Investment Company Institute

Washington, DC
Tax-exempt since May 1945
EIN: 13-5266605

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Type of Nonprofit

Designated as a 501(c)(6) Business leagues, chambers of commerce, real estate boards, etc, created for the improvement of business conditions.

Donations to this organization are not tax deductible.

Revenue

$84.1M (2023)

Expenses

$77.1M (2023)

Total Assets

$149M (2023)

Total Liabilities

$85.6M (2023)

Source: Form 990 tax filings from 2011 to 2023

Tax Filings by Year

Form 990 is an information return that most organizations claiming federal tax-exempt status must file yearly with the IRS. Nonprofit Explorer has IRS digitized Form 990 data for filings processed in 2012 and later. If this organization filed an amended return, it may not be reflected below. Duplicate download links may indicate a resubmission or amendment to this organization's original return. Form 990 data is from the IRS.

Fiscal Year Ending Sept.
2023

Revenue

$84,136,163

Expenses

$77,130,848

Net Income

$7,005,315

Net Assets

$63,100,275

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$73,033,661	86.8%
Program Services	$6,232,848	7.4%
Investment Income	$4,217,738	5.0%
Bond Proceeds	$0
Royalties	$806,950	1.0%
Rental Property Income	$637,753	0.8%
Net Fundraising	$0
Sales of Assets	-$792,853
Net Inventory Sales	$0
Other Revenue	$66	0.0%

Notable Expenses		Percent of Total Expenses
Executive Compensation	$6,096,620	7.9%
Professional Fundraising Fees	$0
Other Salaries and Wages	$31,203,495	40.5%

Assets/Debt
Total Assets	$148,674,197
Total Liabilities	$85,573,922
Net Assets	$63,100,275

Compensation

Key Employees and Officers	Compensation	Related	Other
Eric J Pan (President & Ceo)	$2,488,080	$0	$70,116
Susan M Olson (General Counsel)	$1,041,713	$0	$60,230
Donald C Auerbach (Chief Operating Officer)	$951,244	$0	$62,860
Michael N Pedroni (Chief Global Affairs Officer)	$680,176	$0	$66,754
John J Emling (Chief Govt. Affairs Officer)	$618,643	$0	$66,499
Dorothy M Donohue (Deputy General Counsel)	$611,250	$0	$70,015
Sean S Collins (Chief Economist)	$592,037	$0	$70,416
David M Abbey (Deputy General Counsel)	$562,220	$0	$36,600
Keith D Lawson (Deputy General Counsel)	$561,843	$0	$62,960
Rachel H Graham (Secretary)	$407,552	$0	$70,015
Mark A Delcoco (Cfo/Treasurer)	$376,819	$0	$70,116
Yie Hsin Hung (Chairman)	$0	$0	$0
George C W Gatch (Vice Chairman)	$0	$0	$0
Andrew G Arnott (Member)	$0	$0	$0
George Aylward (Member)	$0	$0	$0
Kathleen T Barr (Member)	$0	$0	$0
Seth P Bernstein (Member)	$0	$0	$0
Stephanie G Braming (Member)	$0	$0	$0
Heather E Brilliant (Member)	$0	$0	$0
Mortimer J Buckley (Member)	$0	$0	$0
Jane K Carten (Member)	$0	$0	$0
Gale K Caruso (Member)	$0	$0	$0
James E Davey (Member)	$0	$0	$0
Jonathan De St Paer (Member)	$0	$0	$0
William Ebsworth (Member)	$0	$0	$0
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990

Filed on Aug. 13, 2024

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Fiscal Year Ending Sept.
2022

Revenue

$80,146,435

Expenses

$68,854,682

Net Income

$11,291,753

Net Assets

$55,140,815

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$72,308,217	90.2%
Program Services	$5,673,959	7.1%
Investment Income	$843,095	1.1%
Bond Proceeds	$780,338	1.0%
Royalties	$0
Rental Property Income	$606,030	0.8%
Net Fundraising	$0
Sales of Assets	-$65,204
Net Inventory Sales	$0
Other Revenue	$0

Notable Expenses		Percent of Total Expenses
Executive Compensation	$5,692,300	8.3%
Professional Fundraising Fees	$0
Other Salaries and Wages	$27,907,075	40.5%

Assets/Debt
Total Assets	$132,491,163
Total Liabilities	$77,350,348
Net Assets	$55,140,815

