Swartz Foundation Ua 110594

Lloyd Harbor, NY
Tax-exempt since Jan. 1996
EIN: 11-6447242

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Type of Nonprofit

Designated as a 501(c)(3) Organizations for any of the following purposes: religious, educational, charitable, scientific, literary, testing for public safety, fostering national or international amateur sports competition (as long as it doesn't provide athletic facilities or equipment), or the prevention of cruelty to children or animals.

Category: Philanthropy, Voluntarism and Grantmaking Foundations / Private Grantmaking Foundations (NTEE)

Donations to this organization are tax deductible.

Revenue

$82.5k (2023)

Expenses

$1.84M (2023)

Total Assets

$4.85M (2023)

Total Liabilities

$0 (2023)

Years with missing data

Source: Form 990 tax filings from 2011 to 2023

Tax Filings by Year

Form 990 is an information return that most organizations claiming federal tax-exempt status must file yearly with the IRS. Nonprofit Explorer has IRS digitized Form 990 data for filings processed in 2012 and later. If this organization filed an amended return, it may not be reflected below. Duplicate download links may indicate a resubmission or amendment to this organization's original return. Form 990 data is from the IRS.

Fiscal Year Ending Oct.
2023

Revenue

$82,521

Expenses

$1,840,261

Net Income

-$1,757,740

Net Assets

$4,851,571

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$0
Interest Revenue	$0
Dividends	$97,772	> 100%
Sales of Assets	-$15,266
Other Income	$15	0.0%

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$1,800,025	97.8%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$4,851,571
Total Liabilities	$0
Net Assets	$4,851,571

Compensation

Key Employees and Officers	Compensation	Other
James P King (Trustee)	$0	$0
Dr Jerome Swartz (Trustee)	$0	$0
Joshua Swartz (Trustee)	$0	$0
Shanah Swartz Gordon (Trustee)	$0	$0
Nathan Blumberg (Trustee)	$0	$0

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990-PF

Filed on March 19, 2024

Primary tax return for a private foundation's activities, finances, and governance

View Filing

Schedules ▼

XML

Fiscal Year Ending Oct.
2022

Revenue

$1,229,155

Expenses

$1,745,908

Net Income

-$516,753

Net Assets

$6,224,411

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$0
Interest Revenue	$0
Dividends	$157,810	12.8%
Sales of Assets	$1,070,367	87.1%
Other Income	$978	0.1%

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$1,675,035	95.9%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$6,224,411
Total Liabilities	$0
Net Assets	$6,224,411

Compensation

Key Employees and Officers	Compensation	Other
James P King (Trustee)	$0	$0
Dr Jerome Swartz (Trustee)	$0	$0
Joshua Swartz (Trustee)	$0	$0
Shanah Swartz Gordon (Trustee)	$0	$0
Nathan Blumberg (Trustee)	$0	$0

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990-PF

Filed on Feb. 2, 2023

Primary tax return for a private foundation's activities, finances, and governance

View Filing

Schedules ▼

XML

Fiscal Year Ending Oct.
2021

Revenue

$639,142

Expenses

$1,955,059

Net Income

-$1,315,917

Net Assets

$9,800,286

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$0
Interest Revenue	$0
Dividends	$152,538	23.9%
Sales of Assets	$485,942	76.0%
Other Income	$662	0.1%

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$1,855,576	94.9%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$9,800,286
Total Liabilities	$0
Net Assets	$9,800,286

Compensation

Key Employees and Officers	Compensation	Other
James P King (Trustee)	$0	$0
Dr Jerome Swartz (Trustee)	$0	$0
Joshua Swartz (Trustee)	$0	$0
Shanah Swartz Gordon (Trustee)	$0	$0
Nathan Blumberg (Trustee)	$0	$0

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990-PF

Filed on April 24, 2022

Primary tax return for a private foundation's activities, finances, and governance

View Filing

Schedules ▼

XML

Fiscal Year Ending Oct.
2020

Revenue

$373,640

Expenses

$2,360,215

Net Income

-$1,986,575

Net Assets

$9,599,665

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$0
Interest Revenue	$0
Dividends	$207,990	55.7%
Sales of Assets	$163,186	43.7%
Other Income	$2,464	0.7%

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$2,278,075	96.5%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$9,599,666
Total Liabilities	$1
Net Assets	$9,599,665

Compensation

Key Employees and Officers	Compensation	Other
James P King (Trustee)	$0	$0
Dr Jerome Swartz (Trustee)	$0	$0
Joshua Swartz (Trustee)	$0	$0
Shanah Swartz Gordon (Trustee)	$0	$0
Nathan Blumberg (Trustee)	$0	$0

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990-PF

Filed on Aug. 27, 2021

Primary tax return for a private foundation's activities, finances, and governance

View Filing

Schedules ▼

XML

Fiscal Year Ending Oct.
2019

Revenue

$974,085

Expenses

$2,096,770

Net Income

-$1,122,685

Net Assets

$11,546,790

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$0
Interest Revenue	$0
Dividends	$340,697	35.0%
Sales of Assets	$630,155	64.7%
Other Income	$3,233	0.3%

