efile Public Visual Render
ObjectId: 202031889349100518 - Submission: 2020-07-06
TIN: 35-6013632
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
E MILNER TRUST UW (PRE-1969 CHARITABLE
Number and street (or P.O. box number if mail is not delivered to street address)
REGIONS BANK TRUST DEPT P O BOX 1
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BIRMINGHAM
,
AL
35202
A Employer identification number
35-6013632
B
Telephone number (see instructions)
(205) 420-7753
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
806,612
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
16,144
16,007
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
17,256
b
Gross sales price for all assets on line 6a
150,910
7
Capital gain net income (from Part IV, line 2)
...
17,256
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
43
12
Total.
Add lines 1 through 11
........
33,443
33,263
13
Compensation of officers, directors, trustees, etc.
11,642
9,313
2,328
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
960
0
0
960
b
Accounting fees (attach schedule)
.......
900
0
0
705
c
Other professional fees (attach schedule)
....
925
925
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
659
471
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
65
65
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
15,151
10,774
0
3,993
25
Contributions, gifts, grants paid
.......
37,001
37,001
26
Total expenses and disbursements.
Add lines 24 and 25
52,152
10,774
0
40,994
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-18,709
b
Net investment income
(if negative, enter -0-)
22,489
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Page 2
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
520
2
Savings and temporary cash investments
.........
17,634
23,192
23,192
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
639,545
615,879
783,420
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
657,699
639,071
806,612
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
657,699
639,071
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
657,699
639,071
30
Total liabilities and net assets/fund balances
(see instructions)
.
657,699
639,071
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
657,699
2
Enter amount from Part I, line 27a
.....................
2
-18,709
3
Other increases not included in line 2 (itemize)
3
81
4
Add lines 1, 2, and 3
..........................
4
639,071
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
639,071
Form
990-PF
(2019)