Compensation

Key Employees and Officers	Compensation	Related	Other
Eric J Pan (President & Ceo)	$2,429,522	$0	$70,009
Susan M Olson (General Counsel)	$1,006,367	$0	$68,009
Dean R Sackett Iii (Chief Govt. Affairs Officer)	$939,673	$0	$67,780
Donald C Auerbach (Chief Operating Officer)	$893,140	$0	$63,011
Dorothy M Donohue (Deputy General Counsel)	$571,192	$0	$70,759
Jennifer S Choi (Chief Counsel Ici Global)	$570,516	$0	$70,759
Sean S Collins (Chief Economist)	$562,554	$0	$70,909
David M Abbey (Deputy General Counsel)	$543,334	$0	$34,800
Keith D Lawson (Deputy General Counsel)	$541,019	$0	$61,760
Rachel H Graham (Secretary)	$378,842	$0	$70,759
Mark A Delcoco (Cfo/Treasurer)	$353,332	$0	$70,759
Yie Hsin Hung (Chairman)	$0	$0	$0
Andrew G Arnott (Member)	$0	$0	$0
George Aylward (Member)	$0	$0	$0
Kathleen T Barr (Member)	$0	$0	$0
Stephanie G Braming (Member)	$0	$0	$0
Heather E Brilliant (Member)	$0	$0	$0
Mortimer J Buckley (Member)	$0	$0	$0
Jane K Carten (Member)	$0	$0	$0
James E Davey (Member)	$0	$0	$0
Thomas E Faust Jr (Member)	$0	$0	$0
Carol Geremia (Member)	$0	$0	$0
Patrick G Halter (Member)	$0	$0	$0
Diana Herrmann (Member)	$0	$0	$0
Mellody Hobson (Member)	$0	$0	$0
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990

Filed on Aug. 11, 2023

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Fiscal Year Ending Sept.
2021

Revenue

$72,478,404

Expenses

$67,975,698

Net Income

$4,502,706

Net Assets

$40,835,713

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$67,100,456	92.6%
Program Services	$2,536,694	3.5%
Investment Income	$444,611	0.6%
Bond Proceeds	$0
Royalties	$834,074	1.2%
Rental Property Income	$691,835	1.0%
Net Fundraising	$0
Sales of Assets	-$2,127
Net Inventory Sales	$0
Other Revenue	$872,861	1.2%

Notable Expenses		Percent of Total Expenses
Executive Compensation	$6,540,578	9.6%
Professional Fundraising Fees	$0
Other Salaries and Wages	$30,310,709	44.6%

Assets/Debt
Total Assets	$76,230,571
Total Liabilities	$35,394,858
Net Assets	$40,835,713

Compensation

Key Employees and Officers	Compensation	Related	Other
Paul Schott Stevens (President & Ceo (Until 12/20))	$5,506,073	$0	$72,682
Susan M Olson (General Counsel)	$957,907	$0	$73,682
Donald C Auerbach (Chief Operating Officer)	$850,014	$0	$66,453
Dean R Sackett Iii (Chief Govt Affairs Officer)	$791,803	$0	$75,432
Mary Kramer (Chief Human Resource Officer)	$683,015	$0	$47,027
Jennifer S Choi (Chief Counsel Ici Global)	$586,325	$0	$75,485
Michael D Mcnamee (Chief Public Commun. Officer)	$567,964	$0	$65,003
David M Abbey (Deputy General Counsel)	$557,636	$0	$34,200
Sean S Collins (Chief Economist)	$553,783	$0	$76,582
Frances M Stadler (Secretary (Until 10/20))	$459,710	$0	$44,614
Eric J Pan (President & Ceo (As Of 11/20))	$452,867	$0	$35,753
Rachel H Graham (Secretary (As Of 11/20))	$372,346	$0	$75,432
Mark A Delcoco (Treasurer)	$353,235	$0	$75,182
George Cw Gatch (Chairman)	$0	$0	$0
William F Truscott (Vice Chairman)	$0	$0	$0
Andrew Arnott (Member)	$0	$0	$0
Kathleen T Barr (Member)	$0	$0	$0
Seth Bernstein (Member)	$0	$0	$0
Mortimer Tim J Buckley (Member)	$0	$0	$0
Jane K Carten (Member)	$0	$0	$0
James E Davey (Member)	$0	$0	$0
Jonathan De St Paer (Member)	$0	$0	$0
Thomas E Faust Jr (Member)	$0	$0	$0
Peter J Germain (Member)	$0	$0	$0
David Giunta (Member)	$0	$0	$0
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990

