SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/form990 for instructions and the latest information.
OMB No. 1545-0047
2017
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central America and the Caribbean     Investments   3,912,612,957
East Asia and the Pacific     Investments   226,464,651
Europe (Including Iceland and Greenland)     Investments   993,254,076
Middle East and North Africa     Investments   3,706,308
North America (Canada & Mexico only)     Investments   173,329,209
Russia and Neighboring States     Investments   24,003,635
South America     Investments   7,679,534
South Asia     Investments   281,366,465
Sub-Saharan Africa     Investments   273,098,553
East Asia and the Pacific 1 4 Program Services International Study Program 2,114,762
Europe (Including Iceland and Greenland) 5 93 Program Services International Study Program 24,009,374
Middle East and North Africa 1 5 Program Services International Study Program 842,211
North America (Canada & Mexico only)   2 Program Services International Study Program 321,365
Russia and Neighboring States     Program Services International Study Program 113,708
South America 2 5 Program Services International Study Program 777,963
South Asia   1 Program Services International Study Program 19,710
Sub-Saharan Africa     Program Services International Study Program 172,083
Central America and the Caribbean     ,Investment Operations   6,158,837
East Asia and the Pacific     ,Investment Operations   119,242
Europe (Including Iceland and Greenland)   2 ,Investment Operations   1,342,303
North America (Canada & Mexico only)     ,Investment Operations   2,172
South America     ,Investment Operations   8,898
South Asia     ,Investment Operations   50,667
Sub-Saharan Africa     ,Investment Operations   4,018,349
Central America and the Caribbean     Fundraising   30,134
East Asia and the Pacific     Fundraising   33,233
Europe (Including Iceland and Greenland)     Fundraising   69,455
Middle East and North Africa     Fundraising   15,302
North America (Canada & Mexico only)     Fundraising   73,913
South America     Fundraising   38,505
Central America and the Caribbean   1 Program Services Instruction 183,669
Central America and the Caribbean     Program Services Management & General 5,689
Central America and the Caribbean 2 14 Program Services Other 66,373
Central America and the Caribbean   5 Program Services Research 2,494,442
East Asia and the Pacific     Program Services Auxillary Enterprises 26,763
East Asia and the Pacific     Program Services Instruction 654,085
East Asia and the Pacific     Program Services Management & General 125,859
East Asia and the Pacific     Program Services Other 236,447
East Asia and the Pacific     Program Services Research 1,224,910
Europe (Including Iceland and Greenland)     Program Services Auxillary Enterprises 122,098
Europe (Including Iceland and Greenland)   10 Program Services Instruction 2,916,817
Europe (Including Iceland and Greenland)     Program Services Management & General 469,927
Europe (Including Iceland and Greenland)     Program Services Other 1,443,973
Europe (Including Iceland and Greenland)   5 Program Services Research 2,387,072
Middle East and North Africa     Program Services Auxillary Enterprises 2,327
Middle East and North Africa     Program Services Instruction 147,170
Middle East and North Africa     Program Services Management & General 44,174
Middle East and North Africa     Program Services Other 85,800
Middle East and North Africa     Program Services Research 1,002,991
North America (Canada & Mexico only)     Program Services Auxillary Enterprises 37,884
North America (Canada & Mexico only)     Program Services Instruction 447,767
North America (Canada & Mexico only)     Program Services Management & General 36,778
North America (Canada & Mexico only)   1 Program Services Other 218,230
North America (Canada & Mexico only)     Program Services Research 139,828
Russia and Neighboring States     Program Services Auxillary Enterprises 6,281
Russia and Neighboring States     Program Services Instruction 61,702
Russia and Neighboring States     Program Services Other 12,150
Russia and Neighboring States     Program Services Research 10,498
South America     Program Services Auxillary Enterprises 6,695
South America     Program Services Instruction 424,063
South America     Program Services Management & General 106,112
South America   1 Program Services Other 192,690
South America   5 Program Services Research 729,634
South Asia   3 Program Services Instruction 131,954
South Asia     Program Services Management & General 23,970
South Asia   2 Program Services Other 84,933
South Asia     Program Services Research 236,562
Sub-Saharan Africa   1 Program Services Instruction 310,482
Sub-Saharan Africa     Program Services Management & General 54,545
Sub-Saharan Africa     Program Services Other 159,250
Sub-Saharan Africa 1 9 Program Services Research 1,155,898
