Form990
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2017
Open to Public Inspection
A For the 2018 calendar year, or tax year beginning 10-01-2017 , and ending 09-30-2018
BCheck if applicable:
CName of organization
UMass Memorial Health Care Inc & Affiliates
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
306 Belmont Street
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Worcester, MA01604
D Employer identification number

91-2155626
E Telephone number

(508) 334-0496
G Gross receipts $ 2,497,450,236
F Name and address of principal officer:
Sergio Melgar
306 Belmont Street
Worcester,MA01604
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.umassmemorial.org
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions) Click to see attachment
H(c)
Group exemption number MediumBullet3642
K Form of organization:  
L Year of formation:  
M State of legal domicile:
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: UMASS MEMORIAL HEALTH CARE IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICE, TEACHING AND RESEARCH.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 161
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 94
5 Total number of individuals employed in calendar year 2017 (Part V, line 2a) ...... 5 14,152
6 Total number of volunteers (estimate if necessary) ............. 6 1,297
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 9,072,631
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 1,604,106
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 13,036,587 36,683,858
9 Program service revenue (Part VIII, line 2g) ......... 2,415,657,565 2,430,122,747
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 16,948,021 17,818,191
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 8,957,306 10,512,035
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 2,454,599,479 2,495,136,831
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 2,148,896 9,457,799
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,264,578,152 1,233,250,458
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 7,396 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet657,001    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,177,407,890 1,298,767,154
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,444,142,334 2,541,475,411
19 Revenue less expenses. Subtract line 18 from line 12....... 10,457,145 -46,338,580
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 1,879,641,685 1,757,124,172
21 Total liabilities (Part X, line 26)............. 1,358,506,029 1,190,948,585
22 Net assets or fund balances. Subtract line 21 from line 20..... 521,135,656 566,175,587
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet 2019-08-07
Signature of officer Date
JumboBullet Sergio MelgarEVP/CFO/Treasurer
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
 
PTIN
P00520729
Firm's name MediumBullet
CROWE LLP
 
Firm's EIN MediumBullet35-0921680
Firm's address MediumBullet
175 Powder Forest Drive
 
Simsbury, CT060897902
Phone no. (860) 678-9200
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2017)
Page 2
Form 990 (2017)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: UMASS MEMORIAL HEALTH CARE IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICE, TEACHING AND RESEARCH.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,416,744,850 including grants of $ 2,459,981 ) (Revenue $ 1,689,780,392 )
UMASS MEMORIAL MEDICAL CENTER UMASS MEMORIAL MEDICAL CENTER IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICE, TEACHING AND RESEARCH. UMASS MEMORIAL MEDICAL CENTER DOES THIS BY PROVIDING INPATIENT AND OUTPATIENT HEALTH CARE SERVICES TO THE RESIDENTS OF CENTRAL NEW ENGLAND WITHOUT REGARD TO THEIR ABILITY TO PAY. FY 2018 KEY STATISTICS - TOTAL DISCHARGES: 37,668 TOTAL SURGICAL CASES: 27,662 TOTAL ER VISITS: 135,044
4b (Code:   ) (Expenses $ 536,667,604 including grants of $ 6,800,000 ) (Revenue $ 390,807,038 )
UMASS MEMORIAL MEDICAL GROUP THE UMASS MEMORIAL MEDICAL GROUP IS A MULTISPECIALTY GROUP PRACTICE OF PHYSICIANS WHOSE MISSION AND PURPOSE IS TO SUPPORT THE CLINICAL, EDUCATIONAL, RESEARCH AND COMMUNITY SERVICE MISSIONS OF UMASS MEMORIAL HEALTH CARE AND UMASS MEMORIAL MEDICAL CENTER. UMASS MEMORIAL MEDICAL GROUP ACCOMPLISHES THIS MISSION BY PROVIDING MEDICAL CARE TO RESIDENTS OF CENTRAL NEW ENGLAND WITHOUT REGARD TO THEIR ABILITY TO PAY.
4c (Code:   ) (Expenses $ 243,873,928 including grants of $ 192,818 ) (Revenue $ 276,447,454 )
UMASS MEMORIAL COMMUNITY HOSPITALS THE UMASS MEMORIAL COMMUNITY HOSPITALS (CLINTON HOSPITAL, HEALTH ALLIANCE HOSPITALS, INC., MARLBOROUGH HOSPITAL) ARE COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF THE COMMUNITIES THAT THEY SERVE THROUGH EXCELLENCE IN CLINICAL CARE AND SERVICE. EACH OF THESE HOSPITALS ACCOMPLISHES THIS GOAL BY PROVIDING INPATIENT AND OUTPATIENT HEALTH CARE SERVICES TO THE RESIDENTS OF THEIR COMMUNITIES WITHOUT REGARD TO THEIR ABILITY TO PAY. FY 2018 KEY STATISTICS - TOTAL DISCHARGES: 11,256 TOTAL SURGICAL CASES: 6,937 TOTAL ER VISITS: 88,077
(Code:   ) (Expenses $ 87,131,039 including grants of $ 5,000 ) (Revenue $ 73,970,633 )
OTHER UMASS MEMORIAL ENTITIES - UMASS MEMORIAL HAS A NUMBER OF SUBSIDIARY ENTITIES THAT FUNCTION PRIMARILY TO DELIVER HEALTH CARE TO PATIENTS OR TO SUPPORT THE DELIVERY OF HEALTH CARE TO PATIENTS OF UMASS MEMORIAL. THEY ACCOMPLISH THIS THROUGH THE DELIVERY OF HEALTH CARE SERVICES WITHOUT REGARD TO THE PATIENT'S ABILITY TO PAY. THEY ALSO ACCOMPLISH THIS BY PROVIDING SUPPORT, OR PATIENT ADVOCACY SERVICES TO THE PATIENTS OF UMASS MEMORIAL, CENTRAL NEW ENGLAND, AND OTHER GEOGRAPHIES.
4d Other program services (Describe in Schedule O.)
(Expenses $ 87,131,039 including grants of $ 5,000 ) (Revenue $ 73,970,633 )
4e Total program service expensesMediumBullet2,284,417,421
Form 990 (2017)
Page 3
Form 990 (2017)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment..............
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III.................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I..................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III.............
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII .................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....Click to see attachment
20a
Yes
 