Filed on Aug. 12, 2022

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Fiscal Year Ending Sept.
2020

Revenue

$71,824,481

Expenses

$70,766,857

Net Income

$1,057,624

Net Assets

$39,231,561

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$66,705,994	92.9%
Program Services	$2,564,339	3.6%
Investment Income	$1,496,327	2.1%
Bond Proceeds	$0
Royalties	$777,018	1.1%
Rental Property Income	$751,420	1.0%
Net Fundraising	$0
Sales of Assets	-$470,617
Net Inventory Sales	$0
Other Revenue	$0

Notable Expenses		Percent of Total Expenses
Executive Compensation	$6,028,100	8.5%
Professional Fundraising Fees	$0
Other Salaries and Wages	$31,054,346	43.9%

Assets/Debt
Total Assets	$84,674,610
Total Liabilities	$45,443,049
Net Assets	$39,231,561

Compensation

Key Employees and Officers	Compensation	Related	Other
Paul Schott Stevens (President & Ceo)	$3,999,357	$0	$63,710
Susan M Olson (General Counsel)	$874,782	$0	$64,710
Donald C Auerbach (Chief Operating Officer)	$768,679	$0	$59,384
Dean R Sackett Iii (Chief Govt Affairs Officer)	$722,939	$0	$66,410
Jennifer S Choi (Chief Counsel Ici Global)	$534,969	$0	$67,683
Michael D Mcnamee (Chief Public Commun. Officer)	$530,088	$0	$57,334
Amy Lancellotta (Managing Director, Idc)	$518,878	$0	$64,910
David M Abbey (Deputy General Counsel)	$515,274	$0	$33,600
Peter Gallary (Former Coo)	$507,500	$0	$35,620
Sean S Collins (Chief Economist)	$484,935	$0	$67,586
Frances M Stadler (Secretary)	$419,397	$0	$54,368
Mark A Delcoco (Treasurer)	$328,272	$0	$66,410
George Cw Gatch (Chairman)	$0	$0	$0
William F Truscott (Vice Chairman)	$0	$0	$0
Vijay C Advani (Member)	$0	$0	$0
Kyle Andersen (Member)	$0	$0	$0
Andrew Arnott (Member)	$0	$0	$0
Mortimer Tim J Buckley (Member)	$0	$0	$0
Jane K Carten (Member)	$0	$0	$0
Jon De St Paer (Member)	$0	$0	$0
Thomas R Donahue (Member)	$0	$0	$0
Robert G Dorsey (Member)	$0	$0	$0
Kenneth C Eich (Member)	$0	$0	$0
Thomas E Faust Jr (Member)	$0	$0	$0
Martin L Flanagan (Member)	$0	$0	$0
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990

Filed on Aug. 5, 2021

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Fiscal Year Ending Sept.
2019

Revenue

$79,650,345

Expenses

$75,166,953

Net Income

$4,483,392

Net Assets

$41,620,397

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$67,012,558	84.1%
Program Services	$8,809,100	11.1%
Investment Income	$2,175,814	2.7%
Bond Proceeds	$0
Royalties	$877,078	1.1%
Rental Property Income	$768,675	1.0%
Net Fundraising	$0
Sales of Assets	$7,120	0.0%
Net Inventory Sales	$0
Other Revenue	$0

Notable Expenses		Percent of Total Expenses
Executive Compensation	$7,269,316	9.7%
Professional Fundraising Fees	$0
Other Salaries and Wages	$28,491,048	37.9%

Assets/Debt
Total Assets	$81,067,434
Total Liabilities	$39,447,037
Net Assets	$41,620,397

