efile Public Visual Render
ObjectId: 202103089349100335 - Submission: 2021-11-04
TIN: 20-1882904
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
20
Open to Public Inspection
For calendar year 2020, or tax year beginning
01-01-2020
, and ending
12-31-2020
Name of foundation
O'Sullivan Family Charitable Foundation
Number and street (or P.O. box number if mail is not delivered to street address)
P O Box 590005
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Birmingham
,
AL
352590005
A Employer identification number
20-1882904
B
Telephone number (see instructions)
(205) 803-4300
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
5,028,689
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
592
592
4
Dividends and interest from securities
...
62,959
62,959
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
-11,532
b
Gross sales price for all assets on line 6a
1,980,376
7
Capital gain net income (from Part IV, line 2)
...
0
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
52,019
63,551
13
Compensation of officers, directors, trustees, etc.
3,000
750
2,250
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
1,744
436
1,308
b
Accounting fees (attach schedule)
.......
6,929
1,732
5,197
c
Other professional fees (attach schedule)
....
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
929
929
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
52,053
52,053
0
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
64,655
55,900
8,755
25
Contributions, gifts, grants paid
.......
202,500
202,500
26
Total expenses and disbursements.
Add lines 24 and 25
267,155
55,900
211,255
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-215,136
b
Net investment income
(if negative, enter -0-)
7,651
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2020)
Page 2
Form 990-PF (2020)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
1,816
146
146
2
Savings and temporary cash investments
.........
386,277
383,811
383,811
3
Accounts receivable
40
Less: allowance for doubtful accounts
85
40
40
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
3,130,341
2,919,386
4,644,692
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,518,519
3,303,383
5,028,689
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
3,518,519
3,303,383
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
3,518,519
3,303,383
30
Total liabilities and net assets/fund balances
(see instructions)
.
3,518,519
3,303,383
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
3,518,519
2
Enter amount from Part I, line 27a
.....................
2
-215,136
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
3,303,383
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
3,303,383
Form
990-PF
(2020)
Page 3
Form 990-PF (2020)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
23 Adobe Inc
2019-01-30
2020-05-22
b
68 Albemarle Corporation
2017-05-08
2020-05-22
c
7 Albemarle Corporation
2017-11-28
2020-05-22
d
94 Albemarle Corporation
2019-02-22
2020-05-22
e
49 American Financial Group
2016-03-15
2020-05-22
52 American Financial Group
2016-06-29
2020-05-22
65 American Financial Group
2017-01-31
2020-05-22
17 American Financial Group
2017-11-28
2020-05-22
12 American Tower Corporation
2017-08-31
2020-03-11
143 Analog Devices Inc
2017-08-31
2020-06-25
60 Analog Devices Inc
2017-11-28
2020-06-25
608 Bank Of America
2017-05-08
2020-05-22
102 Bank Of America
2017-11-28
2020-05-22
23 Becton Dickinson & Co
2016-03-15
2020-05-22
21 Becton Dickinson & Co
2016-06-29
2020-05-22
30 Becton Dickinson & Co
2017-01-31
2020-05-22
