SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
University of Notre Dame du Lac
 
Employer identification number

35-0868188
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
Central America and the Caribbean     Investments   7,551,223,618
East Asia and the Pacific     Investments   268,660,056
Europe (Including Iceland and Greenland)     Investments   1,748,034,951
Middle East and North Africa     Investments   14,186,161
North America (Canada & Mexico only)     Investments   287,979,630
Russia and Neighboring States     Investments   2,492,869
South America     Investments   13,584,053
South Asia     Investments   333,548,351
Sub-Saharan Africa     Investments   595,429,699
East Asia and the Pacific 1 4 Program Services International Study Program 927,278
Europe (Including Iceland and Greenland) 4 76 Program Services International Study Program 11,948,268
Middle East and North Africa 1 3 Program Services International Study Program 443,142
North America (Canada & Mexico only) 1 2 Program Services International Study Program 169,867
South America 2 5 Program Services International Study Program 349,048
South Asia   1 Program Services International Study Program 90,190
Sub-Saharan Africa     Program Services International Study Program 12,641
Central America and the Caribbean     Program Services International Study Program 16,000
East Asia and the Pacific     ,Investment Operations   5,460
Europe (Including Iceland and Greenland)     ,Investment Operations   997,772
North America (Canada & Mexico only)     ,Investment Operations   220
South Asia     ,Investment Operations   40,044
Sub-Saharan Africa     ,Investment Operations   24,023,030
Europe (Including Iceland and Greenland)     Fundraising   -1,438
North America (Canada & Mexico only)     Fundraising   -169
South Asia     Fundraising   48
East Asia and the Pacific     Grantmaking   374,613
Europe (Including Iceland and Greenland)     Grantmaking   919,905
Middle East and North Africa     Grantmaking   1,987,588
North America (Canada & Mexico only)     Grantmaking   160,804
South America     Grantmaking   899,843
South Asia     Grantmaking   35,405
Sub-Saharan Africa     Grantmaking   2,004,304
Central America and the Caribbean     Grantmaking   2,912,609
Central America and the Caribbean     Program Services Instruction 3,182
Central America and the Caribbean     Program Services Management & General 31
Central America and the Caribbean   10 Program Services Other 1,932
Central America and the Caribbean   9 Program Services Research 66,073
East Asia and the Pacific     Program Services Auxillary Enterprises 134
East Asia and the Pacific     Program Services Instruction 1,125
East Asia and the Pacific     Program Services Management & General 684
East Asia and the Pacific   5 Program Services Other 2,297
East Asia and the Pacific     Program Services Research 7,418
Europe (Including Iceland and Greenland)     Program Services Auxillary Enterprises -137
Europe (Including Iceland and Greenland)     Program Services Instruction 23,471
Europe (Including Iceland and Greenland)     Program Services Management & General 2,831
Europe (Including Iceland and Greenland)   7 Program Services Other 13,301
Europe (Including Iceland and Greenland)   18 Program Services Research 264,334
Middle East and North Africa     Program Services Auxillary Enterprises 175
Middle East and North Africa     Program Services Instruction 907
Middle East and North Africa     Program Services Management & General 1,010
Middle East and North Africa     Program Services Other -190
Middle East and North Africa     Program Services Research 1,299
North America (Canada & Mexico only)     Program Services Auxillary Enterprises 308
North America (Canada & Mexico only)     Program Services Instruction 2,132
North America (Canada & Mexico only)     Program Services Management & General 354
North America (Canada & Mexico only)   4 Program Services Other 412
North America (Canada & Mexico only)     Program Services Research 598
Russia and Neighboring States     Program Services Instruction 432
Russia and Neighboring States     Program Services Management & General 104
Russia and Neighboring States     Program Services Other 414
Russia and Neighboring States     Program Services Research 604
South America     Program Services Instruction 402
South America     Program Services Management & General 121
South America   19 Program Services Other 802
South America   4 Program Services Research 517
South Asia     Program Services Instruction 701
South Asia     Program Services Management & General 11
South Asia   13 Program Services Other 58
South Asia     Program Services Research 1,251
Sub-Saharan Africa     Program Services Auxillary Enterprises -271
Sub-Saharan Africa   1 Program Services Instruction 12,622
Sub-Saharan Africa     Program Services Management & General 2,766
Sub-Saharan Africa   1 Program Services Other 506
Sub-Saharan Africa 2 23 Program Services Research 155,080
3a Sub-total .... 9 91 10,829,079,822
