| FORM 990, PART I, LINE 1: |
IN A COMPLEX, CHANGING, AND INCREASINGLY CONTESTED WORLD, THE CARNEGIE ENDOWMENT GENERATES STRATEGIC IDEAS AND INDEPENDENT ANALYSIS, SUPPORTS DIPLOMACY, AND TRAINS THE NEXT GENERATION OF INTERNATIONAL SCHOLAR-PRACTITIONERS TO HELP COUNTRIES AND INSTITUTIONS TAKE ON THE MOST DIFFICULT GLOBAL PROBLEMS AND SAFEGUARD PEACE. WITH A GLOBAL NETWORK OF MORE THAN 170 EXPERTS ACROSS TWENTY COUNTRIES, CARNEGIE IS RENOWNED FOR ITS INDEPENDENT ANALYSIS OF MAJOR GLOBAL PROBLEMS AND UNDERSTANDING OF REGIONAL CONTEXTS. |
| FORM 990, PART III, LINE 1: |
THE CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE PROVIDES ANALYSIS ON KEY TOPICS AND REGIONS, INCLUDING EAST AND SOUTH ASIA, AFRICA, EUROPE, RUSSIA AND EURASIA, THE MIDDLE EAST, DEMOCRACY AND GOVERNANCE, NUCLEAR, SUSTAINABILITY AND GEOPOLITICS, GLOBAL INSTITUTIONS, TECHNOLOGY, AND SUBNATIONAL REGIONS, SUCH AS CALIFORNIA. |
| FORM 990, PART III, LINE 2: |
THE CARNEGIE SUSTAINABILITY, CLIMATE, AND GEOPOLITICS PROGRAM FOCUSES ON REGIONAL IMPLICATIONS OF THE CLIMATE CRISIS, ADAPTATION AND SECURITY, AND GLOBAL GOVERNANCE CHALLENGES RELATED TO SUSTAINABILITY AND CLIMATE. THE PROGRAM WILL BE THE HUB OF A GLOBAL NETWORK OF ANALYSIS AND INSIGHTFUL IDEAS THAT BUILDS A BRIDGE BETWEEN SCIENTIFIC RESEARCH AND POLICY ACTION TO TACKLE AN INCREASINGLY COMPLEX SET OF INTERLOCKING CLIMATE AND ECOLOGICAL CRISES. CARNEGIE CALIFORNIA - DRAWS ON A DEEP BENCH OF CARNEGIE EXPERTISE TO BRING CALIFORNIA AND WEST COAST PERSPECTIVES ON GLOBAL ISSUES TO KEY AUDIENCES IN THE UNITED STATES AND AROUND THE WORLD, TO SHAPE POLICY DEBATES IN CALIFORNIA, AND TO DEVELOP CARNEGIE'S CAPACITY TO UNDERSTAND AND IMPACT THE ROLE OF SUBNATIONAL REGIONS IN GLOBAL COOPERATION. GLOBAL ORDER AND INSTITUTIONS PROGRAM - THE RULES-BASED WORLD ORDER IS UNDER UNPRECEDENTED STRAIN, BUFFETED BY GEOPOLITICAL COMPETITION, ECONOMIC INEQUALITY, POPULIST NATIONALISM, TECHNOLOGICAL INNOVATION, TRANSNATIONAL THREATS, AND A PLANETARY ECOLOGICAL EMERGENCY. CARNEGIE'S GLOBAL ORDER AND INSTITUTIONS PROGRAM ANALYZES THE SHIFTING LANDSCAPE OF INTERNATIONAL COOPERATION AND IDENTIFIES PROMISING NEW MULTILATERAL INITIATIVES AND INSTITUTIONS TO ADVANCE A MORE PEACEFUL, PROSPEROUS, JUST, AND SUSTAINABLE WORLD. |
| FORM 990, PART III, LINE 4A: |
MIDDLE EAST - THE CARNEGIE MIDDLE EAST PROGRAM COMBINES IN-DEPTH LOCAL KNOWLEDGE WITH INCISIVE COMPARATIVE ANALYSIS TO EXAMINE ECONOMIC, SOCIOPOLITICAL, AND STRATEGIC INTERESTS IN THE ARAB WORLD. THROUGH DETAILED COUNTRY STUDIES AND THE EXPLORATION OF KEY CROSSCUTTING THEMES, THE CARNEGIE MIDDLE EAST PROGRAM IN WASHINGTON AND THE MALCOLM H. KERR CARNEGIE MIDDLE EAST CENTER IN BEIRUT PROVIDE ANALYSIS AND RECOMMENDATIONS IN ENGLISH AND ARABIC THAT ARE DEEPLY INFORMED BY KNOWLEDGE AND VIEWS FROM THE REGION. CARNEGIE HAS SPECIAL EXPERTISE IN THE DYNAMICS OF POLITICAL, ECONOMIC, AND GEOPOLITICAL CHANGE IN EGYPT, THE GULF, IRAN, ISRAEL/PALESTINE, AND NORTH AFRICA; AND IRAQ, JORDAN, LEBANON, SYRIA, AND YEMEN. |
