Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2016
Open to Public
Inspection
Name of the organization
Vanderbilt University
 
Employer identification number
62-0476822
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) Adventure Science Center
800 Fort Negley Blvd
Nashville,TN37203 		62-0479192 501(c)(3) 6,240 0 N/A N/A Instruction
(2) Arizona State University
Box 873503
Tempe,AZ852873503 		86-0196696 GOVT 35,952 0 N/A N/A Research
(3) Auburn University
301 Samford Hall
Auburn University,AL36849 		63-6000724 GOVT 30,400 0 N/A N/A Research
(4) Base Pair Biotechnologies Inc
9307 W Broadway
Pearland,TX77584 		45-4702942 N/A 40,000 0 N/A N/A Research
(5) Baylor College of Medicine
1 Baylor Plaza
Houston,TX77030 		74-1613878 501(c)(3) 236,740 0 N/A N/A Research
(6) Brigham and Women's Hospital Inc
101 Huntington Ave
Boston,MA02199 		04-2312909 501(c)(3) 288,148 0 N/A N/A Research
(7) Cal Poly Pomono Foundation Inc
3801 West Temple Avenue
Pomona,CA91768 		95-2417645 501(c)(3) 7,762 0 N/A N/A Research
(8) California Institute of Technology
MC 201-15
Pasadena,CA91125 		95-1643307 501(c)(3) 390,079 0 N/A N/A Research
(9) Carnegie-Mellon University
5000 Forbes Avenue
Pittsburgh,PA15213 		25-0969449 501(c)(3) 542,598 0 N/A N/A Research
(10) Case Western University
10900 Euclid Avenue
Cleveland,OH44106 		34-1018992 501(c)(3) 422,616 0 N/A N/A Research
(11) Children's Hospital of Los Angeles
4650 Sunset Blvd
Los Angeles,CA90027 		95-1690977 501(c)(3) 589,025 0 N/A N/A Research
(12) Christian Brothers University
650 East Parkway South
Memphis,TN38104 		62-0476666 501(c)(3) 17,052 0 N/A N/A Instruction
(13) Claremont Graduate University
150 East Tenth Street
Claremont,CA91711 		95-1664100 501(c)(3) 424,452 0 N/A N/A Research
(14) Cleveland Clinic Lerner College of Case Western Reserve University
9500 Euclid Ave
Cleveland,OH44195 		34-0714585 501(c)(3) 75,423 0 N/A N/A Research
(15) Cleveland State Community College
3535 Adkisson Drive
Cleveland,TN37320 		62-0762876 GOVT 30,817 0 N/A N/A Public Service
(16) Columbia State Community College
1665 Hampshire Pike
Columbia,TN38401 		23-7106327 501(c)(3) 91,124 0 N/A N/A Research
(17) Conexion Americas
2195 Nolensville Pike
Nashville,TN37211 		62-1715618 501(c)(3) 10,000 0 N/A N/A Contribution
(18) Cornell University
120 Day Hall
Ithaca,NY14853 		15-0532082 501(c)(3) 59,985 0 N/A N/A Research
(19) Dana Farber Cancer Institute Inc
450 Brookline Avenue
Boston,MA02215 		04-2263040 501(c)(3) 143,739 0 N/A N/A Research
(20) Duke University
Box 104135
Durham,NC277080077 		56-0532129 501(c)(3) 75,078 0 N/A N/A Research
(21) Dynamic Object Language Labs Inc
2 Parsonage Hill Road
Haverhill,MA01832 		10-0142007 N/A 337,197 0 N/A N/A Research
(22) East Tennessee University
Box 70565
Johnson City,TN376141707 		62-6021046 GOVT 9,304 0 N/A N/A Instruction
(23) Education Development Center Inc
55 Chapel Street
Newton,MA02458 		04-2241718 501(c)(3) 47,620 0 N/A N/A Research
(24) ETR Associates
100 Enterprise Way
Scotts Valley,CA95066 		92-2760764 501(c)(3) 15,806 0 N/A N/A Research
(25) Fisk University
1000 17th Avenue North
Nashville,TN37208 		62-0202000 501(c)(3) 229,774 0 N/A N/A Research, Instruction
(26) Flocel Inc
4415 Euclid Avenue
Cleveland,OH44103 		20-1826225 N/A 74,920 0 N/A N/A Research
(27) Florida Atlantic University
777 Glades Road
Boca Raton,FL33431 		65-0385507 GOVT 367,687 0 N/A N/A Research
(28) Florida College
119 N Glen Arven Ave
Temple Terrace,FL33617 		59-0737882 501(c)(3) 5,485 0 N/A N/A Contribution
(29) Florida State University
874 Traditions Way
Tallahassee,FL32306 		59-6001138 GOVT 400,619 0 N/A N/A Research
