Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE JOHN MERCK FUND
 
Number and street (or P.O. box number if mail is not delivered to street address)500 MAMARONECK AVENUE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HARRISON, NY10528
A Employer identification number

23-7082558
B Telephone number (see instructions)

(617) 556-4120
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,665,462J Accounting method:
MODIFIED CASH
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 3,431 3,431  
4 Dividends and interest from securities... 62,721 62,721  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,208,817
b Gross sales price for all assets on line 6a 1,545,240
7 Capital gain net income (from Part IV, line 2)... 1,208,817
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 56,749 29,063  
12 Total. Add lines 1 through 11........ 1,331,718 1,304,032  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 420,000 0   420,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 95,372 0   95,372
16a Legal fees (attach schedule)......... Click to see attachment 31,003 0   31,003
b Accounting fees (attach schedule)....... Click to see attachment 53,997 0   53,997
c Other professional fees (attach schedule).... Click to see attachment 165,515 22,073   143,442
17 Interest............... 56 56   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 5,001 1   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 86,403 0   86,403
21 Travel, conferences, and meetings....... 31,167 1,297   29,870
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 63,107 5,635   57,472
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 951,621 29,062   917,559
25 Contributions, gifts, grants paid....... 6,020,875 6,020,875
26 Total expenses and disbursements. Add lines 24 and 25 6,972,496 29,062   6,938,434
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -5,640,778
b Net investment income (if negative, enter -0-) 1,274,970
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Page 2
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 4,650,157 1,506,215 1,506,215
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 863,154 0 0
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 3,731,522 Click to see attachment1,133,416 1,133,416
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment5,379 Click to see attachment25,831 Click to see attachment25,831
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 9,250,212 2,665,462 2,665,462
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,432 Click to see attachment12,915
23 Total liabilities (add lines 17 through 22)......... 1,432 12,915
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 9,248,780 2,652,547
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 9,248,780 2,652,547
30 Total liabilities and net assets/fund balances (see instructions). 9,250,212 2,665,462
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
9,248,780
2
Enter amount from Part I, line 27a .....................
2
-5,640,778
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
3,608,002
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
955,455
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
2,652,547
Form 990-PF (2021)
Page 3
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a SALES OF PUBLICLY TRADED SECURITIES P    
b FARALLON CAPITAL F5 INVESTORS I, LP P    
c THROUGH JMF LIQUIDATING COMPANY LLC K-1 P    
d THROUGH FARALLON CAPITAL F5 INVESTORS I, LP K-1 P    
e THROUGH WINDSAIL CAPITAL K-1 P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 851,664   316,544 535,120
b 693,576     693,576
c       -21,290
d       0
e       1,411
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       535,120
b       693,576
c       -21,290
d       0
e       1,411
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,208,817
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Page 4
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 17,722
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 17,722
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 10,876
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 10,876
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 15
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 6,861
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet   RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
bulletMA, NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
Form 990-PF (2021)
Page 5
Form 990-PF (2021)
Page 5
Part VI-A
Statements Regarding Activities (continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions.................
12
 
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressbulletWWW.JMFUND.ORG
14
The books are in care ofbulletNANCY STOCKFORD Telephone no.bullet (617) 556-4120

Located atbullet31 ST JAMES AVENUE SUITE 888BOSTONMA ZIP+4bullet02116
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
and enter the amount of tax-exempt interest received or accrued during the year ........bullet
15
 
16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
Yes
 
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
Yes
 
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
No
c
Organizations relying on a current notice regarding disaster assistance check here ........bullet
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2021? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2021, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2021?....................
2a
 
No
If "Yes," list the years bullet20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
bullet20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
 
No
b
If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2021.) .....................
3b
 
 
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
4b
 
No
Form 990-PF (2021)
Page 6
Form 990-PF (2021)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
Yes
 
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
No
c
Organizations relying on a current notice regarding disaster assistance check .........bullet
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
Yes
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
OLIVIA H FARR TRUSTEE
2.50 		0 0 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
ROBERT H GARDINER TRUSTEE
2.50 		0 0 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
FRANCIS W HATCH III TRUSTEE/CHAIR
5.00 		0 0 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
GEORGE HATCH TRUSTEE
2.50 		0 0 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
RUTH HENNIG TRUSTEE
2.50 		0 0 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
ROGER MCFADDEN TRUSTEE
2.50 		0 0 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
FREDERICA PERERA TRUSTEE
2.50 		0 0 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
WILLIAM ROBERTS TRUSTEE
2.50 		0 0 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
ANNE STETSON TRUSTEE/TREASURER
2.50 		0 0 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
SERENA WHITRIDGE TRUSTEE
2.50 		0 0 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
CHRISTINE JAMES SECRETARY/EXECUTIVE DIRECTOR
35.00 		225,000 37,681 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
NANCY STOCKFORD - DIR OF OPERATIONS ASSISTANT TREASURER
35.00 		195,000 34,681 0
C/O THE JOHN MERCK FUND 31 ST JAMES
AVENUE STE 888
BOSTON,MA02116
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NONE
Total number of other employees paid over $50,000...................bullet 0
Form 990-PF (2021)
Page 7
Form 990-PF (2021)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
KAREN RUTH HARRIS PROGRAM CONSULTING 107,863
534 HAWK PINE ROAD
NORWICH,VT05055
PKF O'CONNOR DAVIES LLP ACCOUNTING SERVICES 53,997
500 MAMARONECK AVENUE SUITE 301
HARRISON,NY10528
Total number of others receiving over $50,000 for professional services.............bullet0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................bullet0
Form 990-PF (2021)
Page 8
Form 990-PF (2021)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
2,084,417
b
Average of monthly cash balances.......................
1b
4,781,529
c
Fair market value of all other assets (see instructions)................
1c
19,478
d
Total (add lines 1a, b, and c).........................
1d
6,885,424
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
6,885,424
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
103,281
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
6,782,143
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
339,107
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
339,107
2a
Tax on investment income for 2021 from Part V, line 5.......
2a
17,722
b
Income tax for 2021. (This does not include the tax from Part V.) ...
2b
 