8 Becton Dickinson & Co
2017-11-28
2020-05-22
316 Bristol Myers Squibb
2018-09-19
2020-05-22
63 Bristol Myers Squibb
2018-11-07
2020-05-22
227 CMS Energy Corp
2017-11-14
2020-05-22
74 CMS Energy Corp
2017-11-28
2020-05-22
43 CMS Energy Corp
2017-11-14
2020-03-11
71 Constellation Brands Inc
2017-05-08
2020-05-22
24 Constellation Brands Inc
2018-11-07
2020-05-22
322 Delta Air Lines
2018-11-30
2020-03-04
171 Ingersoll Rand Inc
2018-11-07
2020-03-09
0.19 Ingersoll Rand Inc
2018-11-07
2020-02-29
479 Intel Corp
2018-05-18
2020-12-21
256 Mastec Inc
2019-12-19
2020-03-11
20 Nextera Energy Inc
2016-03-15
2020-03-11
56 Northrop Grumman Corp
2020-03-11
2020-12-10
39 Oneok Inc
2016-03-15
2020-03-11
47 Oneok Inc
2016-06-29
2020-03-11
88 Oneok Inc
2017-01-31
2020-03-11
77 Oneok Inc
2017-11-28
2020-03-11
131 Ralph Lauren Corporation
2019-03-26
2020-05-22
86 Raytheon Co
2018-05-18
2020-03-11
20 Raytheon Co
2018-11-07
2020-03-11
154 Royal Caribbean Group
2018-08-30
2020-02-14
35 Rts T Mobile Us
2020-06-24
2020-07-08
192 Rts T Mobile Us
2020-06-24
2020-07-08
89 Rts T Mobile Us
2020-06-24
2020-07-08
206 Sysco Corp
2017-12-28
2020-03-11
35 T Mobile US
2018-11-07
2020-06-25
287 Tempur Sealy International Inc
2020-03-04
2020-06-25
194 Trane Technologies PLC
2018-11-07
2020-03-11
309 Truist Financial Corporation
2019-01-30
2020-05-22
58 Valero Energy Corp
2016-11-14
2020-03-04
83 Valero Energy Corp
2017-01-31
2020-03-04
158 Varian Medical Systems Inc
2019-11-22
2020-06-25
51 Visa Inc CL A
2016-03-15
2020-05-22
39 Visa Inc CL A
2016-06-29
2020-05-22
289 Western Alliance
2019-01-30
2020-05-22
190 Zoetis Inc
2017-05-19
2020-05-22
24 Zoetis Inc
2017-11-28
2020-05-22
46 Ametek Inc New
2020-05-22
2020-07-01
68 Ametek Inc New
2016-04-08
2020-07-01
116 Ametek Inc New
2017-01-30
2020-07-01
38 Ametek Inc New
2017-11-28
2020-07-01
76 Coca Cola Company
2020-05-22
2020-07-20
285 Coca Cola Company
2018-02-02
2020-07-20
117 Coca Cola Company
2019-02-14
2020-07-20
110 Colfax Corporation
2019-12-30
2020-04-07
91 Comcast Corp CL A
2020-05-22
2020-07-01
340 Comcast Corp CL A
2017-02-07
2020-07-01
69 Comcast Corp CL A
2017-11-28
2020-07-01
21 EOG Res Inc
2016-04-08
2020-02-24
36 EOG Res Inc
2017-01-30
2020-02-24
11 EOG Res Inc
2017-11-28
2020-02-24
33 Fortive Corporation
2016-04-08
2020-04-07
57 Fortive Corporation
2017-01-30
2020-04-07
20 Fortive Corporation
2017-11-28
2020-04-07
68 Fortive Corporation
2018-01-25
2020-04-07
79 Globus Medical Inc
2018-01-26
2020-03-10
93 Globus Medical Inc
2018-02-20
2020-03-10
64 Pacira Biosciences Inc
2017-07-19
2020-03-11
31 Pacira Biosciences Inc
2017-11-28
2020-03-11
46 Stryker Corp
2017-06-30
2020-03-11
12 Transdigm Group Incorporated
2016-04-08
2020-07-01
5 Transdigm Group Incorporated
2017-01-30
2020-07-01
34 Unitedhealth Group Inc
2016-04-08
2020-02-24
118 Waste Connections Inc
2016-04-08
2020-07-01
183 Waste Connections Inc
2017-01-30
2020-07-01
102 Yum Brands Inc
2017-09-12
2020-02-25
24 Yum Brands Inc
2017-11-28
2020-02-25
25 3M Company
2016-04-08
2020-05-19
25 3M Company
2017-01-30
2020-05-19
75 Affiliated Managers Group Inc
2019-05-21
2020-05-19
50 Affiliated Managers Group Inc
2019-05-22
2020-05-19
75 Affiliated Managers Group Inc
2019-08-05
2020-05-19
150 Affiliated Managers Group Inc
2019-03-25
2020-05-19
75 American Express Company
2020-03-18
2020-05-19
150 American Express Company
2016-04-08
2020-05-19
150 American Express Company
2017-01-30
2020-05-19
30 Amerisourcebergen Corp
2016-12-08
2020-03-17
45 Amerisourcebergen Corp
2017-01-30
2020-03-17
25 Amerisourcebergen Corp
2017-11-28