Page 3
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
1. INTEL CORP
2017-04-11
2019-01-02
b
5. INTEL CORP
2018-06-25
2019-01-02
c
2. INTERNATIONAL BUSINESS MACHINES CORP
2017-10-31
2019-01-02
d
1. CHUBB LIMITED COM
2016-01-19
2019-01-02
e
2. CHUBB LIMITED COM
2018-03-14
2019-01-02
5. ZOETIS INC
2017-12-05
2019-01-04
2. DEXCOM INC
2016-11-03
2019-01-07
7. TEXAS INSTRS INC
2016-01-15
2019-01-10
4. KIMBERLY CLARK CORP
2017-12-05
2019-01-15
9. BP PLC
2015-11-09
2019-01-22
1. NUTRIEN LTD
2018-06-25
2019-01-22
5. NUTRIEN LTD
2017-12-05
2019-01-22
4. PEPSICO INC COM
2014-10-10
2019-01-22
14. RYOHIN KEIKAKU CO -UNSP ADR
2017-06-28
2019-01-22
6. VALERO ENERGY CORP
2016-08-11
2019-01-22
9. ABB LTD
2018-10-26
2019-02-01
37. ABB LTD
2018-01-24
2019-02-01
5. US BANCORP DEL
2014-10-10
2019-02-01
3. CHUBB LIMITED COM
2016-01-19
2019-02-01
1. SALESFORCE COM INC
2016-02-08
2019-02-07
2. COSTCO WHSL CORP NEW
2016-05-05
2019-02-15
26. RED ELECTRICA CORP SA
2018-10-26
2019-02-21
10. AIA GROUP LTD
2018-09-25
2019-03-08
23. ABN AMRO GROUP NV
2018-08-31
2019-03-08
3. ABN AMRO GROUP NV
2017-12-05
2019-03-08
649.517 ADVISERS INVT TR JOHCM INTL SL I
2017-04-11
2019-03-08
4. ANHEUSER-BUSCH INBEV SA/NV
2017-12-05
2019-03-08
3. ASHTEAD GROUP PLC
2017-06-28
2019-03-08
58. ASSA ABLOY AB - UNSP ADR
2017-12-05
2019-03-08
745.002 BARON EMERGING MARKETS FUND
2018-06-25
2019-03-08
24. BHP GROUP LTD
2017-06-28
2019-03-08
3. CANADIAN NATIONAL RAILWAY CO
2017-04-11
2019-03-08
17. CARLSBERG A/S
2017-04-11
2019-03-08
5. CISCO SYSTEMS INC
2014-10-10
2019-03-08
24. COMPASS GROUP PLC
2017-12-05
2019-03-08
6. DBS GROUP HOLDINGS LTD
2017-04-11
2019-03-08
13. DAIWA HOUSE INDUS-UNSP ADR
2016-02-17
2019-03-08
54. FERGUSON PLC
2017-06-28
2019-03-08
5. INTEL CORP
2017-04-11
2019-03-08
28. ISHARES CORE S&P MIDCAP ETF
2017-04-11
2019-03-08
36. ISHARES RUSSELL 2000 INDEX FD
2017-04-11
2019-03-08
17.278 JPMORGAN HEDGED EQUITY FUND
2018-06-05
2019-03-08
15. KOMATSU LTD SPON ADR NEW
2019-01-14
2019-03-08
11. MAKITA CORP
2017-04-11
2019-03-08
14. CIE GNERALE DES ESTABL MICHELIN
2017-07-17
2019-03-08
43. NORDEA BANK ABP
2018-08-28
2019-03-08
8. NOVARTIS AG-ADR
2017-12-05
2019-03-08
16. PRUDENTIAL PLC
2015-09-16
2019-03-08
15. RED ELECTRICA CORP SA
2018-10-26
2019-03-08
43. RED ELECTRICA CORP SA
2017-12-05
2019-03-08
6. RELX PLC
2017-04-11
2019-03-08
17. RELX PLC
2018-07-19
2019-03-08
18. ROGERS COMMUNICATIONS INC
2018-10-26
2019-03-08
6. ROYAL DUTCH SHELL PLC-ADR
2017-06-28
2019-03-08
1. RYANAIR HOLDINGS PLC-SP ADR
2018-03-14
2019-03-08
3. RYANAIR HOLDINGS PLC-SP ADR
2017-12-05
2019-03-08
6. RYOHIN KEIKAKU CO -UNSP ADR
2016-12-08
2019-03-08
15. SAFRAN SA
2017-12-05
2019-03-08
23. SAMPO OYJ
2017-12-05
2019-03-08
8. SAP SE ONE ADR REPRS 1/12TH OF A PREF SH
2017-06-28
2019-03-08
59. SUMITOMO MITSUI-SPONS ADR
2017-12-05
2019-03-08
9. SUNCOR ENERGY INC
2018-10-11
2019-03-08
6. SUNCOR ENERGY INC
2017-12-05
2019-03-08
5. TJX COMPANIES INC
2017-02-14
2019-03-08
21. TELENOR ASA-ADR
2017-12-05
2019-03-08
20. UBISOFT ENTERTAIN-UNSPON ADR
2018-06-25
2019-03-08
8. UNILEVER PLC SPONSORED ADR
2017-04-11
2019-03-08
18. VINCI S.A.-UNSPONS ADR
2017-04-11
2019-03-08