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? Click to see attachment
20b
Yes
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........
22
 
No
Form 990 (2017)
Page 4
Form 990 (2017)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I............
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L,
Part IV........................Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV.....................Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I.
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II...........
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
1,176
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2017)
Page 5
Form 990 (2017)
Page 5
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
14,152
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds.
Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? .........................
8
 
 
9a
Did the sponsoring organization make any taxable distributions under section 4966?...
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? If "Yes," see instructions and file Form 4720, Schedule N .....
15
 
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income?
If "Yes," complete Form 4720, Schedule O ................
16
 
 
Form 990 (2017)
Page 6
Form 990 (2017)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
161
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
94
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
Yes
 
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
MA
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletRobert Feldmann306 Belmont Street   Worcester,MA01604 (508) 334-0496
Form 990 (2017)
Page 7
Form 990 (2017)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Leslie Bovenzi
 
Director, UMM Health Care, Inc., Chair, HA Home Health & Hospice, Inc., Dir various
 1.0
.................
1.0 		X   X       0 0 0
(2) John Bronhard
 
Treasurer, UMM HealthAlliance-Clinton Hospital, Inc. Officer/Dir Various
 40.0
.................
5.0 		X   X       352,685 0 37,740
(3) Douglas S Brown
 
Secretary, UMM Medical Center, Inc., Director Various
 5.0
.................
40.0 		X   X       0 916,225 168,910
(4) Fernando Catalina MD
 
Chairperson, UMM HealthAlliance-Clinton Hosp. , Inc., Director various
 1.0
.................
1.0 		X   X       0 0 0
(5) Eric W Dickson MD
 
President & CEO/Director, UMM Health Care, Inc., Director various
 5.0
.................
40.0 		X   X       0 1,971,617 286,378
(6) Paul D'Onfro
 
VICE CHAIRPERSON UNTIL 7/11/18, UMM HEALTHALLIANCE-CLINTON HOSPITAL, INC., DIRECTOR VARIOUS
 1.0
.................
0 		X   X       0 0 0
(7) John Greenwood
 
President/Director, UMM Accountable Care Organization, Inc.
 40.0
.................
5.0 		X   X       396,901 0 111,275
(8) Michael Gustafson MD
 
PRESIDENT & CEO, UMM MEDICAL CENTER, INC., DIRECTOR VARIOUS
 40.0
.................
0 		X   X       0 0 0
(9) Paul Kangas
 