c
Add lines 2a and 2b............................
2c
17,722
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
321,385
4
Recoveries of amounts treated as qualifying distributions................
4
27,686
5
Add lines 3 and 4............................
5
349,071
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
349,071
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
6,938,434
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
4
6,938,434
Form 990-PF (2021)
Page 9
Form 990-PF (2021)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2020 		(c)
2020 		(d)
2021
1 Distributable amount for 2021 from Part X, line 7 349,071
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only....... 0
b Total for prior years:20, 20, 20 0
3 Excess distributions carryover, if any, to 2021:
a From 2016...... 6,733,636
b From 2017...... 11,294,132
c From 2018...... 9,548,249
d From 2019...... 9,761,852
e From 2020...... 11,235,721
f Total of lines 3a through e ........ 48,573,590
4Qualifying distributions for 2021 from Part
XI, line 4: bullet$ 6,938,434
a Applied to 2020, but not more than line 2a 0
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		Click to see attachment0
d Applied to 2021 distributable amount..... 349,071
e Remaining amount distributed out of corpus 6,589,363
5 Excess distributions carryover applied to 2021. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 55,162,953
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2019. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2021. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2022 .......... 		0
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2016 not
applied on line 5 or line 7 (see instructions) ... 		6,733,636
9 Excess distributions carryover to 2022.
Subtract lines 7 and 8 from line 6a ...... 		48,429,317
10 Analysis of line 9:
a Excess from 2017.... 11,294,132
b Excess from 2018.... 9,548,249
c Excess from 2019.... 9,761,852
d Excess from 2020.... 11,235,721
e Excess from 2021.... 6,589,363
Form 990-PF (2021)
Page 10
Form 990-PF (2021)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ...... bullet
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2021 (b) 2020 (c) 2019 (d) 2018
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here bullet
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2021)
Page 11
Form 990-PF (2021)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

ACADIA CENTER

PO BOX 583 8 SUMMER STREET
ROCKPORT,ME048560583 		N/A PC TO ACCELERATE IMPLEMENTATION OF CLEAN ENERGY AND CLIMATE MANDATES IN NEW ENGLAND. 160,000

ALTERNATIVES FOR COMMUNITY AND ENVIRONMENT

2201 WASHINGTON STREET SUITE 303
ROXBURY,MA02119 		N/A PC TO BUILD THE MOVEMENT FOR ENVIRONMENTAL JUSTICE BY LINKING LAWYERS, SCIENTISTS, COMMUNITY ORGANIZERS, AND OTHERS WITH COMMUNITY, FAITH, AND MUNICIPAL LEADERS IN ENVIRONMENTAL JUSTICE COMMUNITIES. 50,000

ARTISTS FOR HUMANITY

100 WEST 2ND STREET
BOSTON,MA02127 		N/A PC TO PROVIDE GENERAL SUPPORT. 2,375

CARL BRADEN MEMORIAL CENTER

4403 VIRGINIA AVE
LOUISVILLE,KY40211 		N/A PC TO ENABLE RUBBERTOWN EMERGENCY ACTION TO FIGHT TO STOP TOXIC POLLUTION; PROTECT LOUISVILLE RESIDENTS IN THE EVENT OF A LEAK, FIRE, OR EXPLOSION IN CHEMICAL PLANTS OR RAILCARS; AND PROVIDE FULL DISCLOSURE AND EASY ACCESS TO INFORMATION CONCERNING THE IMPACTS OF INDUSTRIAL ACTIVITIES IN RUBBERTOWN ON RESIDENTS LIVING NEARBY. 25,000

CENTER FOR LATINO PROGRESSCT PUERTO RICAN FORUM

95 PARK STREET 2ND FLOOR
HARTFORD,CT06106 		N/A PC TO BUILD THE CAPACITY OF GRASSROOTS ORGANIZATIONS IN CONNECTICUT TO TACKLE AIR POLLUTION AND CARBON EMISSIONS FROM THE TRANSPORTATION SECTOR, AND SUPPORT TRANSITION TO SAFE, ENVIRONMENTALLY SUSTAINABLE, EQUITABLE, AND RELIABLE MODES OF TRANSPORTATION. 25,000

CENTER FOR RURAL AFFAIRS

110 MARYLAND AVENUE NE SUITE 209
WASHINGTON,DC20002 		N/A PC TO ENABLE THE NATIONAL SUSTAINABLE AGRICULTURE COALITION TO CREATE AN EMPOWERED COHORT OF NORTHEAST REGIONAL SUSTAINABLE FARM AND FOOD STAKEHOLDERS AND BUILD A MORE SUSTAINABLE, EQUITABLE FOOD SYSTEM IN THE NORTHEAST. 25,000

CERES

99 CHAUNCY STREET 6TH FLOOR
BOSTON,MA02111 		N/A PC TO DEPLOY BUSINESS AND INVESTOR LEADERS IN NEW ENGLAND TO ADVANCE AND DEFEND STATE AND REGIONAL CLIMATE AND CLEAN TRANSPORTATION POLICIES. 50,000

CLEAN ENERGY NEW HAMPSHIRE

14 DIXON AVENUE SUITE 202
CONCORD,NH03301 		N/A PC TO ADVANCE THE GRANITE STATES TRANSITION TO A CLEAN ENERGY ECONOMY. 35,000

CLEAN PRODUCTION ACTION

1310 BROADWAY SUITE 101
SOMERVILLE,MA02144 		N/A PC TO ELIMINATE TOXIC CHEMICALS AND REPLACE THEM WITH SAFER ALTERNATIVES, THEREBY ENHANCING THE HEALTH OF ALL PEOPLE, ESPECIALLY THE MOST VULNERABLE POPULATIONS, AND THE PLANET. 90,000

