| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| NON-LINEAR ION DYNAMICS LLC | AT COST | 13,639 | 18,667 |
| NORTHSTAR REALTY FIN CP - 111 SHRS | AT COST | ||
| US NATL GAS PTP 100 UNITS | AT COST | 985 | 583 |
| TWO HARBORS INVESTMENT TWO 1000 SHARES | AT COST | 20,489 | 16,260 |
| NORTHSTAR REALTY EUR 37 SHARES | AT COST | 184 | 497 |