Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
DALIO FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)ONE GLENDINNING PLACE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WESTPORT, CT06880
A Employer identification number

43-1965846
B Telephone number (see instructions)

(203) 291-5000
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$804,361,145J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 44,439
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 759,807 1,117,062  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 112,577,815
b Gross sales price for all assets on line 6a 588,297,834
7 Capital gain net income (from Part IV, line 2)... 112,633,587
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 8,872,438 10,451,092 1,713,531
12 Total. Add lines 1 through 11........ 122,254,499 124,201,741 1,713,531
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 7,354 0 0 7,354
b Accounting fees (attach schedule)....... Click to see attachment 51,271 33,839 0 17,432
c Other professional fees (attach schedule).... Click to see attachment 2,410,281 1,226,112 0 1,184,169
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,200,568 10,568 0 0
19 Depreciation (attach schedule) and depletion... 320,642 220,713 220,713
20 Occupancy.............. 242,234 0 0 242,234
21 Travel, conferences, and meetings....... 1,038 0 0 1,038
22 Printing and publications.......... 2,858 0 0 2,858
23 Other expenses (attach schedule)....... Click to see attachment 1,288,755 740,532 168,995 1,119,760
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 5,525,001 2,231,764 389,708 2,574,845
25 Contributions, gifts, grants paid....... 32,796,918 30,996,918
26 Total expenses and disbursements. Add lines 24 and 25 38,321,919 2,231,764 389,708 33,571,763
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 83,932,580
b Net investment income (if negative, enter -0-) 121,969,977
c Adjusted net income (if negative, enter -0-)... 1,323,823
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Page 2
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 66,543,312 95,160,851 95,160,851
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 190,982 179,555 179,555
10a Investments—U.S. and state government obligations (attach schedule) 12,482,167 Click to see attachment33,397,630 33,397,630
b Investments—corporate stock (attach schedule)....... 0 Click to see attachment33,851,501 33,851,501
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 646,840,312 Click to see attachment636,761,968 636,761,968
14 Land, buildings, and equipment: basis bullet1,208,195
Less: accumulated depreciation (attach schedule) bullet339,429 6,021,955 Click to see attachment868,766 868,766
15 Other assets (describe bullet) Click to see attachment10,449,421 Click to see attachment4,140,874 Click to see attachment4,140,874
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 742,528,149 804,361,145 804,361,145
Liabilities 17 Accounts payable and accrued expenses.......... 21,519 10,537
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 21,519 10,537
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 742,506,630 804,350,608
29 Total net assets or fund balances (see instructions)..... 742,506,630 804,350,608
30 Total liabilities and net assets/fund balances (see instructions). 742,528,149 804,361,145
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
742,506,630
2
Enter amount from Part I, line 27a .....................
2
83,932,580
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
826,439,210
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
22,088,602
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
804,350,608
Form 990-PF (2020)
Page 3
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a SALE OF INVESTMENT FUNDS P 2019-01-01 2020-12-31
b BROKERAGE ACCOUNT FUTURES P 2019-01-01 2020-12-31
c SALE OF CHARITABLE USE ASSETS P 2019-01-01 2020-12-31
d LOSS ON PROGRAM RELATED INVESTMENT P 2019-01-01 2020-12-31
e CLEERLY, INC. P 2019-01-01 2020-05-07
FROM PASSTHROUGH ENTITIES P 2019-01-01 2020-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 530,376,132   465,744,172 64,631,960
b 47,472,732     47,472,732
c 5,449,073   5,030,926 418,147
d       0
e 4,999,997   4,999,997 0
110,748     110,748
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       64,631,960
b       47,472,732
c       418,147
d       0
e       0
      110,748
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 112,633,587
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 0
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Page 4
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 1,695,383
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,695,383
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,695,383
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 1,227,664
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 900,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,127,664
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 580
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 431,701
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet431,701 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Page 5
