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ObjectId: 201911339349304226 - Submission: 2019-05-13
TIN: 35-0868188
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
Attach to Form 990.
Go to
www.irs.gov/Form990
for the latest information.
OMB No. 1545-0047
20
17
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
Employer identification number
35-0868188
Part I
Identification of Disregarded Entities
Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity
(b)
Primary activity
(c)
Legal domicile (state
or foreign country)
(d)
Total income
(e)
End-of-year assets
(f)
Direct controlling
entity
(1)
BCMR Feeder-TE GP LLC
518 17th Street
Suite 1700
Denver
,
CO
802024130
Feeder fund
DE
0
144,039
University of Notre Dame du Lac
(2)
Dynamo Brasil III LLC
Corporation Trust Center
1209 Orange St
Wilmington
,
DE
19801
Investments
DE
0
55,347,138
University of Notre Dame du Lac
(3)
NDI Gateway LLC
203 Main Building
Notre Dame
,
IN
46656
47-2320410
Foreign educational activities
IN
403
114,805
University of Notre Dame du Lac
(4)
Santa Fe Interests LLC
Controllers Office
724 Grace Hall
Notre Dame
,
IN
46556
20-3977995
Rental real estate
DE
2,205,950
47,571,292
University of Notre Dame du Lac
(5)
ND Pit Road LLC
1400 E Angela Blvd
South Bend
,
IN
46617
82-3967175
Investments
DE
0
2,500
University of Notre Dame du Lac
Part II
Identification of Related Tax-Exempt Organizations
Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization
(b)
Primary activity
(c)
Legal domicile (state
or foreign country)
(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))
(f)
Direct controlling
entity
(g)
Section 512(b)(13) controlled entity?
Yes
No
(1)
Association of Notre Dame Clubs Inc
Controllers Office
724 Grace Hall
Notre Dame
,
IN
46556
31-1050144
Alumni association
IN
501(c)(3)
Type III-FI
University of Notre Dame du Lac
Yes
(2)
Fundacion University of Notre Dame Chile
Study abroad program
CI
501(c)(3)
University of Notre Dame du Lac
Yes
(3)
The University of Notre Dame (USA) in England
Study abroad program
UK
501(c)(3)
University of Notre Dame du Lac
Yes
(4)
University of Notre Dame du Lac Gillen Foundation
Controllers Office
724 Grace hall
Notre Dame
,
IN
46556
23-7125378
Research facility operations
MI
501(c)(3)
Type I
University of Notre Dame du Lac
Yes
(5)
Voice of the Fighting Irish Inc
Controllers Office
724 Grace Hall
Notre Dame
,
IN
46556
31-1135580
Radio station
IN
501(c)(3)
Type I
University of Notre Dame du Lac
Yes
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2017
Page 2
Schedule R (Form 990) 2017
Page
2
Part III
Identification of Related Organizations Taxable as a Partnership
Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership
Yes
No
Yes
No
(1)
Magna NYC Co-Investment LP
300 Centerville Road
Suite 300 East
Warwick
,
RI
02886
26-1523052
Real estate investment
DE
GP Magna NYC Co-Investment LLC
Unrelated
-973,936
57,507,399
No
-838,364
No
79.39 %
(2)
Merit Energy Partners VIII LP
13727 Noel Rd
Suite 1200
Dallas
,
TX
75240
75-2530212
Direct energy investments
DE
Merit Partners LP
Excluded
8,700,125
130,334,083
No
No
75.22 %
(3)
Qiming II Investor Holdings LLC
350 106th Ave NE
First Floor
Bellevue
,
WA
98004
27-0464551
Feeder fund
WA
University of Notre Dame du Lac
Excluded
564,727
2,854,116
No
Yes
100 %
(4)
Thor Palmer House Co-Investor LP
25 West 39th Street
11th Floor
New York
,
NY
10018
20-3283109
Real estate investment
DE
Thor Palmer House Co-Investor GP LLC
Excluded
370,324
43,752,643
No
No
68.72 %
(5)
Bridgewater Corporate Bond Fund LLC
One Glendenning Place
Westport
,
CT
06880
52-2317130
Investments
DE
Bridgewater Associates LP
Excluded
5,099,145
120,699,282
No
No
64.94 %
(6)
NDFPR LP
PO Box 194170
San Francisco
,
CA
941194170
61-1769730
Investments
DE
BART Partners VIII LLC
Excluded
3,481,643
110,434,172
No
No
98.55 %
(7)
