made by the Foundation and the entities which are to receive distributions. Meetings of the Advisory Committee are held on a quarterly basis, normally around the first weeks of February, May, August and November. All requests for contributions should be submitted by the first day of January, April, July and October. Requests for contributions must be in writing. No prescribed form is required but the information should include the IRS Exemption Letter of the organization and a description of the project for which the contribution is requested. The Advisory C
c
Any submission deadlines:
See Above
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Telephone requests are not accepted.
Form
990-PF
(2016)
Page 11
Form 990-PF (2016)
Page
11
Part XV
Supplementary Information
(continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Alzheimer's Association
6465 S Yale Suite 312
Tulsa
,
OK
74136
None
Public
Annual Fund
6,600
American Cancer Society
P O Box 22718
Oklahoma City
,
OK
73123
None
Public
General Fund
3,300
American Red Cross
16 Community Way
Topsham
,
ME
04086
None
Public
General Fund
6,300
American Red Cross
10151 E 11th Street
Tulsa
,
OK
74128
None
Public
General fund
3,300
Assistance League of Tulsa
3408 East 11th Street
Tulsa
,
OK
74112
None
Public
Capital Campaign
500,000
Bigelow Laboratory for Ocean Scienc
60 Bigelow Drive
East Boothbay
,
ME
04544
None
Public
Comprehensive Campaign
100,000
Boothbay Harbor Congregational Chur
125 Townsend Avenue
Boothbay harbor
,
ME
04538
None
Public
General Fund
1,650
Boothbay Region Ambulance
PO Box 280
Boothbay
,
ME
04537
None
Public
General Fund
1,650
Boothbay Region Land Trust
137 Townsend Avenue
Boothbay Harbor
,
ME
04538
None
Pvt Op
Conservation of natural & historic resources
2,100
Boothbay Region Student Aid Fund
P O Box 293
Boothbay Harbor
,
ME
04538
None
Public
SCHOLARSHIP
1,100
Boothbay Region YMCA
261 Townsend Avenue
Boothbay Harbor
,
ME
04538
None
Public
Annual Fund
655,000
Boothbay Regional High School
236 Townsend Ave
Boothbay Harbor
,
ME
04538
None
Public
General Fund
3,150
Center for Maine Contemporary Art
PO Box 147
Rockport
,
ME
04856
None
Public
Advancement of art education
3,150
Coastal Maine Botanical Garden
PO Box 234
Boothbay
,
ME
04537
None
Pvt Op
Annual Fund
2,750
Connecticut College
270 Mohegan Avenue
New London
,
CT
06320
None
Public
Annual Fund
5,500
Drexel Academy
1 West 36th Street N 3
Tulsa
,
OK
74106
None
Private
Annual Fund
150,000
DVIS
4300 S Harvard Ave
Tulsa
,
OK
74135
None
Public
Capital Campaign
50,000
Emergency Infant Services
222 S Houston Ave
Tulsa
,
OK
74127
None
Public
General Fund
3,150
Farnsworth Museum of Art
16 Museum Street
Rockland
,
ME
04841
None
Pvt Op
Annual Fund
1,100
Fiver Foundation
519 8th Avenue 24
New York
,
NY
10018
None
Public
Camp for Disadvantaged Children
600
Foundation for OSU Medical Center
744 W 9th Street
Tulsa
,
OK
74127
None
Public
Cardiology Mobile Unit & Equipment
450,557
Girl Scouts of Eastern Oklahoma
2432 E 51st Street
Tulsa
,
OK
74105
None
Public
General Fund
300,000
Holland Hall School
5666 East 81st Street
Tulsa
,
OK
74137
None
Pvt Op
Annual Fund
5,001,100
Maine Historical Society
489 Congress Street
Portland
,
ME
04101
None
Public
Annual Fund
600
Maine Maritime Museum
243 Washington Street
Bath
,
ME
04530
None
Public
General Fund
600
Maine Public Broadcasting Network
1450 Lisbon Street
Lewiston
,
ME
04240
None