Compensation

Key Employees and Officers	Compensation	Related	Other
Paul Schott Stevens (President & Ceo)	$2,898,002	$0	$62,007
Peter H Gallary (Coo (Until 1/19))	$1,113,013	$0	$55,238
Susan M Olson (General Counsel)	$853,504	$0	$63,006
Donald C Auerbach (Coo (As Of 2/19))	$655,648	$0	$57,888
Dean R Sackett Iii (Chief Govt Affairs Officer)	$638,626	$0	$64,656
Jennifer S Choi (Chief Counsel Ici Global)	$519,918	$0	$65,917
Michael D Mcnamee (Chief Public Communications Of)	$509,055	$0	$55,888
David M Abbey (Deputy General Counsel)	$503,477	$0	$33,000
Keith D Lawson (Deputy General Counsel Tax Law)	$500,260	$0	$56,238
Sean S Collins (Chief Economist)	$473,754	$0	$66,037
Frances M Stadler (Secretary)	$407,435	$0	$52,171
Mark A Delcoco (Treasurer)	$300,333	$0	$64,656
George Cw Gatch (Chairman)	$0	$0	$0
William F Truscott (Vice Chairman)	$0	$0	$0
Vijay C Advani (Member)	$0	$0	$0
Kyle Andersen (Member)	$0	$0	$0
Mortimer Tim J Buckley (Member)	$0	$0	$0
James E Davey (Member)	$0	$0	$0
Jon De St Paer (Member)	$0	$0	$0
Thomas R Donahue (Member)	$0	$0	$0
Bruce W Duncan (Member)	$0	$0	$0
Kenneth C Eich (Member)	$0	$0	$0
Brooks Englehardt (Member)	$0	$0	$0
Thomas E Faust Jr (Member)	$0	$0	$0
Martin L Flanagan (Member)	$0	$0	$0
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990

Filed on Aug. 11, 2020

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Fiscal Year Ending Sept.
2018

Revenue

$74,633,466

Expenses

$71,325,983

Net Income

$3,307,483

Net Assets

$44,073,890

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$64,605,998	86.6%
Program Services	$6,979,063	9.4%
Investment Income	$1,546,965	2.1%
Bond Proceeds	$0
Royalties	$791,811	1.1%
Rental Property Income	$706,878	0.9%
Net Fundraising	$0
Sales of Assets	$2,751	0.0%
Net Inventory Sales	$0
Other Revenue	$0

Notable Expenses		Percent of Total Expenses
Executive Compensation	$5,299,600	7.4%
Professional Fundraising Fees	$0
Other Salaries and Wages	$25,852,099	36.2%

Assets/Debt
Total Assets	$78,811,879
Total Liabilities	$34,737,989
Net Assets	$44,073,890

Compensation

Key Employees and Officers	Compensation	Related	Other
Paul Schott Stevens (President & Ceo)	$2,696,781	$0	$60,045
Peter H Gallary (Chief Operating Officer)	$1,100,453	$0	$53,595
Donald C Auerbach (Chief Gov Affrs Offcr/Co Head)	$651,444	$0	$56,195
Dean R Sackett Iii (Chief Gov Affrs Offcr/Co Head)	$632,455	$0	$62,645
Susan M Olson (General Counsel)	$625,406	$0	$61,860
Dorothy M Donohue (Deputy Gen Counsel Secs Reg)	$588,036	$0	$62,645
Brian K Reid (Chief Economist)	$585,131	$0	$44,215
Michael D Mcnamee (Chief Public Communications Of)	$509,529	$0	$56,195
David M Abbey (Deputy Gen Counsel Ret Pol)	$505,221	$0	$32,400
Frances M Stadler (Secretary)	$392,229	$0	$51,908
David W Blass (General Counsel)	$295,470	$0	$37,175
Mark A Delcoco (Treasurer)	$288,113	$0	$62,645
William F Truscott (Chairman)	$0	$0	$0
F William Mcnabb Iii (Vice Chairman)	$0	$0	$0
Vijay C Advani (Member)	$0	$0	$0
Kyle Andersen (Member)	$0	$0	$0
Andrew Arnott (Member)	$0	$0	$0
Edward C Bernard (Member)	$0	$0	$0
Robert Conti (Member)	$0	$0	$0
James E Davey (Member)	$0	$0	$0
Bruce W Duncan (Member)	$0	$0	$0
Kenneth C Eich (Member)	$0	$0	$0
Brooks Englehardt (Member)	$0	$0	$0
Douglas Eu (Member)	$0	$0	$0
Nora M Everett (Member)	$0	$0	$0
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990

Filed on Aug. 9, 2019

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Fiscal Year Ending Sept.
2017

Revenue

$73,873,778

Expenses

$71,500,391

Net Income

$2,373,387

Net Assets

$38,932,963

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$63,725,221	86.3%
Program Services	$7,720,661	10.5%
Investment Income	$1,044,145	1.4%
Bond Proceeds	$0
Royalties	$828,654	1.1%
Rental Property Income	$582,646	0.8%
Net Fundraising	$0
Sales of Assets	-$27,549
Net Inventory Sales	$0
Other Revenue	$0