Director, UMM Medical Center, Inc., Chair, UMM Health Ventures, Inc., Dir various
 1.0
.................
1.0 		X   X       0 0 0
(10) Cheryl M Lapriore
 
President/Director, UMM Health Ventures, Inc., Director various
 5.0
.................
40.0 		X   X       0 428,638 105,493
(11) Sergio Melgar
 
EVP/CFO/Treasurer, UMM MEDICAL CENTER, Inc., Officer/Dir various
 5.0
.................
40.0 		X   X       0 1,128,030 196,060
(12) Patrick Muldoon
 
PRESIDENT & CEO UNTIL 1/2018, UMM MEDICAL CENTER, INC., DIRECTOR VARIOUS
 40.0
.................
5.0 		X   X       1,273,527 0 235,058
(13) Michael D Murphy
 
Chairperson, Marlborough Hospital, Director various
 1.0
.................
0 		X   X       0 0 0
(14) Steven Roach
 
President, Marlborough Hospital, Director various
 40.0
.................
5.0 		X   X       478,029 0 89,577
(15) Richard Siegrist
 
Chairperson, UMM MEDICAL CENTER, Inc., Director various
 1.0
.................
1.0 		X   X       0 0 0
(16) Dana E Swenson
 
President/Director, UMM Realty, Inc.
 5.0
.................
40.0 		X   X       0 319,302 89,516
(17) Stephen E Tosi MD
 
President, UMM Med Group, Inc., Director various
 40.0
.................
5.0 		X   X       1,026,601 0 102,354
Form 990 (2017)
Page 8
Form 990 (2017)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Deborah Weymouth
 
President, HealthAlliance-Clinton Hospital, Director Various
 40.0
.......................10.0 		X   X       513,472 0 128,007
(19) Lynda M Young MD
 
CHAIRPERSON, UMM MEDICAL GROUP, INC., DIRECTOR VARIOUS
 1.0
.......................1.0 		X   X       14,176 0 0
(20) Howard Alfred MD
 
Director, UMM Accountable Care Organization, Inc.
 37.0
.......................0 		X           244,602 0 36,809
(21) Gail Allen
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc., Director various
 1.0
.......................0 		X           0 0 0
(22) Michael W Ames
 
Director, UMM HealthAlliance-Clinton Hosp., Inc.
 1.0
.......................0 		X           0 0 0
(23) Robert Babineau JR MD
 
DIRECTOR, HEALTHALLIANCE HOME HEALTH AND HOSPICE, INC. & CNEHA, INC.
 1.0
.......................0 		X           0 0 0
(24) Peter Bagley MD
 
Director, UMM Accountable Care Organization, Inc.
 27.0
.......................0 		X           399,346 0 58,446
(25) Sheldon Benjamin MD
 
Director, UMM Behavioral Health System, Inc. & CHL
 1.0
.......................0 		X           0 0 0
(26) David L Bennett
 
Director, UMM Medical Center, Inc., Director Various
 1.0
.......................1.0 		X           0 0 0
(27) Richard K Bennett
 
Director, UMM Medical Center, Inc., Director Various
 1.0
.......................1.0 		X           0 0 0
(28) Brian Bouvier
 
DIRECTOR, MARLBOROUGH HOSPITAL
 1.0
.......................0 		X           0 0 0
(29) Alan P Brown MD
 
Director, UMM Behavioral Health System, Inc. & CHL
 31.0
.......................0 		X           208,743 0 36,581
(30) John Budd
 
Director, UMM Health Ventures, Inc.
 1.0
.......................0 		X           0 0 0
(31) Daniel Carlucci MD
 
Director, Marlborough Hospital
 1.0
.......................0 		X           0 0 0
(32) John Clementi
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc., Director various
 1.0
.......................0 		X           0 0 0
(33) Michael Collins MD
 
Director, UMM Medical Center, Inc.
 1.0
.......................1.0 		X           0 0 0
(34) Lisa Colombo
 
Director until 9/30/18, UMM Comm Hospitals Inc.
 40.0
.......................5.0 		X           426,070 0 90,151
(35) Benjamin H Colonero Jr
 
Director, Marlborough Hospital
 1.0
.......................0 		X           0 0 0
(36) William Corbett MD
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc., Director various
 40.0
.......................5.0 		X           537,529 0 123,441
(37) Frederick G Crocker
 
