efile Public Visual Render
ObjectId: 202031369349303453 - Submission: 2020-05-15
TIN: 35-0868188
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
Attach to Form 990.
Go to
www.irs.gov/Form990
for instructions and the latest information.
OMB No. 1545-0047
20
18
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
Employer identification number
35-0868188
Part I
Identification of Disregarded Entities
Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity
(b)
Primary activity
(c)
Legal domicile (state
or foreign country)
(d)
Total income
(e)
End-of-year assets
(f)
Direct controlling
entity
(1)
BCMR Feeder-TE GP LLC
518 17th Street
Suite 1700
Denver
,
CO
802024130
Feeder fund
DE
75,232
60,593
University of Notre Dame du Lac
(2)
Dynamo Brasil III LLC
Corporation Trust Center
1209 Orange St
Wilmington
,
DE
19801
Investments
DE
0
88,336,663
University of Notre Dame du Lac
(3)
NDI Gateway LLC
203 Main Building
Notre Dame
,
IN
46656
47-2320410
Foreign educational activities
IN
612
107,252
University of Notre Dame du Lac
(4)
Santa Fe Interests LLC
Controllers Office
724 Grace Hall
Notre Dame
,
IN
46556
20-3977995
Rental real estate
DE
1,489,611
47,035,919
University of Notre Dame du Lac
(5)
ND Pit Road LLC
1400 E Angela Blvd
South Bend
,
IN
46617
82-3967175
Investments
DE
0
2,105
University of Notre Dame du Lac
Part II
Identification of Related Tax-Exempt Organizations
Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization
(b)
Primary activity
(c)
Legal domicile (state
or foreign country)
(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))
(f)
Direct controlling
entity
(g)
Section 512(b)(13) controlled entity?
Yes
No
(1)
Association of Notre Dame Clubs Inc
Controllers Office
724 Grace Hall
Notre Dame
,
IN
46556
31-1050144
Alumni association
IN
501(c)(3)
Type III-FI
University of Notre Dame du Lac
Yes
(2)
Fundacion University of Notre Dame Chile
Study abroad program
CI
501(c)(3)
University of Notre Dame du Lac
Yes
(3)
The University of Notre Dame (USA) in England
Study abroad program
UK
501(c)(3)
University of Notre Dame du Lac
Yes
(4)
University of Notre Dame du Lac Gillen Foundation
Controllers Office
724 Grace hall
Notre Dame
,
IN
46556
23-7125378
Research facility operations
MI
501(c)(3)
Type I
University of Notre Dame du Lac
Yes
(5)
Voice of the Fighting Irish Inc
Controllers Office
724 Grace Hall
Notre Dame
,
IN
46556
31-1135580
Radio station
IN
501(c)(3)
Type I
University of Notre Dame du Lac
Yes
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2018
Page 2
Schedule R (Form 990) 2018
Page
2
Part III
Identification of Related Organizations Taxable as a Partnership
Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership
Yes
No
Yes
No
(1)
Magna NYC Co-Investment LP
300 Centerville Road
Suite 300 East
Warwick
,
RI
02886
26-1523052
Real estate investment
DE
GP Magna NYC Co-Investment LLC
Unrelated
-1,166,135
29,512,092
No
-1,070,992
No
89.09 %
(2)
Merit Energy Partners VIII LP
13727 Noel Rd
Suite 1200
Dallas
,
TX
75240
75-2530212
Direct energy investments
DE
Merit Partners LP
Excluded
8,222,756
155,482,522
No
No
99 %
(3)
Qiming II Investor Holdings LLC
350 106th Ave NE
First Floor
Bellevue
,
WA
98004
27-0464551
Feeder fund
WA
University of Notre Dame du Lac
Excluded
-45,956
2,505,070
No
Yes
100 %
(4)
Thor Palmer House Co-Investor LP
25 West 39th Street
11th Floor
New York
,
NY
10018
20-3283109
Real estate investment
DE
Thor Palmer House Co-Investor GP LLC
Excluded
-196,639
58,573,057
No
No
68.72 %
(5)
Bridgewater Corporate Bond Fund LLC
One Glendenning Place
Westport
,
CT
06880
52-2317130
Investments
DE
Bridgewater Associates LP
Excluded
4,732,068
116,031,458
No
No
92.65 %
(6)
NDFPR LP
PO Box 194170
San Francisco
,
CA