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions Click to see attachment.............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletLISA SAFIAN Telephone no.bullet (203) 291-5000

    Located atbulletONE GLENDINNING PLACEWESTPORTCT ZIP+4bullet06880
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Page 6
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    RAYMOND T DALIO PRESIDENT & DIRECTOR
    2.00     		0 0 0
    ONE GLENDINNING PLACE
    WESTPORT,CT06880
    MATTHEW A DALIO DIRECTOR
    1.00     		0 0 0
    ONE GLENDINNING PLACE
    WESTPORT,CT06880
    DEVON DALIO DIRECTOR (THROUGH 12/17/20)
    1.00     		0 0 0
    ONE GLENDINNING PLACE
    WESTPORT,CT06880
    BARBARA DALIO DIRECTOR
    20.00     		0 0 0
    ONE GLENDINNING PLACE
    WESTPORT,CT06880
    JANINE RACANELLI EXEC. DIRECTOR, TREASURER & SECRETARY
    1.50     		0 0 0
    ONE GLENDINNING PLACE
    WESTPORT,CT06880
    LISA SAFIAN ASSISTANT TREASURER
    1.50     		0 0 0
    ONE GLENDINNING PLACE
    WESTPORT,CT06880
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Page 7
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    MARINO MANAGEMENT PHILANTHROPIC MGMT, INV ADVISORY, & BACK OFFICE SVCS 2,368,338
    25 FORD ROAD
    WESTPORT,CT06880
    ELLEN G BASS EDUCATION CONSULTING 198,000
    74 LAWN STREET
    ROXBURY,MA02120
    HUNTER CONSULTING LLC EDUCATION CONSULTING 130,417
    319 HILL STREET
    HAMDEN,CT06514
    CLARK NUBER TAX COMPLIANCE SERVICES 51,271
    10900 NE 4TH STREET SUITE 1400
    BELLEVUE,WA98004
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 EDUCATION CHARITABLE INITIATIVE - PUBLIC SCHOOL EDUCATION SUPPORT - TO SUPPORT SCHOOLS AND COMMUNITY-BASED NON-PROFIT ORGANIZATIONS IN STRENGTHENING INSTRUCTIONAL SYSTEMS, IMPLEMENTING MANAGEMENT SYSTEMS, AND DESIGNING EDUCATIONAL PROGRAMMING IN ORDER TO SUPPORT PUBLIC SCHOOL STUDENTS. 686,154
    2 MARINE SCIENCE & AWARENESS CHARITABLE INITIATIVE - TO SUPPORT STATE OF THE ART SCIENTIFIC RESEARCH AND RAISE AWARENESS TO ENHANCE MARINE CONSERVATION AND EDUCATION. 282,195
    3 COMMUNITY SUPPORT CHARITABLE INITIATIVE - TO SUPPORT A PROJECT TO PROVIDE WINTER COATS TO UNDERPRIVILEGED CHILDREN AND THEIR FAMILIES IN LOW INCOME SCHOOL DISTRICTS THROUGHOUT CONNECTICUT. 211,739
    4 COMMUNITY SUPPORT CHARITABLE INITIATIVE - PARK PRESERVATION, BEAUTIFICATION, AND MAINTENANCE FOR BRUCE PARK GARDEN. 5,840
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 GLOBAL HEALTH INVESTMENT FUND - TO FINANCE THE DEVELOPMENT AND PRODUCTION OF PRODUCTS TO ADDRESS GLOBAL HEALTH CHALLENGES AND ACHIEVE SPECIFIED GLOBAL HEALTH OBJECTIVES. 366,539
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet366,539
    Form 990-PF (2020)
    Page 8
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    619,381,719
    b
    Average of monthly cash balances.......................
    1b
    82,800,312
    c
    Fair market value of all other assets (see instructions)................
    1c
    14,740,894
    d
    Total (add lines 1a, b, and c).........................
    1d
    716,922,925
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    716,922,925
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    10,753,844
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    706,169,081
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    35,308,454
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    35,308,454
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    1,695,383
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,695,383
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    33,613,071
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    11,769,947
    5
    Add lines 3 and 4............................
    5
    45,383,018
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    45,383,018
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    33,571,763
    b
    Program-related investments—total from Part IX-B..................
    1b
    366,539
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    198,380
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    34,136,682
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    34,136,682
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Page 9
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 45,383,018
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 33,418,306
    b From 2016...... 105,083,959
    c From 2017...... 93,834,038
    d From 2018...... 70,727,634
    e From 2019...... 14,586,699
    fTotal of lines 3a through e........ 317,650,636
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 34,136,682
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 34,136,682
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 11,246,336 11,246,336
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 306,404,300
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		22,171,970
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		284,232,330
    10 Analysis of line 9:
    a Excess from 2016.... 105,083,959
    b Excess from 2017.... 93,834,038
    c Excess from 2018.... 70,727,634
    d Excess from 2019.... 14,586,699
    e Excess from 2020....  