Notable Expenses		Percent of Total Expenses
Executive Compensation	$5,217,750	7.3%
Professional Fundraising Fees	$0
Other Salaries and Wages	$24,374,213	34.1%

Assets/Debt
Total Assets	$74,190,318
Total Liabilities	$35,257,355
Net Assets	$38,932,963

Compensation

Key Employees and Officers	Compensation	Related	Other
Paul Schott Stevens (President & Ceo)	$2,474,903	$0	$62,531
Peter H Gallary (Chief Operating Officer)	$1,047,181	$0	$53,406
David W Blass (General Counsel)	$835,539	$0	$41,194
Donald C Auerbach (Chief Govt. Affairs Officer/Co)	$609,804	$0	$55,955
Dean R Sackett Iii (Chief Govt. Affairs Officer/Co)	$591,878	$0	$62,531
Susan M Olson (Chief Counsel)	$584,912	$0	$62,241
Brian K Reid (Chief Economist)	$539,777	$0	$43,744
Michael D Mcnamee (Chief Public Communications Of)	$488,454	$0	$62,551
David M Abbey (Deputy General Counsel)	$480,897	$0	$31,800
Frances M Stadler (Secretary)	$401,766	$0	$50,448
Mark A Delcoco (Treasurer)	$274,168	$0	$62,531
William F Truscott (Chairman)	$0	$0	$0
F William Mcnabb Iii (Vice Chairman)	$0	$0	$0
Andrew Arnott (Member)	$0	$0	$0
Ashok N Bakhru (Member)	$0	$0	$0
Edward C Bernard (Member)	$0	$0	$0
Dorothy A Berry (Member)	$0	$0	$0
David G Booth (Member)	$0	$0	$0
Leonard P Brennan (Member)	$0	$0	$0
Marie A Chandoha (Member)	$0	$0	$0
Robert Conti (Member)	$0	$0	$0
James E Davey (Member)	$0	$0	$0
Thomas R Donahue (Member)	$0	$0	$0
Kenneth C Eich (Member)	$0	$0	$0
Douglas Eu (Member)	$0	$0	$0
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990

Filed on Aug. 14, 2018

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Fiscal Year Ending Sept.
2016

Revenue

$76,376,457

Expenses

$73,542,682

Net Income

$2,833,775

Net Assets

$30,072,081

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$66,110,091	86.6%
Program Services	$7,978,038	10.4%
Investment Income	$710,894	0.9%
Bond Proceeds	$0
Royalties	$883,272	1.2%
Rental Property Income	$789,006	1.0%
Net Fundraising	$0
Sales of Assets	-$94,844
Net Inventory Sales	$0
Other Revenue	$0

Notable Expenses		Percent of Total Expenses
Executive Compensation	$5,272,600	7.2%
Professional Fundraising Fees	$0
Other Salaries and Wages	$23,925,906	32.5%

Assets/Debt
Total Assets	$71,267,187
Total Liabilities	$41,195,106
Net Assets	$30,072,081

Compensation

Key Employees and Officers	Compensation	Related	Other
Paul Schott Stevens (President & Ceo)	$2,414,249	$0	$61,438
Peter H Gallary (Chief Operating Officer)	$1,040,019	$0	$52,606
David W Blass (General Counsel)	$836,149	$0	$31,800
Donald C Auerbach (Chief Govt. Affairs Officer/Co)	$600,273	$0	$54,106
Dean R Sackett Iii (Chief Govt. Affairs Officer/Co)	$599,931	$0	$61,489
Susan M Olson (Chief Counsel)	$582,320	$0	$62,713
Brian K Reid (Chief Economist)	$536,744	$0	$43,396
Michael D Mcnamee (Chief Public Communication Off)	$476,955	$0	$61,649
Keith D Lawson (Dep General Counsel, Tax Law)	$470,875	$0	$60,439
Frances M Stadler (Secretary)	$401,250	$0	$49,488
Mark A Delcoco (Treasurer)	$262,128	$0	$60,850
Andrew Arnott (Member)	$0	$0	$0
Ashok N Bakhru (Member)	$0	$0	$0
Edward Bernard (Member)	$0	$0	$0
Dorothy A Berry (Member)	$0	$0	$0
David G Booth (Member)	$0	$0	$0
Leonard P Brennan (Member)	$0	$0	$0
Marie A Chandoha (Member)	$0	$0	$0
Robert Conti (Member)	$0	$0	$0
James E Davey (Member)	$0	$0	$0
Thomas R Donahue (Member)	$0	$0	$0
Kenneth C Eich (Member)	$0	$0	$0
Nora M Everett (Member)	$0	$0	$0
Thomas E Faust Jr (Member)	$0	$0	$0
Martin L Flanagan (Member)	$0	$0	$0
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990