19. VIVENDI SA
2018-09-25
2019-03-08
27. VOLKSWAGEN AG
2018-11-07
2019-03-08
8. WOLTERS KLUWER NV
2017-04-11
2019-03-08
3. AON CORP
2017-04-11
2019-03-08
4. ACCENTURE PLC IRELAND SHS CL A
2017-06-28
2019-03-08
7. MEDTRONIC PLC
2017-06-28
2019-03-08
6. BB&T CORP
2015-09-16
2019-03-27
1. ADOBE SYS INC COM
2016-05-05
2019-04-05
7. BB&T CORP
2015-09-16
2019-04-05
1. COSTCO WHSL CORP NEW
2014-10-10
2019-04-05
2. INTUIT INC
2017-04-27
2019-04-05
4. ASHTEAD GROUP PLC
2015-02-26
2019-04-09
1. CHUBB LIMITED COM
2016-01-19
2019-04-18
1817.723 BARON EMERGING MARKETS FUND
2017-12-05
2019-04-22
3. CHUBB LIMITED COM
2016-01-19
2019-04-24
4. INTEL CORP
2017-04-11
2019-04-25
9. MORGAN STANLEY DEAN WITTER & CO
2016-12-08
2019-05-03
6. MORGAN STANLEY DEAN WITTER & CO
2018-06-25
2019-05-03
2. OCCIDENTAL PETROLEUM CORP
2016-12-08
2019-05-17
2. OCCIDENTAL PETROLEUM CORP
2018-06-25
2019-05-17
5. M & T BK CORP
2016-09-12
2019-05-23
3. MEDTRONIC PLC
2018-03-14
2019-05-23
13. UBISOFT ENTERTAIN-UNSPON ADR
2018-03-29
2019-05-24
.2 ALCON INC
2017-04-11
2019-05-24
6. SONOVA HOLDING AG
2019-03-22
2019-06-07
6. JOHNSON CONTROLS INTERNATIONAL
2018-03-14
2019-06-10
6. BHP GROUP LTD
2017-06-28
2019-06-11
3. CANADIAN NATIONAL RAILWAY CO
2017-04-11
2019-06-11
44. FERGUSON PLC-ADR
2015-02-26
2019-06-11
22. COMPASS GROUP PLC
2017-04-11
2019-06-12
4. WOLTERS KLUWER NV
2017-01-23
2019-06-12
2. ACCENTURE PLC IRELAND SHS CL A
2017-06-28
2019-06-12
3. PAYPAL HOLDINGS INC
2016-07-11
2019-06-13
2. ZOETIS INC
2017-05-25
2019-06-13
3. PACKAGING CORP OF AMERICA
2019-02-01
2019-06-19
8. TAPESTRY INC
2018-12-13
2019-06-19
9. MAKITA CORP
2016-02-17
2019-06-20
4. OCCIDENTAL PETROLEUM CORP
2016-12-08
2019-06-21
19. H P INC
2018-06-25
2019-06-26
1. CINTAS CORP
2018-05-30
2019-07-03
1. ACCENTURE PLC IRELAND SHS CL A
2016-11-14
2019-07-03
3. INTERNATIONAL BUSINESS MACHINES CORP
2014-12-16
2019-07-05
8. OCCIDENTAL PETROLEUM CORP
2016-12-08
2019-07-05
11. SONOVA HOLDING AG
2018-11-13
2019-07-05
6. WEYERHAEUSER CO
2019-04-05
2019-07-05
5. WEYERHAEUSER CO
2018-06-25
2019-07-05
3. WOLTERS KLUWER NV
2016-02-17
2019-07-05
3. DANAHER CORP
2016-08-18
2019-07-15
5. FLEETCOR TECHNOLOGIES INC
2016-12-08
2019-07-15
12. OCCIDENTAL PETROLEUM CORP
2017-05-12
2019-07-15
1. TAUBMAN CENTERS INC
2018-01-12
2019-07-15
5. TAUBMAN CENTERS INC
2018-07-20
2019-07-15
.3333 CORTEVA INC
2019-05-23
2019-07-17
.3333 DUPONT DE NEMOURS INC
2018-03-14
2019-07-17
4. TARGET CORP COM
2018-01-12
2019-07-19
3. ALCON INC
2017-04-11
2019-07-19
1. ALCON INC
2019-04-11
2019-07-19
11. CIE GNERALE DES ESTABL MICHELIN
2017-07-17
2019-07-26
16. VINCI S.A.-UNSPONS ADR
2017-04-11
2019-07-26
7. CARLSBERG A/S
2015-09-18
2019-08-05
6. FNF GROUP
2017-01-09
2019-08-05
9. KONINKLIJKE PHILIPS ELECTRS SP ADR NEW2000
2018-06-25
2019-08-07
7. CISCO SYSTEMS INC
2018-06-25
2019-08-08
2. INTERNATIONAL BUSINESS MACHINES CORP
2014-12-16
2019-08-08
2. INTERNATIONAL BUSINESS MACHINES CORP
2019-03-27
2019-08-08
55. ABN AMRO GROUP NV
2017-12-05
2019-08-12
20. RED ELECTRICA CORP SA
2015-03-20
2019-08-14
4. BOK FINANCIAL CORP
2018-06-25
2019-08-19
9. CENTURYLINK INC
2018-12-18
2019-08-19
6. TAUBMAN CENTERS INC
2018-01-12