    Form 990-PF (2020)
    Page 10
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    RAYMOND T DALIO
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Page 11
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A FAVOR DEL NINO IAP
    AV SAN JERNIMO 860
    LA MAGDALENA CONTRERAS    
    MX     		  PC: EQUIVALENCY DETE TO SUPPORT GENERAL OPERATIONS 200,000
    ACUMEN FUND INC
    40 WORTH STREET SUITE 303
    NEW YORK,NY10013     		  PC RESTRICTED TO SUPPORT LABOURNET'S EMERGENCY WORK IN INDIA 100,000
    ACUMEN FUND INC
    40 WORTH STREET SUITE 303
    NEW YORK,NY10013     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    AFRICAN WILDLIFE FOUNDATION
    1100 NEW JERSEY AVE SE SUITE 900
    WASHINGTON,DC20003     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    AMERICAN FOUNDATION FOR BULGARIA INC
    167 NEWBURY STREET
    BOSTON,MA02116     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    AMERICAN MUSEUM OF NATURAL HISTORY
    CENTRAL PARK WEST AT 79TH STREET
    NEW YORK,NY10024     		  PC TO SUPPORT GENERAL OPERATIONS 50,000
    AMERICAS PROMISE-THE ALLIANCE FOR YOUTH
    1110 VERMONT AVE NW STE 900
    WASHINGTON,DC20005     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    ARIEL RIVKA DANCE INC
    341 MONMOUTH ST APT 408D
    JERSEY CITY,NJ07302     		  PC TO SUPPORT GENERAL OPERATIONS 20,000
    ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY
    PO BOX 2260
    TEMPE,AZ85280     		  PC RESTRICTED TO SUPPORT THE COLLEGE OF LIBERAL ARTS AND SCIENCES AT ARIZONA STATE UNIVERSITY 250,000
    ATLANTIC COUNCIL OF THE US INC
    1030 15TH STREET
    WASHINGTON,DC20005     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    BALLET THEATRE FOUNDATION INC
    890 BROADWAY
    NEW YORK,NY100031278     		  PC RESTRICTED TO SUPPORT THE CRISIS RELIEF FUND 10,000
    BEIJING DALIO PUBLIC WELFARE FOUNDATION
    702A CANWAY BUILDING
    BEIJING   100045
    CH     		  PF: EQUIVALENCY DETE RESTRICTED TO SUPPORT A PROGRAM GRANT TO BDF TO SUPPORT VARIOUS PROJECTS IN 2019 2,000,000
    BEIJING DALIO PUBLIC WELFARE FOUNDATION
    702A CANWAY BUILDING
    BEIJING   100045
    CH     		  PF: EQUIVALENCY DETE RESTRICTED TO CHARITABLE OPERATING EXPENSES FOR THE 2021 FISCAL YEAR 300,000
    BEIJING DALIO PUBLIC WELFARE FOUNDATION
    702A CANWAY BUILDING
    BEIJING   100045
    CH     		  PF: EQUIVALENCY DETE RESTRICTED TO SUPPORT THE GRANT-MAKING PROGRAM RELATED TO THE CORONAVIRUS (COVID-19) OUTBREAK IN CHINA 3,200,000
    BEIJING DALIO PUBLIC WELFARE FOUNDATION
    702A CANWAY BUILDING
    BEIJING   100045
    CH     		  PF: EQUIVALENCY DETE RESTRICTED TO SUPPORT GRANTEE'S CHARITABLE WORK IN THE FIELDS OF CHILDREN WELFARE AND EDUCATION. 2,870,000
    BIOSPHERE FOUNDATION
    PO BOX 1254
    BISHOP,CA93515     		  PC RESTRICTED TO BRING GRANTEE'S CORAL STEWARDSHIP PROGRAMS TO REMOTE ISLANDS AND TO RESTORE THE HEALTH OF OUR OCEANS AND BIOSPHERE 125,000
    CATHOLIC GUARDIAN SERVICES
    1011 1ST AVE FL 10
    NEW YORK,NY10022     		  PC TO SUPPORT GENERAL OPERATIONS 5,000
    CENTER FOR FAMILY REPRESENTATION
    40 WORTH ST STE 605
    NEW YORK,NY10013     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    CHRISTIAN APPALACHIAN PROJECT INC
    485 PONDEROSA DR
    PAINTSVILLE,KY41240     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    CHRISTIAN HERALD ASSN INC
    355 LEXINGTON AVE FLOOR 19
    NEW YORK,NY10017     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    CHRISTIAN HERALD ASSN INC
    355 LEXINGTON AVE FLOOR 19