Director, UMM Health Ventures, Inc.
 1.0
.......................0 		X           0 0 0
(38) J Christopher Cutler FACHE
 
Director, UMM Med Group, Inc.
 1.0
.......................0 		X           0 0 0
(39) Edward D'Alelio
 
Director, UMM Medical Center, Inc.
 1.0
.......................1.0 		X           0 0 0
(40) Dix F Davis
 
Director, UMM Realty, Inc., Director various
 1.0
.......................1.0 		X           0 0 0
(41) Therese Day
 
Director, UMM Health Ventures, Inc.
 40.0
.......................5.0 		X           439,667 0 114,439
(42) Nancy Duphily
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc., Director various
 1.0
.......................0 		X           0 0 0
(43) Jordan Eisenstock MD
 
Director, UMM Accountable Care Organization, Inc.
 40.0
.......................0 		X           39,408 0 1,895
(44) Kimberly Eisenstock MD
 
Director, Marlborough Hospital
 40.0
.......................0 		X           265,164 0 39,901
(45) Lynne Farrell
 
Director, HealthAlliance Home Health and Hospice, Inc.
 1.0
.......................0 		X           0 0 0
(46) R Kevin Ferguson MD
 
Director, UMM Med Group, Inc.
 40.0
.......................0 		X           234,552 0 41,441
(47) Robert W Finberg MD
 
Director, UMM Medical Center, Inc.
 20.0
.......................5.0 		X           412,317 0 70,753
(48) William Fischer
 
Director, Marlborough Hospital
 1.0
.......................0 		X           0 0 0
(49) Robert Fishman DO FACP
 
Director, UMM Accountable Care Organization, Inc.
 1.0
.......................0 		X           0 0 0
(50) Terence Flotte MD
 
Director, UMM Medical Center, Inc., Director Various
 1.0
.......................1.0 		X           0 0 0
(51) Carlos Nicolas Formaggia ESQ
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc., Director various
 1.0
.......................0 		X           0 0 0
(52) Amy Grassette
 
Director, UMM Behavioral Health System, Inc. & CHL
 1.0
.......................0 		X           0 0 0
(53) Elvira Guardiola
 
Director, UMM Medical Center, Inc.
 1.0
.......................1.0 		X           0 0 0
(54) Christie Hager
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc. & CNEHA, Inc.
 1.0
.......................0 		X           0 0 0
(55) David Harlan MD
 
Director, UMM Accountable Care Organization, Inc.
 20.0
.......................0 		X           149,154 0 37,962
(56) Francis Hurley
 
DIRECTOR UNTIL 8/18, MARLBOROUGH HOSPITAL
 1.0
.......................0 		X           0 0 0
(57) Joanne Johnson
 
Director, UMM Behavioral Health System, Inc. & CHL
 1.0
.......................0 		X           0 0 0
(58) Mark Johnson MD
 
Director, UMM Medical Center, Inc.
 28.0
.......................5.0 		X           583,346 0 42,932
(59) Nancy Kane
 
Director, UMM Medical Center, Inc.
 1.0
.......................1.0 		X           0 0 0
(60) Kathryn Kennedy MD
 
Director, UMM Med Group, Inc.
 36.0
.......................0 		X           269,004 0 43,827
(61) Peter Knox
 
Director, UMM Medical Center, Inc.
 1.0
.......................1.0 		X           0 0 0
(62) Barbara Kupfer
 
Director, UMM Accountable Care Organization, Inc.
 1.0
.......................0 		X           0 0 0
(63) Daniel H Lasser MD
 
Director, UMM Med Group, Inc. & ACO, INC.
 20.0
.......................0 		X           275,288 0 36,463
(64) Joseph G Leandres
 
Director, Marlborough Hospital
 1.0
.......................0 		X           0 0 0
(65) James Leary
 
Director, UMM Community Hospitals, Inc.
 1.0
.......................0 		X           0 0 0
(66) Shipen Li MD
 
Director, UMM HealthAlliance-Clinton Hospital, Inc. & CNEHA, INC.
 40.0
.......................0 		X           319,043 0 43,312
(67) Harris L MacNeill
 
DIRECTOR UNTIL 3/7/18, UMM MEDICAL CENTER, INC., DIRECTOR VARIOUS
 1.0
.......................1.0 		X           0 0 0
(68) Michael Mahan
 
