efile Public Visual Render
ObjectId: 201901269349101435 - Submission: 2019-05-06
TIN: 06-6332021
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
18
Open to Public Inspection
For calendar year 2018, or tax year beginning
01-01-2018
, and ending
12-31-2018
Name of foundation
EVERETT S BULKLEY CHARITABLE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
06-6332021
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
3,433,019
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
83,349
83,084
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
115,548
b
Gross sales price for all assets on line 6a
1,819,197
7
Capital gain net income (from Part IV, line 2)
...
115,548
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
198,897
198,632
13
Compensation of officers, directors, trustees, etc.
18,762
11,257
7,505
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
6,364
1,285
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
25,126
12,542
0
7,505
25
Contributions, gifts, grants paid
.......
162,826
162,826
26
Total expenses and disbursements.
Add lines 24 and 25
187,952
12,542
0
170,331
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
10,945
b
Net investment income
(if negative, enter -0-)
186,090
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2018)
Page 2
Form 990-PF (2018)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
140,318
189,322
189,322
2
Savings and temporary cash investments
.........
171,652
50,944
50,944
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,581,115
1,733,444
1,905,736
c
Investments—corporate bonds (attach schedule)
.......
1,055,366
1,144,608
1,117,148
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
335,487
177,660
169,869
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,283,938
3,295,978
3,433,019
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow SFAS 117, check here
and complete lines 24 through 26 and lines 30 and 31.
24
Unrestricted
..................
25
Temporarily restricted
...............
26
Permanently restricted
...............
Foundations that do not follow SFAS 117, check here
and complete lines 27 through 31.
27
Capital stock, trust principal, or current funds
........
3,283,938
3,295,978
28
Paid-in or capital surplus, or land, bldg., and equipment fund
29
Retained earnings, accumulated income, endowment, or other funds
30
Total net assets or fund balances
(see instructions)
.....
3,283,938
3,295,978
31
Total liabilities and net assets/fund balances
(see instructions)
.
3,283,938
3,295,978
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return)
...............
1
3,283,938
2
Enter amount from Part I, line 27a
.....................
2
10,945
3
Other increases not included in line 2 (itemize)
3
5,961
4
Add lines 1, 2, and 3
..........................
4
3,300,844
5
Decreases not included in line 2 (itemize)
5
4,866
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30
.
6
3,295,978
Form
990-PF
(2018)