2019-08-19
22. CIE GNERALE DES ESTABL MICHELIN
2017-04-21
2019-08-28
1. INTUIT INC
2018-05-30
2019-09-09
4. M & T BK CORP
2016-10-04
2019-09-09
5. TAPESTRY INC
2018-12-13
2019-09-09
10. TAPESTRY INC
2017-05-02
2019-09-09
1. TARGET CORP COM
2018-01-12
2019-09-09
17. TAPESTRY INC
2017-12-05
2019-09-16
7. TAUBMAN CENTERS INC
2018-06-25
2019-09-16
2. DEXCOM INC
2016-11-03
2019-09-17
3. M & T BK CORP
2016-10-04
2019-09-17
2. ZOETIS INC
2017-05-25
2019-09-17
5. TAUBMAN CENTERS INC
2018-03-14
2019-09-19
11. ROGERS COMMUNICATIONS INC
2018-07-19
2019-09-27
36. CONTINENTAL AG
2019-07-25
2019-10-07
25. ATOS SE
2019-07-05
2019-10-16
5. HELMERICH & PAYNE INC
2019-03-08
2019-10-17
10. KONINKLIJKE PHILIPS ELECTRS SP ADR NEW2000
2016-08-18
2019-10-17
38. ASSA ABLOY AB - UNSP ADR
2017-12-05
2019-10-18
6. COMPASS GROUP PLC
2016-02-17
2019-10-22
15. BP PLC
2018-03-14
2019-10-24
2. EDWARDS LIFESCIENCES CORP
2018-05-30
2019-10-30
3. MICROSOFT CORP COM
2019-09-17
2019-10-30
10. ANHEUSER-BUSCH INBEV SA/NV
2017-04-11
2019-11-01
38.808 BAIRD AGGREGATE BOND FUND
2018-02-15
2019-11-05
54.736 FIDELITY INVESTMENT GRADE BOND FUND
2014-10-10
2019-11-05
272.639 TEMPLETON GLOBAL BOND FUND/UNITED STATES
2016-06-08
2019-11-05
147.526 TEMPLETON GLOBAL BOND FUND/UNITED STATES
2019-03-08
2019-11-05
1. HELMERICH & PAYNE INC
2019-03-08
2019-11-06
12. HELMERICH & PAYNE INC
2016-07-27
2019-11-06
85. CIE FINANCIERE RICHEMONT SA
2017-06-28
2019-11-12
6. ANHEUSER-BUSCH INBEV SA/NV
2018-11-19
2019-11-13
38. H P INC
2017-03-23
2019-11-15
13. UBISOFT ENTERTAIN-UNSPON ADR
2018-03-29
2019-11-18
18. UBISOFT ENTERTAIN-UNSPON ADR
2018-12-20
2019-11-18
66. ZOZO INC -UNSP ADR
2019-08-20
2019-11-18
2. DANAHER CORP
2016-12-08
2019-11-20
4. PAYPAL HOLDINGS INC
2016-07-11
2019-11-20
6. TARGET CORP COM
2018-06-25
2019-11-21
3. WALMART STORES INC COM
2016-12-09
2019-11-21
31. ABN AMRO BANK NV-UNSP ADR
2019-08-19
2019-11-26
19. CENTURYLINK INC
2019-02-04
2019-11-26
14. CENTURYLINK INC
2018-07-10
2019-11-26
3. PACKAGING CORP OF AMERICA
2019-01-22
2019-11-26
7. PACKAGING CORP OF AMERICA
2018-10-22
2019-11-26
2. ADOBE SYS INC COM
2016-05-05
2019-12-02
3. ALIBABA GROUP HOLDING-SP ADR
2017-08-01
2019-12-02
3. AMPHENOL CORP
2014-10-10
2019-12-02
1. AUTODESK INC COM
2018-08-28
2019-12-02
2. BROWN-FORMAN CORP
2019-06-13
2019-12-02
1. CINTAS CORP
2018-05-30
2019-12-02
3. LAUDER ESTEE COS INC CL A
2018-10-22
2019-12-02
1. MICROSOFT CORP COM
2019-04-05
2019-12-02
1. ROPER TECHNOLOGIES INC
2018-06-25
2019-12-02
3. SBA COMMUNICATIONS CORP
2018-05-30
2019-12-02
2. SALESFORCE COM INC
2016-02-08
2019-12-02
1. THERMO FISHER SCIENTIFIC INC
2017-02-14
2019-12-02
3. VISA INC
2014-10-10
2019-12-02
6. INTEL CORP
2017-04-11
2019-12-04
4.422 ADVISERS INVT TR JOHCM INTL SL I
2017-04-11
2019-12-05
1. AMPHENOL CORP
2014-10-10
2019-12-05
1. AUTODESK INC COM
2018-08-28
2019-12-05
3. BWX TECHNOLOGIES INC
2018-02-23
2019-12-05
3. BROWN-FORMAN CORP
2019-06-13
2019-12-05
1. COSTCO WHSL CORP NEW
2014-10-10
2019-12-05
2. DANAHER CORP
2016-12-08
2019-12-05
2. ELECTRONIC ARTS
2018-07-11
2019-12-05
2. FORTIVE CORP.
2018-03-14
2019-12-05
12. INFORMA PLC
2017-06-28
2019-12-05
1. INTUIT INC