b Total from continuation sheets to Part I ... 2 114 34,945,839
c Totals (add lines 3a and 3b) 11 205 10,864,025,661
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2020
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Schedule F (Form 990) 2020
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Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Middle East and North Africa see Part V 19,500 Check/Wire      
East Asia and the Pacific see Part V 14,800 Check/Wire      
Sub-Saharan Africa see Part V 6,425 Check/Wire      
Central America and the Caribbean see Part V 2,906,109 Check/Wire      
Sub-Saharan Africa see Part V 277,142 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 64,267 Check/Wire      
East Asia and the Pacific see Part V 125,337 Check/Wire      
South Asia see Part V 11,304 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 75,000 Check/Wire      
Sub-Saharan Africa see Part V 1,507,106 Check/Wire      
Sub-Saharan Africa see Part V 57,813 Check/Wire      
Sub-Saharan Africa see Part V 45,207 Check/Wire      
Sub-Saharan Africa see Part V 10,000 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 251,695 Check/Wire      
North America (Canada & Mexico only) see Part V 9,204 Check/Wire      
North America (Canada & Mexico only) see Part V 87,000 Check/Wire      
South America see Part V 862,280 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 166,138 Check/Wire      
Middle East and North Africa see Part V 1,787,970 Check/Wire      
Sub-Saharan Africa see Part V 8,500 Check/Wire      
South America see Part V 33,633 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 77,948 Check/Wire      
Sub-Saharan Africa see Part V 12,000 Check/Wire      
Middle East and North Africa see Part V 164,293 Check/Wire      
Sub-Saharan Africa see Part V 6,000 Check/Wire      
East Asia and the Pacific see Part V 100,000 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 19,125 Check/Wire      
North America (Canada & Mexico only) see Part V 22,325 Check/Wire      
Europe (Including Iceland and Greenland) see Part V 27,105 Check/Wire      
Sub-Saharan Africa see Part V 70,054 Check/Wire      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
2
3 Enter total number of other organizations or entities .......................MediumBullet
28
Schedule F (Form 990) 2020
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Schedule F (Form 990) 2020Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Housing and Other Assistance Central America and the Caribbean 1 4,500 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance East Asia and the Pacific 30 49,755 CHECK/WIRED/DIRECT DEPOSIT      
Housing and Other Assistance Europe (Including Iceland and Greenland) 4 17,700 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance Middle East and North Africa 1 200 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance North America (Canada & Mexico only) 3 15,400 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance South America 1 70 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance South Asia 1 3,232 CHECK/WIRE/DIRECT DEPOSIT      
Housing and Other Assistance Sub-Saharan Africa 1 3,000 CHECK/WIRE/DIRECT DEPOSIT      
Prizes and Awards East Asia and the Pacific 4 54,026 CHECK/WIRE/DIRECT DEPOSIT      
Prizes and Awards Europe (Including Iceland and Greenland) 3 213,085 CHECK/WIRE/DIRECT DEPOSIT      
Prizes and Awards Middle East and North Africa 1 15,625 CHECK/WIRE/DIRECT DEPOSIT      
Prizes and Awards North America (Canada & Mexico only) 2 26,875 CHECK/WIRE/DIRECT DEPOSIT      
Prizes and Awards South Asia 1 16,009 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel Central America and the Caribbean 1 2,000 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel East Asia and the Pacific 2 30,695 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel Europe (Including Iceland and Greenland) 13 7,842 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel South America 3 3,859 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel South Asia 3 4,860 CHECK/WIRE/DIRECT DEPOSIT      
Research/Travel Sub-Saharan Africa 2 1,057 CHECK/WIRE/DIRECT DEPOSIT      
Schedule F (Form 990) 2020
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Schedule F (Form 990) 2020
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Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2020
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Schedule F (Form 990) 2020
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Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTPS://CONTROLLER.ND.EDU/assets/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS, AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY.
Schedule F, Part II, Line 1(d) Purpose of Grant Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTPS://CONTROLLER.ND.EDU/assets/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS, AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2020
Additional Data


Software ID: 20011424
Software Version: 2020v4.0