SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central America and the Caribbean     Investments   4,241,032,233
East Asia and the Pacific     Investments   164,367,342
Europe (Including Iceland and Greenland)     Investments   1,169,429,324
Middle East and North Africa     Investments   3,857,302
North America (Canada & Mexico only)     Investments   191,326,034
Russia and Neighboring States     Investments   25,796,881
South America     Investments   7,019,104
South Asia     Investments   305,481,415
Sub-Saharan Africa     Investments   351,321,254
East Asia and the Pacific 1 4 Program Services International Study Program 1,957,583
Europe (Including Iceland and Greenland) 4 101 Program Services International Study Program 24,929,848
Middle East and North Africa 1 7 Program Services International Study Program 718,852
North America (Canada & Mexico only)   2 Program Services International Study Program 461,917
Russia and Neighboring States     Program Services International Study Program 40,438
South America 2 5 Program Services International Study Program 822,338
South Asia   1 Program Services International Study Program 98,397
Sub-Saharan Africa     Program Services International Study Program 230,956
East Asia and the Pacific     ,Investment Operations   274,390
Europe (Including Iceland and Greenland)     ,Investment Operations   1,322,192
North America (Canada & Mexico only)     ,Investment Operations   2,426
South America     ,Investment Operations   29,443
South Asia     ,Investment Operations   92,802
Sub-Saharan Africa     ,Investment Operations   -147,156
Central America and the Caribbean     Fundraising   14,324
East Asia and the Pacific     Fundraising   24,311
Europe (Including Iceland and Greenland)     Fundraising   102,900
North America (Canada & Mexico only)     Fundraising   138,027
South America     Fundraising   36,905
Central America and the Caribbean     Program Services Auxillary Enterprises 17,861
Central America and the Caribbean     Program Services Instruction 183,253
Central America and the Caribbean     Program Services Management & General 2,237
Central America and the Caribbean 1 20 Program Services Other 78,197
Central America and the Caribbean   11 Program Services Research 203,813
Central America and the Caribbean     Grantmaking   2,017,773
East Asia and the Pacific     Program Services Auxillary Enterprises 7,768
East Asia and the Pacific     Program Services Instruction 727,616
East Asia and the Pacific     Program Services Management & General 87,268
East Asia and the Pacific     Program Services Other 185,150
East Asia and the Pacific     Program Services Research 206,008
East Asia and the Pacific     Grantmaking   393,264
Europe (Including Iceland and Greenland)     Program Services Auxillary Enterprises 148,887
Europe (Including Iceland and Greenland)   10 Program Services Instruction 3,587,893
Europe (Including Iceland and Greenland)     Program Services Management & General 406,338
Europe (Including Iceland and Greenland)   4 Program Services Other 1,293,445
Europe (Including Iceland and Greenland)   11 Program Services Research 1,149,810
Europe (Including Iceland and Greenland)     Grantmaking   1,474,731
Middle East and North Africa     Program Services Auxillary Enterprises 6,227
Middle East and North Africa     Program Services Instruction 191,379
Middle East and North Africa     Program Services Management & General 57,697
Middle East and North Africa   3 Program Services Other 191,736
Middle East and North Africa     Program Services Research 89,590
Middle East and North Africa     Grantmaking   1,073,117
North America (Canada & Mexico only)     Program Services Auxillary Enterprises 82,262
North America (Canada & Mexico only)     Program Services Instruction 495,493
North America (Canada & Mexico only)     Program Services Management & General 52,089
North America (Canada & Mexico only)   3 Program Services Other 156,723
North America (Canada & Mexico only)     Program Services Research 160,428
North America (Canada & Mexico only)     Grantmaking   39,597
Russia and Neighboring States     Program Services Auxillary Enterprises 2,020
Russia and Neighboring States     Program Services Instruction 99,435
Russia and Neighboring States     Program Services Management & General 46,413
Russia and Neighboring States     Program Services Other 17,388
Russia and Neighboring States     Program Services Research 17,285
South America     Program Services Auxillary Enterprises 31,811
South America     Program Services Instruction 519,833
South America     Program Services Management & General 57,990
South America   2 Program Services Other 226,855
South America   7 Program Services Research 116,315
South America     Grantmaking   434,184
South Asia   3 Program Services Instruction 197,333
South Asia     Program Services Management & General 37,869
South Asia   3 Program Services Other 80,003