(30) GE Global Research
One Research Circle
Niksayuna,NY12309 		14-0689340 N/A 108,661 0 N/A N/A Research
(31) Georgetown University Medical Center
3307 M Street NW
Washington,DC20007 		53-0196603 501(c)(3) 31,579 0 N/A N/A Research
(32) Georgia State University
PO Box 3999
Atlanta,GA30302 		58-1845423 501(c)(3) 48,043 0 N/A N/A Research
(33) Georgia Tech Research Corporation
550 Tenth Street NW
Atlanta,GA30332 		58-0603146 501(c)(3) 112,111 0 N/A N/A Research
(34) H Lee Moffitt Cancer Center and Research Institute
12902 Magnolia Drive
Tampa,FL33612 		59-2451713 501(c)(3) 125,982 0 N/A N/A Research
(35) Howard University
576 W Street NW
Washington,DC20059 		53-0204707 501(c)(3) 59,588 0 N/A N/A Research
(36) Humanities Tennessee
306 Gay St Ste 306
Nashville,TN37201 		62-0933337 501(c)(3) 10,000 0 N/A N/A Contribution
(37) IBEX Preclinical Research Inc
1072 RSI Drive
Logan,UT84321 		20-0756707 N/A 29,691 0 N/A N/A Research
(38) Indiana University
PO Box 1847
Bloomington,IN474021847 		35-6001673 501(c)(3) 26,428 0 N/A N/A Research
(39) Johns Hopkins University
3400 N Charles Street
Baltimore,MD21218 		52-0595110 501(c)(3) 183,376 0 N/A N/A Research
(40) Leland Stanford Junior University
651 Serra Street
Room 260
Stanford,CA94305 		94-1156365 501(c)(3) 219,969 0 N/A N/A Research
(41) Lipscomb University
One University Park Drive
Nashville,TN37204 		62-0485733 501(c)(3) 14,910 0 N/A N/A Research
(42) Massachusetts Institute of Technology
77 Massachusetts Avenue
Cambridge,MA02139 		04-2103594 501(c)(3) 87,517 0 N/A N/A Research
(43) Mayo Clinic Research
PO Box 860334
Minneapolis,MN55486 		41-6011702 501(c)(3) 14,390 0 N/A N/A Research
(44) Meharry Medical College
1005 DB Todd Blvd
Nashville,TN37208 		62-0488046 501(c)(3) 64,866 0 N/A N/A Research, Instruction
(45) Metro Nashville Public Schools (MNPS)
2601 Bransford Ave
Nashville,TN37204 		62-0717138 GOVT 5,000 3,500 FMV School supplies Contribution
(46) Metropolitan Interdenominational Church
PO Box 280779
Nashville,TN372280779 		62-1100022 501(c)(3) 81,694 0 N/A N/A Research
(47) Michigan State University
301 Administration Bldg
Est Lansing,MI488241046 		38-6005984 501(c)(3) 22,375 0 N/A N/A Research
(48) Middle Tennessee State University
1301 East Main Street
Murfreesboro,TN37132 		62-6005794 GOVT 101,075 0 N/A N/A Research, Instruction
(49) Moss Rose Education Foundation
PO Box 158781
Nashville,TN37215 		45-3123397 501(c)(3) 10,000 0 N/A N/A Contribution
(50) Nashville Downtown Partnership
150 4th Ave N Suite G-150
Nashville,TN37219 		62-1774641 501(c)(3) 10,750 0 N/A N/A Contribution
(51) Nashville Public Library Foundation
615 Church St
Nashville,TN37219 		62-1681766 501(c)(3) 57,000 0 N/A N/A Contribution
(52) North Carolina State Board of Education
6302 Mail Service Center
Raleigh,NC27699 		56-1492826 GOVT 84,441 0 N/A N/A Research
(53) North Carolina State University
Campus Box 7214
Raleigh,NC27695 		56-6000756 GOVT 144,231 0 N/A N/A Research
(54) Northeast State Community College
2425 Highway 75
Blountville,TN37617 		62-1033870 GOVT 35,362 0 N/A N/A Public Service
(55) Northwest Arkansas Education Service Cooperative
4 N Double Spring Rd
Farmington,AR72730 		71-0615858 GOVT 50,260 0 N/A N/A Research
(56) Northwestern University
619 Clark Street
Evanston,IL602081112 		36-2167817 501(c)(3) 345,663 0 N/A N/A Research
(57) Ohio State University Research Foundation
1960 Kenny Road
Columbus,OH432101063 		31-6401599 501(c)(3) 27,182 0 N/A N/A Research
(58) Oregon Health & Science University
2525 SW 1st Ave
Portland,OR97201 		23-7083114 501(c)(3) 846,792 0 N/A N/A Research
(59) Oregon State University