2018-05-30
2019-12-05
1. INTUITIVE SURGICAL INC
2016-11-15
2019-12-05
31. ISHARES CORE S& P 500 ETF
2017-04-11
2019-12-05
4. ISHARES CORE S&P MIDCAP ETF
2017-04-11
2019-12-05
2. MICROSOFT CORP COM
2019-04-05
2019-12-05
3. PAYPAL HOLDINGS INC
2016-07-11
2019-12-05
4. TJX COMPANIES INC
2017-02-14
2019-12-05
1. VISA INC
2014-10-10
2019-12-05
3. ZOETIS INC
2017-05-08
2019-12-05
4. GENPACT LTD USD 0.001
2016-12-08
2019-12-05
2. NXP SEMICONDUCTORS N V
2018-09-19
2019-12-05
3. BWX TECHNOLOGIES INC
2018-02-23
2019-12-10
22. CENTURYLINK INC
2018-07-10
2019-12-13
2. UNILEVER PLC SPONSORED ADR
2019-09-30
2019-12-18
3. UNILEVER PLC SPONSORED ADR
2017-04-11
2019-12-18
2. AON CORP
2017-04-11
2019-12-26
11. MONDELEZ INTERNATIONAL INC
2018-08-15
2019-12-30
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
47
36
11
b
235
256
-21
c
229
308
-79
d
127
111
16
e
255
284
-29
423
321
102
256
126
130
682
336
346
465
494
-29
361
318
43
51
54
-3
254
238
16
436
380
56
607
650
-43
490
321
169
174
178
-4
713
1,050
-337
257
204
53
400
333
67
155
55
100
433
295
138
274
277
-3
380
345
35
254
310
-56
33
44
-11
14,348
13,167
1,181
322
454
-132
298
242
56
592
595
-3
10,065
10,452
-387
1,235
914
321
257
222
35
420
307
113
253
117
136
538
486
52
438
328
110
396
332
64
368
352
16
261
178
83
5,192
4,775
417
5,434
4,904
530
341
336
5
348
356
-8
361
388
-27
315
381
-66
371
464
-93
714
641
73
636
694
-58
160
160
458
469
-11
129
120
9
365
383
-18
946
913
33
363
322
41
73
123
-50
220
360
-140
278
263
15
504
394
110
538
597
-59
856
795
61
406
458
-52
293
329
-36
195
191
4
253
195
58
412
450
-38
310
432
-122
435
403
32
424
359
65
545
500
45
445
479
-34
519
312
207
483
358
125
643
495
148
628
612
16
271
223
48
268
93
175
337
252
85
246
131
115
524
248
276
413
300
113
138
111
27
25,939
22,442
3,497
417
333
84
233
142
91
432
391
41
288
292
-4
107
142
-35
107
167
-60
813
582
231
273
248
25
208
220
-12
12
9
3
267
212
55
234
226
8
330
213
117
273
200
73
286
286
519
421
98
292
144
148
369
247
122
346
115
231
221
125
96
286
285
1
242
335
-93
282
265
17
204
276
-72
394
375
19
238
181
57
189
118
71
423
461
-38
392
549
-157
485
348
137
159
164
-5
133
178
-45
214
103
111
423
241
182
1,458
694
764
619
776
-157
41
61
-20
206
300
-94
9
9
23
33
-10
353
306
47
181
134
47
60
56
4
253
286
-33
407
262
145
182
109
73
255
150
105
414
298
116
369
280
89
277
307
-30
277
281
-4
573
809
-236
192
200
-8
315
306
9
103
148
-45
244
367
-123
442
549
-107
275
199
76
617
464
153
121
175
-54
243
432
-189
108
77
31
436
721
-285
299
426
-127
310
126
184
469
348
121
245
125
120
209
284
-75
536
549
-13
442
525
-83
367
405
-38
190
264
-74
431
288
143
443
383
60
150
110
40
593
533
60
476
273
203
431
394
37
793
1,074
-281
434
412
22
448
434
14
2,912
2,951
-39
1,576
1,689
-113
41
53
-12
488
768
-280
615
627
-12
476
459
17
768
660
108
142
220
-78
197
275
-78
271
257
14
286
158
128
415
153
262
759
458
301
359
210
149
534
570
-36
273
299
-26
201
281
-80
336
276
60
784
617
167
605
186
419
585
452
133
309
140
169
176
158
18
135
115
20
257
181
76
586
326
260
150
120
30
356
275
81
697
475
222
320
109
211
311
157
154
543
156
387
336
213
123
105
90
15
103
47
56
178
158
20
179
191
-12
200