2020-03-17
54 Anheuser-Busch Inbev SA
2019-10-25
2020-05-19
21 Anheuser-Busch Inbev SA
2019-10-25
2020-05-19
150 Anheuser-Busch Inbev SA
2020-01-27
2020-05-19
200 Anheuser-Busch Inbev SA
2020-02-24
2020-05-19
100 Anheuser-Busch Inbev SA
2020-02-27
2020-05-19
100 Anheuser-Busch Inbev SA
2020-02-28
2020-05-19
125 Anheuser-Busch Inbev SA
2017-03-02
2020-05-19
25 Anheuser-Busch Inbev SA
2017-11-28
2020-05-19
175 Anheuser-Busch Inbev SA
2018-09-25
2020-05-19
150 Anheuser-Busch Inbev SA
2018-10-25
2020-05-19
50 C H Robinson Worldwide Inc
2016-04-08
2020-05-19
75 C H Robinson Worldwide Inc
2017-01-30
2020-05-19
50 C H Robinson Worldwide Inc
2017-05-11
2020-05-19
25 Capital One Financial Corp
2020-03-11
2020-05-19
100 Capital One Financial Corp
2020-03-16
2020-05-19
75 Capital One Financial Corp
2016-04-08
2020-05-19
125 Capital One Financial Corp
2017-01-30
2020-05-19
50 Capital One Financial Corp
2017-11-28
2020-05-19
225 Charles Schwab Corp New
2016-04-08
2020-05-19
175 Charles Schwab Corp New
2017-01-30
2020-05-19
300 Cisco Systems Inc
2017-01-30
2020-02-27
50 Diageo PLC-Sponsored ADR
2016-04-08
2020-05-19
15 Diageo PLC-Sponsored ADR
2016-11-10
2020-05-19
110 Diageo PLC-Sponsored ADR
2017-01-30
2020-05-19
100 Fedex Corp
2019-09-20
2020-05-19
75 Fedex Corp
2020-02-28
2020-05-19
75 Fedex Corp
2020-03-06
2020-05-19
50 Fedex Corp
2020-03-11
2020-05-19
100 Fedex Corp
2020-03-16
2020-05-19
650 Franklin Resources Inc
2020-03-04
2020-05-19
350 Franklin Resources Inc
2020-03-06
2020-05-19
400 Franklin Resources Inc
2020-03-12
2020-05-19
1000 General Electric Company
2019-08-15
2020-05-19
400 General Electric Company
2016-04-08
2020-05-19
750 General Electric Company
2017-01-30
2020-05-19
250 General Electric Company
2017-07-21
2020-05-19
100 General Electric Company
2017-09-08
2020-05-19
350 General Electric Company
2017-11-07
2020-05-19
550 General Electric Company
2017-11-28
2020-05-19
800 General Electric Company
2018-03-28
2020-05-19
1000 General Electric Company
2018-09-24
2020-05-19
900 General Electric Company
2018-11-09
2020-05-19
25 International Business Machines Corp
2017-01-30
2020-03-06
25 International Business Machines Corp
2017-05-11
2020-03-06
50 International Business Machines Corp
2017-08-31
2020-03-06
25 International Business Machines Corp
2017-11-28
2020-03-06
40 International Business Machines Corp
2016-04-08
2020-03-03
35 International Business Machines Corp
2017-01-30
2020-03-03
175 Johnson & Johnson
2017-01-30
2020-03-16
25 Johnson & Johnson
2017-11-28
2020-03-16
50 Mastercard Incorporated
2016-04-08
2020-05-19
50 Mastercard Incorporated
2017-01-30
2020-05-19
15 McKesson Corp
2016-12-08
2020-04-15
35 McKesson Corp
2017-01-30
2020-04-15
75 McKesson Corp
2018-07-31
2020-04-15
125 Microsoft Corp
2017-01-30
2020-05-19
50 Microsoft Corp
2017-01-30
2020-04-16
475 Molson Coors Beverage Company Class B
2019-08-09
2020-05-19
275 Nestle SA-Sponsored ADR
2018-03-08
2020-05-19
350 Nielsen Holdings PLC
2019-05-30
2020-05-19
200 Nielsen Holdings PLC
2019-08-06
2020-05-19
350 Nielsen Holdings PLC
2019-09-11
2020-05-19
500 Nielsen Holdings PLC
2019-11-08
2020-05-19
400 Nielsen Holdings PLC
2020-01-24
2020-05-19
1100 Nielsen Holdings PLC
2018-11-27
2020-05-19
25 Pepsico Inc
2016-04-08
2020-05-19
150 Pepsico Inc
2017-01-30
2020-05-19
50 Pepsico Inc
2016-04-08
2020-02-07
100 Procter & Gamble Co
2018-04-20
2020-05-19
25 Procter & Gamble Co
2017-11-28
2020-03-18
50 Procter & Gamble Co
2018-04-04
2020-03-18
25 Procter & Gamble Co
2018-04-20
2020-03-18
25 Procter & Gamble Co
2017-01-30
2020-03-09