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$1,974,024	94.1%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$11,546,791
Total Liabilities	$1
Net Assets	$11,546,790

Compensation

Key Employees and Officers	Compensation	Other
James P King (Trustee)	$0	$0
Dr Jerome Swartz (Trustee)	$0	$0
Joshua Swartz (Trustee)	$0	$0
Shanah Swartz Gordon (Trustee)	$0	$0
Nathan Blumberg (Trustee)	$0	$0

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990-PF

Filed on May 11, 2020

Primary tax return for a private foundation's activities, finances, and governance

View Filing

Schedules ▼

PDF XML

Fiscal Year Ending Oct.
2018

Revenue

$1,356,983

Expenses

$1,588,739

Net Income

-$231,756

Net Assets

$12,417,591

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$0
Interest Revenue	$0
Dividends	$246,431	18.2%
Sales of Assets	$913,578	67.3%
Other Income	$196,974	14.5%

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$1,472,589	92.7%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$12,417,591
Total Liabilities	$0
Net Assets	$12,417,591

Compensation

Key Employees and Officers	Compensation	Other
James P King (Trustee)	$0	$0
Dr Jerome Swartz (Trustee)	$0	$0
Joshua Swartz (Trustee)	$0	$0
Shanah Swartz Gordon (Trustee)	$0	$0
Nathan Blumberg (Trustee)	$0	$0

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990-PF

Filed on Sept. 17, 2019

Primary tax return for a private foundation's activities, finances, and governance

View Filing

Schedules ▼

PDF XML

Fiscal Year Ending Oct.
2017

Revenue

$1,388,100

Expenses

$1,962,227

Net Income

-$574,127

Net Assets

$13,859,549

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$0
Interest Revenue	$0
Dividends	$260,679	18.8%
Sales of Assets	$1,124,505	81.0%
Other Income	$2,916	0.2%

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$1,819,079	92.7%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$13,859,549
Total Liabilities	$0
Net Assets	$13,859,549

Compensation

Key Employees and Officers	Compensation	Other
James P King (Trustee)	$0	$0
Dr Jerome Swartz (Trustee)	$0	$0
Joshua Swartz (Trustee)	$0	$0
Shanah Swartz Gordon (Trustee)	$0	$0
Nathan Blumberg (Trustee)	$0	$0

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990-PF

Filed on Sept. 15, 2018

Primary tax return for a private foundation's activities, finances, and governance

View Filing

Schedules ▼

XML

Fiscal Year Ending Oct.
2016

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

990-PF

Primary tax return for a private foundation's activities, finances, and governance

PDF

Fiscal Year Ending Oct.
2015

Revenue

$959,293

Expenses

$1,925,701

Net Income

-$966,408

Net Assets

$14,447,719

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$0
Interest Revenue	$0
Dividends	$291,207	30.4%
Sales of Assets	$625,550	65.2%
Other Income	$42,536	4.4%

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$1,751,870	91.0%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$14,447,719
Total Liabilities	$0
Net Assets	$14,447,719

Compensation

Key Employees and Officers	Compensation	Other
James P King (Trustee)	$0	$0
Dr Jerome Swartz (Trustee)	$0	$0

990-PF

Filed on Sept. 16, 2016

Primary tax return for a private foundation's activities, finances, and governance

View Filing

Schedules ▼

PDF XML

PDF (2 of 2)

Fiscal Year Ending Oct.
2014

Revenue

$691,559

Expenses

$2,559,913

Net Income

-$1,868,354

Net Assets

$14,475,929

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$113,651	16.4%
Interest Revenue	$0
Dividends	$277,299	40.1%
Sales of Assets	$329,424	47.6%
Other Income	-$28,815

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$2,367,671	92.5%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$14,475,929
Total Liabilities	$0
Net Assets	$14,475,929

Compensation

Key Employees and Officers	Compensation	Other
James P King (Trustee)	$0	$0
Dr Jerome Swartz (Trustee)	$0	$0

990-PF

Filed on Sept. 27, 2015

Primary tax return for a private foundation's activities, finances, and governance

View Filing

Schedules ▼

PDF XML

Fiscal Year Ending Oct.
2013

Revenue

$559,497

Expenses

$2,931,802

Net Income

-$2,372,305

Net Assets

$15,894,385

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$47,000	8.4%
Interest Revenue	$0
Dividends	$351,093	62.8%
Sales of Assets	$97,526	17.4%
Other Income	$63,878	11.4%

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$2,724,824	92.9%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$15,894,386
Total Liabilities	$1
Net Assets	$15,894,385

990-PF

Filed on Dec. 29, 2014

Primary tax return for a private foundation's activities, finances, and governance

View Filing

Schedules ▼

PDF XML

Fiscal Year Ending Oct.
2012

Revenue

$10,469,035

Expenses

$2,154,964

Net Income

$8,314,071

Net Assets

$16,349,809

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$9,648,528	92.2%
Interest Revenue	$0
Dividends	$257,841	2.5%
Sales of Assets	$533,791	5.1%
Other Income	$28,875	0.3%

