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ObjectId: 202033179349304433 - Submission: 2020-11-12
TIN: 13-1924236
Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Attach to Form 990.
Go to
www.irs.gov/Form990
for instructions and the latest information.
OMB No. 1545-0047
20
19
Open to Public Inspection
Name of the organization
Memorial Sloan-Kettering Cancer Center
Employer identification number
13-1924236
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
First-class or charter travel
Housing allowance or residence for personal use
Travel for companions
Payments for business use of personal residence
Tax idemnification and gross-up payments
Health or social club dues or initiation fees
Discretionary spending account
Personal services (e.g., maid, chauffeur, chef)
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain
.........
1b
Yes
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a?
..
2
Yes
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
Compensation committee
Written employment contract
Independent compensation consultant
Compensation survey or study
Form 990 of other organizations
Approval by the board or compensation committee
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment?
.............
4a
Yes
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan?
.........
4b
Yes
c
Participate in, or receive payment from, an equity-based compensation arrangement?
.........
4c
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization?
....................
5a
No
b
Any related organization?
.......................
5b
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization?
..................
6a
No
b
Any related organization?
......................
6b
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III
............
7
Yes
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III
..........................
8
Yes
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)?
.........................
9
Yes
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2019
Page 2
Schedule J (Form 990) 2019
Page
2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees.
Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note.
The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A)
Name and Title
(B)
Breakdown of W-2 and/or 1099-MISC compensation
(C)
Retirement and other deferred compensation
(D)
Nontaxable
benefits
(E)
Total of columns
(B)(i)-(D)
(F)
Compensation in column (B) reported as deferred on prior Form 990
(i)
Base
compensation
(ii)
Bonus & incentive
compensation
(iii)
Other
reportable compensation
1
CRAIG THOMPSON MD
BOARD MBR, PRESIDENT & CEO
(i)
(ii)
1,793,875
-------------
3,330,000
-------------
383,200
-------------
22,400
-------------
222,634
-------------
5,752,109
-------------
17,500
-------------
2
KERRY BESSEY
SVP & CHIEF HR OFFICER
(i)
(ii)
680,987
-------------
337,190
-------------
41,470
-------------
22,400
-------------
36,640
-------------
1,118,687
-------------
17,500
-------------
3
ERIC M COTTINGTON
SVP, RESEARCH & TECH MGMT
(i)
(ii)
648,570
-------------
325,500
-------------
39,734
-------------
22,400
-------------
45,445
-------------
1,081,649
-------------
17,500
-------------
4
MICHAEL P GUTNICK
EVP & CFO until 9/2019
(i)
(ii)
810,810
-------------
708,022
-------------
45,285
-------------
22,400
-------------
31,949
-------------
1,618,466
-------------
17,500
-------------
5
JASON KLEIN
SVP & CHIEF INVESTMENT OFFICER
(i)
(ii)
941,978
-------------
692,260
-------------
33,075
-------------
22,400
-------------
43,403
-------------
1,733,116
-------------
17,500
-------------
6
CAROLYN LEVINE ESQ
DEPUTY GEN COUNSEL CORP SECTY
(i)
(ii)
423,283
-------------
84,000
-------------
11,229
-------------
29,885
-------------
25,113
-------------
573,510
-------------
6,514
-------------
7
JORGE LOPEZ ESQ
EVP & GENERAL COUNCEL
(i)
(ii)
916,199
-------------
544,690
-------------
80,981
-------------
30,900
-------------
45,558
-------------
1,618,328
-------------
8,750
-------------
8
EDWARD MAHONEY
SVP, FACILITIES MGMT & CONST
(i)
(ii)
580,602
-------------
437,850
-------------
39,579
-------------
322,400
-------------
31,198
-------------
1,411,629
-------------
17,500
-------------
9
KATHRYN MARTIN
COO
(i)
(ii)
1,376,048
-------------
676,550
-------------
32,944
-------------
522,400
-------------
35,504
-------------
2,643,446
-------------
17,500
-------------
10
AVICE MEEHAN
SVP CH COMM OFF until 5/2019
(i)
(ii)
241,826
-------------
88,540
-------------
264,781
-------------
15,890
-------------
27,216
-------------
638,253
-------------
8,385
-------------
11
PATRICIA C SKARULIS
SVP CH INFO OFF until 12/2019