50 Procter & Gamble Co
2017-11-28
2020-03-09
175 Procter & Gamble Co
2017-01-30
2020-01-27
300 Sysco Corp
2020-03-18
2020-05-19
200 Sysco Corp
2016-04-08
2020-05-19
300 Sysco Corp
2017-01-30
2020-05-19
150 Sysco Corp
2017-11-28
2020-05-19
50 United Parcel Svc Inc CL B
2016-04-08
2020-05-19
100 United Parcel Svc Inc CL B
2017-01-30
2020-05-19
50 United Parcel Svc Inc CL B
2018-04-04
2020-05-19
150 US Bancorp
2016-04-08
2020-05-19
175 US Bancorp
2017-01-30
2020-05-19
25 Walt Disney Co
2016-04-08
2020-05-19
25 Walt Disney Co
2017-01-30
2020-05-19
25 Walt Disney Co
2017-11-28
2020-05-19
900 Western Union Co
2017-01-30
2020-05-19
100 Western Union Co
2017-05-03
2020-05-19
350 Western Union Co
2017-11-28
2020-05-19
250 Western Union Co
2019-04-03
2020-05-19
50 Willis Towers Watson PLC
2016-04-08
2020-05-19
100 Willis Towers Watson PLC
2017-01-30
2020-05-19
100 Willis Towers Watson PLC
2018-08-10
2020-05-19
159 Alliant Energy Corporation
2020-04-08
2020-12-28
7 Alphabet Inc Class A
2019-01-11
2020-12-28
2 Alphabet Inc Class A
2019-01-11
2020-01-08
373 Altice USA Inc Class A
2017-12-28
2020-12-28
454 Altice USA Inc Class A
2017-12-28
2020-01-08
92 American Wtr Wks Co Inc
2016-07-19
2020-12-28
75 Atmos Energy Corp
2016-07-19
2020-12-28
32 Atmos Energy Corp
2016-07-19
2020-01-08
102 Canadian National Railway Co
2017-12-28
2020-12-28
21 Charter Communications Inc
2019-01-11
2020-12-28
24 Charter Communications Inc
2019-01-11
2020-01-08
7 Chevron Corporation
2020-01-08
2020-03-09
140 Chevron Corporation
2016-07-19
2020-03-09
25 Chevron Corporation
2016-08-08
2020-03-09
90 Chevron Corporation
2017-01-31
2020-03-09
15 Chevron Corporation
2017-11-30
2020-03-09
10 Chevron Corporation
2019-01-11
2020-03-09
156 CMS Energy Corp
2020-03-13
2020-12-28
185 Comcast Corp CL A
2020-02-04
2020-12-28
84 Coresite Rlty Corp
2019-01-11
2020-12-28
36 Crown Castle International Corp
2016-07-19
2020-12-28
9 Crown Castle International Corp
2016-08-08
2020-12-28
94 Crown Castle International Corp
2016-07-19
2020-01-08
95 Delta Air Lines Inc
2019-10-10
2020-03-18
276 Delta Air Lines Inc
2018-01-05
2020-03-18
55 Delta Air Lines Inc
2018-01-24
2020-03-18
90 Delta Air Lines Inc
2018-03-08
2020-03-18
65 Delta Air Lines Inc
2019-01-11
2020-03-18
54 Delta Air Lines Inc
2018-01-05
2020-01-08
5 DTE Energy Co
2019-01-11
2020-01-08
20 DTE Energy Co
2016-07-19
2020-01-08
45 DTE Energy Co
2017-01-31
2020-01-08
10 DTE Energy Co
2017-03-03
2020-01-08
85 DTE Energy Co
2017-06-08
2020-01-08
5 DTE Energy Co
2017-11-30
2020-01-08
99 Edison International
2020-01-08
2020-12-28
18 Equinix Inc
2018-06-26
2020-12-28
10 Equinix Inc
2018-06-26
2020-01-08
128 Eversource Energy
2016-07-19
2020-12-28
230 Fortis Inc
2020-01-08
2020-12-28
47 Kansas City Southern
2019-03-07
2020-12-28
95 Marathon Pete Corp
2016-07-19
2020-01-08
25 Marathon Pete Corp
2016-08-08
2020-01-08
210 Marathon Pete Corp
2017-01-31
2020-01-08
35 Marathon Pete Corp
2017-06-08
2020-01-08
196 Nextera Energy Inc
2016-07-19
2020-12-28
19 Nextera Energy Inc
2016-07-19
2020-01-08
169 Nextera Energy Partners LP
2018-01-04
2020-03-19
220 Nextera Energy Partners LP
2018-01-05
2020-03-19
375 Nextera Energy Partners LP
2019-01-11
2020-03-19
56 Nextera Energy Partners LP
2018-01-04
2020-01-08
320 Nisource Inc
2016-07-19
2020-12-28
157 Nisource Inc
2016-07-19
2020-01-08
593 Oneok Inc
2019-01-11
2020-06-03
7 Oneok Inc
2019-01-11
2020-01-08
1261 Outfront Media Inc
2020-01-08
2020-03-18
73 Prologis Inc
2020-06-15
2020-12-28
217 Rts T Mobile US Inc
2020-06-24
2020-07-14
63 Rts T Mobile US Inc
2020-06-24