    NEW YORK,NY10017     		  PC TO SUPPORT GENERAL OPERATIONS 12,000
    CHURCH OF ST JEROME
    230 ALEXANDER AVENUE
    BRONX,NY10454     		  PC TO SUPPORT GENERAL OPERATIONS 50,000
    CHURCH OF ST JEROME
    230 ALEXANDER AVENUE
    BRONX,NY10454     		  PC RESTRICTED TO SUPPORT THE HANDS COMMUNITY CENTER 50,000
    CHURCH OF THE HOLY APOSTLES
    296 NINTH AVENUE
    NEW YORK,NY10001     		  PC TO SUPPORT GENERAL OPERATIONS 10,000
    CONNECTICUT RISE NETWORK INC
    700 STATE STREET SUITE 301
    NEW HAVEN,CT06511     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    EXPERIENCE LEARNING COMMUNITY
    120 6TH AVE N 100
    SEATTLE,WA98109     		  PC RESTRICTED TO SUPPORT THE MUSEUM OF POP CULTURE MISSION 150,000
    FAIRFIELD COUNTY'S COMMUNITY FOUNDATION INC
    40 RICHARDS AVENUE
    NORWALK,CT06854     		  PC RESTRICTED TO SUPPORT THE COLLABORATIVE IMPACT OPPORTUNITY FUND 200,000
    FORT TICONDEROGA ASSOCIATION INC
    PO BOX 390
    TICONDEROGA,NY12883     		  PC TO SUPPORT GENERAL OPERATIONS 20,000
    FUN TIME EARLY CHILDHOOD ACADEMY INC
    102 12TH ST N
    NAPLES,FL34102     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    FUNDACION LEGORRETA HERNANDEZ AC
    AVENIDA CHAPULTEPEC 218 COL ROMA
    NORTE
    DEL CUAUHTEMOC,CP06700
    MX     		  FOREIGN ORG RESTRICTED TO SUPPORT FOR THE GRANTEE'S SELF-EMPLOYMENT PROGRAM AND COMMUNITY CENTER PROGRAM 200,000
    GATES PHILANTHROPY PARTNERS
    PO BOX 23350
    SEATTLE,WA98102     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    GIFTS OF LOVE INC
    PO BOX 463 34 E MAIN ST
    AVON,CT06001     		  PC TO SUPPORT GENERAL OPERATIONS 10,000
    GLOBAL GAME JAM
    1537 LA CITA CT
    SAN LUIS OBISPO,CA93401     		  PC RESTRICTED TO SUPPORT THE GLOBAL GAME JAM 15,000
    GOOD COUNSEL INC
    411 CLINTON ST P O BOX 6068
    HOBOKEN,NJ07030     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    GRACE COMMUNITY CHURCH OF NEW CANAAN INC
    365 LUKES WOOD ROAD
    NEW CANAAN,CT06840     		  PC TO SUPPORT GENERAL OPERATIONS 10,000
    GRACE PLACE FOR CHILDREN AND FAMILIES INC
    PO BOX 990531
    NAPLES,FL34116     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    GRAMEEN AMERICA INC
    150 WEST 30TH STREET
    NEW YORK,NY10001     		  PC TO SUPPORT GENERAL OPERATIONS 1,000,000
    GRAMEEN AMERICA INC
    150 WEST 30TH STREET
    NEW YORK,NY10001     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    GRUMMAN HILL MONTESSORI ASSOCIATION
    34 WHIPPLE ROAD
    WILTON,CT06897     		  PC TO SUPPORT GENERAL OPERATIONS 10,000
    GUADALUPE CENTER INC
    509 HOPE CIR
    IMMOKALEE,FL34142     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    HEALTHCORPS INC
    33 IRVING PLACE 3RD FLOOR
    NEW YORK,NY10003     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    HEALTHCORPS INC
    33 IRVING PLACE 3RD FLOOR
    NEW YORK,NY10003     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    HENRY M PAULSON JR INSTITUTE
    625 N MICHIGAN AVE STE 2500
    CHICAGO,IL60611     		  POF TO SUPPORT GENERAL OPERATIONS 2,000,000
    HOPE FOR HAITI INC
    1021 5TH AVENUE NORTH
    NAPLES,FL34102     		  PC TO SUPPORT GENERAL OPERATIONS 20,000
    ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
    OFFICE OF DEVELOPMENT ONE GUSTAVE L
    LEVY PLACE BOX 1049
    NEW YORK,NY10029     		  PC RESTRICTED TO SUPPORT THE RESEARCH OF DR. RAJA FLORES 50,000
    INTERNATIONAL ANTI-POACHING FOUNDATION INC
    1655 N FT MYER DRIVE 700
    ARLINGTON,VA22209     		  PC RESTRICTED TO SUPPORT AKASHINGA PROGRAM 150,000