Director, UMM HealthAlliance-Clinton Hosp., Inc., Director Various
 1.0
.......................1.0 		X           0 0 0
(69) Edward Manzi
 
DIRECTOR UNTIL 10/2017, UMM BEHAVIORAL HEALTH SYSTEM, INC.
 1.0
.......................0 		X           0 0 0
(70) Donata Martin
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc. & CNEHA, Inc.
 1.0
.......................1.0 		X           0 0 0
(71) Luis J Maseda
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc., Director various
 1.0
.......................0 		X           0 0 0
(72) Lalita Matta MD
 
Director, UMM Accountable Care Organization, Inc.
 1.0
.......................0 		X           0 0 0
(73) Jessica McGarry
 
Director, UMM Behavioral Health System, Inc. & CHL
 1.0
.......................0 		X           0 0 0
(74) William McGrail Esquire
 
Director, UMM Community Hospitals, Inc.
 1.0
.......................0 		X           0 0 0
(75) Antonia McGuire
 
Director, UMM Accountable Care Organization, Inc.
 1.0
.......................0 		X           0 0 0
(76) Cynthia M McMullen EdD
 
Director, UMM Behavioral Health System, Inc. & CHL
 1.0
.......................0 		X           0 0 0
(77) Mary Ellen McNamara
 
DIRECTOR UNTIL 3/7/18, UMM MEDICAL CENTER, INC., DIRECTOR VARIOUS
 1.0
.......................1.0 		X           0 0 0
(78) Anthony J Mercadante
 
Director, HealthAlliance Home Health and Hospice, Inc.
 1.0
.......................0 		X           0 0 0
(79) Nicholas Mercadante MD
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc. & CNEHA, Inc.
 1.0
.......................0 		X           0 0 0
(80) Jeffrey N Metzmaker MD
 
Director, UMM Med Group, Inc.
 29.0
.......................0 		X           431,538 0 43,783
(81) Ann K Molloy
 
Director, Marlborough Hospital
 1.0
.......................0 		X           0 0 0
(82) Ed Moore
 
Director, UMM Accountable Care Organization, Inc.
 1.0
.......................0 		X           0 0 0
(83) Dominic Nompleggi MD
 
Director, UMM Med Group, Inc.
 29.0
.......................0 		X           305,625 0 46,299
(84) Jim Notaro
 
Director, UMM Behavioral Health System, Inc. & CHL
 1.0
.......................0 		X           0 0 0
(85) O Nsidinanya Okike MD
 
Director, UMM Medical Center, Inc.
 1.0
.......................1.0 		X           0 0 0
(86) Daniel O'Leary MD
 
Director, Coordinated Primary Care, Inc.
 25.0
.......................0 		X           267,431 0 11,096
(87) Edward J Parry III
 
Director, UMM Medical Center, Inc.
 1.0
.......................1.0 		X           0 0 0
(88) Robert J Paulhus Jr
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc., Director various
 1.0
.......................0 		X           0 0 0
(89) Raymond Pawlicki
 
Director, UMM Medical Center, Inc.
 1.0
.......................1.0 		X           0 0 0
(90) Chris Philbin
 
DIRECTOR UNTIL 9/2018, UMM COMMUNITY HOSPITALS, INC.
 5.0
.......................40.0 		X           0 278,030 65,469
(91) Michael Pici MD
 
DIRECTOR UNTIL 12/31/17, UMM ACCOUNTABLE CARE ORGANIZATION, INC.
 1.0
.......................0 		X           0 0 0
(92) Philip E Purcell
 
Director, Marlborough Hospital
 1.0
.......................0 		X           0 0 0
(93) Gerard P Richer
 
Director, Marlborough Hospital, UMM Health Ventures, Inc.
 1.0
.......................0 		X           0 0 0
(94) Michael Rivard
 
Director, UMM HealthAlliance-Clinton Hosp., Inc., Director various
 1.0
.......................0 		X           0 0 0
(95) Kimberly Robinson MD
 
Director, Marlborough Hospital
 1.0
.......................0 		X           0 0 0
(96) Paulette Seymour-Route PhD
 
Director, UMM Medical Center, Inc.
 1.0
.......................1.0 		X           64,400 0 0
(97) Vibha Sharma MD
 
Director, Marlborough Hospital
 1.0
.......................0 		X           0 0 0
(98) John Shea Esquire
 