(i)
(ii)
343,495
-------------
709,269
-------------
17,500
-------------
22,400
-------------
13,877
-------------
1,106,541
-------------
17,500
-------------
12
MICHAEL HARRINGTON
evp & CFO effective 6/2019
(i)
(ii)
748,383
-------------
300,000
-------------
25,633
-------------
30,900
-------------
20,128
-------------
1,125,044
-------------
-------------
13
WENDY PERCHICK
SVP STRATEGIC PLANNING & INNOV
(i)
(ii)
647,367
-------------
319,450
-------------
31,695
-------------
22,400
-------------
24,332
-------------
1,045,244
-------------
17,500
-------------
14
MARK SVENNINGSON
SVP FINANCE, CONTROLLER
(i)
(ii)
658,974
-------------
262,650
-------------
39,918
-------------
22,400
-------------
34,122
-------------
1,018,064
-------------
17,500
-------------
15
GREGORY RASKIN
VP, TECHNOLOGY DEVELOPMENT
(i)
(ii)
553,863
-------------
475,000
-------------
10,191
-------------
30,900
-------------
37,685
-------------
1,107,639
-------------
8,750
-------------
16
ANTHONY DIASIO
VP Finance
(i)
(ii)
518,503
-------------
178,500
-------------
12,552
-------------
30,900
-------------
7,678
-------------
748,133
-------------
8,750
-------------
17
LARRY NORTON
SVP
(i)
(ii)
863,620
-------------
0
-------------
39,755
-------------
900
-------------
44,441
-------------
948,716
-------------
8,750
-------------
18
JAMES HARDEN
svp strategic partnerships
(i)
(ii)
548,422
-------------
217,880
-------------
8,750
-------------
30,900
-------------
36,716
-------------
842,668
-------------
8,750
-------------
19
DEBRA BERNS ESQ
SVP & SR RISK OFFICER
(i)
(ii)
550,032
-------------
540,000
-------------
9,171
-------------
30,900
-------------
11,091
-------------
1,141,194
-------------
7,020
-------------
20
KENNETH MANOTTI
VP DEVELOPMENT
(i)
(ii)
857,609
-------------
425,000
-------------
31,149
-------------
30,900
-------------
36,472
-------------
1,381,130
-------------
8,750
-------------
21
CLAUS JENSON
evp ch digital off eff 10/2019
(i)
(ii)
152,388
-------------
400,000
-------------
488
-------------
257,692
-------------
5,405
-------------
815,973
-------------
-------------
Schedule J (Form 990) 2019
Page 3
Schedule J (Form 990) 2019
Page
3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference
Explanation
SUPPLEMENTAL COMPENSATION INFORMATION
SCHEDULE J, PART I, LINE 1A BUSINESS OR FIRST-CLASS TRAVEL IS ALLOWED FOR FLIGHTS GREATER THAN SIX CONTINUOUS HOURS FOR ANY EMPLOYEE NOT FUNDED BY FEDERAL GRANTS. EXCEPTIONS TO THE SIX HOUR RULE ARE REVIEWED ON AN INDIVIDUAL BASIS. ALL TRAVEL MUST BE APPROVED BEFORE ANY ARRANGEMENTS ARE MADE. MSKCC HAS AN ACCOUNTABLE TRAVEL POLICY AND THEREFORE, DOES NOT INCLUDE TRAVEL AS TAXABLE COMPENSATION. THE DUTIES TO BE PERFORMED BY OUR PRESIDENT REQUIRE HIM TO BE ON CALL AND TO PERFORM DUTIES AS AND WHEN APPROPRIATE DURING HIS OFF-DUTY PERIODS AS WELL AS DURING NORMAL OFFICE HOURS. AN EMPLOYMENT CONTRACT REQUIRES OUR PRESIDENT TO LIVE IN THE OFFICIAL RESIDENCE OWNED AND MAINTAINED BY THE INSTITUTION. THE CONTRACT REQUIRES OUR PRESIDENT TO USE THE RESIDENCE FOR INSTITUTIONAL PURPOSES, INCLUDING, BUT NOT LIMITED TO, MEETINGS WITH STAFF, DONORS AND POTENTIAL DONORS, VISITING PROFESSORS AND SCIENTISTS, AND OTHER PERSONS INVOLVED WITH THE AFFAIRS OF THE INSTITUTION, CONFIDENTIAL INTERVIEWS WITH MEMBERS AND PROSPECTIVE MEMBERS OF THE STAFF; AND FOR OTHER INSTITUTIONAL ACTIVITIES CONDUCTED DURING AND OUTSIDE OF NORMAL OFFICE HOURS. THE COST IS REPORTED AS COMPENSATION ON FORM 990 AND IS EXCLUDED FROM TAXABLE COMPENSATION IN ACCORDANCE WITH CODE SECTION 119. SCHEDULE J, PART I LINE 4A-INCLUDED IN FORM 990 IS SEVERANCE PAY FOR AVICE MEEHAN, SVP & CHIEF COMMUNICATION OFFICER, OF $254,302 TERMINATED IN MAY 2019 LINE 4B - THE INSTITUTION MAINTAINS A NONQUALIFIED DEFERRED COMPENSATION PLAN WHICH IS USED FOR EMPLOYER CONTRIBUTIONS IN EXCESS OF THOSE ALLOWED BY THE RETIREMENT PLAN. LINE 7 - INCENTIVE PAY IS PROVIDED TO OFFICERS AND KEY EMPLOYEES BASED ON THEIR ACHIEVEMENT OF PRE-DETERMINED GOALS RELATING TO QUALITY OF CARE, PATIENT SAFETY, OPERATIONAL EFFICIENCY AND FINANCIAL PERFORMANCE. THE COMPENSATION COMMITTEE OF THE BOARD AUTHORIZES ALL EXECUTIVE BONUSES AND INCENTIVE PLANS ON AN ANNUAL BASIS. IN ADDITION, AS WELL AS AN OVERALL AUTHORIZATION AND APPROVAL FOR KEY EMPLOYEES AND OTHER MANAGEMENT INCLUDING PROFESSIONAL AND OTHER STAFF BY SETTING THE BONUS POOL IN CONJUNCTION WITH THE INPUT FROM HUMAN RESOURCES. STAFF BONUSES ARE IMPACTED BY ANNUAL MERIT REVIEW PROCESS. LINE 8 - AN EMPLOYMENT CONTRACT WAS ENTERED INTO AND SIGNED PRIOR TO EMPLOYMENT.
Schedule J (Form 990) 2019
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