Page 3
Form 990-PF (2018)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
3. BLACKROCK INC
2014-10-29
2018-01-11
b
4. CMS ENERGY CORP
2015-12-02
2018-01-11
c
7. CMS ENERGY CORP
2018-01-11
d
4014.178 EATON VANCE MUT FDS TR
2016-04-04
2018-01-11
e
2724.58 JANUS HIGH-YIELD FD-I
2016-12-08
2018-01-11
2350.576 JPMORGAN TRUST HIGH YLD ULTRA
2016-02-25
2018-01-11
26. THE KRAFT HEINZ CO
2018-01-11
3. CMS ENERGY CORP
2018-01-12
1. CMS ENERGY CORP
2015-12-03
2018-01-12
28. CMS ENERGY CORP
2018-01-12
1526.574 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2018-01-12
1204.024 VANGUARD TOTAL INTL BND-ADM
2017-04-12
2018-01-16
11. APPLE COMPUTER INC
2009-04-08
2018-01-26
25. TJX COS INC NEW
2018-01-26
6. DELPHI TECHNOLOGIES PLC
2018-01-26
3989.967 JANUS HIGH-YIELD FD-I
2016-12-08
2018-01-29
1. WELLS FARGO & CO NEW
2017-11-20
2018-02-06
10. WELLS FARGO & CO NEW
2008-04-21
2018-02-06
1. WELLS FARGO & CO NEW
2017-11-20
2018-02-06
11. WELLS FARGO & CO NEW
2008-04-21
2018-02-06
4756.42 JANUS HIGH-YIELD FD-I
2016-12-08
2018-02-07
2470.44 T ROWE PR EMERG MKTS BND-I
2016-07-13
2018-02-07
1373.11 VANGUARD TOTAL INTL BND-ADM
2017-04-12
2018-02-07
15000. US TREAS 3.5% 02/15/18
2013-09-03
2018-02-15
4. ANADARKO PETE CORP
2018-02-22
3. ANADARKO PETE CORP
2018-02-22
2. ANADARKO PETE CORP
2017-01-31
2018-02-22
2. ANADARKO PETE CORP
2017-01-31
2018-02-22
17. ANADARKO PETE CORP
2017-01-31
2018-02-22
1. ANADARKO PETE CORP
2017-01-31
2018-02-22
8. CIGNA CORP
2018-02-22
18. METLIFE INC
2018-02-22
4. METLIFE INC
2018-02-22
13. METLIFE INC
2018-02-22
4. CONCHO RESOURCES INC
2017-05-15
2018-03-09
3. CONCHO RESOURCES INC
2016-07-26
2018-03-09
9. INTERNATIONAL BUSINESS MACHS CORP
2018-03-09
12. INGERSOLL-RAND PLC
2018-03-09
2. INGERSOLL-RAND PLC
2017-05-17
2018-03-09
1. CONCHO RESOURCES INC
2016-07-25
2018-03-12
3138.414 JPM INFLATN MGD BND FD - USD - R6 ISIN US48121L8090
2017-02-01
2018-03-14
1. ABBOTT LABS
2014-07-17
2018-04-06
31. ABBOTT LABS
2014-07-17
2018-04-06
1. MARTIN MARIETTA MATLS INC
2015-08-14
2018-04-06
15. WALGREENS BOOTS ALLIANCE INC
2017-01-31
2018-04-06
5. MARTIN MARIETTA MATLS INC
2018-04-09
5. MARTIN MARIETTA MATLS INC
2015-10-22
2018-04-10
3. COMCAST CORP NEW CL A
2009-12-07
2018-04-13
45. COMCAST CORP NEW CL A
2018-01-11
2018-04-13
1. INTERNATIONAL BUSINESS MACHS CORP
2017-11-21
2018-04-13
7. INTERNATIONAL BUSINESS MACHS CORP
2017-11-21
2018-04-13
6. MOLSON COORS BREWING CO
2015-06-22
2018-04-13
14. MOLSON COORS BREWING CO
2018-04-13
1. INTERNATIONAL BUSINESS MACHS CORP
2017-11-21
2018-04-16
9. MOLSON COORS BREWING CO
2018-04-16
1. INTERNATIONAL BUSINESS MACHS CORP
2017-11-21
2018-04-17
1. INTERNATIONAL BUSINESS MACHS CORP
2017-11-21
2018-04-17
1. INTERNATIONAL BUSINESS MACHS CORP
2017-11-21
2018-04-17
1. INTERNATIONAL BUSINESS MACHS CORP
2017-11-21
2018-04-18
1. INTERNATIONAL BUSINESS MACHS CORP
2017-11-21
2018-04-18
6. AGILENT TECHNOLOGIES INC
2017-05-04
2018-04-26
9. APPLE COMPUTER INC
2009-04-08
2018-04-26
2. AGILENT TECHNOLOGIES INC
2018-04-27
4. AGILENT TECHNOLOGIES INC
2018-04-27
4. AGILENT TECHNOLOGIES INC
2018-04-30
8. AGILENT TECHNOLOGIES INC
2018-04-30
10000. U S A NOTES
2015-01-05
2018-05-15
1. INGERSOLL-RAND PLC
2017-05-17
2018-05-15
5. INGERSOLL-RAND PLC
2017-02-10
2018-05-15
3. INGERSOLL-RAND PLC
2017-02-10
2018-05-15
1. INGERSOLL-RAND PLC
2017-02-10
2018-05-15
11. INGERSOLL-RAND PLC
2017-02-10
2018-05-15
1. CONCHO RESOURCES INC
2016-07-25
2018-05-22
1. CONCHO RESOURCES INC
2016-07-25
2018-05-22
8. CONCHO RESOURCES INC
2018-05-22
1. PHILIP MORRIS INTERNATIONAL
2017-08-01
2018-05-22
2. PHILIP MORRIS INTERNATIONAL
2017-05-18