312 Kerr Administration Bldg
Corvallis,OR973312140 		48-1278540 GOVT 52,614 0 N/A N/A Research
(60) Pellissippi State Community College
10915 Hardin Valley Road
Knoxville,TN37933 		62-0938734 GOVT 35,146 0 N/A N/A Public Service
(61) Project One Four
PO Box 330915
Murfreesboro,TN37133 		26-3333542 501(c)(3) 9,200 0 N/A N/A Contribution
(62) Purdue University
302 Wood Street
West Lafayette,IN479072040 		35-6002041 501(c)(3) 95,847 0 N/A N/A Research
(63) Rand Corporation
1776 Main Street
Santa Monica,CA904072138 		95-1958142 501(c)(3) 311,000 0 N/A N/A Research
(64) Regents of the University of California Berkeley
2150 Shattuck Ave Ste 313
Berkeley,CA94704 		94-6002123 501(c)(3) 134,429 0 N/A N/A Research
(65) Regents of the University of Colorado Boulder
3100 Marine Street - 4th Floor
Boulder,CO80309 		84-6000555 501(c)(3) 250,125 0 N/A N/A Research
(66) Regents of the University of Minnesota
200 Oak Street
Minneapolis,MN554552070 		41-6007513 GOVT 117,979 0 N/A N/A Instruction
(67) Research Foundation for Mental Hygiene Inc
150 Broadway Suite 301
Menands,NY12204 		14-1410842 501(c)(3) 112,254 0 N/A N/A Research
(68) Research Institute at Nationwide Children's Research
700 Childrens Drive
Columbus,OH43205 		31-6056230 501(c)(3) 92,722 0 N/A N/A Research
(69) Roane State Community College
276 Patton Lane
Harriman,TN377488615 		62-0819102 GOVT 39,039 0 N/A N/A Public Service
(70) Rutgers University
3 Rutgers Plaza
New Brunswick,NJ08901 		23-7318742 501(c)(3) 510,150 0 N/A N/A Research
(71) Securboration Inc
1050 West NASA Blvd
Melbourne,FL32901 		59-3729686 N/A 65,053 0 N/A N/A Research
(72) Southern California Institute for Research and Education
5901 ESeventh Street
Long Beach,CA90822 		33-1331855 501(c)(3) 12,115 0 N/A N/A Research
(73) Southern Methodist University
PO Box 750259
Dallas,TX752750259 		75-0800689 501(c)(3) 580,113 0 N/A N/A Research, Instruction
(74) SRI International
333 Ravenwood Avenue
Menlo Park,CA94025 		94-1160950 501(c)(3) 71,337 0 N/A N/A Research
(75) Syriac Institute
954 River Road
Piscataway,NJ08854 		22-3785056 501(c)(3) 7,196 0 N/A N/A Research
(76) Tampa VA Research and Education Foundation
5620 E Fowler Ave
Temple Terrace,FL33617 		59-3444354 501(c)(3) 55,779 0 N/A N/A Research
(77) Tennessee Performing Arts Center
505 Deadrick St
Nashville,TN37243 		58-1320590 501(c)(3) 15,000 0 N/A N/A Contribution
(78) Tennessee State University
3500 John Merritt Blvd
Nashville,TN37209 		62-0786119 GOVT 158,061 0 N/A N/A Research, Instruction
(79) Tennessee Technological University
Box 5012
Cookeville,TN385050001 		62-0646806 GOVT 15,397 0 N/A N/A Instruction
(80) The Conservancy For The Parthenon And Centennial Park
PO Box 196340
Nashville,TN37219 		58-1609026 501(c)(3) 10,000 0 N/A N/A Contribution
(81) Thistle Farms
5122 Charlotte Pike
Nashville,TN37209 		58-2050089 501(c)(3) 6,033 0 N/A N/A Contribution
(82) Tougaloo College
500 West County Line Road
Tougaloo,MS39174 		64-0303093 501(c)(3) 176,150 0 N/A N/A Research
(83) US Army Institute of Surgical Research
3698 Chambers Pass
San Antonio,TX782346315 		30-0440374 GOVT 278,787 0 N/A N/A Research
(84) University of Alabama
Box 870104
Tuscaloosa,AL358470104 		63-6001138 501(c)(3) 25,898 0 N/A N/A Research
(85) University of Arizona
P O Box 3308
Tucson,AZ85722 		86-6004791 GOVT 19,536 0 N/A N/A Research
(86) University of California - Los Angeles
11000 Kinross Bldg
Los Angeles,CA90095 		95-6006143 501(c)(3) 197,195 0 N/A N/A Research
(87) University of California - Riverside
200 University Office Building
Riverside,CA92521 		95-6006142 501(c)(3) 208,993 0 N/A N/A Research
(88) University of California - San Francisco