CLEAN PRODUCTION ACTION

1310 BROADWAY SUITE 101
SOMERVILLE,MA02144 		N/A PC TO LEVERAGE ORGANIZATIONAL METRICS AND DISCLOSURE TO CREATE A GLOBAL CHEMICAL AND MATERIALS ECONOMY THAT IS HEALTHY FOR PEOPLE AND THE PLANET. 100,000

CLEAN WATER FUND

1444 EYE STREET NW SUITE 400
WASHINGTON,DC20005 		N/A PC TO SUPPORT A STATEWIDE GRASSROOTS CAMPAIGN TO REDUCE GLOBAL WARMING POLLUTION TO ZERO WHILE ADVANCING CLIMATE JUSTICE. 50,000

COMING CLEAN

28 VERNON STREET SUITE 434
BRATTLEBORO,VT05301 		N/A PC TO ACHIEVE PUBLIC AND CORPORATE/MARKET POLICIES ON TOXIC CHEMICALS THAT ADVANCE ENVIRONMENTAL HEALTH AND ECONOMIC AND ENVIRONMENTAL JUSTICE. 195,000

COMING CLEAN

28 VERNON STREET SUITE 434
BRATTLEBORO,VT05301 		N/A PC TO SUPPORT COMMUNITY-BASED ORGANIZING AND ACTIVITIES IN MOSSVILLE, LOUISIANA, WHERE THERE ARE FOURTEEN CHEMICAL FACILITIES IN CLOSE VICINITY AND THE SOIL, AIR, AND GROUNDWATER BEAR LEGACY POLLUTANTS. 25,000

COMMONWEALTH KITCHEN

196 QUINCY STREET
DORCHESTER,MA02121 		N/A PC TO ADVANCE BUILDING PURCHASE AND CONTINUING MARKET DEVELOPMENT INITIATIVES TO DRIVE MORE LOCAL, DIVERSE PROCUREMENT AND CONTRACTS FROM FOOD SERVICE OPERATIONS. 45,000

COMMUNITY ACTION WORKS

294 WASHINGTON STREET SUITE
500BOSTON MA 02108
BOSTON,MA02108 		N/A PC TO CLOSE AND REDEVELOP NEW ENGLANDS REMAINING COAL-FIRED POWER PLANTS, PREVENT BUILDOUT OF NATURAL GAS INFRASTRUCTURE, AND MOBILIZE GRASSROOTS SUPPORT FOR CLEAN ENERGY. 75,000

COMMUNITY IN-POWER AND DEVELOPMENT ASSOCIATION

910 COLORADO AVENUE
PORT ARTHUR,TX77642 		N/A PC TO EMPOWER RESIDENTS IN LOW-INCOME COMMUNITIES IN PORT ARTHUR, TEXAS, HELPING THEM TAKE ACTION AGAINST THE NEIGHBORING CHEMICAL MANUFACTURERS, REFINERIES, AND INCINERATORS. 25,000

CONNECTICUT FUND FOR THE ENVIRONMENT

900 CHAPEL STREET
NEW HAVEN,CT06510 		N/A PC TO ENSURE THAT CONNECTICUT SETS AND ACHIEVES STRONG CLIMATE AND CLEAN ENERGY GOALS, WHILE FIGHTING FOR ENVIRONMENTAL EQUITY. 75,000

CONNECTICUT ROUNDTABLE ON CLIMATE AND JOBS

160 COW HILL ROAD
CLINTON,CT06413 		N/A PC TO BUILD ALLIANCES AMONG LABOR, ENVIRONMENTAL, AND ENVIRONMENTAL JUSTICE CONSTITUENCIES TO COMBAT CLIMATE CHANGE, PROMOTE CLEAN ENERGY JOBS, AND SUPPORT RACIAL, ECONOMIC, AND ENVIRONMENTAL JUSTICE. 25,000

CONSERVATION LAW FOUNDATION

62 SUMMER STREET
BOSTON,MA02110 		N/A PC TO REDUCE GREENHOUSE GAS EMISSIONS FROM ALL SECTORS OF THE ECONOMY. 160,000

CONSULTATIVE GROUP ON BIOLOGICAL DIVERSITY

PO BOX 29361
SAN FRANCISCO,CA94129 		N/A PC TO PROVIDE GENERAL SUPPORT OF AFFINITY GROUP FOR BIOLOGICAL DIVERSITY FUNDERS. 2,500

COOPERATIVE DEVELOPMENT INSTITUTE

PO BOX 1051
NORTHAMPTON,MA010611051 		N/A PC TO PRESERVE THE VIABILITY OF NEW AMERICAN FARMERS AND FOOD BUSINESSES IN MAINE AND THE CONNECTICUT RIVER VALLEY; AND TO RAISE THE PROFILE OF COOPERATIVE OWNERSHIP IN THE REGIONAL FOOD SYSTEM. 25,000

DEFEND OUR HEALTH

565 CONGRESS STREET 204
PORTLAND,ME04101 		N/A PC TO PROTECT PUBLIC HEALTH AND THE ENVIRONMENT THROUGH CAMPAIGNS THAT PERSUADE DECISIONMAKERS IN GOVERNMENT AND INDUSTRY TO ADOPT POLICIES AND PRACTICES THAT END USE OF THE MOST HARMFUL AND LEAST ESSENTIAL CHEMICALS AND PLASTICS, WHILE REDUCING HUMAN EXPOSURE AND ENSURING ENVIRONMENTAL JUSTICE. 100,000