2018-05-22
3. PHILIP MORRIS INTERNATIONAL
2017-08-01
2018-05-22
2. PHILIP MORRIS INTERNATIONAL
2017-05-18
2018-05-22
1. PHILIP MORRIS INTERNATIONAL
2017-05-18
2018-05-23
8. PHILIP MORRIS INTERNATIONAL
2018-05-23
854. ISHARES MISCI EAFE INDEX FUND
2018-06-06
11. LOWES COS INC
2011-09-28
2018-06-12
3974.909 AQR MANAGED FUTURES STR-R6
2017-12-21
2018-07-11
2578.456 CHILTON STRATEGIC EUROPEAN EQUITIES FD
2018-01-11
2018-07-11
319.758 DIAMOND HILL LONG/SHORT-I
2017-03-03
2018-07-11
8066.715 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2018-07-11
1. AMERISOURCEBERGEN CORP
2018-04-09
2018-07-18
18. CAPITAL ONE FINL CORP
2018-01-11
2018-07-18
18. DISH NETWORK CORP
2016-04-18
2018-07-18
16. DISH NETWORK CORP
2018-07-18
1. AMERISOURCEBERGEN CORP
2018-04-09
2018-07-19
1. AMERISOURCEBERGEN CORP
2018-04-09
2018-07-19
4. AMERISOURCEBERGEN CORP
2018-07-19
2782.022 BROWN ADV JAPAN ALPHA OPP-IS
2018-01-12
2018-07-19
3387.702 BROWN ADV JAPAN ALPHA OPP-IS
2018-07-19
1. AMERISOURCEBERGEN CORP
2018-04-06
2018-07-20
1. AMERISOURCEBERGEN CORP
2018-04-06
2018-07-23
1. AMERISOURCEBERGEN CORP
2018-04-06
2018-07-24
1. AMERISOURCEBERGEN CORP
2018-04-06
2018-07-25
1. AMERISOURCEBERGEN CORP
2018-04-06
2018-07-26
2. EQT CORPORATION
2015-07-27
2018-07-26
6. EQT CORPORATION
2015-07-27
2018-07-26
5. EQT CORPORATION
2016-03-22
2018-07-26
14. EQT CORPORATION
2018-07-26
1. AMERISOURCEBERGEN CORP
2018-04-06
2018-07-30
1. AMERISOURCEBERGEN CORP
2018-04-06
2018-08-01
2. AMERISOURCEBERGEN CORP
2018-04-06
2018-08-02
1. AMERISOURCEBERGEN CORP
2018-04-06
2018-08-06
4. TWENTY-FIRST CENTURY FOX-A
2017-11-20
2018-08-09
14. TWENTY-FIRST CENTURY FOX-A
2014-04-29
2018-08-09
1. ADOBE SYS INC
2012-08-03
2018-08-13
1. AGILENT TECHNOLOGIES INC
2016-10-18
2018-08-13
1. ALPHABET INC/CA-CL C
2018-05-07
2018-08-13
1. AMAZON COM INC
2015-03-12
2018-08-13
3. AMERICAN INTL GROUP INC NEW
2018-02-22
2018-08-13
4. APPLE COMPUTER INC
2009-04-08
2018-08-13
14. BANK OF AMERICA CORPORATION
2018-08-13
2. BANK OF NEW YORK MELLON CORP
2018-02-22
2018-08-13
1. BERKSHIRE HATHAWAY INC DEL CL B
2017-08-14
2018-08-13
7. BOSTON SCIENTIFIC CORP
2016-12-05
2018-08-13
3. BRISTOL MYERS SQUIBB CO
2018-08-13
1. BROADCOM INC
2013-05-20
2018-08-13
1. CELGENE CORP.
2009-04-08
2018-08-13
4. CITIGROUP INC NEW
2017-05-15
2018-08-13
3. COCA-COLA CO
2018-04-16
2018-08-13
3. COMCAST CORP NEW CL A
2009-12-07
2018-08-13
2. DELTA AIR LINES INC DEL NEW
2017-12-13
2018-08-13
1. DIAMONDBACK ENERGY INC
2017-05-15
2018-08-13
3. DISNEY WALT CO
2016-12-05
2018-08-13
1. DOLLAR TREE INC
2017-10-27
2018-08-13
6. DOWDUPONT INC
2018-04-09
2018-08-13
2. EOG RESOURCES INC
2018-08-13
1. EASTMAN CHEM CO
2016-02-23
2018-08-13
2. FACEBOOK INC-A
2014-07-25
2018-08-13
1. FIDELITY NATL INFORMATION SVCS INC
2015-01-20
2018-08-13
1. GILEAD SCIENCES INC
2016-02-10
2018-08-13
1. GOLDMAN SACHS GROUP INC
2016-02-25
2018-08-13
2. HARTFORD FINL SVCS GROUP INC
2018-08-13
1. HOME DEPOT INC
2011-09-29
2018-08-13
2. HONEYWELL INTL INC
2010-03-22
2018-08-13
1. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2018-08-13
281. ISHARES CORE MSCI EAFE ETF
2017-06-27
2018-08-13
421. ISHARES CORE MSCI EAFE ETF
2018-01-11
2018-08-13
6. KEYCORP NEW
2018-08-13
2. LILLY ELI & CO
2018-08-13
2. LOWES COS INC
2011-09-28
2018-08-13
2. MARATHON PETROLEUM CORPORATION
2018-07-26
2018-08-13
4. MASCO CORP
2012-07-30
2018-08-13
2. MASTERCARD INC - CLASS A
2009-05-05
2018-08-13
3. MERCK & CO INC
2016-08-12
2018-08-13
8. MICROSOFT CORP
2002-12-19
2018-08-13
1. MICROCHIP TECHNOLOGY INC
2017-04-18
2018-08-13
5. MONDELEZ INTERNATIONAL-W/I
2011-08-04
2018-08-13