VMG Stone Brewing Coinvestment LP
39 Mesa Street
Suite 310
San Francisco
,
CA
94129
81-2802402
Investments
DE
VMG Partners III GP LP
Unrelated
-1,919,550
64,634,520
No
-1,919,550
No
64.22 %
(8)
Schroder Adveq EEM I LP
98-1272313
Investments
UK
Schroder Adveq EEM Management I LP
Excluded
0
3,150,178
No
No
99 %
(9)
Level SC - Swiftpage LLC
Two Grand Central Tower
140 E 45th St 39th Floor
New York
,
NY
10017
82-1592699
Investments
DE
Level Equity Management LLC
Excluded
293,761
3,976,998
No
No
94.36 %
(10)
State Street Socially Responsible US Credit Non-Lending Common Trust Fund
c/o SSGA
One Iron Street
Boston
,
MA
02210
56-6640989
Investments
MA
State Street Global Advisors Trust Company
Excluded
1,453,135
56,665,850
No
No
60.09 %
(11)
Endries Co-Invest LLC
c/o Nautic Partners LLC
50 Kennedy Plaza 12th Floor
Providence
,
RI
02903
82-1556028
Investments
DE
Nautic Capital VIII LP
Excluded
361
8,761,915
No
No
98.54 %
(12)
Mile Rock Capital Fund I LP
700 Larkspur Landing Circle
Suite 199
Larkspur
,
CA
94939
82-5049944
Investments
DE
Mile Rock Capital
Excluded
No
No
50.05 %
(13)
Level Equity-IMN Investors LLC
Two Grand Central Tower
140 E 45th St 39th Floor
New York
,
NY
10017
Investments
DE
Level Equity Management LLC
Excluded
No
No
99.76 %
(14)
EEM II LP
Investments
UK
EEM Management II LP
Excluded
No
No
99 %
(15)
EEM Opportunities LP
98-1430893
Investments
UK
EEM Opportunities Management II LP
Excluded
No
No
99 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust
Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes
No
(1)
BCMR Feeder-TE LP
518 17th Street
Suite 1700
Denver
,
CO
80202
98-0582629
Feeder fund
CA
University of Notre Dame du Lac
C Corporation
898,280
16,162,094
99 %
Yes
(2)
Bradley-DeBartolo Inc
Controllers Office
724 Grace Hall
Notre Dame
,
IN
46556
34-1765932
Real estate owner/lessor
OH
University of Notre Dame du Lac
C Corporation
0
0
100 %
Yes
(3)
Kingdom Ridge Capital Fund Ltd
81 Main Street
Suite 209
White Plains
,
NY
10601
Feeder fund
CJ
University of Notre Dame du Lac
C Corporation
-1,906,635
39,579,408
97.58 %
Yes
(4)
Sorin Management Ltd
Investments
MP
University of Notre Dame du Lac
C Corporation
585,705
163,477,151
100 %
Yes
(5)
TDR Capital II C Holdings LP
98-0648852
Feeder fund
UK
University of Notre Dame du Lac
C Corporation
3,943,944
28,173,141
100 %
Yes
(6)
Tegean Offshore Fund Ltd
c/o Tegean Capital Management LLC
Chrysler Building 405 Lexington Ave
New York
,
NY
10174
Feeder fund
CJ
University of Notre Dame du Lac
C Corporation
-2,664,917
106,598,886
81.17 %
Yes
(7)
ND Renewable Energy Inc
Controllers Office
724 Grace Hall
Notre Dame
,
IN
46556
81-4675664
Finance
IN
University of Notre Dame du Lac
C Corporation
0
5
100 %
Yes
(8)
ND-Structured Immunity Inc
1400 E Angela Blvd
South Bend
,
IN
46617
82-2731805
Health care
DE
University of Notre Dame du Lac
C Corporation
27,000
36,653
100 %
Yes
(9)
ND-Origin Oncology Inc
1400 E Angela Blvd
South Bend
,
IN
46617
82-4167966
Health care
DE
University of Notre Dame du Lac
C Corporation
0
13,000
100 %
Yes
(10)
ND-Prevallergy Inc
1400 E Angela Blvd
South Bend
,
IN
46617
82-4269472
Health care
DE
University of Notre Dame du Lac
C Corporation
100 %
Yes
(11)
ND-Vital View Technologies Inc
1400 E Angela Blvd
South Bend
,
IN
46617
82-5296303
Health care
DE
University of Notre Dame du Lac
C Corporation
100 %
Yes
(12)
ND-YeSSGenomics Inc
1400 E Angela Blvd
South Bend
,
IN
46617
61-1890512
Health care
DE
University of Notre Dame du Lac
C Corporation
100 %
Yes
(13)
Charitable remainder trusts (59)
Split-interest trusts where University of Notre Dame du Lac is trustee and remainder beneficiary
IN
University of Notre Dame du Lac
Trust
No
Schedule R (Form 990) 2017
Page 3
Schedule R (Form 990) 2017
Page
3
Part V
Transactions With Related Organizations
Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note.
Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1
During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a
Receipt of
(i)
interest,
(ii)
annuities,
(iii)
royalties, or
(iv)
rent from a controlled entity
.....................
1a
No
b
Gift, grant, or capital contribution to related organization(s)
............................
1b
Yes
c
Gift, grant, or capital contribution from related organization(s)
............................
1c
No
d
Loans or loan guarantees to or for related organization(s)
............................
1d
No
e
Loans or loan guarantees by related organization(s)
............................
1e
No
f
Dividends from related organization(s)
............................
1f
No
g
Sale of assets to related organization(s)
............................
1g
No
h
Purchase of assets from related organization(s)
............................
1h
No
i
Exchange of assets with related organization(s)
............................
1i
No
j
Lease of facilities, equipment, or other assets to related organization(s)
.......................
1j
No
k
Lease of facilities, equipment, or other assets from related organization(s)
......................
1k
No
l
Performance of services or membership or fundraising solicitations for related organization(s)
.....................
1l
No
m
Performance of services or membership or fundraising solicitations by related organization(s)
.................
1m
No
n
Sharing of facilities, equipment, mailing lists, or other assets with related organization(s)
...................
1n
No
o
Sharing of paid employees with related organization(s)
............................
1o
No
p
Reimbursement paid to related organization(s) for expenses
............................
1p
No
q
Reimbursement paid by related organization(s) for expenses
............................
1q
No
r
Other transfer of cash or property to related organization(s)
............................
1r
Yes
s
Other transfer of cash or property from related organization(s)
............................
1s
Yes
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1)
NDFPR LP
B
100,000,000
Funding provided
(2)
Kingdom Ridge Capital Fund Ltd
S
39,617,555
Amount received
(3)
Level Equity-IMN Investors LLC
B
10,200,000
Funding provided
(4)
Level SC - Swiftpage LLC
B
82,910
Funding provided
(5)
Level SC - Swiftpage LLC
S
4,623,177
Amount received
(6)
Magna NYC Co-Investment LP
S
482,293
Amount received
(7)
Merit Energy Partners VIII LP
B
9,900,000
Funding provided
(8)
Merit Energy Partners VIII LP
S
10,649,976
Amount received
(9)
Mile Rock Capital Fund I LP
B
162,582
Funding provided
(10)
Endries Co-Invest LLC
B
54,192
Funding provided
(11)
Qiming II Investor Holding LLC
S
1,018,026
Amount received
(12)
Schroder Adveq EEM I LP
B
12,407,880
Funding provided
(13)
TDR Capital II C Holdings LP
B
1,695,388
Funding provided
(14)
TDR Capital II C Holdings LP
S
5,696,075
Amount received
(15)
VMG Stone Brewing Coinvestment LP
B
583,240
Funding provided
(16)
Fundacion University of Notre Dame Chile
B
402,833
Funding provided
(17)
The University of Notre Dame (USA) in England
B
1,135,213
Funding provided/expenses incurred
(18)
The University of Notre Dame (USA) in England
R
4,486,997
Remittance of revenues collected on behalf of organization
(19)
Charitable remainder trusts (3)
S
38,500,187
Remainder interest received
(20)
Sorin Management Ltd
B
43,037,805
Funding provided
(21)
State Street Socially Responsible US Credit Index Non-Lending Common Trust
Fund
B
22,545,233
Funding provided
(22)
State Street Socially Responsible US Credit Index Non-Lending Common Trust
Fund
S
55,943,980
Amount received
(23)
University of Notre Dame Gillen Foundation
B
708,097
Funding provided
(24)
Voice of the Fighting Irish Inc
B
165,978
Funding provided
(25)
ND-Structured Immunity Inc
B
101,305
Funding provided
Schedule R (Form 990) 2017
Page 4
Schedule R (Form 990) 2017
Page
4
Part VI
Unrelated Organizations Taxable as a Partnership
Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)
(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income
(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership
Yes
No
Yes
No
Yes
No
Schedule R (Form 990) 2017
Page 5
Schedule R (Form 990) 2017
Page
5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference
Explanation
Schedule R (Form 990) 2017
Additional Data
Software ID:
17005876
Software Version:
2017v2.2