EARTH ISLAND INSTITUTE

2150 ALLSTON WAY SUITE 460
BERKELEY,CA94704 		N/A PC TO ENABLE RISE ST. JAMES TO SAVE COMMUNITIES IN ST. JAMES PARISH FROM INDUSTRIAL POLLUTION AND EXPOSURE TO TOXIC CHEMICALS. 25,000

ECOLOGY CENTER

339 EAST LIBERTY STREET SUITE 300
ANN ARBOR,MI48104 		N/A PC TO BUILD, SCALE, AND LEVERAGE COLLABORATIVE CAMPAIGN SCIENCE TO WIN MARKET AND POLICY CHANGES THAT DRIVE TOXICS CHEMICALS OUT OF OUR ECONOMY. 40,000

ENERGY ACTION NETWORK

17 STATE STREET SUITE 205
MONTPELIER,VT05602 		N/A PC TO ACHIEVE VERMONTS ENERGY AND CLIMATE COMMITMENTS. 20,000

FARM FRESH RHODE ISLAND

1005 MAIN STREET 1220
PAWTUCKET,RI02860 		N/A PC TO PROVIDE INCREASED ECONOMIC OPPORTUNITIES FOR NEW ENGLAND FARMERS AND FOOD PRODUCERS THROUGH CONNECTIONS WITH INDIVIDUALS, BUSINESSES, AND INSTITUTIONS; AND NURTURE A DIVERSE TEAM OF YOUNG LEADERS WHO HAVE THE SKILLS AND RESOURCES TO MAXIMIZE THE FOOD HUB INFRASTRUCTURE. 25,000

FOOD CONNECTS

22 BROWNE COURT
BRATTLEBORO,VT05301 		N/A PC TO INCREASE INTER-FOOD HUB TRANSACTIONS AND SALES, WHILE ALSO BUILDING MORE EFFICIENT SYSTEMS AND ENVISIONING THE FUTURE OF NEW ENGLAND FOOD HUB NETWORKS. 45,000

FRANKLIN COUNTY COMMUNITY DEVELOPMENT CORPORATION

324 WELLS STREET
GREENFIELD,MA01301 		N/A PC TO ENABLE MASSACHUSETTS FOOD SYSTEM COLLABORATIVE TO ACHIEVE A MORE EQUITABLE AND SUSTAINABLE FOOD SYSTEM FOR MASSACHUSETTS BY PROMOTING, MONITORING, AND FACILITATING IMPLEMENTATION OF THE MASSACHUSETTS LOCAL FOOD ACTION PLAN. 35,000

GEORGETOWN CLIMATE CENTER

37TH O STREETS NWBOX 571168
WASHINGTON,DC20057 		N/A PC TO ESTABLISH A REGIONAL CAP-AND-INVEST PROGRAM FOR TRANSPORTATION AND DEVELOP A REGIONAL EV FAST CHARGING CORRIDOR TO ACCELERATE ADOPTION OF ELECTRIC VEHICLES IN THE NORTHEAST. 100,000

GREATER KANSAS CITY COMMUNITY FOUNDATION

1055 BROADWAY BOULEVARD SUITE 130
KANSAS CITY,MO64105 		N/A PC TO ENABLE THE FARM AND FOOD COMMUNICATIONS FUND'S NORTHEAST FARMERS OF COLOR LAND TRUST TO IMPROVE THE LIVES OF BIPOC PEOPLE BY INCREASING ACCESS TO FARMLAND AND CREATE A MORE JUST, EQUITABLE AND RESILIENT FOOD SYSTEM. 15,000

GREEN ENERGY CONSUMERS ALLIANCE

284 AMORY STREET
JAMAICA PLAIN,MA02130 		N/A PC TO ACCELERATE THE SHIFT IN CLEAN TRANSPORTATION THROUGH ADOPTION OF TCI-P, STATE POLICIES THAT INCREASE ELECTRIFICATION, AND CONSUMER ENGAGEMENT TO FACILITATE PURCHASES OF ELECTRIC VEHICLES. 50,000

GREENROOTS

227 MARGINAL STREET SUITE 1
CHELSEA,MA02150 		N/A PC TO IMPLEMENT COLLECTIVE ACTION, COMMUNITY ORGANIZING, AND RESIDENT EMPOWERMENT TO ACHIEVE ENVIRONMENTAL AND CLIMATE JUSTICE AND IMPROVED PUBLIC HEALTH IN CHELSEA AND EAST BOSTON. 50,250

HEALTHY BUILDING NETWORK

4911 7TH STREET NW
WASHINGTON,DC20011 		N/A PC TO ACHIEVE ENVIRONMENTAL JUSTICE AND HEALTH EQUITY BY IMPROVING CHEMICAL DATA QUALITY, QUANTITY, AND TRANSPARENCY, AND SCALING PRODUCT GUIDANCE AND ADOPTION IN THE BUILDING SECTOR AND BEYOND. 50,000

INTERNATIONAL CHEMICAL SECRETARIAT

FORSTA LANGGATAN 18
GOTEBORG   SE-413 28
SW 		N/A PC TO PUSH THE GLOBAL MARKET TOWARDS SAFER PRODUCTS AND MATERIALS BY INCREASING THE VISIBILITY OF SAFER ALTERNATIVES ON CHEMSECS ONLINE PLATFORM MARKETPLACE. 30,000

LOUISIANA BUCKET BRIGADE

3416 B CANAL STREET
NEW ORLEANS,LA70119 		N/A PC TO USE GRASSROOTS ACTION TO ACHIEVE SUSTAINABLE NEIGHBORHOODS FREE FROM INDUSTRIAL POLLUTION AND HASTEN THE TRANSITION FROM FOSSIL FUELS. 25,000

LOUISIANA ENVIRONMENTAL ACTION NETWORK

162 CROYDON AVENUE
BATON ROUGE,LA70896 		N/A PC TO RESOLVE THE UNIQUE ENVIRONMENTAL STRUGGLES PRESENT IN LOUISIANA. 25,000

