SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/form990 for instructions and the latest information.
OMB No. 1545-0047
2017
Open to Public Inspection
Name of the organization
UNIVERSITY OF ROCHESTER
 
Employer identification number

16-0743209
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central America and the Caribbean   2 Program Services CONDUCTED RESEARCH 3,788
Central America and the Caribbean   3 Program Services PRESENTATION AT CONFER 3,979
Central America and the Caribbean   1 Program Services STUDY ABROAD 6,359
Central America and the Caribbean   10 Program Services TEACHING & RECRUITMENT 20,371
Central America and the Caribbean     Investments   1,093,527,195
East Asia and the Pacific   35 Fundraising   98,201
East Asia and the Pacific   34 Program Services CONDUCTED RESEARCH 57,948
East Asia and the Pacific   127 Program Services TEACHING & RECRUITMENT 251,306
East Asia and the Pacific   10 Program Services STUDY ABROAD 74,927
East Asia and the Pacific   97 Program Services TEACHING & RECRUITMENT 140,321
Europe (Including Iceland and Greenland)   10 Fundraising   27,052
Europe (Including Iceland and Greenland)   47 Program Services CONDUCTED RESEARCH 82,121
Europe (Including Iceland and Greenland)   379 Program Services PRESENTATION AT CONFER 600,060
Europe (Including Iceland and Greenland)   88 Program Services STUDY ABROAD 268,893
Europe (Including Iceland and Greenland)   248 Program Services TEACHING & RECRUITMENT 296,322
Europe (Including Iceland and Greenland)     Investments   15,931,930
Middle East and North Africa   4 Fundraising   5,646
Middle East and North Africa   2 Program Services CONDUCTED RESEARCH 2,734
Middle East and North Africa   14 Program Services PRESENTATION AT CONFER 28,145
Middle East and North Africa   1 Program Services STUDY ABROAD 66,160
Middle East and North Africa   11 Program Services TEACHING & RECRUITMENT 19,316
North America   7 Fundraising   9,810
North America   19 Program Services CONDUCTED RESEARCH 13,733
North America   162 Program Services PRESENTATION AT CONFER 166,193
North America   15 Program Services STUDY ABROAD 17,526
North America   70 Program Services TEACHING & RECRUITMENT 67,371
North America     Investments   22,912,482
Russia and the Newly Independent States   9 Program Services PRESENTATION AT CONFER 9,028
Russia and the Newly Independent States   3 Program Services STUDY ABROAD 3,997
Russia and the Newly Independent States   10 Program Services TEACHING & RECRUITMENT 26,313
South America   1 Fundraising   2,246
South America   5 Program Services CONDUCTED RESEARCH 6,074
South America   19 Program Services PRESENTATION AT CONFER 18,665
South America   1 Program Services STUDY ABROAD 17,802
South America   24 Program Services TEACHING & RECRUITMENT 33,068
South Asia   4 Fundraising   17,132
South Asia   13 Program Services PRESENTATION AT CONFER 15,231
South Asia   2 Program Services STUDY ABROAD 12,998
South Asia   32 Program Services TEACHING & RECRUITMENT 47,810
Sub-Saharan Africa   39 Program Services CONDUCTED RESEARCH 222,826
Sub-Saharan Africa   4 Program Services PRESENTATION AT CONFER 4,612
Sub-Saharan Africa   4 Program Services STUDY ABROAD 3,356
Sub-Saharan Africa   23 Program Services TEACHING & RECRUITMENT 49,256
Sub-Saharan Africa     Investments   29,967,458
3a Sub-total .....   1,095 1,111,396,419
b Total from continuation sheets to Part I ...     53,761,342
c Totals (add lines 3a and 3b)   1,589 1,165,157,761
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2017
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Schedule F (Form 990) 2017
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Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
 
3 Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2017
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Schedule F (Form 990) 2017Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2017
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Schedule F (Form 990) 2017
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Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2017
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Schedule F (Form 990) 2017
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Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
SCHEDULE F, PART I, LINE 3(c) SUBAWARDS ISSUED TO FOREIGN ENTITIES IN FURTHERANCE OF ITS RESEARCH ACTIVITIES THE UNIVERSITY OF ROCHESTER MAKES SUB-AWARDS TO OTHER FOREIGN ORGANIZATIONS THAT PERFORM RESEARCH IN CONNECTION WITH RESEARCH GRANTS AWARDED TO THE UNIVERSITY. THE UNIVERSITY DOES NOT CATEGORIZE THESE SUB-AWARDS AS "FOREIGN ACTIVITIES OR GRANTS" FOR FORM 990, SCHEDULE F REPORTING, SINCE THE FOREIGN RECIPIENT ORGANIZATIONS PERFORM RESEARCH SERVICES FOR THE UNIVERSITY AND ARE CONSIDERED INDEPENDENT CONTRACTORS WHICH SERVE THE DIRECT NEEDS OF THE UNIVERSITY.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2017
Additional Data


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