Filed on Aug. 14, 2017

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Fiscal Year Ending Sept.
2015

Revenue

$73,382,823

Expenses

$71,699,424

Net Income

$1,683,399

Net Assets

$33,302,334

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$64,275,968	87.6%
Program Services	$7,549,887	10.3%
Investment Income	$540,153	0.7%
Bond Proceeds	$0
Royalties	$879,652	1.2%
Rental Property Income	$0
Net Fundraising	$0
Sales of Assets	$137,163	0.2%
Net Inventory Sales	$0
Other Revenue	$0

Notable Expenses		Percent of Total Expenses
Executive Compensation	$5,239,000	7.3%
Professional Fundraising Fees	$0
Other Salaries and Wages	$23,657,807	33.0%

Assets/Debt
Total Assets	$66,328,579
Total Liabilities	$33,026,245
Net Assets	$33,302,334

Compensation

Key Employees and Officers	Compensation	Related	Other
Paul Schott Stevens (President & Ceo)	$2,367,706	$0	$153,565
Peter H Gallary (Chief Operating Officer)	$922,615	$0	$69,758
Karen H Mcmillan (General Counsel)	$712,394	$0	$18,064
Donald C Auerbach (Chief Govt. Affairs Officer/Co)	$581,480	$0	$69,758
Dean R Sackett Iii (Chief Govt. Affairs Officer/Co)	$559,918	$0	$78,565
Susan M Olson (Chief Counsel)	$520,323	$0	$79,861
Brian K Reid (Chief Economist)	$507,461	$0	$59,661
Dorothy M Donohue (Dep General Counsel, Secs Reg)	$471,159	$0	$78,565
Keith D Lawson (Dep General Counsel, Tax Law)	$439,998	$0	$77,065
Frances M Stadler (Secretary)	$377,639	$0	$67,154
David W Blass (General Counsel)	$254,864	$0	$30,092
Mark A Delcoco (Treasurer)	$239,668	$0	$74,377
F William Mcnabb Iii (Chairman)	$0	$0	$0
Gregory E Johnson (Vice Chairman)	$0	$0	$0
Ashok N Bakhru (Member)	$0	$0	$0
Edward Bernard (Member)	$0	$0	$0
Dorothy A Berry (Member)	$0	$0	$0
David G Booth (Member)	$0	$0	$0
Leonard P Brennan (Member)	$0	$0	$0
Marie A Chandoha (Member)	$0	$0	$0
Robert Conti (Member)	$0	$0	$0
Bruce L Crockett (Member)	$0	$0	$0
James E Davey (Member)	$0	$0	$0
Thomas R Donahue (Member)	$0	$0	$0
Kenneth C Eich (Member)	$0	$0	$0
See filing for compensation of 30 other people →

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990

Filed on Aug. 10, 2016

Primary tax return for a nonprofit’s activities, finances, and governance

View Filing

Schedules ▼

PDF XML

PDF (2 of 2)

Fiscal Year Ending Sept.
2014

Revenue

$69,242,593

Expenses

$66,922,212

Net Income

$2,320,381

Net Assets

$36,008,229

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$60,078,494	86.8%
Program Services	$7,730,022	11.2%
Investment Income	$567,076	0.8%
Bond Proceeds	$0
Royalties	$882,073	1.3%
Rental Property Income	$0
Net Fundraising	$0
Sales of Assets	-$15,072
Net Inventory Sales	$0
Other Revenue	$0

Notable Expenses		Percent of Total Expenses
Executive Compensation	$4,877,800	7.3%
Professional Fundraising Fees	$0
Other Salaries and Wages	$22,893,155	34.2%

Assets/Debt
Total Assets	$65,635,929
Total Liabilities	$29,627,700
Net Assets	$36,008,229