LOUISIANA ENVIRONMENTAL ACTION NETWORK

162 CROYDON AVENUE
BATON ROUGE,LA70896 		N/A PC TO ENABLE CONCERNED CITIZENS OF ST. JOHN TO ENSURE THE HEALTH AND SAFETY OF ALL CITIZENS WHILE WORKING TO HOLD GOVERNMENT OFFICIALS AND INDUSTRY ACCOUNTABLE FOR THE QUALITY OF AIR BEING POLLUTED BY CHEMICAL EMISSIONS IN ST. JOHN PARISH. 25,000

MAINE FARMLAND TRUST

97 MAIN STREET
BELFAST,ME04915 		N/A PC TO HELP MAINE FARMERS REALIZE THE SIGNIFICANT ECONOMIC OPPORTUNITIES OFFERED BY SCALING UP TO REACH WHOLESALE MARKETS. 25,000

MAINE ORGANIC FARMERS AND GARDENERS ASSOCIATION

294 CROSBY BROOK ROAD PO BOX 170
UNITY,ME04988 		N/A PC TO WEATHER THE PANDEMIC'S IMPACT ON THE MAINE HARVEST FEDERAL CREDIT UNION'S BUSINESS MODEL. 15,000

MIGRANT JUSTICE

179 S WINOOSKI AVENUE 202
BURLINGTON,VT05401 		N/A PC TO SUPPORT THE MILK WITH DIGNITY CAMPAIGN, WHICH WORKS TO BROADEN THE DEFINITION OF SUSTAINABLE FOOD PRODUCTION TO INCLUDE THE DIGNITY AND RIGHTS OF WORKERS, AND TRANSFORM THE DAIRY INDUSTRY THROUGH WORKER-DRIVEN SOCIAL RESPONSIBILITY THAT COMPELS DAIRY BRANDS TO ENSURE RESPECT FOR HUMAN RIGHTS IN THEIR SUPPLY CHAINS. 40,000

MIGRANT JUSTICE

179 S WINOOSKI AVENUE 202
BURLINGTON,VT05401 		N/A PC FOR THE SPARKPLUG AWARD. 50,000

NATIONAL CAUCUS OF ENVIRONMENTAL LEGISLATORS

1228 1/2 31ST STREET NWSUITE 110
WASHINGTON,DC20007 		N/A PC TO EDUCATE STATE LEGISLATORS IN NORTHEAST AND MID-ATLANTIC STATES ON INNOVATIVE POLICY OPTIONS TO DECARBONIZE THE TRANSPORTATION SECTOR. 25,000

NATIONAL FAMILY FARM COALITION

110 MARYLAND AVENUE NE SUITE 307
WASHINGTON,DC20002 		N/A PC TO STRENGTHEN NFFCS MOVEMENT BUILDING AND POLICY ADVOCACY BY INFLUENCING THE PLANNING, MEDIA COVERAGE, AND CONTENT OF THE 2021 UN FOOD SYSTEMS SUMMIT IN NEW YORK CITY. 25,000

NATIONAL WILDLIFE FEDERATION

11100 WILDLIFE CENTER DRIVE
RESTON,VA20190 		N/A PC TO SECURE THE GOVERNMENT AND INDUSTRY COMMITMENTS NECESSARY TO POWER 15 MILLION HOMES WITH RESPONSIBLY DEVELOPED OFFSHORE WIND POWER BY 2035. 75,000

NATURAL RESOURCES COUNCIL OF MAINE

3 WADE STREET
AUGUSTA,ME043306351 		N/A PC TO ESTABLISH A CLIMATE ACTION PLAN, IMPLEMENT RENEWABLE ENERGY AND EFFICIENCY POLICIES, AND SECURE MAINES PARTICIPATION IN THE TRANSPORTATION CLIMATE INITIATIVE AND OTHER TRANSPORTATION POLICIES. 50,000

NEIGHBOR TO NEIGHBOR MASSACHUSETTS EDUCATION FUND

15 COURT SQUARE SUITE 345
BOSTON,MA02108 		N/A PC TO BUILD AND STRENGTHEN NEIGHBOR TO NEIGHBORS BASE OF LOW-INCOME AND PEOPLE OF COLOR TO MAKE PROGRESS ON RACIAL, ECONOMIC, AND CLIMATE JUSTICE. 50,000

NEW ENGLAND CLEAN ENERGY COUNCIL INSTITUTE

444 SOMERVILLE AVENUE
BOSTON,MA02143 		N/A PC TO PROVIDE STARTUP ORGANIZATIONAL FUNDING AND PILOT PROGRAM FOR BROWNING THE GREEN SPACE TO IDENTIFY COMMUNITY ENERGY NEEDS IN ENVIRONMENTAL JUSTICE COMMUNITIES WITHIN GATEWAY CITIES IN MASSACHUSETTS. 50,000

NEW ENGLAND CLEAN ENERGY COUNCIL INSTITUTE

444 SOMERVILLE AVENUE
SOMERVILLE,MA02143 		N/A PC TO SECURE POLICIES THAT ACHIEVE AMBITIOUS CLEAN ENERGY TARGETS, ADDRESS BARRIERS TO IMPLEMENTATION, AND ENSURE THAT PROGRAMS PROVIDE EQUITABLE ACCESS TO A CLEAN ENERGY TRANSITION. 120,000

NEW ENGLAND FORESTRY FOUNDATION

32 FOSTER STREET PO BOX 1346
LITTLETON,MA014604346 		N/A PC TO COMPLETE THE NECESSARY RESEARCH TO ENSURE NEW ENGLAND'S FORESTS MAKE THEIR GREATEST POSSIBLE CONTRIBUTION TO MITIGATING CLIMATE CHANGE. 10,000