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$1,895,285	87.9%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$16,349,810
Total Liabilities	$1
Net Assets	$16,349,809

990-PF

Primary tax return for a private foundation's activities, finances, and governance

PDF

Fiscal Year Ending Oct.
2011

Revenue

-$42,478

Expenses

$2,075,049

Net Income

-$2,117,527

Net Assets

$8,829,696

Notable Sources of Revenue		Percent of Total Revenue
Contributions Received	$138,500
Interest Revenue	$0
Dividends	$137,898
Sales of Assets	$0
Other Income	$10,666

Notable Expenses		Percent of Total Expenses
Charitable Disbursements	$1,915,973	92.3%
Compensation of Officers*	$0
* Officer compensation may be included in charitable disbursements, so Percent of Total Expenses may add up to greater than 100%.

Assets/Debt
Total Assets	$8,829,697
Total Liabilities	$1
Net Assets	$8,829,696

990-PF

Primary tax return for a private foundation's activities, finances, and governance

PDF

Fiscal Year Ending Oct.
2010

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

990-PF

Primary tax return for a private foundation's activities, finances, and governance

PDF

Fiscal Year Ending Oct.
2009

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

990-PF

Primary tax return for a private foundation's activities, finances, and governance

Primary tax return for a private foundation's activities, finances, and governance

PDF

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What Is This Data?

Nonprofit Explorer includes summary data for nonprofit tax returns and full Form 990 documents, in both PDF and digital formats.

The summary data contains information processed by the IRS during the 2012-2019 calendar years; this generally consists of filings for the 2011-2018 fiscal years, but may include older records. This data release includes only a subset of what can be found in the full Form 990s.

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Every organization that has been recognized as tax exempt by the IRS has to file Form 990 every year, unless they make less than $200,000 in revenue and have less than $500,000 in assets, in which case they have to file form 990-EZ. Organizations making less than $50,000 don’t have to file either form but do have to let the IRS they’re still in business via a Form 990N "e-Postcard."

Nonprofit Explorer has organizations claiming tax exemption in each of the 27 subsections of the 501(c) section of the tax code, and which have filed a Form 990, Form 990EZ or Form 990PF. Taxable trusts and private foundations that are required to file a form 990PF are also included. Small organizations filing a Form 990N "e-Postcard" are not included in this data.

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Updated September 25, 2025

Swartz Foundation Ua 110594

Organization summary

Type of Nonprofit

Summary charts: organization finances over time

Revenue $82.5k (2023)

Expenses $1.84M (2023)

Total Assets $4.85M (2023)

Total Liabilities $0 (2023)

Tax Filings by Year

Fiscal Year Ending Oct. 2023

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Compensation

Document Links

990-PF

Fiscal Year Ending Oct. 2022

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Compensation

Document Links

990-PF

Fiscal Year Ending Oct. 2021

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Compensation

Document Links

990-PF

Fiscal Year Ending Oct. 2020

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Compensation

Document Links

990-PF

Fiscal Year Ending Oct. 2019

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Compensation

Document Links

990-PF

Fiscal Year Ending Oct. 2018

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Compensation

Document Links

990-PF

Fiscal Year Ending Oct. 2017

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Compensation

Document Links

990-PF

Fiscal Year Ending Oct. 2016

No Extracted Financial Data

Document Links

990-PF

Fiscal Year Ending Oct. 2015

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Compensation

Document Links

990-PF

Fiscal Year Ending Oct. 2014

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Compensation

Document Links

990-PF

Fiscal Year Ending Oct. 2013

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Document Links

990-PF

Fiscal Year Ending Oct. 2012

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Document Links

990-PF

Fiscal Year Ending Oct. 2011

Extracted Financial Data

Extracted Financial Data from Form 990-PF

Revenue

$82.5k (2023)

Expenses

$1.84M (2023)

Total Assets

$4.85M (2023)

Total Liabilities

$0 (2023)

Fiscal Year Ending Oct.
2023

Fiscal Year Ending Oct.
2022

Fiscal Year Ending Oct.
2021

Fiscal Year Ending Oct.
2020

Fiscal Year Ending Oct.
2019

Fiscal Year Ending Oct.
2018

Fiscal Year Ending Oct.
2017

Fiscal Year Ending Oct.
2016

Fiscal Year Ending Oct.
2015

Fiscal Year Ending Oct.
2014

Fiscal Year Ending Oct.
2013

Fiscal Year Ending Oct.
2012

Fiscal Year Ending Oct.
2011

Fiscal Year Ending Oct.
2010

Fiscal Year Ending Oct.
2009

Fiscal Year Ending Oct.
2008

Fiscal Year Ending Oct.
2007

Fiscal Year Ending Oct.
2006

Fiscal Year Ending Oct.
2005

Fiscal Year Ending Oct.
2004

Fiscal Year Ending Oct.
2003

Fiscal Year Ending Oct.
2002

Fiscal Year Ending Oct.
2001