efile Public Visual Render
ObjectId: 201840649349100804 - Submission: 2018-03-05
TIN: 38-6052788
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Information about Form 990-PF and its instructions is at
www.irs.gov/form990pf
.
OMB No. 1545-0052
20
16
Open to Public Inspection
For calendar year 2016, or tax year beginning
07-01-2016
, and ending
06-30-2017
Name of foundation
John E Fetzer Institute Inc
% BRADLEY S MILLER
Number and street (or P.O. box number if mail is not delivered to street address)
9292 West KL Avenue
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Kalamazoo
,
MI
490095316
A Employer identification number
38-6052788
B
Telephone number (see instructions)
(269) 375-2000
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here .............
2.
Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year
(from Part II, col. (c),
line 16)
$
564,188,685
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2,910,766
2
Check
Sch. B
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
5,215,003
5,215,003
5,215,003
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
12,172,525
b
Gross sales price for all assets on line 6a
271,815,461
7
Capital gain net income (from Part IV, line 2)
...
12,172,525
8
Net short-term capital gain
.........
8,153,256
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
8,458
3,397
4,759
12
Total.
Add lines 1 through 11
........
20,306,752
17,390,925
13,373,018
13
Compensation of officers, directors, trustees, etc.
1,588,414
1,392,744
14
Other employee salaries and wages
......
3,099,100
3,294,770
15
Pension plans, employee benefits
.......
2,088,086
2,068,521
16a
Legal fees (attach schedule)
.........
48,221
0
0
42,483
b
Accounting fees (attach schedule)
.......
34,742
2,940
2,940
31,802
c
Other professional fees (attach schedule)
....
2,730,427
1,097,123
1,097,123
1,671,013
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
1,336,306
19
Depreciation (attach schedule) and depletion
...
762,875
20
Occupancy
..............
1,197,709
1,177,571
21
Travel, conferences, and meetings
.......
587,876
16,894
16,894
556,697
22
Printing and publications
..........
32,594
32,578
23
Other expenses (attach schedule)
.......
12,796,464
14,364
14,364
12,970,150
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
26,302,814
1,131,321
1,131,321
23,238,329
25
Contributions, gifts, grants paid
.......
772,437
781,737
26
Total expenses and disbursements.
Add lines 24 and 25
27,075,251
1,131,321
1,131,321
24,020,066
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-6,768,499
b
Net investment income
(if negative, enter -0-)
16,259,604
c
Adjusted net income
(if negative, enter -0-)
...
12,241,697
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2016)
Page 2
Form 990-PF (2016)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
140,037
945,125
945,125
2
Savings and temporary cash investments
.........
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
1,000,000
Less: allowance for doubtful accounts
1,000,000
1,000,000
1,000,000
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
408,436
304,985
304,985
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
392,958,639
447,628,019
447,628,019
c
Investments—corporate bonds (attach schedule)
.......
64,045,681
63,856,487
63,856,487
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
47,104,093
37,735,492
37,735,492
14
Land, buildings, and equipment: basis
28,626,652
Less: accumulated depreciation (attach schedule)
16,719,979
10,514,977
11,906,673
11,906,673
15
Other assets (describe
)
851,139
811,904
811,904
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
517,023,002
564,188,685
564,188,685
17
Accounts payable and accrued expenses
..........
1,526,711
1,455,254
18
Grants payable
..................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
5,927,514
7,176,765
23
Total liabilities
(add lines 17 through 22)
.........
7,454,225
8,632,019
Foundations that follow SFAS 117, check here
and complete lines 24 through 26 and lines 30 and 31.
24
Unrestricted
..................
509,568,777
555,556,666
25
Temporarily restricted
...............
26
Permanently restricted
...............
Foundations that do not follow SFAS 117, check here
and complete lines 27 through 31.
27
Capital stock, trust principal, or current funds
........
28
Paid-in or capital surplus, or land, bldg., and equipment fund
29
Retained earnings, accumulated income, endowment, or other funds
30
Total net assets or fund balances
(see instructions)
.....
509,568,777
555,556,666
31
Total liabilities and net assets/fund balances
(see instructions)
.
517,023,002
564,188,685
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return)
...............
1
509,568,777
2
Enter amount from Part I, line 27a
.....................
2
-6,768,499
3
Other increases not included in line 2 (itemize)
3
52,756,388
4
Add lines 1, 2, and 3
..........................
4
555,556,666
5
Decreases not included in line 2 (itemize)
5
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30
.