2020-07-14
165 Rts T Mobile US Inc
2020-06-24
2020-07-14
38 SBA Communications Corp A
2017-05-03
2020-12-28
12 SBA Communications Corp A
2017-05-03
2020-01-08
30 Sempra
2020-01-08
2020-09-14
50 Sempra
2020-06-09
2020-09-14
125 Sempra
2016-07-19
2020-09-14
25 Sempra
2016-08-08
2020-09-14
65 Sempra
2017-01-31
2020-09-14
50 Sempra
2017-06-08
2020-09-14
10 Sempra
2019-01-11
2020-09-14
55 South Jersey Industries Inc
2020-01-08
2020-04-07
44 South Jersey Industries Inc
2018-03-27
2020-04-07
315 South Jersey Industries Inc
2018-03-28
2020-04-07
420 South Jersey Industries Inc
2019-01-11
2020-04-07
276 South Jersey Industries Inc
2018-03-27
2020-04-06
80 T Mobile Us Inc
2020-04-03
2020-12-28
615 TC Energy Corp
2018-12-07
2020-04-17
245 TC Energy Corp
2019-01-11
2020-04-17
30 TC Energy Corp
2018-12-07
2020-01-08
488 Telus Corporation
2019-06-24
2020-12-28
55 Union Pacific Corp
2020-01-08
2020-12-28
676 Viacomcbs Inc Class B
2019-06-20
2020-02-04
64 Viacomcbs Inc Class B
2019-06-20
2020-01-08
843 Vistra Corp
2019-12-04
2020-03-13
27 Vistra Corp
2019-12-12
2020-03-13
248 Vistra Corp
2019-12-12
2020-03-13
27 Vistra Corp
2019-12-04
2020-01-08
118 Xcel Energy Inc
2020-09-14
2020-12-28
Capital Gains Dividends
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
8,816
5,584
3,232
b
4,601
7,453
-2,852
c
474
956
-482
d
6,361
8,348
-1,987
e
2,893
3,465
-572
3,070
3,732
-662
3,838
5,597
-1,759
1,004
1,762
-758
2,768
1,779
989
16,936
11,993
4,943
7,106
5,199
1,907
13,784
14,562
-778
2,313
2,727
-414
5,564
3,437
2,127
5,080
3,518
1,562
7,257
5,287
1,970
1,935
1,803
132
19,340
19,401
-61
3,856
3,310
546
12,526
11,447
1,079
4,083
3,695
388
2,709
2,168
541
12,059
12,745
-686
4,076
4,945
-869
14,973
19,507
-4,534
3,921
4,459
-538
5
5
0
21,897
25,804
-3,907
8,865
16,325
-7,460
4,846
2,316
2,530
16,863
17,888
-1,025
1,442
800
642
1,738
1,904
-166
3,253
4,186
-933
2,847
3,350
-503
9,664
16,121
-6,457
14,032
18,180
-4,148
3,263
3,737
-474
17,410
18,874
-1,464
6
11
-5
34
62
-28
16
29
-13
11,833
12,556
-723
3,884
2,470
1,414
19,818
22,753
-2,935
20,824
15,394
5,430
10,245
15,241
-4,996
3,665
3,637
28
5,245
5,433
-188
18,093
20,798
-2,705
9,691
3,648
6,043
7,411
2,974
4,437
9,512
13,153
-3,641
24,675
11,497
13,178
3,117
1,715
1,402
4,047
3,893
154
5,983
3,369
2,614
10,207
5,933
4,274
3,344
2,714
630
3,496
3,412
84
13,111
13,380
-269
5,382
5,382
0
2,301
3,977
-1,676
3,628
3,539
89
13,556
12,743
813
2,751
2,451
300
1,477
1,534
-57
2,533
3,631
-1,098
774
1,099
-325
1,943
1,464
479
3,356
3,137
219
1,177
1,467
-290
4,003
5,129
-1,126
3,163
3,681
-518
3,724
4,508
-784
2,248
3,171
-923
1,089
1,432
-343
8,040
6,417
1,623
5,299
2,144
3,155
2,208
893
1,315
9,563
4,286
5,277
10,971
5,059
5,912
17,015
9,750
7,265
10,167
7,849
2,318
2,392
1,940
452
3,753
4,171
-418
3,753
4,386
-633
5,013
6,705
-1,692
3,342
4,462
-1,120
5,013
5,942
-929
10,026
14,980
-4,954
6,667
5,484
1,183
13,333
8,983
4,350
13,333
11,512
1,821
2,562
2,304
258
3,843
3,724
119
2,135
2,041
94
2,270
4,431
-2,161
883
1,723
-840
6,306
11,326
-5,020
8,407
13,971
-5,564
4,204
6,111
-1,907
4,204
5,596
-1,392
5,255
13,333
-8,078
1,051
2,946
-1,895
7,357
15,859
-8,502
6,306
11,091
-4,785
3,855
3,626
229
5,783
5,774
9
3,855
3,496
359
1,554
1,833
-279
6,215
5,824
391
4,661
5,033
-372
7,769
10,957
-3,188
3,108
4,381
-1,273
7,585
6,007
1,578
5,899
7,276
-1,377
12,355
9,230
3,125
7,012
5,391
1,621
2,104
1,529
575
15,426
12,283
3,143
11,744
15,165
-3,421
8,808
10,226
-1,418
8,808
9,690
-882
5,872
5,663
209
11,744
9,759
1,985
11,909
15,158
-3,249
6,413
7,744
-1,331
7,329
6,752
577
