| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| Northern Trust Investments | AT COST | 117,876,595 | 134,178,975 |
| Goldman Sachs - Puts | AT COST | 17,352,145 | 17,692,129 |
| Goldman Sachs - Calls | AT COST | 13,940,328 | 15,581,529 |
| Northern Trust R1000 | AT COST | 0 | 0 |