173
27
297
131
166
294
156
138
203
290
-87
143
130
13
243
230
13
255
199
56
583
210
373
9,734
7,316
2,418
803
678
125
300
225
75
316
115
201
240
156
84
181
52
129
357
176
181
162
98
64
233
184
49
181
189
-8
298
441
-143
112
120
-8
168
139
29
415
239
176
604
460
144
303
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
11
b
-21
c
-79
d
16
e
-29
102
130
346
-29
43
-3
16
56
-43
169
-4
-337
53
67
100
138
-3
35
-56
-11
1,181
-132
56
-3
-387
321
35
113
136
52
110
64
16
83
417
530
5
-8
-27
-66
-93
73
-58
-11
9
-18
33
41
-50
-140
15
110
-59
61
-52
-36
4
58
-38
-122
32
65
45
-34
207
125
148
16
48
175
85
115
276
113
27
3,497
84
91
41
-4
-35
-60
231
25
-12
3
55
8
117
73
98
148
122
231
96
1
-93
17
-72
19
57
71
-38
-157
137
-5
-45
111
182
764
-157
-20
-94
-10
47
47
4
-33
145
73
105
116
89
-30
-4
-236
-8
9
-45
-123
-107
76
153
-54
-189
31
-285
-127
184
121
120
-75
-13
-83
-38
-74
143
60
40
60
203
37
-281
22
14
-39
-113
-12
-280
-12
17
108
-78
-78
14
128
262
301
149
-36
-26
-80
60
167
419
133
169
18
20
76
260
30
81
222
211
154
387
123
15
56
20
-12
27
166
138
-87
13
13
56
373
2,418
125
75
201
84
129
181
64
49
-8
-143
-8
29
176
144
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
17,256
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
40,083
793,198
0.050533
2017
40,993
777,688
0.052711
2016
46,093
745,115
0.06186
2015
49,445
790,665
0.062536
2014
52,188
830,126
0.062868
2
Total
of line 1, column (d)
.....................
2
0.290508
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.058102
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
776,873
5
Multiply line 4 by line 3
......................
5
45,138
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
225
7
Add lines 5 and 6
........................
7
45,363
8
Enter qualifying distributions from Part XII, line 4
,.............
8
40,994
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Page 4
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
450
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
450
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
450
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
356
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
356
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
94
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IN
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Page 5
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
REGIONS BANK TRUST DEPT
Telephone no.
(205) 420-7753
Located at
201 MILAN PARKWAY
BIRMINGHAM
AL
ZIP+4
35211
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Page 6
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
REGIONS BANK
TRUSTEE
1
11,642
201 MILAN PKWY
BIRMINGHAM
,
AL
35211
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Page 7
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Page 8
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
788,704
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
788,704
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
788,704
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
11,831
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
776,873
6
Minimum investment return.
