SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2016
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central America and the Caribbean     Investments   3,763,785,286
East Asia and the Pacific     Investments   187,970,934
Europe (Including Iceland and Greenland)     Investments   754,368,966
North America (Canada & Mexico only)     Investments   144,174,076
Russia and Neighboring States     Investments   18,875,290
South America     Investments   7,175,329
South Asia     Investments   179,975,702
Sub-Saharan Africa     Investments   239,146,472
East Asia and the Pacific 1 4 Program Services International Study Program 2,393,780
Europe (Including Iceland and Greenland) 5 86 Program Services International Study Program 23,575,722
Middle East and North Africa 1 5 Program Services International Study Program 692,286
North America (Canada & Mexico only)   2 Program Services International Study Program 268,260
Russia and Neighboring States     Program Services International Study Program 146,008
South America 2 5 Program Services International Study Program 681,586
South Asia   1 Program Services International Study Program 46,133
Sub-Saharan Africa     Program Services International Study Program 250,062
Central America and the Caribbean     ,Investment Operations   6,596,105
East Asia and the Pacific     ,Investment Operations   84,838
Europe (Including Iceland and Greenland)   5 ,Investment Operations   1,507,562
North America (Canada & Mexico only)     ,Investment Operations   14,321
South America     ,Investment Operations   6,552
South Asia     ,Investment Operations   23,915
Sub-Saharan Africa     ,Investment Operations   3,864,310
Central America and the Caribbean     Fundraising   53,293
East Asia and the Pacific     Fundraising   16,542
Europe (Including Iceland and Greenland)     Fundraising   12,189
Middle East and North Africa     Fundraising   5,129
North America (Canada & Mexico only)     Fundraising   17,706
South America     Fundraising   16,974
Central America and the Caribbean     Program Services Auxillary Enterprises 1,091
Central America and the Caribbean     Program Services Instruction 174,176
Central America and the Caribbean     Program Services Management & General 6,649
Central America and the Caribbean 3 3 Program Services Other 107,185
Central America and the Caribbean     Program Services Research 835,126
East Asia and the Pacific     Program Services Auxillary Enterprises 4,786
East Asia and the Pacific     Program Services Instruction 690,153
East Asia and the Pacific     Program Services Management & General 35,320
East Asia and the Pacific     Program Services Other 163,248
East Asia and the Pacific     Program Services Research 805,271
Europe (Including Iceland and Greenland)     Program Services Auxillary Enterprises 70,859
Europe (Including Iceland and Greenland)   10 Program Services Instruction 2,581,446
Europe (Including Iceland and Greenland)     Program Services Management & General 455,982
Europe (Including Iceland and Greenland)   4 Program Services Other 1,128,583
Europe (Including Iceland and Greenland)   6 Program Services Research 3,002,730
Middle East and North Africa     Program Services Auxillary Enterprises 12,039
Middle East and North Africa   1 Program Services Instruction 190,721
Middle East and North Africa     Program Services Management & General 29,256
Middle East and North Africa     Program Services Other 349,347
Middle East and North Africa     Program Services Research 641,745
North America (Canada & Mexico only)     Program Services Auxillary Enterprises 24,054
North America (Canada & Mexico only)     Program Services Instruction 377,072
North America (Canada & Mexico only)     Program Services Management & General 28,293
North America (Canada & Mexico only)     Program Services Other 56,816
North America (Canada & Mexico only)     Program Services Research 191,929
Russia and Neighboring States     Program Services Auxillary Enterprises 2,892
Russia and Neighboring States     Program Services Instruction 60,138
Russia and Neighboring States     Program Services Other 20,989
Russia and Neighboring States     Program Services Research 12,432
South America     Program Services Auxillary Enterprises 13,373
South America     Program Services Instruction 398,728
South America     Program Services Management & General 33,467
South America   1 Program Services Other 180,092
South America   9 Program Services Research 179,957
South Asia   1 Program Services Instruction 100,697
South Asia     Program Services Management & General 9,877
South Asia     Program Services Other 29,336
South Asia     Program Services Research 163,495
Sub-Saharan Africa     Program Services Auxillary Enterprises 12,603
Sub-Saharan Africa   1 Program Services Instruction 263,665
Sub-Saharan Africa     Program Services Management & General 84,956
Sub-Saharan Africa     Program Services Other 192,639
Sub-Saharan Africa 1 5 Program Services Research 1,246,577
3a Sub-total ..... 9 103 5,323,525,892
b Total from continuation sheets to Part I ... 4 46 27,189,226
c Totals (add lines 3a and 3b) 13 149 5,350,715,118