6
555,556,666
Form
990-PF
(2016)
Page 3
Form 990-PF (2016)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
NORTHERN TRUST - LONG TERM
b
NORTHERN TRUST - SHORT TERM
c
GAIN/LOSS ON ASSET DISPOSAL
d
e
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
198,935,012
194,912,713
4,022,299
b
72,880,449
64,727,193
8,153,256
c
3,030
-3,030
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
4,022,299
b
8,153,256
c
-3,030
d
e
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
12,172,525
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
8,153,256
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2015
13,839,775
491,229,924
0.028174
2014
15,837,566
509,720,813
0.031071
2013
17,721,089
480,347,340
0.036892
2012
24,977,537
424,295,875
0.058868
2011
20,056,655
397,892,328
0.050407
2
Total
of line 1, column (d)
.....................
2
0.205412
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.041082
4
Enter the net value of noncharitable-use assets for 2016 from Part X, line 5
......
4
521,166,258
5
Multiply line 4 by line 3
......................
5
21,410,552
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
162,596
7
Add lines 5 and 6
........................
7
21,573,148
8
Enter qualifying distributions from Part XII, line 4
,.............
8
26,177,666
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2016)
Page 4
Form 990-PF (2016)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
162,596
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
162,596
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
162,596
6
Credits/Payments:
a
2016 estimated tax payments and 2015 overpayment credited to 2016
6a
292,020
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
292,020
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
129,424
11
Enter the amount of line 10 to be:
Credited to 2017 estimated tax
129,424
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
,
MI
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2016 or the taxable year beginning in 2016 (see instructions for Part XIV)?
If "Yes," complete Part XIV
.............................
9
Yes
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2016)
Page 5
Form 990-PF (2016)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions)
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement (see instructions)
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
WWW.FETZER.ORG
14
The books are in care of
BRADLEY S MILLER
Telephone no.
(269) 375-2000
Located at
9292 WEST KL AVENUE
Kalamazoo
MI
ZIP+4
490095316
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—Check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2016, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
16
No
See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)?
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2016?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2016, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2016?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
No
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2016 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2016.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2016?
4b
No
Form
990-PF
(2016)
Page 6
Form 990-PF (2016)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(Continued)
5a
During the year did the foundation pay or incur any amount to:
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? (see instructions)
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)?
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If yes, did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
Form
990-PF
(2016)
Page 7
Form 990-PF (2016)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
ROBERT F LEHMAN
PRES EMERITUS, CHAIR & TRUSTEE
40.0
331,374
33,137
22,015
9292 West KL Avenue
Kalamazoo
,
MI
490095316
CAROLYN T BROWN
TRUSTEE
8.0
70,200
0
0
9292 West KL Avenue
Kalamazoo
,
MI
490095316
BRUCE M CARLSON
TRUSTEE
8.0
70,200
0
0
9292 West KL Avenue
Kalamazoo
,
MI
490095316
LYNNE TWIST
TRUSTEE
8.0
70,200
0
0
9292 West KL Avenue
Kalamazoo
,
MI
490095316
KATHLEEN M CAVANAUGH
PLANNING OFFICER/SECRETARY
40.0
148,852
14,885
11,198
9292 West KL Avenue
Kalamazoo
,
MI
490095316
TIMOTHY J JONES
VICE PRESIDENT OPERATIONS
40.0
185,441
18,544
21,434
9292 West KL Avenue
Kalamazoo
,
MI
490095316
ROBERT A BOISTURE
PRESIDENT & TRUSTEE
40.0
510,558
27,162
84,553
9292 West KL Avenue
Kalamazoo
,
MI
490095316
DEBORAH S HIGGINS
Vice President of Programs
40.0
201,589
20,159
21,485
9292 West KL Avenue
Kalamazoo
,
MI
490095316
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
BRAD MILLER
DIRECTOR OF FINANCE
40.0
143,992
14,399
26,905
9292 WEST KL AVENUE
KALAMAZOO
,
MI
490095316
JULIE GANT
DIR IS & SERVICES
40.0
119,617
11,962
11,510
9292 WEST KL AVENUE
KALAMAZOO
,
MI
490095316
GILLIAN GONDA
PROGRAM DIRECTOR
40.0
119,219
11,922
26,026
9292 WEST KL AVENUE
KALAMAZOO
,
MI
490095316
KURIAN THOMAS
PROGRAM DIRECTOR
40.0
116,589
11,659
26,177
9292 WEST KL AVENUE
KALAMAZOO
,
MI
490095316
MOHAMMED MOHAMMED
PROGRAM DIRECTOR
40.0
114,100
11,410
26,329
9292 WEST KL AVENUE
KALAMAZOO
,
MI
490095316
Total
number of other employees paid over $50,000
...................