Compensation

Key Employees and Officers	Compensation	Related	Other
Paul Schott Stevens (President & Ceo)	$2,092,952	$0	$263,882
Peter H Gallary (Chief Operating Officer)	$899,249	$0	$75,589
Karen H Mcmillan (General Counsel)	$851,887	$0	$72,279
Donald C Auerbach (Chief Gov Affrs Offcr/Co Head)	$601,453	$0	$78,089
Dean R Sackett Iii (Chief Gov Affrs Offcr/Co Head)	$532,525	$0	$83,882
Brian K Reid (Chief Economist)	$495,452	$0	$66,782
Keith D Lawson (Senior Counsel, Tax Law)	$416,310	$0	$83,882
Dorothy M Donohue (Deputy Gen Counsel Secs Reg)	$406,747	$0	$83,882
Susan M Olson (Chief Counsel)	$406,359	$0	$84,270
Frances M Stadler (Secretary)	$350,613	$0	$73,079
Mark A Delcoco (Treasurer)	$231,479	$0	$77,758
F William Mcnabb Iii (Chairman)	$0	$0	$0
Gregory E Johnson (Vice Chairman)	$0	$0	$0
Paul L Audet (Member)	$0	$0	$0
Dorothy A Berry (Member)	$0	$0	$0
Leonard P Brennan (Member)	$0	$0	$0
Robert Conti (Member)	$0	$0	$0
Patrick P Coyne (Member)	$0	$0	$0
Bruce L Crockett (Member)	$0	$0	$0
James E Davey (Member)	$0	$0	$0
Kenneth C Eich (Member)	$0	$0	$0
Nora M Everett (Member)	$0	$0	$0
Thomas E Faust Jr (Member)	$0	$0	$0
Paul K Freeman (Member)	$0	$0	$0
Brian J Gaffney (Member)	$0	$0	$0
See filing for compensation of 32 other people →

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990

Filed on Aug. 13, 2015

Primary tax return for a nonprofit’s activities, finances, and governance

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Schedules ▼

PDF XML

Fiscal Year Ending Sept.
2013

Revenue

$64,275,396

Expenses

$60,411,044

Net Income

$3,864,352

Net Assets

$39,648,739

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$55,645,410	86.6%
Program Services	$7,184,250	11.2%
Investment Income	$540,783	0.8%
Bond Proceeds	$0
Royalties	$881,259	1.4%
Rental Property Income	$0
Net Fundraising	$0
Sales of Assets	$23,694	0.0%
Net Inventory Sales	$0
Other Revenue	$0

Notable Expenses		Percent of Total Expenses
Executive Compensation	$4,613,560	7.6%
Professional Fundraising Fees	$0
Other Salaries and Wages	$21,935,497	36.3%

Assets/Debt
Total Assets	$64,299,731
Total Liabilities	$24,650,992
Net Assets	$39,648,739

990

Filed on Oct. 27, 2014

Primary tax return for a nonprofit’s activities, finances, and governance

View Filing

Schedules ▼

PDF XML

Fiscal Year Ending Sept.
2012

Revenue

$63,124,563

Expenses

$60,473,980

Net Income

$2,650,583

Net Assets

$22,090,555

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$55,259,856	87.5%
Program Services	$5,716,477	9.1%
Investment Income	$534,096	0.8%
Bond Proceeds	$0
Royalties	$865,093	1.4%
Rental Property Income	$0
Net Fundraising	$0
Sales of Assets	$748,807	1.2%
Net Inventory Sales	$0
Other Revenue	$234	0.0%

Notable Expenses		Percent of Total Expenses
Executive Compensation	$4,539,200	7.5%
Professional Fundraising Fees	$0
Other Salaries and Wages	$21,225,431	35.1%

Assets/Debt
Total Assets	$61,611,477
Total Liabilities	$39,520,922
Net Assets	$22,090,555

990

Primary tax return for a nonprofit’s activities, finances, and governance

PDF

Fiscal Year Ending Sept.
2011

Revenue

$57,040,679

Expenses

$54,282,168

Net Income

$2,758,511

Net Assets

$21,293,854

Notable Sources of Revenue		Percent of Total Revenue
Contributions	$49,706,941	87.1%
Program Services	$5,656,919	9.9%
Investment Income	$752,370	1.3%
Bond Proceeds	$0
Royalties	$887,130	1.6%
Rental Property Income	$0
Net Fundraising	$0
Sales of Assets	$37,319	0.1%
Net Inventory Sales	$0
Other Revenue	$0

Notable Expenses		Percent of Total Expenses
Executive Compensation	$4,349,400	8.0%
Professional Fundraising Fees	$0
Other Salaries and Wages	$19,986,367	36.8%

Assets/Debt
Total Assets	$56,014,529
Total Liabilities	$34,720,675
Net Assets	$21,293,854

Nonprofit Explorer has organizations claiming tax exemption in each of the 27 subsections of the 501(c) section of the tax code, and which have filed a Form 990, Form 990EZ or Form 990PF. Taxable trusts and private foundations that are required to file a form 990PF are also included. Small organizations filing a Form 990N "e-Postcard" are not included in this data.