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2016
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Schedule F (Form 990) 2016
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Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Middle East and North Africa see Part V 134,019 Check/Wire      
Sub-Saharan Africa see Part V 128,120 Check/Wire      
Central America and the Caribbean see Part V 264,309 Check/Wire      
Central America and the Caribbean see Part V 65,913 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 37,800 Check/Wire      
Central America and the Caribbean see Part V 268,509 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 31,549 Check/Wire      
East Asia and the Pacific see Part V 454,489 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 631,208 Check/Wire      
Central America and the Caribbean see Part V 171,213 Check/Wire      
Sub-Saharan Africa see Part V 52,533 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 375,766 Check/Wire      
Sub-Saharan Africa see Part V 89,720 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 21,331 Check/Wire      
Sub-Saharan Africa see Part V 248,062 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 78,206 Check/Wire      
East Asia and the Pacific see Part V 23,560 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 491,653 Check/Wire      
Sub-Saharan Africa see Part V 35,146 Check/Wire      
Sub-Saharan Africa see Part V 118,356 Check/Wire      
Sub-Saharan Africa see Part V 22,270 Check/Wire      
South Asia see Part V 77,936 Check/Wire      
Sub-Saharan Africa see Part V 75,802 Check/Wire      
Middle East and North Africa see Part V 490,785 Check/Wire      
South America see Part V 20,000 Check/Wire      
North America (Canada & Mexico only) see Part V 42,000 Check/Wire      
Sub-Saharan Africa see Part V 96,213 Check/Wire      
South America see Part V 58,843 Check/Wire      
East Asia and the Pacific see Part V 35,069 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 275,888 Check/Wire      
Sub-Saharan Africa see Part V 10,091 Check/Wire      
South America see Part V 25,004 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 17,333 Check/Wire      
North America (Canada & Mexico only) see Part V 18,975 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 33,773 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 160,400 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 34,883 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 33,635 Check/Wire      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
1
3 Enter total number of other organizations or entities .......................MediumBullet
37
Schedule F (Form 990) 2016
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Schedule F (Form 990) 2016Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Housing and Other Assistance East Asia and the Pacific 52 109,893 Check/Wire/Direct Deposit      
Housing and Other Assistance Europe (Including Iceland and Greenland) 639 1,131,593 Check/Wire/Direct Deposit      
Housing and Other Assistance Middle East and North Africa 14 8,649 Check/Wire/Direct Deposit      
Housing and Other Assistance Russia and Neighboring States 3 2,520 Check/Wire/Direct Deposit      
Housing and Other Assistance South America 39 51,933 Check/Wire/Direct Deposit      
Housing and Other Assistance Sub-Saharan Africa 51 93,700 Check/Wire/Direct Deposit      
Housing and Other Assistance North America (Canada & Mexico only) 32 30,980 Check/Wire/Direct Deposit      
Housing and Other Assistance Central America and the Caribbean 2 3,450 Check/Wire/Direct Deposit      
Prizes and Awards Europe (Including Iceland and Greenland) 3 263,210 Check/Wire/Direct Deposit      
Research/Travel East Asia and the Pacific 11 7,116 Check/Wire/Direct Deposit      
Research/Travel Europe (Including Iceland and Greenland) 27 19,153 Check/Wire/Direct Deposit      
Research/Travel South America 3 1,573 Check/Wire/Direct Deposit      
Research/Travel Sub-Saharan Africa 2 110 Check/Wire/Direct Deposit      
Research/Travel North America (Canada & Mexico only) 2 892 Check/Wire/Direct Deposit      
Research/Travel South Asia 3 5,354 Check/Wire/Direct Deposit      
               
               
               
Schedule F (Form 990) 2016
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Schedule F (Form 990) 2016
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Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; do not file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; do not file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2016
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Schedule F (Form 990) 2016
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Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTP://CONTROLLER.ND.EDU/ASSETS/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY.
Schedule F, Part II, Line 1(d) Purpose of Grant Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTP://CONTROLLER.ND.EDU/ASSETS/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2016
Additional Data


Software ID: 16000421
Software Version: 2016v3.0