NEW VENTURE FUND

1201 CONNECTICUT AVENUE NW SUITE
300
WASHINGTON,DC20036 		N/A PC TO ENABLE THE CLIMATE AND CLEAN ENERGY EQUITY FUND TO PROVIDE CIVIC ENGAGEMENT GRANTS TO ORGANIZATIONS IN KEY STATES TO HELP THEM PREPARE THEIR NONPARTISAN VOTER EDUCATION AND TURNOUT PROGRAMS FOR 2022. 200,000

NORTHEAST ENERGY EFFICIENCY PARTNERSHIPS

81 HARTWELL AVENUE
LEXINGTON,MA02421 		N/A PC TO HELP NORTHEAST STATES REDUCE ENERGY CONSUMPTION AND CARBON EMISSIONS IN THE BUILDING SECTOR IN ORDER TO MEET THE REGIONS ENERGY, ECONOMIC, AND ENVIRONMENTAL GOALS. 75,000

NORTHEAST STATES FOR COORDINATED AIR USE MANAGEMENT

89 SOUTH STREET SUITE 602
BOSTON,MA02111 		N/A PC TO CATALYZE AND SUPPORT STATE ACTION TO ADVANCE TRANSPORTATION ELECTRIFICATION OF LIGHT-, MEDIUM-, AND HEAVY-DUTY VEHICLES TO IMPROVE AIR QUALITY AND ADDRESS CLIMATE CHANGE. 75,000

PLEIADES NETWORK

PO BOX 1017
HUDSON,NY12534 		N/A PC TO DEVELOP POSSIBILITIES FOR IMPROVING LEADERSHIP TRANSITION PROCESSES FOR SMALL FARM AND FOOD SYSTEM NONPROFITS, AND GENERATE IDEAS FOR HOW TO KEEP THESE LEADERS INVOLVED AND ADVANCING THE SECTOR. 25,000

RED TOMATO

50 SIMS AVENUE SUITE 2
PROVIDENCE,RI02909 		N/A PC TO IMPLEMENT IMPROVEMENTS IN RED TOMATOS INTERNAL STRUCTURE AND WORKPLACE CULTURE, AND ADVANCE THE BYPASS PROJECT THROUGH EXPERIMENTATION, PRODUCT DEVELOPMENT, AND INCREASED SALES. 35,000

REGULATORY ASSISTANCE PROJECT

50 STATE STREET SUITE 3
MONTPELIER,VT05602 		N/A PC TO TRANSFORM NEW ENGLANDS POWER SECTOR WITH STATE AND REGIONAL ELECTRICITY POLICIES THAT ADVANCE CLEAN ENERGY, ENERGY EFFICIENCY, BENEFICIAL ELECTRIFICATION, AND MARKET REFORMS. 50,000

RENEW NEW ENGLAND ALLIANCE

91 WILLIAMS STREET
PROVIDENCE,RI02906 		N/A PC TO ENSURE THE RENEW NEW ENGLAND ALLIANCE HAS THE RESOURCES AND STAFF CAPACITY TO DEEPEN AND BROADEN THEIR STATE-LEVEL AND REGION-WIDE COALITIONS; IMPLEMENT AND EXPAND UPON THEIR 2021 POLICIES AND PROGRAMS; FOSTER A STRONG REGION-WIDE MOVEMENT OF YOUTH ORGANIZERS; AND SUPPORT ALIGNED PARTNERS TO REPLICATE ITS MODEL. 120,000

RTI INTERNATIONAL

3040 E CORNWALLIS ROAD PO BOX 12194
RESEARCH TRIANGLE PARK,NC27709 		N/A PC TO DEVELOP AND TEST AN INTERVENTION TO ADDRESS AND SUPPORT THE DEVELOPMENT OF INFANTS WITH A CONFIRMED DIAGNOSIS OF FRAGILE X SYNDROME. 250,000

RTI INTERNATIONAL

3040 E CORNWALLIS ROAD PO BOX 12194
RESEARCH TRIANGLE PARK,NC27709 		N/A PC TO BUILD THE INFRASTRUCTURE FOR A NEWBORN SCREENING PROGRAM IN NORTH CAROLINA THAT INCLUDES FRAGILE X SYNDROME. 400,000

RTI INTERNATIONAL

3040 E CORNWALLIS ROAD PO BOX 12194
RESEARCH TRIANGLE PARK,NC27709 		N/A PC TO DEVELOP AND TEST AN INTERVENTION TO ADDRESS AND SUPPORT THE DEVELOPMENT OF INFANTS WITH A CONFIRMED DIAGNOSIS OF FRAGILE X SYNDROME. 250,000

RTI INTERNATIONAL

3040 E CORNWALLIS ROAD PO BOX 12194
RESEARCH TRIANGLE PARK,NC27709 		N/A PC TO TEST THE FEASIBILITY AND EFFECTIVENESS OF ZOOM RECRUITMENT FOR EARLY CHECK NEWBORN SCREENING OF FRAGILE X SYNDROME; AND TO INVESTIGATE AND SUPPORT THE INTEGRATION OF EARLY INTERVENTION AND NEWBORN SCREENING. 547,000

SIERRA CLUB FOUNDATION

2101 WEBSTER STREET SUITE 1250
OAKLAND,CA94612 		N/A PC TO ACHIEVE SIGNIFICANT CUTS IN CLIMATE AND AIR POLLUTION THROUGH PROGRAMS AIMED AT MEDIUM- AND HEAVY-DUTY VEHICLES IN THE NORTHEAST. 50,000

SUSTAINABLE AGRICULTURE AND FOOD SYSTEMS FUNDERS

133 EAST DE LA GUERRA 306
SANTA BARBARA,CA93101 		N/A PC TO SUPPORT THE SUSTAINABLE AGRICULTURE AND FOOD SYSTEMS FUNDERS, AN AFFINITY GROUP FOR FOOD-RELATED FUNDERS. 15,000