Director, UMM Behavioral Health System, Inc. & CHL
 1.0
.......................0 		X           0 0 0
(99) Robert Leslie Shelton MD
 
Director, UMM HealthAlliance-Clinton Hosp. , Inc. & CNEHA, Inc.
 1.0
.......................0 		X           0 0 0
(100) Habib A Sioufi MD
 
Director, Clinton Hospital Association
 20.0
.......................0 		X           108,041 0 29,634
(101) Frank Sweeney MD
 
Director, UMM Accountable Care Organization, Inc.
 1.0
.......................0 		X           0 0 0
(102) David Walton
 
Director, Marlborough Hospital
 1.0
.......................0 		X           0 0 0
(103) Mary Whitney
 
Director, UMM HealthAlliance-Clinton Hosp., Inc., Director various
 1.0
.......................0 		X           0 0 0
(104) Jack Wilson PhD
 
DIRECTOR UNTIL 3/7/18, UMM MEDICAL CENTER, INC., DIRECTOR VARIOUS
 1.0
.......................1.0 		X           0 0 0
(105) Katharine Bolland Eshghi
 
Assistant Secretary, UMM Medical Center, Inc., Officer Various
 5.0
.......................40.0 		    X       0 471,495 98,609
(106) Maureen Croteau
 
ASSISTANT CLERK, UMM HEALTHALLIANCE-CLINTON HOSPITAL, INC., OFFICER VARIOUS
 40.0
.......................5.0 		    X       53,844 0 27,965
(107) Ann-Maria D'Ambra
 
Assistant Secretary, Marlborough Hospital
 40.0
.......................0 		    X       50,744 0 25,155
(108) Nicole Gagne
 
President, Community HealthLink, Inc.
 40.0
.......................5.0 		    X       258,092 0 47,743
(109) John Glassburn
 
Secretary, UMM Community Hospitals, Inc., Officer Various
 5.0
.......................40.0 		    X       0 189,009 39,673
(110) Steven McCue
 
Treasurer, Marlborough Hospital
 40.0
.......................0 		    X       221,500 0 19,092
(111) Lynn A Morin
 
ASSISTANT CLERK UNTIL 3/21/18, UMM HEALTHALLIANCE-CLINTON HOSPITAL, INC., OFFICER VARIOUS
 40.0
.......................0 		    X       94,806 0 5,577
(112) William O'Brien
 
Secretary, UMBHS, Inc.
 40.0
.......................0 		    X       129,183 0 45,945
(113) Jeanne Shirshac
 
Treasurer, UMM Accountable Care Organization, Inc.
 5.0
.......................40.0 		    X       0 265,713 68,526
(114) Francis W Smith
 
Secretary, UMM Medical Group, Inc., Officer various
 5.0
.......................40.0 		    X       0 218,808 45,170
(115) Michele Streeter
 
Treasurer, UMM Med Group, Inc.
 40.0
.......................5.0 		    X       622,444 0 113,797
(116) James P Cyr
 
Sr. VP, Operations (UMMMC)
 40.0
.......................5.0 		      X     350,311 0 93,483
(117) Robert Feldmann
 
VP, Corporate Controller
 5.0
.......................40.0 		      X     0 401,201 99,628
(118) Barbara Fisher
 
Sr VP, Operations (UMMMC)
 40.0
.......................5.0 		      X     368,268 0 99,111
(119) Bart Metzger
 
Sr VP, Chief HR Officer
 5.0
.......................40.0 		      X     0 646,301 126,071
(120) John T Randolph
 
VP, Chief Corporate Compliance
 5.0
.......................40.0 		      X     0 307,296 92,657
(121) Alice Shakman
 
Sr. VP, Operations (UMMMC)
 40.0
.......................5.0 		      X     370,497 0 82,856
(122) Jeffrey A Smith MD
 
EXECUTIVE VP, COO UNTIL 7/2018
 40.0
.......................5.0 		      X     699,029 0 126,993
(123) Timothy Tarnowski
 
SR VP, CHIEF INFO OFFICER & CTO
 5.0
.......................40.0 		      X     0 625,668 136,562
(124) David C Ayers MD
 
PHYSICIAN, CHAIR OF ORTHOPEDICS DEPT - MED GROUP
 33.0
.......................0 		        X   702,982 0 42,846
(125) Adel Bozorgzadeh MD
 