7. MORGAN STANLEY DEAN WITTER & CO NEW
2018-08-13
1. NEXTERA ENERGY INC
2018-07-18
2018-08-13
2. NIKE INC
2017-02-23
2018-08-13
4. NISOURCE INC
2015-03-17
2018-08-13
2. NORFOLK SOUTHN CORP
2018-08-13
1. NORTHROP GRUMMAN CORP
2017-10-10
2018-08-13
1. NVIDIA CORP
2018-06-12
2018-08-13
5. OCCIDENTAL PETE CORP
2018-08-13
4. ORACLE CORP
2018-03-09
2018-08-13
1. PVH CORP
2018-01-30
2018-08-13
1. PARKER HANNIFIN CORP
2018-01-11
2018-08-13
2. PARSLEY ENERGY INC-CLASS A
2018-05-22
2018-08-13
1. PAYPAL HOLDINGS INC
2018-07-26
2018-08-13
2. PEPSICO INC
2018-05-22
2018-08-13
8. PFIZER INC
2015-06-04
2018-08-13
1. PHILIP MORRIS INTERNATIONAL
2017-04-24
2018-08-13
1. PIONEER NAT RES CO
2016-03-22
2018-08-13
1. SVB FINANCIAL GROUP
2015-02-05
2018-08-13
1. SALESFORCE.COM INC
2018-04-18
2018-08-13
2. SCHWAB CHARLES CORP NEW
2015-10-19
2018-08-13
2. STANLEY BLACK & DECKER,INC.
2016-02-17
2018-08-13
2. TEXAS INSTRS INC
2016-03-10
2018-08-13
4. TWENTY-FIRST CENTURY FOX-A
2017-11-20
2018-08-13
1. UNION PAC CORP
2018-02-22
2018-08-13
1. UNITED TECHNOLOGIES CORP
2017-12-11
2018-08-13
2. UNITEDHEALTH GROUP INC
2011-09-16
2018-08-13
1. VERTEX PHARMACEUTICALS INC
2011-12-15
2018-08-13
1. VISA INC CLASS A SHARES
2015-10-19
2018-08-13
2. WASTE CONNECTIONS INC
2016-07-26
2018-08-13
6. WELLS FARGO & CO NEW
2008-04-21
2018-08-13
1. WEX INC
2016-05-31
2018-08-13
1. WORKDAY INC-CLASS A
2016-08-10
2018-08-13
1. WORLDPAY INC CL A
2017-09-22
2018-08-13
2. ZIMMER HLDGS INC
2018-04-26
2018-08-13
1. ALLEGION PLC
2016-05-05
2018-08-13
1. ALLERGAN PLC
2016-08-12
2018-08-13
1. ACCENTURE PLC
2014-01-15
2018-08-13
2. MEDTRONIC PLC
2018-07-18
2018-08-13
2. APTIV PLC
2018-08-13
2. CHUBB LTD
2011-05-23
2018-08-13
514. ISHARES MISCI EAFE INDEX FUND
2017-05-08
2018-08-14
852.084 MFS INTL VALUE-R6
2011-12-12
2018-08-14
15. NIKE INC
2017-02-23
2018-08-23
23. NIKE INC
2017-10-03
2018-08-23
12. AMERICAN INTL GROUP INC NEW
2018-09-11
12. AMERICAN INTL GROUP INC NEW
2018-09-11
14. FACEBOOK INC-A
2014-07-25
2018-09-13
9. MICROCHIP TECHNOLOGY INC
2018-09-13
3. MICROCHIP TECHNOLOGY INC
2018-09-13
2. MICROCHIP TECHNOLOGY INC
2017-04-12
2018-09-13
2. MICROCHIP TECHNOLOGY INC
2018-09-14
1. MICROCHIP TECHNOLOGY INC
2017-04-13
2018-09-14
1. MICROCHIP TECHNOLOGY INC
2017-04-13
2018-09-14
2. MICROCHIP TECHNOLOGY INC
2017-04-12
2018-09-17
1. MICROCHIP TECHNOLOGY INC
2017-04-12
2018-09-18
46. TWENTY-FIRST CENTURY FOX-A
2018-09-20
21. TWENTY-FIRST CENTURY FOX-A
2017-11-20
2018-09-20
3623.774 JPM INFLATN MGD BND FD - USD - R6 ISIN US48121L8090
2017-02-01
2018-10-01
5. GARRETT MOTION INC
2018-10-02
32. BANK OF NEW YORK MELLON CORP
2016-11-07
2018-10-08
12. BANK OF NEW YORK MELLON CORP
2018-02-22
2018-10-08
68. ORACLE CORP
2018-10-08
4. ALLERGAN PLC
2016-08-12
2018-10-08
13. HARTFORD FINL SVCS GROUP INC
2013-05-07
2018-10-15
7. MASCO CORP
2012-07-30
2018-10-15
14. HARTFORD FINL SVCS GROUP INC
2018-10-16
8. HARTFORD FINL SVCS GROUP INC
2013-05-07
2018-10-16
5. MASCO CORP
2012-07-30
2018-10-16
7. MASCO CORP
2012-08-03
2018-10-16
22. MASCO CORP
2012-08-03
2018-10-16
5. MASCO CORP
2012-08-03
2018-10-17
13. MASCO CORP
2012-08-03
2018-10-17
2. MASCO CORP
2012-08-03
2018-10-17
7. MASCO CORP
2012-08-03
2018-10-18
1. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-19
3. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-19
6. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-19
1. WORKDAY INC-CLASS A
2016-08-10
2018-10-19
3. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-22
2. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-22
1. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-22
11. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-22
2. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-22
1. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-22
3. WORKDAY INC-CLASS A
2016-08-10
2018-10-22
5. WORKDAY INC-CLASS A
2016-08-10
2018-10-22
1. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-23
1. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-23
1. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-23
. GARRETT MOTION INC
2018-10-23
2. WORKDAY INC-CLASS A
2016-08-10
2018-10-23
1. AMAZON COM INC
2015-03-12
2018-10-24
1. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-24
1. AMERICAN INTL GROUP INC NEW
2016-04-18
2018-10-24
4. O'REILLY AUTOMOTIVE INC
2018-10-24
1. O'REILLY AUTOMOTIVE INC
2017-05-05
2018-10-24
1. O'REILLY AUTOMOTIVE INC
2017-05-05
2018-10-24
4279.972 HARTFORD INTL VAL FD - CL F
2017-02-01
2018-10-25
1329. ISHARES MISCI EAFE INDEX FUND
2018-10-25
277. ISHARES CORE MSCI EAFE ETF
2017-06-27
2018-10-25
800.451 MFS INTL VALUE-R6
2011-12-12
2018-10-25
7432.334 PIMCO SHORT TERM FUND INSTL
2018-10-25
470. VANGUARD BD INDEX FD INC
2018-10-25
17. AGILENT TECHNOLOGIES INC
2018-10-30
8. AGILENT TECHNOLOGIES INC
2016-10-18
2018-10-30
1. AGILENT TECHNOLOGIES INC
2016-10-18
2018-10-30
8. RESIDEO TECHNOLOGIES INC
2018-10-30
2786.057 DIAMOND HILL LONG/SHORT-I
2018-11-15
1154.347 GMO SGM MAJOR MARKETS FD-VI
2017-12-21
2018-11-15
11504.457 PGIM ABSOLUTE RETURN BOND FUND CLASS R6
2015-11-19
2018-11-15
30000. U S A NOTES
2009-08-25
2018-11-15
389.222 VANGUARD TOTAL INTL BND-ADM
2018-07-17
2018-11-15
2839.507 CHILTON STRATEGIC EUROPEAN EQUITIES FD
2018-01-11
2018-11-16
. RESIDEO TECHNOLOGIES INC
2018-11-19
1. ALLERGAN PLC
2014-09-09
2018-11-27
10. ALLERGAN PLC
2018-11-27
5. ALLERGAN PLC
2018-11-28
3. ALLERGAN PLC
2014-08-14
2018-11-28
1. ALLERGAN PLC
2014-08-14
2018-11-29
1. EASTMAN CHEM CO
2016-02-23
2018-12-11
4. EASTMAN CHEM CO
2016-02-23
2018-12-11
1. EASTMAN CHEM CO
2016-02-23
2018-12-11
14. LAUDER ESTEE COS INC CL A
2018-08-23
2018-12-11
2. EASTMAN CHEM CO
2016-02-23
2018-12-12
1. EASTMAN CHEM CO
2016-02-23
2018-12-12
4. EASTMAN CHEM CO
2016-02-23
2018-12-12
2881.954 DODGE & COX INCOME FUND
2014-03-24
2018-12-13
4. EASTMAN CHEM CO
2016-02-23
2018-12-13
1. EASTMAN CHEM CO
2016-02-23
2018-12-13
164. ISHARES MISCI EAFE INDEX FUND
2015-09-28
2018-12-13
199. JPMORGAN BETABUILDERS EUROPE - ETF ISIN US46641Q7209 SEDOL BDR8GQ
2018-07-11
2018-12-13
4984.041 JPMORGAN TRUST HIGH YLD ULTRA
2016-02-25
2018-12-13
199.498 MFS INTL VALUE-R6
2011-12-12
2018-12-13
164. SPDR TR UNIT SER 1
2018-12-13
80. SPDR TR UNIT SER 1
2018-01-11
2018-12-13
2204.372 VANGUARD TOTAL INTL BND-ADM
2018-07-17
2018-12-13
3. EASTMAN CHEM CO
2016-02-23
2018-12-14
2. EASTMAN CHEM CO
2016-02-23
2018-12-17
4. PVH CORP
2018-12-17
1. PVH CORP
2018-01-29
2018-12-17
2. EASTMAN CHEM CO
2016-02-23
2018-12-18
2. EASTMAN CHEM CO
2016-02-23
2018-12-18
3. PVH CORP
2018-01-29
2018-12-18
2. PVH CORP
2018-01-29
2018-12-18
1. PVH CORP
2018-01-26
2018-12-18
1. PVH CORP
2018-01-26
2018-12-19
1. PVH CORP
2018-01-26
2018-12-19
11. GOLDMAN SACHS GROUP INC
2016-02-25
2018-12-21
36. PARSLEY ENERGY INC-CLASS A
2018-12-21
9. PARSLEY ENERGY INC-CLASS A
2018-05-22
2018-12-21
547.682 CHILTON STRATEGIC EUROPEAN EQUITIES FD
2018-01-11
2018-12-24
447. VANGUARD BD INDEX FD INC
2018-12-31
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,606
992
614
b
178
139
39
c
312
244
68
d
36,770
36,047
723
e
23,186
22,968
218
17,559
15,558
2,001
2,011
2,126
-115
133
104
29
44
35
9
1,236
968
268
35,722
27,643
8,079
26,079
26,163
-84
1,874
182
1,692
2,011
1,396
615
336
259
77
33,915
33,635
280
58
54
4