27
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
PRX INC
PROGRAM CONSULTING
2,076,980
PO BOX 382234
CAMBRIDGE
,
MA
02238
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
PROGRAM CONSULTING
1,188,706
1033 MASSACHUSETTS AVE 5TH FLOOR
CAMBRIDGE
,
MA
02138
ROCKEFELLER PHILANTHROPY ADVISORS
PROGRAM CONSULTING
1,000,000
6 WEST 48TH STREET 10TH FLOOR
NEW YORK
,
NY
10036
UNIVERSITY OF WISCONSIN FOUNDATION
PROGRAM CONSULTING
1,000,000
1848 UNIVERSITY AVE
MADISON
,
WI
537088860
KRISTA TIPPETT PUBLIC PRODUCTIONS
PROGRAM CONSULTING
983,086
1619 HENNEPIN AVENUE SOUTH
MINNEAPOLIS
,
MN
55403
Total
number of others receiving over $50,000 for professional services
.............
58
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
ON BEING SEE FOOTNOTE #1
2,076,980
2
HARVARD DIVINITY SCHOOL PARTNERSHIP SEE FOOTNOTE #2
1,371,456
3
COLLABORATIVE FOR SPIRITUAL DEVELOPMENT SEE FOOTNOTE #3
1,000,000
4
HEALTHY MINDS INNOVATIONS SEE FOOTNOTE #4
1,000,000
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
NONE
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2016)
Page 8
Form 990-PF (2016)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations,see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
220,259,653
b
Average of monthly cash balances
.......................
1b
252,567
c
Fair market value of all other assets (see instructions)
................
1c
308,590,580
d
Total
(add lines 1a, b, and c)
.........................
1d
529,102,800
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
529,102,800
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
7,936,542
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
521,166,258
6
Minimum investment return.
Enter 5% of line 5
..................
6
26,058,313
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
2a
Tax on investment income for 2016 from Part VI, line 5
......
2a
b
Income tax for 2016. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
24,020,066
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
2,157,600
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
26,177,666
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b (see instructions)
.................
5
162,596
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
26,015,070
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2016)
Page 9
Form 990-PF (2016)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2015
(c)
2015
(d)
2016
1
Distributable amount for 2016 from Part XI, line 7
2
Undistributed income, if any, as of the end of 2016:
a
Enter amount for 2015 only
.......
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2016:
a
From 2011
......
b
From 2012
......
c
From 2013
......
d
From 2014
......
e
From 2015
......
f
Total
of lines 3a through e
........
4
Qualifying distributions for 2016 from Part
XII, line 4:
$
a
Applied to 2015, but not more than line 2a
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
d
Applied to 2016 distributable amount
.....
e
Remaining amount distributed out of corpus
5
Excess distributions carryover applied to 2016.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2015. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2016. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2017
..........
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2011 not
applied on line 5 or line 7 (see instructions)
...
9
Excess distributions carryover to 2017.
Subtract lines 7 and 8 from line 6a
......
10
Analysis of line 9:
a
Excess from 2012
....
b
Excess from 2013
....
c
Excess from 2014
....
d
Excess from 2015
....
e
Excess from 2016
....
Form
990-PF
(2016)
Page 10
Form 990-PF (2016)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2016, enter the date of the ruling
.......
1995-03-09
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2016
(b)
2015
(c)
2014
(d)
2013
12,241,697
5,829,524
6,125,465
7,673,478
31,870,164
b
85% of line 2a
.........
