| FORM 990 PART III LINE 1 |
CARNEGIE HALL'S MISSION IS TO PRESENT EXTRAORDINARY MUSIC AND MUSICIANS ON THE THREE STAGES OF THIS LEGENDARY HALL, TO BRING THE TRANSFORMATIVE POWER OF MUSIC TO THE WIDEST POSSIBLE AUDIENCE, TO PROVIDE VISIONARY EDUCATION PROGRAMS, AND TO FOSTER THE FUTURE OF MUSIC THROUGH THE CULTIVATION OF NEW WORKS, ARTISTS, AND AUDIENCES. |
| FORM 990, PART V, LINE 3B |
THE 990-T IS ON EXTENSION UNTIL 05/15/2023 AND WILL BE FILED BY THAT DATE. |
| FORM 990, PART VI, SECTION A, LINE 2 |
PLEASE SEE THE SUPPLEMENTAL INFORMATION FOR PART VI, SECTION B, LINE 12C FOR A SUMMARY OF THE ORGANIZATION'S CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSURES AND THEIR INDEPENDENT REVIEW. OLIVIER BERGGRUEN AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. LEN BLAVATNIK AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. ARYEH B. BOURKOFF AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. CLARISSA ALCOCK BRONFMAN AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. NICOLA BULGARI AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. MARINA KELLEN FRENCH AND LAURENCE G. GAGOSIAN HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND SUZIE KOVNER HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND SANA H. SABBAGH HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND SIR MARTIN SORRELL HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND RICHARD TSAI HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND EVAN LAMBERG HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND MICHAEL B. KIM HAVE A BUSINESS RELATIONSHIP. LAURENCE G. GAGOSIAN AND JEAN SALATA HAVE A BUSINESS RELATIONSHIP. SARKIS JEBEJIAN AND ROBERT F. SMITH HAVE A BUSINESS RELATIONSHIP. THOMAS G. MAHERAS AND SANFORD I. WEILL HAVE A BUSINESS RELATIONSHIP. DAVID M. SIEGEL AND SANFORD I. WEILL HAVE A BUSINESS RELATIONSHIP. DAVID M. SIEGEL AND LLOYD DEAN HAVE A BUSINESS RELATIONSHIP. DAVID M. SIEGEL AND KURT G. STROVINK HAVE A BUSINESS RELATIONSHIP. ROBERT F. SMITH AND SANFORD I. WEILL HAVE A BUSINESS RELATIONSHIP. DAVID S. WINTER AND ROBERT F. SMITH HAVE A BUSINESS RELATIONSHIP. SANFORD I. WEILL AND JOSHUA NASH HAVE A BUSINESS RELATIONSHIP. SANFORD I. WEILL AND RICHARD TSAI HAVE A BUSINESS RELATIONSHIP. DAVID S. WINTER AND ROY WEATHERS HAVE A BUSINESS RELATIONSHIP. ROBERT F. SMITH AND DAN NARDELLO HAVE A BUSINESS RELATIONSHIP. ROBERT F. SMITH AND STEVEN KIMBLE HAVE A BUSINESS RELATIONSHIP. ROBERT F. SMITH AND KATY KNOX HAVE A BUSINESS RELATIONSHIP. ROBERT F. SMITH AND JEAN SALATA HAVE A BUSINESS RELATIONSHIP. ROBERT F. SMITH AND KURT STROVINK HAVE A BUSINESS RELATIONSHIP. ROBERT F. SMITH AND RICHARD TSAI HAVE A BUSINESS RELATIONSHIP. ROBERT F. SMITH AND ROY WEATHERS HAVE A BUSINESS RELATIONSHIP. |
| FORM 990, PART VI, SECTION B, LINE 11B |