| FORM 990, PART III, LINE 4B: |
TECHNOLOGY AND INTERNATIONAL AFFAIRS - THE CARNEGIE TECHNOLOGY AND INTERNATIONAL AFFAIRS PROGRAM DEVELOPS STRATEGIES TO MAXIMIZE THE POSITIVE POTENTIAL OF EMERGING TECHNOLOGIES WHILE REDUCING RISK OF LARGE-SCALE MISUSE OR HARM. WITH CARNEGIE'S GLOBAL CENTERS AND AN OFFICE IN SILICON VALLEY, THE PROGRAM COLLABORATES WITH TECHNOLOGISTS, CORPORATE LEADERS, GOVERNMENT OFFICIALS, AND SCHOLARS GLOBALLY TO UNDERSTAND AND PREPARE FOR THE IMPLICATIONS OF ADVANCES IN CYBERSPACE, BIOTECHNOLOGY, AND ARTIFICIAL INTELLIGENCE. |
| FORM 990, PART III, LINE 4C: |
ASIA - THE CARNEGIE ASIA PROGRAM STUDIES DISRUPTIVE SECURITY, GOVERNANCE, AND TECHNOLOGICAL RISKS THAT THREATEN PEACE AND GROWTH IN THE ASIA PACIFIC REGION. ADDITIONALLY, THROUGH CARNEGIE CHINA LEADING SCHOLARS FROM ACROSS CHINA ARE CONNECTED WITH INTERNATIONAL POLICY EXPERTS AND PRACTITIONERS TO RESEARCH BEIJING'S EVOLVING APPROACHES TO ECONOMICS, SECURITY, AND GLOBAL GOVERNANCE. CHINA-FOCUSED PROGRAMS SUPPORT DIALOGUE AND COLLABORATION AMONG THE NEXT GENERATION OF CHINESE AND AMERICAN LEADERS. |
| FORM 990, PART VI, SECTION A, LINE 2: |
STEVEN DENNING AND HENRI DE CASTRIES HAVE A BUSINESS RELATIONSHIP. STEVEN DENNING AND BOON HWEE KOH HAVE A BUSINESS RELATIONSHIP. MARIANO-FLORENTINO CUELLAR AND PENNY PRITZKER HAVE A BUSINESS RELATIONSHIP. BILL BRADLEY AND WALTER KIELHOLTZ HAVE A BUSINESS RELATIONSHIP. |
| FORM 990, PART VI, SECTION B, LINE 11B: |
PRIOR TO FILING, THE FORM 990 MUST BE REVIEWED BY SEVERAL DIFFERENT LAYERS WITHIN THE ORGANIZATION AS WELL AS BY THE ORGANIZATION'S EXTERNAL LEGAL COUNSEL. A COPY OF THE DRAFT FORM 990, PREPARED BY BDO USA IS DISTRIBUTED TO ALL MEMBERS OF THE AUDIT & RISK COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW. A REPRESENTATIVE FROM BDO USA. MEETS WITH MEMBERS OF THE AUDIT & RISK COMMITTEE AT THE OCTOBER BOARD OF TRUSTEES MEETING TO PROVIDE AN OVERVIEW OF THE ORGANIZATION'S CURRENT YEAR FORM 990. THE CHIEF FINANCIAL OFFICER THEN CLOSELY REVIEWS THE FORM 990 AND AGREES ALL AMOUNTS AND DISCLOSURES REFLECTED ON THE FORM TO THE ORGANIZATION'S BOOKS AND RECORDS. THE DRAFT FORM 990 IS THEN REVIEWED BY THE ORGANIZATION'S EXTERNAL LEGAL COUNSEL. THE CHIEF OPERATING OFFICER PERFORMS A REVIEW OF THE FORM 990 PRIOR TO SIGNING. LASTLY, THE FINAL FORM 990 IS SENT TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING. |
| FORM 990, PART VI, SECTION B, LINE 12C: |