574
293
281
57
54
3
623
323
300
39,954
40,097
-143
30,461
31,122
-661
29,618
29,838
-220
15,000
16,313
-1,313
234
281
-47
177
207
-30
117
137
-20
118
137
-19
995
1,164
-169
59
68
-9
1,543
1,420
123
845
854
-9
189
189
611
609
2
610
537
73
457
362
95
1,425
1,390
35
1,070
1,057
13
178
176
2
153
119
34
31,918
32,420
-502
59
42
17
1,793
1,300
493
202
174
28
952
1,219
-267
1,003
849
154
1,023
762
261
99
25
74
1,486
1,903
-417
157
152
5
1,099
1,064
35
438
443
-5
1,027
1,029
-2
158
152
6
662
655
7
159
152
7
160
152
8
159
152
7
149
152
-3
149
152
-3
399
340
59
1,479
149
1,330
132
113
19
265
226
39
264
182
82
529
450
79
10,000
10,870
-870
89
88
1
444
408
36
266
245
21
89
82
7
977
898
79
154
118
36
153
118
35
1,203
945
258
80
116
-36
160
228
-68
240
349
-109
160
228
-68
80
114
-34
650
903
-253
60,334
56,557
3,777
1,107
221
886
34,780
36,569
-1,789
28,131
28,105
26
8,381
8,499
-118
183,195
131,136
52,059
86
86
1,747
1,872
-125
562
833
-271
499
738
-239
85
86
-1
86
86
341
343
-2
29,545
33,662
-4,117
35,977
33,183
2,794
85
85
85
85
85
85
85
85
83
85
-2
108
152
-44
326
456
-130
272
319
-47
758
891
-133
83
85
-2
80
85
-5
158
171
-13
82
85
-3
183
123
60
639
449
190
255
32
223
66
45
21
1,239
1,052
187
1,908
374
1,534
157
182
-25
838
66
772
430
427
3
101
113
-12
206
177
29
234
145
89
179
120
59
212
34
178
92
20
72
278
246
32
138
134
4
105
25
80
108
107
1
132
104
28
337
301
36
93
93
398
385
13
242
165
77
99
63
36
361
151
210
106
63
43
77
89
-12
227
147
80
103
58
45
195
34
161
305
87
218
73
58
15
17,616
17,134
482
26,393
28,805
-2,412
128
65
63
205
156
49
196
40
156
161
161
151
47
104
405
37
368
200
190
10
868
213
655
87
74
13
209
110
99
335
144
191
172
170
2
160
116
44
107
60
47
344
302
42
291
293
-2
257
261
-4
392
390
2
193
211
-18
153
157
-4
167
208
-41
58
65
-7
87
89
-2
226
200
26
328
275
53
82
112
-30
184
140
44
316
120
196
145
124
21
101
57
44
274
186
88
221
110
111
181
123
58
149
134
15
132
123
9
522
100
422
175
31
144
140
77
63
157
99
58
346
176
170
181
92
89
138
82
56
92
72
20
245
230
15
82
65
17
184
250
-66
161
83
78
182
176
6
186
175
11
270
137
133
34,166
33,459
707
36,725
20,080
16,645
1,245
869
376
1,908
1,185
723
627
721
-94
627
671
-44
2,274
1,054
1,220
758
656
102
252
217
35
168
145
23
168
145
23
85
72
13
85
72
13
163
144
19
81
72
9
2,054
1,377
677
938
645
293
36,600
37,434
-834
88
22
66
1,684
1,401
283
632
676
-44
3,354
3,452
-98
758
1,001
-243
604
380
224
225
83
142
651
409
242
372
234
138
162
59
103
226
80
146
710
251
459
160
57
103
416
148
268
64
23
41
219
80
139
48
55
-7
142
165
-23
285
330
-45
128
82
46
139
165
-26
94
110
-16
45
55
-10
506
606
-100
90
110
-20
45
55
-10
387
247
140
641
412
229
44
55
-11
44
55
-11
44
55
-11
2
2
257
165
92
1,722
374
1,348
43
55
-12
42
55
-13
1,317
1,075
242
324
252
72
331
252
79
64,927
66,335
-1,408
82,184
85,293
-3,109
16,099
16,890
-791
32,330
18,864
13,466
73,506
73,394
112
36,616
36,684
-68
1,074
773
301
506
364
142
63
45
18
181
60
121
73,385
73,550
-165
36,327
36,858
-531
112,629
107,684
4,945
30,000
30,585
-585
8,493
8,543
-50
26,521
30,951
-4,430
12
12
151
233
-82
1,519
2,222
-703
767
1,068
-301
464
640
-176
156
213
-57
75
63
12
295
253
42
73
63
10
1,948
1,869
79
146
127
19
74
63
11
293
253
40
38,416
39,829
-1,413
290
253
37
72
63
9
10,059
9,354
705
4,380
4,892
-512
34,888
32,989
1,899
7,739
4,701
3,038
43,465
39,697
3,768
21,203
22,090
-887
48,474
48,386
88
214
190
24
145
127
18
366
625
-259
92
156
-64
144
127
17
143
127
16
278
467
-189
185
311
-126
93
154
-61
91
154
-63
93
154
-61
1,809
1,612
197
544
1,145
-601
137
285
-148
5,099
5,970
-871
35,118
34,952
166
8,117
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