941194170
61-1769730
Investments
DE
BART Partners VIII LLC
Excluded
667,875
154,980,608
No
No
99.66 %
(7)
VMG Stone Brewing Coinvestment LP
39 Mesa Street
Suite 310
San Francisco
,
CA
94129
81-2802402
Investments
DE
VMG Partners III GP LP
Unrelated
-1,932,481
72,120,125
No
-1,932,481
No
63.6 %
(8)
Schroder Adveq EEM I LP
98-1272313
Investments
UK
Schroder Adveq EEM Management I LP
Excluded
96,404
14,457,157
No
No
99 %
(9)
22NW Fund LP
1455 NW Leary Way
Suite 400
Seattle
,
WA
98107
47-3303449
Investments
DE
22NW Fund Group LLC
Excluded
3,100,144
67,676,067
No
113,736
No
46.25 %
(10)
Sprints II Walton Co-Investment LP
Investments
GK
Sprints II Walton Co-Investment GP Limited
Unrelated
-375
12,367,152
No
-66,444
No
100 %
(11)
Endries Co-Invest LLC
c/o Nautic Partners LLC
50 Kennedy Plaza 12th Floor
Providence
,
RI
02903
82-1556028
Investments
DE
Nautic Capital VIII LP
Excluded
7,487,523
412,700
No
No
91.04 %
(12)
Mile Rock Capital Fund I LP
700 Larkspur Landing Circle
Suite 199
Larkspur
,
CA
94939
82-5049944
Investments
DE
Mile Rock Capital
Excluded
0
54,256
No
No
50.04 %
(13)
Level Equity-IMN Investors LLC
Two Grand Central Tower
140 E 45th St 39th Floor
New York
,
NY
10017
Investments
DE
Level Equity Management LLC
Excluded
0
10,174,116
No
No
99.76 %
(14)
EEM II LP
Investments
UK
EEM Management II LP
Excluded
0
0
No
No
99 %
(15)
EEM Opportunities LP
98-1430893
Investments
UK
EEM Opportunities Management II LP
Excluded
0
0
No
No
99 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust
Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes
No
(1)
BCMR Feeder-TE LP
518 17th Street
Suite 1700
Denver
,
CO
80202
98-0582629
Feeder fund
CA
University of Notre Dame du Lac
C Corporation
4,491,976
10,730,824
99 %
Yes
(2)
Bradley-DeBartolo Inc
Controllers Office
724 Grace Hall
Notre Dame
,
IN
46556
34-1765932
Real estate owner/lessor
OH
University of Notre Dame du Lac
C Corporation
0
0
100 %
Yes
(3)
Sorin Management Ltd
Investments
MP
University of Notre Dame du Lac
C Corporation
639,503
153,791,081
100 %
Yes
(4)
TDR Capital II C Holdings LP
98-0648852
Feeder fund
UK
University of Notre Dame du Lac
C Corporation
3,883,726
20,495,639
100 %
Yes
(5)
Tegean Offshore Fund Ltd
c/o Tegean Capital Management LLC
Chrysler Building 405 Lexington Ave
New York
,
NY
10174
Feeder fund
CJ
University of Notre Dame du Lac
C Corporation
492,542
90,931,513
82.01 %
Yes
(6)
ND Renewable Energy Inc
Controllers Office
724 Grace Hall
Notre Dame
,
IN
46556
81-4675664
Finance
IN
University of Notre Dame du Lac
C Corporation
0
5
100 %
Yes
(7)
ND-Structured Immunity Inc
1400 E Angela Blvd
South Bend
,
IN
46617
82-2731805
Health care
DE
University of Notre Dame du Lac
C Corporation
14,795
17,938
100 %
Yes
(8)
ND-Origin Oncology Inc
1400 E Angela Blvd
South Bend
,
IN
46617
82-4167966
Health care
DE
University of Notre Dame du Lac
C Corporation
0
5,250
100 %
Yes
(9)
ND-Prevallergy Inc
1400 E Angela Blvd
South Bend
,
IN
46617
82-4269472
Health care
DE
University of Notre Dame du Lac
C Corporation
100 %
Yes
(10)
ND-Vital View Technologies Inc
1400 E Angela Blvd
South Bend
,
IN
46617
82-5296303
Health care
DE
University of Notre Dame du Lac
C Corporation
40,000
33,567
100 %
Yes
(11)
ND-YeSSGenomics Inc
1400 E Angela Blvd
South Bend
,
IN
46617
61-1890512
Health care
DE
University of Notre Dame du Lac
C Corporation
0
78,711
100 %
Yes
(12)
Charitable remainder trusts (66)
Split-interest trusts where University of Notre Dame du Lac is trustee and remainder beneficiary
IN
University of Notre Dame du Lac
Trust
No
Schedule R (Form 990) 2018
Page 3
Schedule R (Form 990) 2018
Page
3
Part V
Transactions With Related Organizations
Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note.
Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1
During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a
Receipt of
(i)
interest,
(ii)
annuities,
(iii)
royalties, or
(iv)
rent from a controlled entity
.....................
1a
Yes
b
Gift, grant, or capital contribution to related organization(s)
............................
1b
Yes
c
Gift, grant, or capital contribution from related organization(s)
............................
1c
No
d
Loans or loan guarantees to or for related organization(s)
............................
1d
No
e
Loans or loan guarantees by related organization(s)
............................
1e
No
f
Dividends from related organization(s)
............................
1f
No
g
Sale of assets to related organization(s)
............................
1g
No
h
Purchase of assets from related organization(s)
............................
1h
No
i
Exchange of assets with related organization(s)
............................
1i
No
j
Lease of facilities, equipment, or other assets to related organization(s)
.......................
1j
No
k
Lease of facilities, equipment, or other assets from related organization(s)
......................
1k
No
l
Performance of services or membership or fundraising solicitations for related organization(s)
.....................
1l
No
m
Performance of services or membership or fundraising solicitations by related organization(s)
.................
1m
No
n
Sharing of facilities, equipment, mailing lists, or other assets with related organization(s)
...................
1n
No
o
Sharing of paid employees with related organization(s)
............................
1o
Yes
p
Reimbursement paid to related organization(s) for expenses
............................
1p
No
q
Reimbursement paid by related organization(s) for expenses
............................
1q
No
r
Other transfer of cash or property to related organization(s)
............................
1r
Yes
s
Other transfer of cash or property from related organization(s)
............................
1s
Yes
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1)
BCMR Feeder - TE LP
S
7,448,003
Amount received
(2)
22NW Fund LP
S
100,000
Amount received
(3)
22NW Fund LP
B
10,000,000
Funding provided
(4)
NDFPR LP
B
25,000,000
Funding provided
(5)
Magna NYC Co-Investment LP
S
967,628
Amount received
(6)
Merit Energy Partners VIII LP
S
21,532,500
Amount received
(7)
Merit Energy Partners VIII LP
B
33,660,000
Funding provided
(8)
Mile Rock Capital Fund I LP
B
98,379
Funding provided
(9)
Endries Co-Invest LLC
S
14,621,836
Amount received
(10)
Endries Co-Invest LLC
B
80,493
Funding provided
(11)
Qiming II Investor Holding LLC
S
8,344,811
Amount received
(12)
Schroder Adveq EEM I LP
B
7,505,069
Funding provided
(13)
TDR Capital II C Holdings LP
S
8,564,993
Amount received
(14)
VMG Stone Brewing Coinvestment LP
B
573,395
Funding provided
(15)
Fundacion University of Notre Dame Chile
B
393,751
Funding provided
(16)
The University of Notre Dame (USA) in England
B
1,019,138
Funding provided/expenses incurred
(17)
The University of Notre Dame (USA) in England
R
3,870,896
Remittance of revenues collected on behalf of organization
(18)
Charitable remainder trusts (7)
S
4,472,335
Remainder interest received
(19)
Sorin Management Ltd
B
1,672,745
Funding provided
(20)
Sorin Management Ltd
S
28,852,830
Amount received
(21)
University of Notre Dame Gillen Foundation
B
653,511
Funding provided
(22)
Voice of the Fighting Irish Inc
B
96,337
Funding provided
(23)
ND-Structured Immunity Inc
O
50,847
Compensation paid
(24)
ND-YeSSGenomics Inc
B
85,000
Funding provided
(25)
ND-Vital View Technologies Inc
B
156,435
Funding provided
(26)
ND-Structured Immunity Inc
A
11,606
Amount received
Schedule R (Form 990) 2018
Page 4
Schedule R (Form 990) 2018
Page
4
Part VI
Unrelated Organizations Taxable as a Partnership
Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)
(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income
(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership
Yes
No
Yes
No
Yes
No
Schedule R (Form 990) 2018
Page 5
Schedule R (Form 990) 2018
Page
5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference
Explanation
Schedule R (Form 990) 2018
Additional Data
Software ID:
18007697
Software Version:
2018v3.1