Enter 5% of line 5
..................
6
38,844
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
38,844
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
450
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
450
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
38,394
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
38,394
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
38,394
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
40,994
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
40,994
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
40,994
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Page 9
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
38,394
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
6,106
d
From 2017
......
2,632
e
From 2018
......
779
f
Total
of lines 3a through e
........
9,517
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
40,994
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
38,394
e
Remaining amount distributed out of corpus
2,600
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
12,117
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
12,117
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
6,106
c
Excess from 2017
....
2,632
d
Excess from 2018
....
779
e
Excess from 2019
....
2,600
Form
990-PF
(2019)
Page 10
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
REGIONS TRUST CO MARK ROATH
ONE INDIANA SQUARE
INDIANAPOLIS
,
IN
46204
(765) 476-8341
b
The form in which applications should be submitted and information and materials they should include:
LETTER OF REQUEST
c
Any submission deadlines:
NOVEMBER 30
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
FUNDS MUST BE USED FOR THE CITIZENS IN CLINTON COUNTY, INDIANA AND PROMOTE THE AID OF SENIOR CITIZENS OR PREVENTION OF CRUELTY TO ANIMALS
Form
990-PF
(2019)
Page 11
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
CAMP CULLOM
6815 W CO RD 200 N
FRANKFORT
,
IN
46041
NONE
PC
GENERAL OPERATING
1,657
FRANKFORT COMMUNITY LIBRARY
208 W CLINTON ST
FRANKFORT
,
IN
46041
NONE
PC
GENERAL OPERATING
1,657
LEARNING NETWORK OF CLINTON COUNTY
1111 S JACKSON ST
FRANKFORT
,
IN
46041
NONE
PC
GENERAL OPERATING
1,657
WILDCAT WILDLIFE CENTER
4709 N 400 W
DELPHI
,
IN
46923
NONE
PC
GENERAL FUND
2,760
HUMANE SOCIETY OF CLINTON COUNTY
PO BOX 455
FRANKFORT
,
IN
46041
NONE
PC
GENERAL OPERATING
4,418
QUINTON'S HOUSE CHILD ADVOCACY
359 COLUMBIA ST
FRANKFORT
,
IN
46041
NONE
PC
GENERAL OPERATING
1,657
CLINTON COUNTY ASSOC FOR RETARDED
CITIZENS
9 E CLINTON ST
FRANKFORT
,
IN
46041
NONE
PC
GENERAL FUNDS
2,209
BOYS & GIRLS CLUB OF CLINTON COUNTY
1100 W GREEN ST
FRANKFORT
,
IN
46041
NONE
PC
GENERAL OPERATING
1,657
COACH KIDS
554 W WALNUT ST
FRANKFORT
,
IN
46041
NONE
PC
GENERAL OPERATING
2,209
PAUL PHILLIPPE RESOURCE CENTER
401 W WALNUT STREET
FRANKFORT
,
IN
46041
NONE
PC
GENERAL OPERATING
5,522
OPEN DOOR CLINIC
51 W CLINTON STREET
FRANKFORT
,
IN
46041
NONE
PC
GENERAL OPERATING
5,522
FRANKFORT LIONS CLUB
751 FOREST DRIVE
FRANKFORT
,
IN
47941
NONE
NC
GENERAL OPERATING
4,418
WECARE OF CLINTON COUNTY
655 W FREEMAN ST
FRANFORT
,
IN
460412942
NONE
PC
GENERAL OPERATING
1,658
Total
.................................
3a
37,001
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Page 12
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
16,144
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
17,256
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
14
43
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
33,443
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
33,443
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Page 13
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
Yes
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
1a(1)
4,418
FRANKFORT LIONS CLUB
GRANTS TO PUBLIC CHARITIES
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
2020-05-29
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
SHAWN P HANLON
Preparer's Signature
Date
2020-05-29
Check if self-
employed
PTIN
P00965923
Firm's name
PRICEWATERHOUSECCOPERS LLP
Firm's EIN
13-4008324
Firm's address
600 GRANT STREET
PITTSBURGH
,
PA
15219
Phone no.
(412) 355-6000
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description