THE ORGANIZATION MONITORS COMPLIANCE WITH THE CONFLICT-OF-INTEREST POLICY BY REQUIRING THAT ALL MEMBERS OF THE BOARD OF TRUSTEES, OFFICERS, AND KEY EMPLOYEES SUBMIT AN ANNUAL DISCLOSURE FORM INDICATING WHETHER A FAMILY RELATIONSHIP OR A BUSINESS RELATIONSHIP WITH ANY OFFICER, KEY EMPLOYEE, OR TRUSTEE EXISTS. THE TRUSTEES MUST ALSO LIST ALL AFFILIATIONS WITH ORGANIZATIONS IN WHICH THE TRUSTEE OR IMMEDIATE FAMILY IS AN OFFICER, DIRECTOR, TRUSTEE, OR MAJORITY OWNER. THE TRUSTEE MUST DISCLOSE ANY ACTIVITIES THAT ARE IN CONFLICT WITH THE TRUSTEE'S SERVICE TO THE ORGANIZATION. MEMBERS OF THE BOARD OF TRUSTEES SUBMIT THEIR DISCLOSURE FORMS TO THE CHAIRMAN OF THE AUDIT & RISK COMMITTEE FOR REVIEW. ANY PROPOSED TRANSACTION IN WHICH A TRUSTEE HAS A CONFLICT OF INTEREST MUST BE APPROVED BY A MAJORITY OF THE MEMBERS OF THE BOARD OF TRUSTEES OR THE APPLICABLE COMMITTEE ENTITLED TO VOTE WITH THE EXCEPTION OF THE TRUSTEE WITH THE CONFLICT. THE OFFICERS AND KEY EMPLOYEES SUBMIT THEIR ANNUAL DISCLOSURE FORMS TO THE CHIEF OPERATING OFFICER AND THE CHIEF FINANCIAL OFFICER FOR REVIEW. FOR ALL EMPLOYEES, THE ORGANIZATION REQUIRES THAT EMPLOYEES ANNUALLY REVIEW THE CODE OF ETHICS POLICY THAT CONTAINS THE CONFLICT-OF-INTEREST POLICY. MANAGEMENT IS REQUIRED TO SUBMIT AN ANNUAL DISCLOSURE FORM OF OUTSIDE AFFILIATES TO THE DIRECTOR OF HUMAN RESOURCES. THE CHIEF OPERATING OFFICER AND CHIEF HUMAN RESOURCES AND ADMINISTRATIVE OFFICER REVIEW ALL EMPLOYEE DISCLOSURE FORMS. |
| FORM 990, PART VI, SECTION B, LINE 15: |
THE COMPENSATION FOR THE ORGANIZATION'S PRESIDENT IS RECOMMENDED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES AND APPROVED BY THE FULL BOARD. CARNEGIE ENGAGED AN INDEPENDENT COMPENSATION CONSULTANT TO PROVIDE SURVEYS OF COMPENSATION OF EXECUTIVE OFFICERS AND COMPARABILITY CHARTS WITHIN THE NON-PROFIT INDUSTRY TO DETERMINE THE APPROPRIATE LEVEL OF COMPENSATION FOR CARNEGIE'S PRESIDENT. THE ANNUAL COMPENSATION FOR OFFICERS IS BASED ON PERFORMANCE AND REVIEW OF COMPARABILITY CHARTS AND INDEPENDENT COMPENSATION SURVEYS FOR MANAGEMENT OF NON-PROFITS, AS WELL AS SERVICES OF AN INDEPENDENT COMPENSATION CONSULTANT AND CONSULTATION WITH THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. |
| FORM 990, PART VI, SECTION C, LINE 19: |
FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). THE FINANCIAL STATEMENTS AND 990 ARE ALSO POSTED ON THE ORGANIZATION'S WEBSITE. |
| FORM 990, PART XI, LINE 9: |
FAIR VALUE GAIN ON INTEREST RATE SWAP AGREEMENT $2,244,443 CURRENCY EXCHANGE - GAIN $ (208,110) -------------- TOTAL TO FORM 990, PART XI, LINE 9 $2,036,333 |
| FORM 990, PART XII, LINE 2C: |
THERE HAVE BEEN NO CHANGES SINCE THE PRIOR YEAR. |
| FORM 990 PART IX LINE 11G |
DESCRIPTION:CONTRACTORS TOTAL FEES:4990971 |
Attach to Form 990 or 990-EZ.