BOARD REVIEW OF FORM 990 FORM 990, PART VI, SECTION A, LINE 11B - THE FORM 990 IS PREPARED BY CARNEGIE HALL'S EXTERNAL ACCOUNTING FIRM WITH THE ASSISTANCE OF STAFF. THE DRAFT REPORT IS REVIEWED BY THE AUDIT COMMITTEE AND PROVIDED TO ALL TRUSTEES BEFORE FILING. |
| FORM 990, PART VI, SECTION B, LINE 12C |
CONFLICT OF INTEREST POLICY THE ORGANIZATION'S CONFLICT OF INTEREST POLICY FOR TRUSTEES, OFFICERS AND KEY PERSONS IS INTENDED TO IDENTIFY, DISCLOSE, EVALUATE AND ADDRESS ACTUAL, POTENTIAL AND APPARENT CONFLICTS OF INTEREST THAT MIGHT, IN FACT OR APPEARANCE, CALL INTO QUESTION THESE INDIVIDUALS' DUTY OF LOYALTY TO CARNEGIE HALL, AS WELL AS TO GATHER INFORMATION REQUIRED FOR THE FORM 990 REPORT. THE INDEPENDENT BOARD GOVERNANCE COMMITTEE IS RESPONSIBLE FOR OVERSEEING IMPLEMENTATION OF AND COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. EVERY COVERED PERSON IS FURNISHED WITH A COPY OF THE POLICY PRIOR TO THE COMMENCEMENT OF DUTIES, AND MUST SUBMIT AN ACKNOWLEDGMENT AND DISCLOSURE STATEMENT PRIOR TO INITIAL ELECTION, APPOINTMENT OR HIRING, AND ANNUALLY THEREAFTER, AND UPDATE IT AS NECESSARY TO REFLECT CHANGES DURING THE COURSE OF THE YEAR. THE GOVERNANCE COMMITTEE REVIEWS CONFLICT OF INTEREST DISCLOSURES ANNUALLY AND AS NEW DISCLOSURES ARE MADE. |
| FORM 990, PART VI, SECTION B, LINE 15 |
COMPENSATION REVIEW COMPENSATION FOR THE EXECUTIVE AND ARTISTIC DIRECTOR AND ANY OTHER OFFICERS AND THE KEY EMPLOYEES OF THE ORGANIZATION IS REVIEWED AND APPROVED BY INDEPENDENT MEMBERS OF THE BOARD COMPENSATION COMMITTEE OR OTHER INDEPENDENT TRUSTEES, FOLLOWING A REVIEW OF COMPARABILITY DATA (SUCH AS FORMS 990 AND OTHER SOURCES OF SALARY INFORMATION FOR FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS IN SIMILAR GEOGRAPHIC LOCATIONS). THE DELIBERATION AND DECISION OF THESE INDEPENDENT TRUSTEES IS CONTEMPORANEOUSLY DOCUMENTED. |
| FORM 990, PART VI, SECTION C, LINE 19 |
PUBLIC DISCLOSURE CARNEGIE HALL MAKES ITS ANNUAL REPORT WHICH CONTAINS HIGHLIGHTS OF PROGRAMS AND FINANCIAL INFORMATION AND FIVE YEARS OF AUDITED FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. THE FORM 990 IS AVAILABLE UPON REQUEST AND ON OTHER WEBSITES SUCH AS GUIDESTAR.ORG. CARNEGIE HALL ALSO MAKES KEY ORGANIZATIONAL POLICIES, SUCH AS ITS CODE OF ETHICS, GIFT ACCEPTANCE POLICIES AND GUIDELINES AND WHISTLEBLOWER POLICY, PUBLICLY AVAILABLE ON ITS WEBSITE. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT CURRENTLY PUBLICLY AVAILABLE. |
| FORM 990, PART VI, SECTION A, LINE 1A |
PURSUANT TO ITS BY-LAWS, THE ORGANIZATION'S BOARD OF TRUSTEES DELEGATES AUTHORITY TO AN EXECUTIVE COMMITTEE, SUBJECT TO THE LIMITATIONS OF THE NEW YORK NOT-FOR-PROFIT CORPORATION LAW. THE EXECUTIVE COMMITTEE REPORTS ITS ACTIONS TO THE BOARD. |
| FORM 990, PART XI, LINE 9: |
NET PERIODIC LOSS FAS 158 5,471,749. |
Attach to Form 990 or 990-EZ.