PHYSICIAN, DIVISION CHIEF OF TRANSPLANT SURGERY - MED GROUP
 32.0
.......................0 		        X   715,613 0 43,749
(126) Demetrius Litwin MD
 
PHYSICIAN, CHAIR OF SURGERY DEPT - MED GROUP
 28.0
.......................0 		        X   792,686 0 46,299
(127) Arno S Sungarian MD
 
PHYSICIAN, NEUROLOGICAL SURGEON FOR CMG - MED GROUP
 40.0
.......................0 		        X   733,779 0 35,819
(128) Jennifer Walker MD
 
PHYSICIAN, DIVISION CHIEF OF CARDIAC SURGERY - MED GROUP
 30.0
.......................0 		        X   890,129 0 43,749
(129) Margaret Hudlin MD
 
FORMER KEY EE, CHIEF MED OFFICER/VP PERIOPERATIVE SVCS
 0
.......................0 		          X 485,142 0 182
(130) Douglas Ziedonis MD
 
FORMER PRESIDENT AND CHAIRPERSON UNTIL 3/8/17, UMBHS, DIRECTOR OF CHL
 0.0
.......................0 		          X 125,706 0 18,576
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 17,700,414 8,167,333 4,190,835
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet2,700
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
UMASS MEMORIAL SHIELDS PHARMACY

P O Box 417648
Boston,MA022417648 		Management Service 28,115,989
NORDIC CONSULTING PARTNERS INC