614
b
39
c
68
d
723
e
218
2,001
-115
29
9
268
8,079
-84
1,692
615
77
280
4
281
3
300
-143
-661
-220
-1,313
-47
-30
-20
-19
-169
-9
123
-9
2
73
95
35
13
2
34
-502
17
493
28
-267
154
261
74
-417
5
35
-5
-2
6
7
7
8
7
-3
-3
59
1,330
19
39
82
79
-870
1
36
21
7
79
36
35
258
-36
-68
-109
-68
-34
-253
3,777
886
-1,789
26
-118
52,059
-125
-271
-239
-1
-2
-4,117
2,794
-2
-44
-130
-47
-133
-2
-5
-13
-3
60
190
223
21
187
1,534
-25
772
3
-12
29
89
59
178
72
32
4
80
1
28
36
13
77
36
210
43
-12
80
45
161
218
15
482
-2,412
63
49
156
104
368
10
655
13
99
191
2
44
47
42
-2
-4
2
-18
-4
-41
-7
-2
26
53
-30
44
196
21
44
88
111
58
15
9
422
144
63
58
170
89
56
20
15
17
-66
78
6
11
133
707
16,645
376
723
-94
-44
1,220
102
35
23
23
13
13
19
9
677
293
-834
66
283
-44
-98
-243
224
142
242
138
103
146
459
103
268
41
139
-7
-23
-45
46
-26
-16
-10
-100
-20
-10
140
229
-11
-11
-11
2
92
1,348
-12
-13
242
72
79
-1,408
-3,109
-791
13,466
112
-68
301
142
18
121
-165
-531
4,945
-585
-50
-4,430
12
-82
-703
-301
-176
-57
12
42
10
79
19
11
40
-1,413
37
9
705
-512
1,899
3,038
3,768
-887
88
24
18
-259
-64
17
16
-189
-126
-61
-63
-61
197
-601
-148
-871
166
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
115,548
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2017
195,302
3,573,678
0.05465
2016
177,743
3,622,588
0.049065
2015
198,236
3,699,394
0.053586
2014
184,001
3,811,472
0.048276
2013
187,666
3,760,931
0.049899
2
Total
of line 1, column (d)
.....................
2
0.255476
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.051095
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5
......
4
3,739,645
5
Multiply line 4 by line 3
......................
5
191,077
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,861
7
Add lines 5 and 6
........................
7
192,938
8
Enter qualifying distributions from Part XII, line 4
,.............
8
170,331
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2018)
Page 4
Form 990-PF (2018)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
3,722
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
3,722
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
3,722
6
Credits/Payments:
a
2018 estimated tax payments and 2017 overpayment credited to 2018
6a
3,140
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
3,140
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
582
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2019 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CT
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2018)
Page 5
Form 990-PF (2018)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
n/a
14
The books are in care of
JP MORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN ST MC IL 1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2018?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2018?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2018 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2018.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
4b
No
Form
990-PF
(2018)
Page 6
Form 990-PF (2018)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If yes, did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JP MORGAN CHASE BANK NA
TRUSTEE
2
18,762
10 S DEARBORN ST MC IL 1-0111
CHICAGO
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2018)
Page 7
Form 990-PF (2018)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2018)
Page 8
Form 990-PF (2018)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations,see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
3,574,294
b
Average of monthly cash balances
.......................