6,341
7,987
-1,646
2,536
12,335
-9,799
4,755
22,393
-17,638
1,585
6,440
-4,855
634
2,382
-1,748
2,219
7,069
-4,850
3,487
10,026
-6,539
5,073
10,525
-5,452
6,341
11,747
-5,406
5,707
7,620
-1,913
3,184
4,382
-1,198
3,184
3,765
-581
6,369
7,159
-790
3,184
3,819
-635
5,325
5,964
-639
4,659
6,134
-1,475
22,743
19,771
2,972
3,249
3,470
-221
14,855
4,693
10,162
14,855
5,432
9,423
2,054
2,137
-83
4,793
4,787
6
10,271
9,482
789
23,232
8,140
15,092
8,713
3,256
5,457
18,231
25,052
-6,821
29,705
21,918
7,787
4,759
7,994
-3,235
2,719
4,310
-1,591
4,759
7,875
-3,116
6,799
9,878
-3,079
5,439
8,460
-3,021
14,957
28,039
-13,082
3,323
2,618
705
19,936
15,534
4,402
7,257
5,235
2,022
11,356
7,434
3,922
2,900
2,231
669
5,799
3,933
1,866
2,900
1,858
1,042
2,997
2,168
829
5,993
4,462
1,531
22,039
15,179
6,860
15,771
8,715
7,056
10,514
9,371
1,143
15,771
15,764
7
7,886
8,324
-438
4,841
5,231
-390
9,683
11,653
-1,970
4,841
5,206
-365
4,895
5,934
-1,039
5,710
9,190
-3,480
2,886
2,399
487
2,886
2,737
149
2,886
2,563
323
17,228
17,557
-329
1,914
1,924
-10
6,700
6,835
-135
4,785
4,757
28
10,273
5,661
4,612
20,547
12,413
8,134
20,547
14,987
5,560
8,004
8,004
0
12,214
7,462
4,752
2,802
2,132
670
13,596
7,548
6,048
13,169
9,187
3,982
13,762
7,502
6,260
6,998
5,990
1,008
3,554
2,556
998
11,233
8,416
2,817
13,883
6,152
7,731
12,211
7,031
5,180
583
830
-247
11,651
14,830
-3,179
2,081
2,536
-455
7,490
10,024
-2,534
1,248
1,773
-525
832
1,129
-297
9,144
9,181
-37
9,393
8,125
1,268
10,485
7,416
3,069
5,556
3,399
2,157
1,389
828
561
13,096
9,034
4,062
2,117
4,949
-2,832
6,150
15,371
-9,221
1,226
3,071
-1,845
2,005
4,938
-2,933
1,448
3,119
-1,671
3,163
3,007
156
642
559
83
2,569
1,958
611
5,781
4,437
1,344
1,285
1,012
273
10,919
9,231
1,688
642
575
67
6,200
6,241
-41
12,738
7,656
5,082
5,836
4,253
1,583
10,831
7,428
3,403
9,441
9,583
-142
9,491
5,265
4,226
5,547
3,550
1,997
1,460
1,050
410
12,263
10,044
2,219
2,044
1,872
172
14,784
6,259
8,525
4,598
2,427
2,171
5,588
6,238
-650
7,274
8,223
-949
12,400
15,636
-3,236
2,918
2,097
821
7,097
8,345
-1,248
4,340
4,094
246
24,030
32,721
-8,691
537
399
138
11,122
34,434
-23,312
7,146
6,799
347
35
70
-35
10
20
-10
27
53
-26
10,472
4,867
5,605
2,873
1,537
1,336
3,571
4,483
-912
5,952
6,574
-622
14,880
14,141
739
2,976
2,702
274
7,738
6,654
1,084
5,952
5,771
181
1,190
1,144
46
1,344
1,697
-353
1,075
1,219
-144
7,695
8,894
-1,199
10,260
12,191
-1,931
6,714
7,645
-931
10,735
6,602
4,133
27,578
24,746
2,832
10,986
9,917
1,069
1,586
1,207
379
9,813
8,961
852
11,212
9,847
1,365
22,601
34,278
-11,677
2,677
3,245
-568
12,648
21,255
-8,607
405
712
-307
3,721
5,961
-2,240
618
618
0
7,655
7,655
0
282
282
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
3,232
b
-2,852
c
-482
d
-1,987
e
-572
-662
-1,759
-758
989
4,943
1,907
-778
-414
2,127
1,562
1,970
132
-61
546
1,079
388
541
-686
-869
-4,534
-538
0
-3,907
-7,460
2,530
-1,025
642
-166
-933
-503
-6,457
-4,148
-474
-1,464
-5
-28
-13
-723
1,414
-2,935
5,430
-4,996
28
-188
-2,705
6,043
4,437
-3,641
13,178
1,402
154
2,614
4,274
630
84
-269
0
-1,676
89
813
300
-57
-1,098
-325
479
219
-290
-1,126
-518
-784
-923
-343
1,623
3,155
1,315
5,277
5,912
7,265
2,318
452
-418
-633
-1,692
-1,120
-929
-4,954
1,183
4,350
1,821
258
119
94
-2,161
-840
-5,020
-5,564
-1,907
-1,392
-8,078
-1,895
-8,502
-4,785
229
9
359
-279
391
-372
-3,188
-1,273
1,578
-1,377
3,125
1,621
575
3,143
-3,421
-1,418
-882
209
1,985
-3,249
-1,331
577
-1,646
-9,799
-17,638
-4,855
-1,748
-4,850
-6,539
-5,452
-5,406
-1,913
-1,198
-581
-790
-635
-639
-1,475
2,972
-221
10,162
9,423
-83
6
789
15,092