    INTERNATIONAL RESCUE COMMITTEE INC
    122 EAST 42ND STREET
    NEW YORK,NY101681289     		  PC TO SUPPORT GENERAL OPERATIONS 50,000
    JANE GOODALL INSTITUTE FOR WILDLIFE RESEARCH EDUCATION AND CONSERVATION
    1595 SPRING HILL RD STE 550
    VIENNA,VA22182     		  PC RESTRICTED TO SUPPORT THE ROOTS AND SHOOTS PROGRAM 100,000
    JOHNS HOPKINS UNIVERSITY
    3910 KESWICK ROAD SUITE N2100
    BALTIMORE,MD21211     		  PC RESTRICTED TO SUPPORT "THE KAY JAMISON PROGRAM AND TO FURTHER KAY JAMISON'S WORK IN THE MOOD DISORDERS CENTER 825,000
    JUST CAPITAL FOUNDATION INC
    44 EAST 30TH STREET 11TH FLOOR
    NEW YORK,NY10016     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    KELLIE DUGGAN FOUNDATION INC
    7 CORNFIELD LANE
    GUILFORD,CT06437     		  PC TO SUPPORT GENERAL OPERATIONS 1,000
    KHAN ACADEMY INC
    PO BOX 1630
    MOUNTAIN VIEW,CA94042     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    KING BAUDOUIN FOUNDATION UNITED STATES INC
    10 ROCKEFELLER PLAZA FLOOR 16
    NEW YORK,NY10020     		  PC RESTRICTED TO SUPPORT WORK ON OCEAN PRESERVATION THROUGH INTERSECTIONAL COLLABORATIVE RESEARCH AND ARTISTIC PRODUCTION 125,000
    KINGDOM LIFE WORSHIP CENTER
    752 WYNGATE DRIVE WEST
    VALLEY STREAM,NY11580     		  PC TO SUPPORT GENERAL OPERATIONS 50,000
    KINGDOM LIFE WORSHIP CENTER
    752 WYNGATE DRIVE WEST
    VALLEY STREAM,NY11580     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    LOYOLA EARLY LEARNING CENTER INC
    801 SAINT PAUL ST
    BALTIMORE,MD21202     		  PC RESTRICTED TO SUPPORT A SINGLE YEAR SCHOLARSHIP AS DIRECTED BY GRANTEE 15,000
    MALTA HOUSE INC
    5 PROWITT STREET
    NORWALK,CT06855     		  PC TO SUPPORT GENERAL OPERATIONS 2,500
    MASSACHUSETTS GENERAL HOSPITAL
    125 NASHUA STREET SUITE 540
    BOSTON,MA02114     		  PC RESTRICTED TO SUPPORT MGH'S COMMUNITY PSYCHIATRY PROGRAM 234,500
    MASSACHUSETTS GENERAL HOSPITAL
    125 NASHUA STREET SUITE 540
    BOSTON,MA02114     		  PC RESTRICTED TO SUPPORT MGH'S COMMUNITY PSYCHIATRY PROGRAM 360,500
    MEDECINS SANS FRONTIERS USA INC
    40 RECTOR STREET 16TH FLOOR
    NEW YORK,NY10006     		  PC TO SUPPORT GENERAL OPERATIONS 20,000
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1275 YORK AVENUE
    NEW YORK,NY10065     		  PC RESTRICTED TO SUPPORT BREAST CANCER PATIENT 5,000
    NARRATIVE 4 INC
    45 E 73RD ST 5
    NEW YORK,NY10023     		  PC TO SUPPORT GENERAL OPERATIONS 12,500
    NATIONAL NETWORK OF DEPRESSION CENTERS
    2350 GREEN RD STE 191
    ANN ARBOR,MI48105     		  PC RESTRICTED TO SUPPORT THE BIPOLAR DISORDER TASK GROUP 35,000
    NATIONAL OUTDOOR LEADERSHIP SCHOOL
    284 LINCOLN STREET
    LANDER,WY82520     		  PC TO SUPPORT GENERAL OPERATIONS 5,000
    NATIONAL PHILANTHROPIC TR
    165 TOWNSHIP LINE RD SUITE 1200
    JENKINTOWN,PA19046     		  PC TO SUPPORT A PROGRAM TO ENCOURAGE GIVING 200,000
    NEW CANAAN COMMUNITY FOUNDATION INC
    111 CHERRY STREET
    NEW CANAAN,CT06840     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    NEW ENGLAND SCIENCE & SAILING FOUNDATION INC
    PO BOX 733
    STONINGTON,CT06378     		  PC TO SUPPORT GENERAL OPERATIONS 50,000
    NEW STORY INC
    182 HOWARD ST 101
    SAN FRANCISCO,CA94105     		  PC TO SUPPORT GENERAL OPERATIONS 500,000
    NEW YORK-PRESBYTERIAN FUND INC
    525 EAST 68TH STREET
    NEW YORK,NY10065     		  PC RESTRICTED TO SUPPORT THE DALIO INSTITUTE OF CARDIOVASCULAR IMAGING 3,333,333
    NIA TERO FOUNDATION
    501 E PINE ST
    SEATTLE,WA98122     		  PC RESTRICTED TO SUPPORT INDIGENOUS COMMUNITIES TO SECURE THEIR TERRITORIES 350,000