Public
Public Television, General Fund
1,100
Maine State Museum
83 State House Station
Augusta
,
ME
04333
None
Public
Education Projects
600
Maine State Music Theater
22 Elm Street
Brunswick
,
ME
04011
None
Pvt Op
Capital campaign
600
Oklahoma Methodist Manor
4134 E 31st St
Tulsa
,
OK
74135
None
Pvt Op
CAPITAL CAMPAIGN
55,500
Oklahoma State University
219 Student Union
Stillwater
,
OK
74078
None
Public
Building Fund
4,000,000
Philbrook Museum of Art
PO Box 52510
Tulsa
,
OK
74152
None
Private
Annual Fund
2,750
Portland Museum of Art
Seven Congress Square
Portland
,
ME
04101
None
Pvt Op
General Fund
1,100
Southport Fire Department
P O Box 149
Southport
,
ME
04576
None
Public
Equipment Care
1,650
Southport Historical Society
P O Box 3
Southport
,
ME
04576
None
Public
General Fund
1,100
Southport United Meth Church
PO Box 143
Southport
,
ME
04576
None
Public
General Fund
5,500
Southport United Methodist Church
PO Box 143
Southport
,
ME
04576
None
Public
DECORATIONS FOR Church and Town
13,000
The Little Light House
5120 E 36th Street
Tulsa
,
OK
74135
None
Public
GENERAL FUND
250,000
The Opera House Boothbay Harbor
86 Townsend Avenue
Boothbay Harbor
,
ME
04538
None
Pvt Op
General Fund
1,100
The University of Tulsa
800 South Tucker Drive
Tulsa
,
OK
74104
None
Public
Annual Fund
12,650
Tulsa Area United Way
P O Box 1859
Tulsa
,
OK
74101
None
Public
General Fund
6,300
Tulsa Historical Society
2445 South Peoria
Tulsa
,
OK
74114
None
Public
Building Fund
1,100
Tulsa Symphony Orchestra
111 East 1st Street
Tulsa
,
OK
74103
None
Public
General Fund
2,200
University of Maine
40 Harlow Street
Bangor
,
ME
04401
None
Public
Museum of Art
11,000
Indian Nations Council
4295 S Garnett Road
Tulsa
,
OK
74146
None
Public
Capital Campaign
300,000
Lifelight Foundation
2601 S Western Avenue
Sioux Falls
,
SD
57105
None
Public
Annual Fund
5,000
Oklahoma Firefighter's Burn Camp
PO Box 287
Owasso
,
OK
74055
None
Public
Annual Fund
25,000
Porta Caeli House
2440 N Harvard Avenue
Tulsa
,
OK
74115
None
Public
Capital Campaign
75,000
Serving our ServiceMembers
6365 E 41st Street
Tulsa
,
OK
74135
None
Public
Capital Campaign
10,000
The Center for Individuals with Phy
815 S Utica Avenue
Tulsa
,
OK
74104
None
Public
Rehabilitative Fitness Program
12,196
Total
.................................
3a
12,047,703
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2016)
Page 12
Form 990-PF (2016)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash investments
...........
4
Dividends and interest from securities
....
14
1,114,510
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
15
1,580
8
Gain or (loss) from sales of assets other than inventory
............
18
6,983,867
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
8,099,957
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
8,099,957
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2016)
Page 13
Form 990-PF (2016)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
2017-11-13
May the IRS discuss this return
with the preparer shown below
(see instr.)?
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preston Smith CPA
Preparer's Signature
Date
2017-11-13
Check if self-
employed
PTIN
P00357271
Firm's name
Preston Smith PLLC
Firm's EIN
45-3944293
Firm's address
8118 East 63rd Street
Tulsa
,
OK
74133
Phone no.
(918) 250-1040
Form
990-PF
(2016)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description