5,457
-6,821
7,787
-3,235
-1,591
-3,116
-3,079
-3,021
-13,082
705
4,402
2,022
3,922
669
1,866
1,042
829
1,531
6,860
7,056
1,143
7
-438
-390
-1,970
-365
-1,039
-3,480
487
149
323
-329
-10
-135
28
4,612
8,134
5,560
0
4,752
670
6,048
3,982
6,260
1,008
998
2,817
7,731
5,180
-247
-3,179
-455
-2,534
-525
-297
-37
1,268
3,069
2,157
561
4,062
-2,832
-9,221
-1,845
-2,933
-1,671
156
83
611
1,344
273
1,688
67
-41
5,082
1,583
3,403
-142
4,226
1,997
410
2,219
172
8,525
2,171
-650
-949
-3,236
821
-1,248
246
-8,691
138
-23,312
347
-35
-10
-26
5,605
1,336
-912
-622
739
274
1,084
181
46
-353
-144
-1,199
-1,931
-931
4,133
2,832
1,069
379
852
1,365
-11,677
-568
-8,607
-307
-2,240
0
0
282
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
-11,532
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1
Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved
...........................
2
3
Reserved
...........................
3
4
Reserved
...........................
4
5
Reserved
...........................
5
6
Reserved
...........................
6
7
Reserved
...........................
7
8
Reserved
,..........................
8
Form
990-PF
(2020)
Page 4
Form 990-PF (2020)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Reserved
................................
1
106
c
All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
106
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
106
6
Credits/Payments:
a
2020 estimated tax payments and 2019 overpayment credited to 2020
6a
2,630
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
2,630
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
2,524
11
Enter the amount of line 10 to be:
Credited to 2021 estimated tax
2,524
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
AL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2020)
Page 5
Form 990-PF (2020)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
Patrick L O'Sullivan
Telephone no.
(205) 803-4300
Located at
1820 28th Avenue South Suite A
Birmingham
AL
ZIP+4
35209
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2020?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2020?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2020 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2020.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
4b
No
Form
990-PF
(2020)
Page 6
Form 990-PF (2020)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
Patrick L O'Sullivan
Director
2.00
1,000
0
0
1306 Roseland Drive
Homewood
,
AL
35209
Mary O Henderson
Director
1.00
1,000
0
0
3704 Overbrook Circle
Birmingham
,
AL
35213
Alyce O Harris
Director
1.00
1,000
0
0
2784 SW Rockhouse Road
Madison
,
AL
35756
Elizabeth H Hutchins
Director
1.00
0
0
0
P O Box 55727
Birmingham
,
AL
35255
James M Brooks
Director
1.00
0
0
0
3615 8th Avenue South
Birmingham
,
AL
35222
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2020)
Page 7
Form 990-PF (2020)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2020)
Page 8
Form 990-PF (2020)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
4,169,727
b
Average of monthly cash balances
.......................
1b
342,865
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
4,512,592
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
4,512,592
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
67,689
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
4,444,903
6
Minimum investment return.
Enter 5% of line 5
..................
6
222,245
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
222,245
2a
Tax on investment income for 2020 from Part VI, line 5
......