3a Sub-total ..... 9 110 5,923,714,481
b Total from continuation sheets to Part I ...     30,361,585
c Totals (add lines 3a and 3b) 12 169 5,954,076,066
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2017
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Schedule F (Form 990) 2017
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Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
South Asia see Part V 9,020 Check/Wire      
Middle East and North Africa see Part V 35,979 Check/Wire      
East Asia and the Pacific see Part V 65,918 Check/Wire      
Sub-Saharan Africa see Part V 47,074 Check/Wire      
Central America and the Caribbean see Part V 1,580,287 Check/Wire      
Central America and the Caribbean see Part V 373,410 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 32,400 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 5,000 Check/Wire      
East Asia and the Pacific see Part V 811,351 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 366,232 Check/Wire      
Central America and the Caribbean see Part V 181,078 Check/Wire      
Sub-Saharan Africa see Part V 395,978 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 486,753 Check/Wire      
Sub-Saharan Africa see Part V 91,549 Check/Wire      
South Asia see Part V 13,384 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 22,315 Check/Wire      
Sub-Saharan Africa see Part V 39,060 Check/Wire      
Sub-Saharan Africa see Part V 114,037 Check/Wire      
South Asia see Part V 12,250 Check/Wire      
South Asia see Part V 65,342 Check/Wire      
Sub-Saharan Africa see Part V 38,723 Check/Wire      
Central America and the Caribbean see Part V 96,395 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 24,596 Check/Wire      
South America see Part V 580,266 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 199,535 Check/Wire      
Middle East and North Africa see Part V 1,074,211 Check/Wire      
North America (Canada & Mexico only) see Part V 8,000 Check/Wire      
South America see Part V 67,809 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 91,119 Check/Wire      
East Asia and the Pacific see Part V 13,430 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 57,449 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 35,535 Check/Wire      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
1
3 Enter total number of other organizations or entities .......................MediumBullet
31
Schedule F (Form 990) 2017
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Schedule F (Form 990) 2017Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Housing and Other Assistance Central America and the Caribbean 1 1,800 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance East Asia and the Pacific 77 115,454 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance Europe (Including Iceland and Greenland) 670 1,136,088 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance Middle East and North Africa 6 8,400 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance North America (Canada & Mexico only) 26 28,845 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance Russia and Neighboring States 2 1,680 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance South America 49 36,920 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance South Asia 1 7,000 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance Sub-Saharan Africa 6 5,850 CHECK/WIRE/DIRECT DEPOSIT      
Prizes and Awards Europe (Including Iceland and Greenland) 3 249,692 CHECK/WIRE/DIRECT DEPOSIT      
Prizes and Awards South Asia 1 20 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel Central America and the Caribbean 4 28,133 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel East Asia and the Pacific 12 18,794 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel Europe (Including Iceland and Greenland) 22 24,614 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel North America (Canada & Mexico only) 6 2,590 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel Russia and Neighboring States 1 1,451 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel South America 1 700 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel South Asia 3 34,914 CHECK/WIRE/DIRECT DEPOSIT      
Schedule F (Form 990) 2017
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Schedule F (Form 990) 2017
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Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2017
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Schedule F (Form 990) 2017
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Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTP://CONTROLLER.ND.EDU/ASSETS/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY.
Schedule F, Part II, Line 1(d) Purpose of Grant Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTP://CONTROLLER.ND.EDU/ASSETS/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2017
Additional Data


Software ID: 17005876
Software Version: 2017v2.2