TEXAS ENVIRONMENTAL JUSTICE ADVOCACY SERVICES

900 WAYSIDE DRIVE
HOUSTON,TX77011 		N/A PC TO SERVE THE COMMUNITY SURROUNDING THE HOUSTON SHIP CHANNELTHE BUSIEST INTERNATIONAL PORT IN THE COUNTRY AND SITE OF THE LARGEST PETROCHEMICAL REFINERY COMPLEX IN THE WESTERN HEMISPHEREBY PROVIDING COMMUNITY MEMBERS THE TOOLS TO CREATE SUSTAINABLE, ENVIRONMENTALLY HEALTHY COMMUNITIES. 25,000

THE ARC OF THE UNITED STATES

1825 K STREET NW SUITE 1200
WASHINGTON,DC20006 		N/A PC TO JOIN SCIENTIFIC EVIDENCE WITH ADVOCACY TO INFORM AND EMPOWER CHANGE MAKERS TO CREATE POLICIES THAT ENSURE NO CHILD IS EXPOSED TO CHEMICALS THAT CONTRIBUTE TO NEURODEVELOPMENTAL DISORDERS. 50,000

THIRD SECTOR NEW ENGLAND

89 SOUTH STREET 7TH FLOOR
BOSTON,MA02111 		N/A PC TO ENABLE THE CARROT PROJECT TO BUILD THE AGRICULTURAL VIABILITY ALLIANCE INTO A NETWORK FOR FARM AND FOOD BUSINESS TECHNICAL ASSISTANCE PRACTITIONERS ACROSS OUR REGION THAT CAN ADDRESS SHARED CHALLENGES, FACILITATE MORE UNIFORM HIGH-QUALITY TA PROVISION, AND MORE EFFECTIVELY SHARE AND EXPAND LIMITED RESOURCES. 25,000

THIRD SECTOR NEW ENGLAND

89 SOUTH STREET
BOSTON,MA02111 		N/A PC TO ENABLE MASSACHUSETTS FARM TO SCHOOL TO ENSURE THAT ALL MASSACHUSETTS STUDENTS HAVE ACCESS TO HIGH QUALITY, CULTURALLY RELEVANT MEALS FEATURING LOCAL FOOD AND TO FOOD EDUCATION IN SCHOOL. 25,000

THIRD SECTOR NEW ENGLAND

89 SOUTH STREET
BOSTON,MA02111 		N/A PC TO ENABLE REAL FOOD GENERATION TO BUILD SUSTAINABLE FOOD SYSTEMS THROUGH CAMPAIGNS ON COLLEGE AND UNIVERSITY CAMPUSES, AND TO GROW THE BROADER MOVEMENT FOR HEALTHY, JUST, AND SUSTAINABLE FOOD BY BRINGING PEOPLE TOGETHER THROUGH IN-PERSON AND DIGITAL ORGANIZING. 55,000

THIRD SECTOR NEW ENGLAND

89 SOUTH STREET
BOSTON,MA02111 		N/A PC TO ENABLE RHODE ISLAND FOOD POLICY COUNCIL TO MAKE MEASURABLE PROGRESS IN PROMOTING AN EQUITABLE, ECONOMICALLY VIBRANT, AND ENVIRONMENTALLY SUSTAINABLE FOOD SYSTEM IN RHODE ISLAND. 25,000

THIRD SECTOR NEW ENGLAND

89 SOUTH STREET SUITE 700
BOSTON,MA02111 		N/A PC TO ENABLE FARM TO INSTITUTION NEW ENGLAND TO SERVE AS AN INFORMATION HUB, CONNECTOR, AND CATALYST FOR ACTION AS THE REGION REDESIGNS THE FOOD SYSTEM. 170,000

TIDES CENTER

PO BOX 29907
SAN FRANCISCO,CA94129 		N/A PC TO ENABLE THE NORTHEAST SUSTAINABLE AGRICULTURE WORKING GROUP TO CATALYZE MEANINGFUL CHANGE TOWARD A SUSTAINABLE AND JUST FOOD SYSTEM THROUGH POLICY OUTREACH AND EDUCATION, PEER LEARNING, COLLABORATIVE PARTNERSHIPS. 45,000

TOXIC-FREE FUTURE

4649 SUNNYSIDE AVENUE NORTH SUITE
540
SEATTLE,WA98103 		N/A PC TO ENSURE WASHINGTON STATE CONTINUES TO LEAD THE NATION IN ENACTING AND IMPLEMENTING MODEL POLICIES AND INVESTMENTS THAT MOVE SUPPLY CHAINS TO TRULY SAFER SOLUTIONS. 120,000

TOXIC-FREE FUTURE

4649 SUNNYSIDE AVENUE NORTH SUITE
540
SEATTLE,WA98103 		N/A PC TO DRIVE HARMFUL CLASSES OF CHEMICALS OUT OF THE MARKETPLACE BY WINNING GOVERNMENT REGULATION OF SPECIFIC TOXIC CHEMICALS AND CHEMICAL CLASSES, AND COMPREHENSIVE CHEMICAL POLICIES BY THE LARGEST RETAILERS IN THE US. 220,000

TOXIC-FREE FUTURE

4649 SUNNYSIDE AVENUE NORTH SUITE
540
SEATTLE,WA98103 		N/A PC TO ENABLE SAFER STATES TO REDUCE EXPOSURES TO TOXIC CHEMICALS, ACHIEVE BROAD POLICY AND MARKET REFORM, AND ENSURE THAT EFFORTS ARE SYNERGIZED WITH ALLIED MOVEMENTS SUCH AS PLASTICS, CLIMATE, AND ENVIRONMENTAL JUSTICE TO ACHIEVE BROAD SUCCESS THAT BENEFITS THE HEALTH OF COMMUNITIES AND THE ENVIRONMENT. 150,000