2a
106
b
Income tax for 2020. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
106
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
222,139
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
222,139
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
222,139
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
211,255
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
211,255
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
211,255
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2020)
Page 9
Form 990-PF (2020)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2019
(c)
2019
(d)
2020
1
Distributable amount for 2020 from Part XI, line 7
222,139
2
Undistributed income, if any, as of the end of 2020:
a
Enter amount for 2019 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2020:
a
From 2015
......
30,892
b
From 2016
......
13,170
c
From 2017
......
1,695
d
From 2018
......
e
From 2019
......
f
Total
of lines 3a through e
........
45,757
4
Qualifying distributions for 2020 from Part
XII, line 4:
$
211,255
a
Applied to 2019, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2020 distributable amount
.....
211,255
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2020.
10,884
10,884
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
34,873
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2019. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2021. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2015 not
applied on line 5 or line 7 (see instructions)
...
20,008
9
Excess distributions carryover to 2021.
Subtract lines 7 and 8 from line 6a
......
14,865
10
Analysis of line 9:
a
Excess from 2016
....
13,170
b
Excess from 2017
....
1,695
c
Excess from 2018
....
d
Excess from 2019
....
e
Excess from 2020
....
Form
990-PF
(2020)
Page 10
Form 990-PF (2020)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2020
(b)
2019
(c)
2018
(d)
2017
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
Elizabeth H Hutchins
2311 Highland Avenue
Birmingham
,
AL
35205
(205) 930-5100
b
The form in which applications should be submitted and information and materials they should include:
Applications should be in writing, should identify the applicant, should affirm that the applicant is an organization described in Section 501(c)(3) of the Internal Revenue Code, should give the organization's tax exempt number, state the purpose for which the gift will be used, the prior experience of the applicant in carrying out such purpose, the applicant's plan for, and personnel to be used in, carrying out such purpose and should attach a financial statement for the applicant for the current and the preceeding two years.
c
Any submission deadlines:
There are no submission deadlines, but applications are received from time to time and considered wh
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Donations and grants are restricted to religious or charitable or educational purposes and to donees within the restriction of Section 501(c)(3) of the Internal Revenue Code.
Form
990-PF
(2020)
Page 11
Form 990-PF (2020)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Big Oak Ranch
P O Box 507
Springville
,
AL
35146
None
PC
Charitable
5,000
Global Outreach International
P O Box 1
Tupelo
,
MS
38802
None
PC
Charitable
5,000
Holy Cross School
5500 Paris Avenue
New Orleans
,
LA
70122
None
PC
Charitable
5,000
March of Dimes
450 Century Park South Suite 200-B
Birmingham
,
AL
35226
None
PC
Charitable
5,000
Sav-A-Life
1480 McGuire Road
Birmingham
,
AL
35216
None
PC
Charitable
10,000
St Jude Children's Research Hospital
Suite 700-262
Memphis
,
TN
38105
None
PC
Charitable
20,000
Stephen Siller Tunnel to Towers Foundation
2361 Hylan Blvd
Staten Island
,
NY
10306
None
PC
Charitable
10,000
The A21 Campaign Inc
427 East 17th Street Suite 223
Costa Mesa
,
CA
92627
None
PC
Charitable
10,000
The Bell Center
1700 29th Ct S
Birmingham
,
AL
35209
None
PC
Charitable
2,500
The Children's Hospital
1600 7th Avenue South
Birmingham
,
AL
35233
None
PC
Charitable
10,000
The Exceptional Foundation
1616 Oxmoor Road
Birmingham
,
AL
35209
None
PC
Charitable
15,000
The National MS Society
3840 Ridgeway Drive
Birmingham
,
AL
35209
None
PC
Charitable
65,000
The University of Alabama
Box 870122
Tuscaloosa
,
AL
354870122
None
PC
Charitable
10,000
UAB Comprehensive Cancer Center
1530 3rd Avenue South
Birmingham
,
AL
35294
None
PC
Charitable
10,000
Way Media Inc
5540 Tech Center Drive Suite 200
Colorado Springs
,
CO
80919
None
PC
Charitable
10,000
Wonder Book Camp
5513 Avenue P
Birmingham
,
AL
35208
None
PC
Charitable
10,000
Total
.................................
3a
202,500
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2020)
Page 12
Form 990-PF (2020)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
592
4
Dividends and interest from securities
....
14
62,959
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
-11,532
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
52,019
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
52,019
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2020)
Page 13
Form 990-PF (2020)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
2021-11-04
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
James M Brooks
Preparer's Signature
Date
2021-11-04
Check if self-
employed
PTIN
P00132546
Firm's name
Duval & Associates PC CPA's
Firm's EIN
63-0861649
Firm's address
3615 Eighth Avenue South
Birmingham
,
AL
35222
Phone no.
(205) 326-0453
Form
990-PF
(2020)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description