    NORTH COUNTRY MINISTRY
    PO BOX 111
    NORTH CREEK,NY12583     		  PC TO SUPPORT GENERAL OPERATIONS 15,000
    NORTHWELL HEALTH FOUNDATION
    2000 MARCUS AVENUE
    NEW HYDE PARK,NY11042     		  PC RESTRICTED TO SUPPORT THE NORTHWELL FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH 25,000
    OCEAN RESEARCH & CONSERVATION ASSOCIATION INC
    1420 SEAWAY DR
    FORT PIERCE,FL34949     		  PC TO SUPPORT GENERAL OPERATIONS 10,000
    POLYNESIAN VOYAGING SOCIETY
    10 SAND ISLAND PKWY
    HONOLULU,HI96819     		  PC RESTRICTED TO SUPPORT OCEAN EDUCATION 150,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    1033 MASSACHUSETTS AVE STE 3
    CAMBRIDGE,MA02138     		  PC RESTRICTED TO THE HARVARD BUSINESS SCHOOL FUND 100,000
    PROSPECTS OPPORTUNITY AND ENRICHMENT INC
    25 PROSPECT STREET
    RIDGEFIELD,CT06877     		  PC TO SUPPORT GENERAL OPERATIONS 50,000
    REPRESENT US EDUCATION FUND
    PO BOX 60008
    FLORENCE,MA01062     		  PC TO SUPPORT GENERAL OPERATIONS 50,000
    RIDGEFIELD ACADEMY INC
    223 W MOUNTAIN ROAD
    RIDGEFIELD,CT06877     		  PC TO SUPPORT GENERAL OPERATIONS 35,000
    ROBIN HOOD FOUNDATION
    826 BROADWAY 9TH FLOOR
    NEW YORK,NY10003     		  PC TO SUPPORT GENERAL OPERATIONS 50,000
    ROBIN HOOD FOUNDATION
    826 BROADWAY 9TH FLOOR
    NEW YORK,NY10003     		  PC TO SUPPORT GENERAL OPERATIONS 5,000
    ROCKEFELLER PHILANTHROPY ADVISORS INC
    6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10036     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    ROMAN CATHOLIC CHURCH OF ST ANNE
    35 DARTMOUTH ST
    GARDEN CITY,NY11530     		  PC RESTRICTED TO SUPPORT THE CAPITAL CAMPAIGN 25,000
    ROMAN CATHOLIC CHURCH OF ST ANNE
    35 DARTMOUTH ST
    GARDEN CITY,NY11530     		  PC RESTRICTED TO SUPPORT MILITARY FAMILY TUITION ASSISTANCE 15,000
    SACRED HEART CHURCH
    95 HENRY STREET
    GREENWICH,CT06830     		  PC RESTRICTED TO SUPPORT THE HANDICAP RAMP FUND 5,000
    SAINT ANNS SCHOOL
    129 PIERREPONT ST
    BROOKLYN,NY11201     		  PC RESTRICTED TO STUDENT SCHOLARSHIPS AND THE 2017 ANNUAL FUND 133,183
    SEEDS OF PEACE INC
    370 LEXINGTON AVENUE SUITE 1201
    NEW YORK,NY10017     		  PC TO SUPPORT GENERAL OPERATIONS 12,500
    SILVER BAY ASSOCIATION FOR CHRISTIAN CONFERENCE AND TRAINING
    87 SILVER BAY ROAD
    SILVER BAY,NY12874     		  PC RESTRICTED TO SUPPORT LAKE CONSERVATION EFFORTS OF THE HISTORIC YMCA LOCATED IN HAGUE ON LAKE GEORGE 250,000
    SPARK SF PUBLIC SCHOOLS
    135 VAN NESS AVE RM 119
    SAN FRANCISCO,CA94102     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    ST JUDE CHILDREN'S RESEARCH HOSPITAL INC
    501 ST JUDE PLACE
    MEMPHIS,TN381051942     		  PC TO SUPPORT GENERAL OPERATIONS 20,000
    ST MARY'S CHURCH
    22 FATHER JOGUES PL
    TICONDEROGA,NY12883     		  PC TO SUPPORT GENERAL OPERATIONS 20,000
    STEPHEN A SCHWARZMAN EDUCATION FOUNDATION
    345 PARK AVE FL 16
    NEW YORK,NY10154     		  PF RESTRICTED TO SUPPORT INCREASED ACADEMIC PROGRAM COSTS DUE TO COVID-19 1,000,000
    SUTTER DAVIS HOSPITAL FOUNDATION AND COMMUNITY BOARD
    C/O SH TAX 2200 RIVER PLAZA DR
    SACRAMENTO,CA95833     		  PC RESTRICTED TO SUPPORT PAUL'S PLACE TO HELP BUILD SUSTAINABLE AND AFFORDABLE HOUSING 20,000
    TED FOUNDATION INC
    330 HUDSON ST 11TH FLOOR
    NEW YORK,NY10013     		  POF TO SUPPORT GENERAL OPERATIONS 1,000,000
    THE ALAMEDA COUNTY COMMUNITY FOOD BANK INC
    PO BOX 2599
    OAKLAND,CA94614     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    THE ALEXANDER HAMILTON SOCIETY