3333 California Street
San Francisco,CA941430962 		94-1550853 501(c)(3) 87,348 0 N/A N/A Research
(89) University of California - Santa Barbara
3227 Cheadle Hall
Santa Barbara,CA931062050 		95-6006145 501(c)(3) 497,849 0 N/A N/A Research
(90) University of California San Diego
9500 Gilman Drive
La Jolla,CA920930934 		95-6006144 501(c)(3) 11,013 0 N/A N/A Research
(91) University of Chicago
1225 East 60th Street
Chicago,IL606372801 		36-2177139 501(c)(3) 331,705 0 N/A N/A Research
(92) University of Cincinnati
PO Box 210386
Cincinnati,OH452210386 		31-6000989 GOVT 40,118 0 N/A N/A Research
(93) University of Connecticut
438 Whitney Road Extension
Storrs Mansfield,CT062691133 		06-0772160 GOVT 247,099 0 N/A N/A Instruction
(94) University of Florida
219 Grinter Hall
Gainesville,FL326115500 		59-6002052 GOVT 171,574 0 N/A N/A Research
(95) University of Hawaii
2440 Campus Road Box 368
Honolulu,HI96822 		99-6000354 GOVT 73,149 0 N/A N/A Research
(96) University of Illinois at Chicago
809 South Marshfield Ave
Chicago,IL606127205 		37-6000511 501(c)(3) 137,785 0 N/A N/A Research; Instruction
(97) University of Kentucky Research Foundation
1000 South Limestone Street
Lexington,KY405360293 		61-6033693 501(c)(3) 58,664 0 N/A N/A Research
(98) University of Maryland
4101 Chesapeake Building
College Park,MD20742 		52-6002033 GOVT 238,487 0 N/A N/A Research
(99) University of Massachusetts Boston
100 Morrissey Blvd
Boston,MA021253393 		04-3167352 GOVT 22,706 0 N/A N/A Research
(100) University of Memphis
Administration Bldg Room 315
Memphis,TN38152 		62-0648618 GOVT 8,560 0 N/A N/A Instruction
(101) University of Miami
1320 South Dixie Highway
Coral Gables,FL33146 		59-0624458 501(c)(3) 51,503 0 N/A N/A Research
(102) University of Michigan
3089 Wolverine Tower
Ann Arbor,MI481091287 		38-6006309 501(c)(3) 63,402 0 N/A N/A Research
(103) University of Minnesota
200 Oak Street SE
Minneapolis,MN554552070 		41-6007513 GOVT 532,364 0 N/A N/A Research
(104) University of Missouri-Columbia
310 Jesse Hall
Columbia,MO65211 		43-6003859 GOVT 28,510 0 N/A N/A Research
(105) University of Nebraska Medical Center
42nd Dewey Ave
Omaha,NE68198 		47-0049123 501(c)(3) 189,526 0 N/A N/A Research
(106) University of Notre Dame
511 Main Building
Notre Dame,IN46556 		35-0868188 501(c)(3) 8,815 0 N/A N/A Research
(107) University of North Carolina-Chapel Hill
104 Airport Dr
Chapel Hill,NC275991350 		56-6001393 501(c)(3) 617,437 0 N/A N/A Research
(108) University of North Dakota
264 Centennial Drive
Grand Forks,ND582027306 		45-6002491 GOVT 9,303 0 N/A N/A Research
(109) University of North Florida
1 UNF Drive
Jacksonville,FL32224 		59-2976169 GOVT 80,333 0 N/A N/A Research
(110) University of Pennsylvania
3440 Market Street
Philadelphia,PA191043325 		23-1352685 501(c)(3) 152,110 0 N/A N/A Research
(111) University of Pittsburgh
3130 Cathedral of Learning
Pittsburgh,PA15620 		25-0965591 501(c)(3) 674,056 0 N/A N/A Research
(112) University of South Florida
4202 E Fowler Ave
Tampa,FL336209951 		59-0879015 501(c)(3) 127,133 0 N/A N/A Research
(113) University of Tennessee
201 Andy Holt Tower
Knoxville,TN379960100 		62-6001636 GOVT 273,252 0 N/A N/A Research, Instruction
(114) University of Texas at Austin
PO Box 8029
Austin,TX787138029 		74-6000203 GOVT 149,108 0 N/A N/A Research , Instruction
(115) University of Texas Health Science Center at San Antonio
7703 Floyd Curl Drive
San Antonio,TX782293900 		74-1586031 GOVT 36,673 0 N/A N/A Research
(116) University of Texas Medical Branch at Galveston
PO Box 660120
Dallas,TX75266 		74-6000949 GOVT 9,190 0 N/A N/A Research