740 Regent St Suite 400
Madison,WI53715 		Consulting Service 24,732,577
MEDASSETS SUPPLY CHAIN SYS LLC

5543 Legacy Drive
Plano,TX75024 		Supply Chain Services 19,301,505
CUMBERLAND CONSULTING GRP LLC

720 Cool Springs Blvd Ste 550
Franklin,TN37067 		Consulting Service 9,550,260
MMY CONSULTING INC

5719 Lawton Loop East Dr Ste 103
Indianapolis,IN46216 		Consulting Service 9,016,854
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet159
Form 990 (2017)
Page 9
Form 990 (2017)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a 150,608
b Membership dues..1b  
c Fundraising events..1c 251,525
d Related organizations1d 400,388
e Government grants (contributions)1e 31,896,012
f All other contributions, gifts, grants, and similar amounts not included above1f 3,985,325
g Noncash contributions included in lines 1a - 1f:$ 5,340
h Total.Add lines 1a-1f.......MediumBullet 36,683,858
Program Service RevenueAmt Business Code
2a Net Patient Service Revenue 622110 2,081,966,914 2,078,806,476 3,160,438  
b Medical Supplemental Funds 622110 220,982,584 220,982,584    
c Contract Revenue 622110 79,184,867 79,184,867    
d All Other Program Service Revenue 622110 22,229,237 22,229,237    
e Joint Venture Income 622110 24,448,882 18,553,688 5,895,194  
f All other program service revenue . 1,310,263 1,310,263 0 0
g Total.Add lines 2a–2f....MediumBullet 2,430,122,747
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 17,825,832   16,999 17,808,833
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet        
(ii) Personal (i) Real
6a Gross rents   2,617,935
b Less: rental expenses   1,973,852
c Rental income or (loss) 0 644,083
d Net rental income or (loss)......MediumBullet 644,083     644,083
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 89,064 54,773
b Less: cost or other basis and sales expenses 96,478 55,000
c Gain or (loss) -7,414 -227
d Net gain or (loss).....MediumBullet -7,641     -7,641
8a Gross income from fundraising events (not including $ 251,525of contributions reported on line 1c). See Part IV, line 18 ....
a 117,625
b Less: direct expenses ...b 188,075
c Net income or (loss) from fundraising events..MediumBullet -70,450   -70,450
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a Cafeteria Income 722514 6,243,486 6,243,486    
b All Other Revenue 622110 3,694,916 3,694,916    
c            
d All other revenue .... 0 0 0 0
e Total. Add lines 11a–11d ...... MediumBullet 9,938,402
12 Total revenue. See Instructions......MediumBullet 2,495,136,831 2,431,005,517 9,072,631 18,374,825
Form 990 (2017)
Page 10
Form 990 (2017)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 9,457,799 9,457,799
2 Grants and other assistance to domestic individuals. See Part IV, line 22    
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, line 15 and 16.    
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 14,678,808 8,978,251 5,700,557  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 603,602 445,963   157,639
7 Other salaries and wages 952,116,828 929,800,431 22,059,984 256,413
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 76,734,505 74,748,695 1,975,935 9,875
9 Other employee benefits ....... 122,045,996 118,241,287 3,762,273 42,436
10 Payroll taxes ........... 67,070,719 64,966,411 2,072,024 32,284
11 Fees for services (non-employees):        
a Management ...... 32,273,991 32,273,991    
b Legal ......... 205,234   205,234  
c Accounting ........... 117,984   117,984  
d Lobbying ........... 614,712 614,712    
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 490,066 220,889 269,177  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 190,669,383 184,222,876 6,317,504 129,003
12 Advertising and promotion .... 393,332 389,133 3,741 458
13 Office expenses ....... 19,586,181 17,392,952 2,186,312 6,917
14 Information technology ...... 3,136,609 2,527,842 608,767  
15 Royalties ..        
16 Occupancy ........... 79,113,778 77,540,820 1,572,643 315
17 Travel ............ 2,083,883 82,183 2,001,700  
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 1,304,508   1,304,508  
20 Interest ........... 16,648,384 16,648,384    
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 86,894,454 86,012,968 881,486  
23 Insurance ... 30,546,608 29,987,949 558,659  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a Medical Supplies 315,478,899 314,904,645 574,066 188
b System Allocation Expense 337,602,234 137,939,838 199,662,396  
c Medical Education Services 154,241,292 154,241,292    
d Federal & State Income Taxes 787,300 787,300    
e All other expenses 26,578,322 21,990,810 4,566,039 21,473
25 Total functional expenses. Add lines 1 through 24e 2,541,475,411 2,284,417,421 256,400,989 657,001
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2017)
Page 11
Form 990 (2017)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 105,661,129 1 58,959,457
2 Savings and temporary cash investments ......... 78,607,060 2 200,030,362
3 Pledges and grants receivable, net ...... 120,256 3 136,208
4 Accounts receivable, net ............. 252,782,227 4 281,625,994
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L .............
  5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L ..............
  6 0
7 Notes and loans receivable, net .... 82,916 7 75,417
8 Inventories for sale or use ........ 37,143,264 8 41,002,269
9 Prepaid expenses and deferred charges ...... 10,267,396 9 13,994,263
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,902,602,700
b Less: accumulated depreciation 10b 1,209,304,908 663,594,421 10c 693,297,792
11 Investments—publicly traded securities . 95,110,890 11 29,086,056
12 Investments—other securities. See Part IV, line 11 ..... 368,847,417 12 245,590,988
13 Investments—program-related. See Part IV, line 11 .. 16,696,196 13 83,370,553
14 Intangible assets ...............   14 0
15 Other assets. See Part IV, line 11 ........... 250,728,513 15 109,954,813
16 Total assets. Add lines 1 through 15 (must equal line 34)... 1,879,641,685 16 1,757,124,172
Liabilities 17 Accounts payable and accrued expenses ..... 267,005,994 17 254,585,800
18 Grants payable ... 302,652 18 399,890
19 Deferred revenue ......... 17,082,579 19 17,363,971
20 Tax-exempt bond liabilities ......... 508,568,686 20 456,478,036
21 Escrow or custodial account liability. Complete Part IV of Schedule D 12,747 21 12,998
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..   22 0
23 Secured mortgages and notes payable to unrelated third parties .. 5,051,890 23 4,677,986
24 Unsecured notes and loans payable to unrelated third parties .. 55,000,000 24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 505,481,481 25 457,429,904
26 Total liabilities. Add lines 17 through 25.. 1,358,506,029 26 1,190,948,585
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets 426,953,191 27 470,163,232
28 Temporarily restricted net assets ........... 41,491,352 28 42,377,640
29 Permanently restricted net assets 52,691,113 29 53,634,715
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund ...   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 521,135,656 33 566,175,587
34 Total liabilities and net assets/fund balances ........ 1,879,641,685 34 1,757,124,172
Form 990 (2017)
Page 12
Form 990 (2017)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
2,495,136,831
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
2,541,475,411
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
-46,338,580
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
521,135,656
5
Net unrealized gains (losses) on investments ...............
5
-5,138,491
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
96,517,002
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
566,175,587
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2017)
Form 990 (2017)
Additional Data


Software ID: 17005876
Software Version: 2017v2.2
Form 990, Special Condition Description:
Special Condition Description