    1875 CONNECTICUT NW
    WASHINGTON,DC20009     		  PC TO SUPPORT GENERAL OPERATIONS 50,000
    THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY
    STANFORD UNIVERSITY DEVELOPMENT
    SERVICES
    STANFORD,CA94305     		  PC RESTRICTED TO SUPPORT THE HASSO PLATTNER INSTITUTE OF DESIGN AT STANFORD UNIVERSITY 3,000,000
    THE CHILDRENS HEALTH FUND
    215 WEST 125TH STREET SUITE 301
    NEW YORK,NY10027     		  PC TO SUPPORT GENERAL OPERATIONS 10,000
    THE CHILDRENS HOSPITAL OF PHILADELPHIA FOUNDATION
    34TH ST CIVIC CENTER BLVD
    PHILADELPHIA,PA19104     		  PC TO SUPPORT GENERAL OPERATIONS 1,000
    THE IMMOKALEE FOUNDATION INC
    2375 TAMIAMI TRL N STE 308
    NAPLES,FL34103     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    THE RICHARD AND BARBARA WHITCOMB FOUNDATION
    30 VILLAGE DRIVE
    NEW CANAAN,CT06840     		  PF TO SUPPORT GENERAL OPERATIONS 200,000
    THE RICHARD AND BARBARA WHITCOMB FOUNDATION
    30 VILLAGE DRIVE
    NEW CANAAN,CT06840     		  PF TO SUPPORT GENERAL OPERATIONS 200,000
    THE RICHARD AND BARBARA WHITCOMB FOUNDATION
    30 VILLAGE DRIVE
    NEW CANAAN,CT06840     		  PF TO SUPPORT GENERAL OPERATIONS 200,000
    THE RICHARD AND BARBARA WHITCOMB FOUNDATION
    30 VILLAGE DRIVE
    NEW CANAAN,CT06840     		  PF TO SUPPORT GENERAL OPERATIONS 200,000
    THE START CENTER FOR ENTREPRENEURSHIP
    PO BOX 4838
    OMAHA,NE68104     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    THE UNIT FOUNDATION
    PO BOX 1281
    VASS,NC28394     		  PC TO SUPPORT GENERAL OPERATIONS 100,000
    THIRD SECTOR NEW ENGLAND INC
    NONPROFIT CENTER 89 SOUTH ST SUITE
    700
    BOSTON,MA02111     		  PC RESTRICTED TO SUPPORT THE CAMPAIGN FOR A COMMERCIAL FREE CHILDHOOD 25,000
    THISTLE FARMS INC
    5122 CHARLOTTE AVE
    NASHVILLE,TN37209     		  PC TO SUPPORT GENERAL OPERATIONS 2,500
    TICONDEROGA REVITALIZATION ALLIANCE INC
    PO BOX 247
    TICONDEROGA,NY12883     		  PC RESTRICTED TO SUPPORT JOB DEVELOPMENT AND ECONOMIC REVITALIZATION IN TICONDEROGA THROUGH SUSTAINABLE FINANCING 250,000
    UNITED SERVICE ORGANIZATIONS INC
    2111 WILSON BLVD
    ARLINGTON,VA22201     		  PC TO SUPPORT GENERAL OPERATIONS 25,000
    UTW82 FOR GOOD
    32 PARKWAY DRIVE
    DOBBS FERRY,NY10522     		  PC TO SUPPORT GENERAL OPERATIONS 5,000
    VANDERBILT UNIVERSITY
    GIFT PROCESSING VU STATION B 357727
    NASHVILLE,TN37235     		  PC TO SUPPORT GENERAL OPERATIONS 30,000
    WASHINGTON SQUARE PARK CONSERVANCY INC
    PO BOX 1624 COOPER STATION
    NEW YORK,NY10276     		  PC RESTRICTED TO SUPPORT THE PARK'S CAPITAL IMPROVEMENTS, REHABILITATION AND CAPACITY BUILDING 125,000
    WATERFORD INSTITUTE INC
    1590 EAST 9400 S
    SANDY,UT84093     		  PC TO SUPPORT THE UPSTART PROGRAM GOAL OF BRIDGING EARLY EDUCATION GAP 831,402
    WESTCHESTER EXCEPTIONAL CHILDREN INC
    520 ROUTE 22
    NORTH SALEM,NY10560     		  PC TO SUPPORT GENERAL OPERATIONS 20,000
    WOODS HOLE OCEANOGRAPHIC INSTITUTION
    FENNO HOUSE 183 OYSTER POND ROAD MS
    40
    WOODS HOLE,MA02543     		  PC RESTRICTED TO THE TWILIGHT ZONE PROJECT 2,500,000
    WOODS HOLE OCEANOGRAPHIC INSTITUTION
    FENNO HOUSE 183 OYSTER POND ROAD MS
    40
    WOODS HOLE,MA02543     		  PC RESTRICTED TO SUPPORT THE OCEAN COMMUNICATION INITIATIVE 350,000
    WORLD CENTRAL KITCHEN INCORPORATED
    655 NEW YORK AVE NW
    WASHINGTON,DC20001     		  PC TO SUPPORT GENERAL OPERATIONS 5,000
    WORLD CENTRAL KITCHEN INCORPORATED
    655 NEW YORK AVE NW