1b
222,300
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
3,796,594
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
3,796,594
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
56,949
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
3,739,645
6
Minimum investment return.
Enter 5% of line 5
..................
6
186,982
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
186,982
2a
Tax on investment income for 2018 from Part VI, line 5
......
2a
3,722
b
Income tax for 2018. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3,722
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
183,260
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
183,260
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
183,260
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
170,331
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
170,331
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
170,331
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2018)
Page 9
Form 990-PF (2018)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2017
(c)
2017
(d)
2018
1
Distributable amount for 2018 from Part XI, line 7
183,260
2
Undistributed income, if any, as of the end of 2018:
a
Enter amount for 2017 only
.......
162,681
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2018:
a
From 2013
......
0
b
From 2014
......
0
c
From 2015
......
0
d
From 2016
......
0
e
From 2017
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2018 from Part
XII, line 4:
$
170,331
a
Applied to 2017, but not more than line 2a
162,681
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2018 distributable amount
.....
7,650
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2018.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2017. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2018. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2019
..........
175,610
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2013 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2019.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2014
....
0
b
Excess from 2015
....
0
c
Excess from 2016
....
0
d
Excess from 2017
....
0
e
Excess from 2018
....
0
Form
990-PF
(2018)
Page 10
Form 990-PF (2018)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2018, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2018
(b)
2017
(c)
2016
(d)
2015
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NA
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NA
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2018)
Page 11
Form 990-PF (2018)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
CHILDREN'S LEARNING CENTERS OF FAIRFIELD
64 PALMERS HILL RD
Stamford
,
CT
06902
NONE
PC
GENERAL
30,000
NORWALK GRASSROOTS TENNIS & EDUCATION
11 INGALLS AVE
Norwalk
,
CT
06854
NONE
PC
GENERAL
15,000
Norwalk Community College Foundatio
188 RICHARDS AVE SUITE R311
Norwalk
,
CT
06854
NONE
PC
GENERAL
33,500
OPEN DOOR SHELTER
4 MERRITT ST
NORWALK
,
CT
06854
NONE
PC
GENERAL
25,000
NORWALK SENIOR CENTER INC
11 ALLEN RD NORWALK
Norwalk
,
CT
06851
NONE
PC
GENERAL
20,000
HOMEFRONT INC
FBO GENERAL SUPPORT
1880 PRINCETON AVE
LAWRENCEVILLE
,
NJ
08648
NONE
PC
GENERAL
20,000
SERENA JANKOVIC
UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET SUITE 305
PHILADELPHIA
,
PA
19104
NONE
INDIVIDUAL
SCHOLARSHIP
2,416
CAMILA ACOSTA
UNIVERSITY OF HARTFORD
200 BLOOMFIELD AVENUE
WEST HARTFORD
,
CT
06117
NONE
INDIVIDUAL
SCHOLARSHIP
2,416
GABRIELA DAVILA
UNIVERSITY OF CONNECTICUT
2390 ALUMNI DR
STORRS
,
CT
06269
NONE
INDIVIDUAL
SCHOLARSHIP
4,831
HAILEY AGOSTINO
MCGILL UNIVERSITY
MONTREAL QC H3H 2R9
MONTREAL
,
QUEBEC
H3A 0G4
CA
NONE
INDIVIDUAL
SCHOLARSHIP
2,416
KASEY HOGAN
BOSTON COLLEGE
140 COMMONWEALTH AVENUE
CHESNUT HILL
,
MA
02467
NONE
INDIVIDUAL
SCHOLARSHIP
4,831
DANIEL GUTIERREZ
TRINITY COLLEGE
300 SUMMIT STREET
HARTFORD
,
CT
06106
NONE
INDIVIDUAL
SCHOLARSHIP
2,416
Total
.................................
3a
162,826
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2018)
Page 12
Form 990-PF (2018)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
83,349
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
115,548
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
198,897
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
198,897
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2018)
Page 13
Form 990-PF (2018)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
2019-04-25
May the IRS discuss this return
with the preparer shown below
(see instr.)?
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
JACOB ZEHNDER
Preparer's Signature
Date
2019-04-25
Check if self-
employed
PTIN
P01564049
Firm's name
ERNST & YOUNG US LLP
Firm's EIN
34-6565596
Firm's address
155 N WACKER DRIVE
CHICAGO
,
IL
60606
Phone no.
(312) 879-2000
Form
990-PF
(2018)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description