10,405,442
4,955,095
5,206,645
6,522,456
27,089,638
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
26,177,666
13,839,775
15,837,566
17,721,089
73,576,096
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
772,437
839,980
970,516
995,387
3,578,320
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
25,405,229
12,999,795
14,867,050
16,725,702
69,997,776
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
564,188,685
517,023,002
532,624,243
532,800,038
2,146,635,968
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
0
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
17,372,209
16,374,331
16,990,694
16,011,578
66,748,812
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
0
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
0
(3)
Largest amount of support
from an exempt organization
0
(4)
Gross investment income
0
Part XV
Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2016)
Page 11
Form 990-PF (2016)
Page
11
Part XV
Supplementary Information
(continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Animal's Best Friend Fund Inc
PO Box 443
Oshtemo
,
MI
490770443
NONE
PC
INSTITUTIONAL SUPPORT
16,500
CENTERPOINT CHURCH
2345 NORTH 10TH STREET
KALAMAZOO
,
MI
490099185
NONE
PC
INSTITUTIONAL SUPPORT
7,000
CULTURE IS NOT OPTIONAL
PO BOX 1
THREE RIVERS
,
MI
49093
NONE
PC
INSTITUTIONAL SUPPORT
8,300
KALAMAZOO COMMUNITY FOUNDATION
402 EAST MICHIGAN AVENUE
KALAMAZOO
,
MI
490073888
NONE
PC
COMMUNITY GIVING
312,528
LAKE OF THE ISLES LUTHERAN CHURCH
2020 WEST LAKE OF THE ISLES PARKWAY
MINNEAPOLIS
,
MN
554052438
NONE
PC
INSTITUTIONAL SUPPORT
11,048
MT ZION BAPTIST CHURCH
120 ROBERSON
KALAMAZOO
,
MI
490073357
NONE
PC
INSTITUTIONAL SUPPORT
30,000
PACHAMAMA ALLIANCE
PRESIDIO BLDG 1009
SAN FRANCISCO
,
CA
941299191
NONE
PC
INSTITUTIONAL SUPPORT
24,000
UNION CONGREGATIONAL CHURCH
401 LAKE AVENUE
HACKENSACK
,
MN
56452
NONE
PC
INSTITUTIONAL SUPPORT
20,000
WESTERN MICHIGAN UNIVERSITY
1903 WEST MICHIGAN
KALAMAZOO
,
MI
490085403
NONE
PC
INSTITUTIONAL SUPPORT
66,796
Diocese of Kalamazoo
215 N Westnedge Ave
Kalamazoo
,
MI
490073718
none
PC
Institutional Support
9,500
Doctors Without Borders USA Inc
333 Seventh Ave 2nd Floor
New York
,
NY
100015004
none
PC
Institutional Support
11,200
HERE Arts Center
145 6th Ave
New York
,
NY
10013
NONE
PC
Institutional Support
6,667
California Institute of Integral Studies
1453 Missiona Street
San Francisco
,
CA
941032557
NONE
PC
Institutional Support
10,000
Christian Church Disciples of Christ
2208 Winchell Avenue
Kalamazoo
,
MI
490089185
NONE
PC
Institutional Support
8,690
Cultural Conservancy of Sacred Land Foundation
PO Box 29044
San Francisco
,
CA
941290044
NONE
PC
Institutional Support
6,000
Earth Island Institute
2150 Allston Way Suite 460
Berkeley
,
CA
947041375
NONE
PC
Institutional Support
10,000
Equal Justice Initiative
122 Commerce Street
Montgomery
,
AL
36104
NONE
PC
Institutional Support
10,050
Indigenous Educational Network of Turtle Island
PO Box 485
Bemidji
,
MN
56619
NONE
PC
Institutional Support
10,000
Pilgrim's Landing Inc
880 Main Street
Chatham
,
MA
02633
NONE
PC
Institutional Support
10,000
Sandy Spring Slave Museum & African Art Gallery
18524 Brooke Road PO Box 13
Sandy Spring
,
MD
20860
NONE
PC
Institutional Support
10,000
St Augustine Cathedral
542 West Michigan Avenue
Kalamazoo
,
MI
490073716
NONE
PC
Institutional Support
12,020
United Way of Battle Creek and Kalamazoo Region
709 South Westnedge Avenue
Kalamazoo
,
MI
490075099
NONE
PC
Institutional Support
14,809
Van Buren County Mental Health
801 Hazen Street
Paw Paw
,
MI
490792008
NONE
PC
Institutional Support
6,000
Wellspring Karitas Foundation
1275 Rose Lane
Berwyn
,
PA
19312
NONE
PC
Institutional Support
5,000
Miscellaneous
AVAILABLE UPON REQUEST
KALAMAZOO
,
MI
49009
NONE
PC
INSTITUTIONAL SUPPORT
145,629
Total
.................................
3a
781,737
b
Approved for future payment
MISCELLANEOUS
AVAILABLE UPON REQUEST
KALAMAZOO
,
MI
49009
NONE
PC
INSTITUTIONAL SUPPORT
1,800
Total
.................................
3b
1,800
Form
990-PF
(2016)
Page 12
Form 990-PF (2016)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash investments
...........
4
Dividends and interest from securities
....
14
5,215,003
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than inventory
............
18
12,172,525
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
ROYALTIES
15
3,397
b
OTHER MISCELLANEOUS
01
1,362
c
STATE TAX REFUND
01
3,699
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
17,395,986
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
17,395,986
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2016)
Page 13
Form 990-PF (2016)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
2018-02-27
May the IRS discuss this return
with the preparer shown below
(see instr.)?
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
JACOB COOK
Preparer's Signature
Date
Check if self-
employed
PTIN
P01240455
Firm's name
BDO USA LLP
Firm's EIN
Firm's address
200 OTTAWA AVE NW STE 300
GRAND RAPIDS
,
MI
49503
Phone no.
(616) 774-7000
Form
990-PF
(2016)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description