    WASHINGTON,DC20001     		  PC TO SUPPORT GENERAL OPERATIONS 75,000
    WORLD WILDLIFE FUND INC
    1250 24TH STREET NW
    WASHINGTON,DC200371175     		  PC RESTRICTED TO SUPPORT AUSTRALIAN FIRE RELIEF 5,000
    X PRIZE FOUNDATION INC
    800 CORPORATE POINTE
    CULVER,CA90230     		  PC RESTRICTED TO SUPPORT XPRIZE'S FEED THE NEXT BILLION PROGRAM 500,000
    YEARS PROJECT INC
    630 9TH AVENUE SUITE 1106
    NEW YORK,NY10036     		  PC RESTRICTED TO SUPPORT ONGOING VIDEO CAMPAIGNS AIMED AT COMBATING CLIMATE MIS-INFORMATION 250,000
    YOUNG PEOPLES CHORUS OF NEW YORK CITY INC
    37 W 65TH ST FL 2
    NEW YORK,NY10023     		  PC TO SUPPORT GENERAL OPERATIONS 10,000
    THE RICHARD AND BARBARA WHITCOMB FOUNDATION
    30 VILLAGE DRIVE
    NEW CANAAN,CT06840     		  PF PORTION OF GRANTS PAID TREATED AS DISTRIBUTION OF CORPUS UNDER TREAS REG 53.4942(A)-3 -800,000
    STEPHEN A SCHWARZMAN EDUCATION FOUNDATION
    345 PARK AVE FL 16
    NEW YORK,NY10154     		  PF PORTION OF GRANTS PAID TREATED AS DISTRIBUTION OF CORPUS UNDER TREAS REG 53.4942(A)-3 -1,000,000
    Total .................................bullet 3a 30,996,918
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Page 12
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aLEASE OF SCIENTIFIC RESEARCH AUV BY OTHER CHARITY         880,000
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 759,807  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 7,980,137  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 112,577,815  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aMISCELLANEOUS INCOME     		    01 3,128  
    bGRANTS REFUNDED         9,173
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 121,320,887 889,173
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    122,210,060
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1A LEASE OF SCIENTIFIC RESEARCH AUTONOMOUS UNDERWATER VEHICLE USED FOR CHARITABLE ACTIVITIES.
    11B REFUNDS OF PRIOR PERIOD QUALIFYING DISTRIBUTIONS
    Form 990-PF (2020)
    Page 13
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
    Yes
     
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    1b(1) 5,449,073 OCEANOGRAPHIC RESEARCH & EXPLORATION FOUNDATION SALE OF ASSETS AT FAIR MARKET VALUE
    1b(1) 4,999,997 DALIO FAMILY FUND INC SALE OF ASSETS AT FAIR MARKET VALUE
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    DALIO FAMILY FUND INC 501(C)(4) DALIO FOUNDATION, INC. AND DALIO FAMILY FUND, INC. ARE COMMONLY CONTROLLED BECAUSE MORE THAN 25% OF THE DIRECTORS OF DALIO FOUNDATION ALSO SERVE ON DALIO FAMILY FUND'S BOARD.
    OCEANOGRAPHIC RESEARCH & EXPLORATION FOUNDATION 501(C)(4) DALIO FOUNDATION AND OCEANOGRAPHIC RESEARCH & EXPLORATION FOUNDATION (OREF) ARE COMMONLY CONTROLLED BECAUSE MORE THAN 25% OF THE DIRECTORS OF DALIO FOUNDATION ALSO SERVE ON OREF'S BOARD.
    ENDLESS NETWORK INC 501(C)(4) DALIO FOUNDATION AND ENDLESS NETWORK INC. ARE COMMONLY CONTROLLED BECAUSE MORE THAN 25% OF THE DIRECTORS OF ENDLESS NETWORK INC. ALSO SERVE ON DALIO FOUNDATION'S BOARD.
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet 2021-11-14 Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's nameJENNIFER BECKER HARRIS Preparer's Signature   Date2021-11-13 PTIN P00183358
    Firm's name SmallBulletCLARK NUBER PS
          		Firm's EIN SmallBullet91-1194016  
    Firm's address SmallBullet10900 NE 4TH STREET SUITE 1400
     
    BELLEVUE, WA98004
    		 Phone no. (425) 454-4919
    Form 990-PF (2020)
    Additional Data


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