Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2016
Open to Public Inspection
Name of the organization
The National Center on Addiction and Substance Abuse
 
Employer identification number

52-1736502
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
Yes
 
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2016
Page 2

Schedule J (Form 990) 2016
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1Samuel A Ball PhD
President and CEO 		(i)

(ii)		 0
-------------
0 		0
-------------
0 		0
-------------
0 		0
-------------
0 		0
-------------
0 		0
-------------
0 		0
-------------
 
2Susan P Brown
Vice President and Secretary-Treasurer 		(i)

(ii)		 256,964
-------------
0 		0
-------------
0 		7,048
-------------
0 		28,882
-------------
0 		15,081
-------------
0 		307,975
-------------
0 		0
-------------
 
3Joseph A Califano Jr
Founder and Chairman Emeritus. Senior Advisor to the President and CEO 		(i)

(ii)		 195,108
-------------
0 		0
-------------
0 		1,174
-------------
0 		0
-------------
0 		27,837
-------------
0 		224,119
-------------
0 		0
-------------
0
4Charles J Neighbors
Director of Health Services Research 		(i)

(ii)		 185,498
-------------
0 		0
-------------
0 		276
-------------
0 		20,710
-------------
0 		5,088
-------------
0 		211,572
-------------
0 		0
-------------
0
5Cathleen A Woods-King
General Counsel and Director of Grants, Contracts and Legal Affairs 		(i)

(ii)		 170,651
-------------
0 		0
-------------
0 		276
-------------
0 		18,139
-------------
0 		955
-------------
0 		190,021
-------------
0 		0
-------------
0
6Aaron T Hogue
Director of Adolescent and Family Research 		(i)

(ii)		 154,855
-------------
0 		0
-------------
0 		276
-------------
0 		15,582
-------------
0 		955
-------------
0 		171,668
-------------
0 		0
-------------
0
7Linda Richter
Director of Policy Research & Analysis 		(i)

(ii)		 149,526
-------------
0 		0
-------------
0 		180
-------------
0 		15,240
-------------
0 		4,208
-------------
0 		169,154
-------------
0 		0
-------------
0
8Carla Lisio
Director of Healthcare Reform Consultation 		(i)

(ii)		 127,989
-------------
0 		0
-------------
0 		511
-------------
0 		12,333
-------------
0 		12,606
-------------
0 		153,439
-------------
0 		0
-------------
0
Schedule J (Form 990) 2016
Page 3

Schedule J (Form 990) 2016
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a The Senior Advisor to the President and CEO social club dues are paid by the organization because he uses the club solely for business-related breakfasts and lunches.
Schedule J, Part I, Line 8 In 2014 Samuel A. Ball, PhD, was hired as President and CEO pursuant to a binding written employment contract setting a fixed payment as annual compensation for the provision of his services. Immediately before entering into the contract Dr. Ball was not a disqualified person with respect to the Center. The rebuttable presumption procedures were followed with respect to Dr. Ball's compensation. The employment contract provided that payment could be made in the future through Yale University where Dr. Ball is a professor. In 2015 an agreement was reached with Yale University and payment for Dr. Ball's compensation was made to Yale University pursuant to the original employment contract provisions.
Schedule J (Form 990) 2016
Additional Data


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