(117) University of Virginia
PO Box 400195
Charlottesville,VA229044195 		54-6001796 501(c)(3) 189,482 0 N/A N/A Research
(118) University of Washington
Box 359472
Seattle,WA98195 		91-6001537 GOVT 344,915 0 N/A N/A Research
(119) University of Wisconsin-Madison
21 North Park Street
Madison,WI53715 		39-6006492 GOVT 407,442 0 N/A N/A Research
(120) Vanderbilt University Medical Center
1161 21st Ave S
Nashville,TN37232 		35-2528741 501(c)(3) 24,769,746 0 N/A N/A Research, Instruction
(121) Virginia Commonwealth University
800 East Leigh Street
Richmond,VA23219 		54-6001758 GOVT 45,046 0 N/A N/A Instruction
(122) Virginia Polytechnic Institute
460 Turner Street
Blacksburg,VA24060 		54-6001805 GOVT 8,909 0 N/A N/A Research
(123) Washington State University
Post Office Box 641025
Pullman,WA991641025 		91-6001108 501(c)(3) 158,718 0 N/A N/A Research
(124) Weill Medical College of Cornell University
1300 York Ave
New York,NY10065 		13-6094042 501(c)(3) 42,062 0 N/A N/A Research
(125) Yale University
47 College Street
New Haven,CT065208047 		06-0646973 501(c)(3) 98,565 0 N/A N/A Research
(126) York County Community College
112 College Drive
Wells,ME04073 		01-0416015 GOVT 7,868 0 N/A N/A Instruction
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
120
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
6
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2016
Page 2

Schedule I (Form 990) 2016
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) Leadership Awards 22 19,750 0 N/A N/A
(2) Entrepreneurial Grants 7 55,000 0 N/A N/A
(3) Student Financial Assistance 6774 309,273,261 0 N/A N/A
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. subrecipient grants: Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the university and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient policy is available online at the following web address: https://www.vanderbilt.edu/ocga/docs/vupolicies/subrecipient/RevisedVUSubrecipientMonitoringGuidelines_effective12_26_2014.pdf Other Assistance: Assistance offered from institutional funds by Vanderbilt to our students is awarded on the basis of merit and/or financial need. Such assistance helps students and their families support the cost of attendance which includes tuition, mandatory fees, room & board, books, other course materials/supplies, and allowances for personal/miscellaneous and travel expenses. Merit-based awards are competitively awarded in recognition of academic achievement, leadership, commitment to community service, contributions to society, and other forms of accomplishment. Need-based assistance is awarded on the basis of documented financial need, resulting from a need analysis evaluation accomplished in accordance with relevant and applicable federal, state, and/or institutional programs, policies, and eligibility requirements. Financial Aid: The units responsible for administering student financial aid at Vanderbilt regularly initiate system-generated reviews, as well as other cross-checks on an ad hoc basis. Results from these reviews, along with recurring management reports, are regularly evaluated. Subsequently, follow-up corrective actions are taken when appropriate and potentially include award revisions or cancellations. These provisions are designed to help ensure that student assistance funds are awarded to eligible recipients, in accordance with applicable federal, state, institutional, and other program legislation, as well as relevant internal University policies and operational guidelines/criteria.
Schedule I (Form 990) 2016



Additional Data


Software ID: 16000421
Software Version: 2016v3.0