South Asia     Program Services Research 103,965
South Asia     Grantmaking   192,931
Sub-Saharan Africa     Program Services Auxillary Enterprises 18,398
Sub-Saharan Africa   1 Program Services Instruction 413,059
Sub-Saharan Africa     Program Services Management & General 48,909
Sub-Saharan Africa   1 Program Services Other 118,553
Sub-Saharan Africa 1 14 Program Services Research 495,094
Sub-Saharan Africa     Grantmaking   297,999
3a Sub-total ..... 8 120 6,488,660,262
b Total from continuation sheets to Part I ...     20,462,812
c Totals (add lines 3a and 3b) 10 213 6,509,123,074
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2018
Page 2
Schedule F (Form 990) 2018
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Europe (Including Iceland and Greenland) see Part V 100,000 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 10,000 Check/Wire      
Central America and the Caribbean see Part V 1,791,057 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 20,000 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 79,383 Check/Wire      
East Asia and the Pacific see Part V 319,604 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 600,433 Check/Wire      
Central America and the Caribbean see Part V 140,499 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 328,800 Check/Wire      
South Asia see Part V 51,250 Check/Wire      
Sub-Saharan Africa see Part V 86,980 Check/Wire      
South Asia see Part V 9,020 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 6,022 Check/Wire      
South Asia see Part V 54,284 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 5,047 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 23,612 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 94,400 Check/Wire      
East Asia and the Pacific see Part V 73,660 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 86,666 Check/Wire      
South Asia see Part V 78,377 Check/Wire      
Central America and the Caribbean see Part V 86,218 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 9,250 Check/Wire      
South America see Part V 392,082 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 20,000 Check/Wire      
Middle East and North Africa see Part V 1,073,117 Check/Wire      
South America see Part V 42,102 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 91,119 Check/Wire      
North America (Canada & Mexico only) see Part V 39,597 Check/Wire      
Sub-Saharan Africa see Part V 211,019 Check/Wire      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
2
3 Enter total number of other organizations or entities .......................MediumBullet
27
Schedule F (Form 990) 2018
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Schedule F (Form 990) 2018Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Housing and Other Assistance East Asia and the Pacific 44 83,706 Check/Wire/Direct Deposit      
Housing and Other Assistance Europe (Including Iceland and Greenland) 633 1,169,891 Check/Wire/Direct Deposit      
Housing and Other Assistance Middle East and North Africa 14 11,960 Check/Wire/Direct Deposit      
Housing and Other Assistance North America (Canada & Mexico only) 39 35,190 Check/Wire/Direct Deposit      
Housing and Other Assistance Russia and Neighboring States 3 4,180 Check/Wire/Direct Deposit      
Housing and Other Assistance South America 56 30,700 Check/Wire/Direct Deposit      
Housing and Other Assistance Sub-Saharan Africa 4 5,300 Check/Wire/Direct Deposit      
Prizes and Awards East Asia and the Pacific 1 1,724 Check/Wire/Direct Deposit      
Prizes and Awards Europe (Including Iceland and Greenland) 3 250,500 Check/Wire/Direct Deposit      
Prizes and Awards South Asia 1 5,000 Check/Wire/Direct Deposit      
Research/Travel Central America and the Caribbean 3 2,201 Check/Wire/Direct Deposit      
Research/Travel East Asia and the Pacific 5 5,770 Check/Wire/Direct Deposit      
Research/Travel Europe (Including Iceland and Greenland) 28 35,236 Check/Wire/Direct Deposit      
Research/Travel Russia and Neighboring States 4 4,170 Check/Wire/Direct Deposit      
               
               
               
               
Schedule F (Form 990) 2018
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Schedule F (Form 990) 2018
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Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2018
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Schedule F (Form 990) 2018
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Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTPS://CONTROLLER.ND.EDU/assets/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY.
Schedule F, Part II, Line 1(d) Purpose of Grant Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTPS://CONTROLLER.ND.EDU/assets/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2018
Additional Data


Software ID: 18007697
Software Version: 2018v3.1