TRI-STATE TRANSPORTATION CAMPAIGN

231 WEST 29TH STREET 904
NEW YORK,NY10001 		N/A PC TO BUILD A STRONG ADVOCACY CAMPAIGN TO REDUCE GREENHOUSE GAS EMISSIONS IN CONNECTICUT, IMPROVE MOBILITY AND HEALTH IN COMMUNITIES, AND ADDRESS INEQUITIES IN TRANSPORTATION PLANNING. 25,000

TRUSTEES OF COLUMBIA UNIVERSITY

722 WEST 168TH STREET 12TH FLOOR
NEW YORK,NY10032 		N/A PC TO ENABLE THE CENTER FOR CHILDREN'S ENVIRONMENTAL HEALTH TO HIGHLIGHT THE BENEFITS OF THE TRANSPORTATION AND CLIMATE INITIATIVE TO CHILDREN AND ADULTS SPECIFIC TO NEW YORK CITY, AS PART OF A LARGER STUDY OF ITS BENEFITS REGION-WIDE. 45,000

UNIVERSITY OF NEW HAMPSHIRE FOUNDATION

ELLIOTT ALUMNI CENTER
DURHAM,NH03824 		N/A PC TO EXPAND AND MOBILIZE THE FOOD SOLUTIONS NEW ENGLAND NETWORK TO MEET THE NEEDS OF THIS HISTORIC MOMENT BY CHANGING THE REGIONAL FOOD SYSTEM NARRATIVE AND POLICY LANDSCAPE. 75,000

VERMONT ENERGY INVESTMENT CORPORATION

20 WINOOSKI FALLS WAY 5TH FLOOR
WINOOSKI,VT05404 		N/A PC TO ACCELERATE DEPLOYMENT OF PLUG-IN ELECTRIC VEHICLES AND ELECTRIC TRANSPORTATION INFRASTRUCTURE IN VERMONT. 25,000

VERMONT NATURAL RESOURCES COUNCIL

9 BAILEY AVENUE
MONTPELIER,VT05602 		N/A PC TO ENSURE THAT VERMONT DEVELOPS A STRONG CLIMATE ACTION PLAN AND OTHER POLICIES THAT SIGNIFICANTLY AND EQUITABLY REDUCE GREENHOUSE GAS EMISSIONS IN THE TRANSPORTATION, BUILDING, AND POWER SECTORS. 35,000

VERMONT PUBLIC INTEREST RESEARCH AND EDUCATION FUND

141 MAIN STREET SUITE 6
MONTPELIER,VT05602 		N/A PC TO ADVANCE BOLD, EQUITABLE CLIMATE SOLUTIONS AND ENSURE THAT ALL VERMONTERS ARE PART OF THE TRANSITION TO A CLEANER, MORE AFFORDABLE ENERGY FUTURE. 25,000

VERMONT SUSTAINABLE JOBS FUND

3 PITKIN COURT SUITE 301E
MONTPELIER,VT05602 		N/A PC TO INCREASE SUSTAINABLE ECONOMIC DEVELOPMENT AND CREATE JOBS IN VERMONTS FOOD AND FARM SECTOR; AND IMPROVE ACCESS TO HEALTHY, LOCAL FOOD FOR ALL VERMONTERS. 75,000

VIRGINIA ORGANIZING

703 CONCORD AVENUE
CHARLOTTESVILLE,VA22903 		N/A PC TO ENABLE HEALTHY BABIES BRIGHT FUTURES TO LOWER LEVELS OF NEUROTOXIC CHEMICALS IN BABIES BY DECREASING THE CONTAMINANTS IN THE BIGGEST SOURCES OF HARM, AND PROMOTING CITIES SUCCESSFUL STRATEGIES FOR PROTECTING BABIES BRAIN DEVELOPMENT. 150,000

VIRGINIA ORGANIZING

703 CONCORD AVENUE
CHARLOTTESVILLE,VA22903 		N/A PC TO SUPPORT THE HEALTH AND ENVIRONMENTAL FUNDERS NETWORK. 3,750

VOTE SOLAR

360 22ND STREET SUITE 730
OAKLAND,CA94612 		N/A PC THROUGH WELL-CRAFTED STATE CAMPAIGNS IN NEW ENGLAND, TO BUILD THE POLICY AND REGULATORY INFRASTRUCTURE NEEDED TO EQUITABLY TRANSITION TO 100 PERCENT CLEAN ENERGY. 50,000

WEST HARLEM ENVIRONMENTAL ACTION INC

1854 AMSTERDAM AVENUE 2ND FLOOR
NEW YORK,NY10031 		N/A PC TO REDUCE EXPOSURE TO TOXICS IN COSMETICS AND PERSONAL CARE PRODUCTS AMONG WOMEN AND GIRLS OF COLOR. 50,000
Total ................................. bullet3a 6,020,875
bApproved for future payment
Total .................................bullet 3b 0
Form 990-PF (2021)
Page 12
Form 990-PF (2021)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies     14 62,721  
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 3,431  
4 Dividends and interest from securities ....          
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....          
8 Gain or (loss) from sales of assets other than
inventory ............ 		    18 1,208,817  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue:
aGRANT REFUNDS 		    01 27,686  
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. 0 1,331,718 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
1,331,718
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2021)
Page 13
Form 990-PF (2021)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
Bullet 2022-10-06 Bullet
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's nameTHOMAS BLANEY Preparer's Signature   Date2022-10-06 PTIN P00234022
Firm's name SmallBulletPKF O'CONNOR DAVIES LLP
  		Firm's EIN SmallBullet27-1728945  
Firm's address SmallBullet500 MAMARONECK AVENUE
 
HARRISON, NY10528
 Phone no. (212) 286-2600
Form 990-PF (2021)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description