Types of Nonprofits

There are 27 nonprofit designations based on the numbered subsections of section 501(c) of the tax code. See the list »

Get the Data

For those interested in acquiring the original data from the source, here’s where our data comes from:

Raw filing data. Includes EINs and summary financials as structured data.
Exempt Organization profiles. Includes organization names, addresses, etc. You can merge this with the raw filing data using EIN numbers.
Form 990 documents. Prior to 2017, these documents were obtained and processed by Public.Resource.org and ProPublica. Bulk PDF downloads since 2017 are available from the IRS.
Form 990 documents as XML files. Includes complete filing data (financial details, names of officers, tax schedules, etc.) in machine-readable format. Only available for electronically filed documents. Electronic data released prior to October 2021 is also available through Amazon Web Services.
Audits. PDFs of single or program-specific audits for nonprofit organizations that spent $750,000 or more in Federal grant money in a single fiscal year. Available for fiscal year 2015 and later.

API

The data powering this website is available programmatically, via an API. Read the API documentation »

By Andrea Suozzo, Alec Glassford and Ash Ngu, ProPublica, and Brandon Roberts, Special to ProPublica.
Design by Jeff Frankl. Additional development by Ken Schwencke, Mike Tigas, and Sisi Wei.

E-file viewer adapted from IRS e-File Viewer by Ben Getson. Code for scraping audit documents adapated from Govwiki.

Updated December 20, 2024

Investment Company Institute

Organization summary

Type of Nonprofit

Summary charts: organization finances over time

Revenue $84.1M (2023)

Expenses $77.1M (2023)

Total Assets $149M (2023)

Total Liabilities $85.6M (2023)

Tax Filings by Year

Fiscal Year Ending Sept. 2023

Extracted Financial Data

Extracted Financial Data from Form 990

Compensation

Document Links

990

Fiscal Year Ending Sept. 2022

Extracted Financial Data

Extracted Financial Data from Form 990

Compensation

Document Links

990

Fiscal Year Ending Sept. 2021

Extracted Financial Data

Extracted Financial Data from Form 990

Compensation

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990

Fiscal Year Ending Sept. 2020

Extracted Financial Data

Extracted Financial Data from Form 990

Compensation

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990

Fiscal Year Ending Sept. 2019

Extracted Financial Data

Extracted Financial Data from Form 990

Compensation

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990

Fiscal Year Ending Sept. 2018

Extracted Financial Data

Extracted Financial Data from Form 990

Compensation

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990

Fiscal Year Ending Sept. 2017

Extracted Financial Data

Extracted Financial Data from Form 990

Compensation

Document Links

990

Fiscal Year Ending Sept. 2016

Extracted Financial Data

Extracted Financial Data from Form 990

Compensation

Document Links

990

Fiscal Year Ending Sept. 2015

Extracted Financial Data

Extracted Financial Data from Form 990

Compensation

Document Links

990

Fiscal Year Ending Sept. 2014

Extracted Financial Data

Extracted Financial Data from Form 990

Compensation

Document Links

990

Fiscal Year Ending Sept. 2013

Extracted Financial Data

Extracted Financial Data from Form 990

Document Links

990

Fiscal Year Ending Sept. 2012

Extracted Financial Data

Extracted Financial Data from Form 990

Document Links

990

Fiscal Year Ending Sept. 2011

Revenue

$84.1M (2023)

Expenses

$77.1M (2023)

Total Assets

$149M (2023)

Total Liabilities

$85.6M (2023)

Fiscal Year Ending Sept.
2023

Fiscal Year Ending Sept.
2022

Fiscal Year Ending Sept.
2021

Fiscal Year Ending Sept.
2020

Fiscal Year Ending Sept.
2019

Fiscal Year Ending Sept.
2018

Fiscal Year Ending Sept.
2017

Fiscal Year Ending Sept.
2016

Fiscal Year Ending Sept.
2015

Fiscal Year Ending Sept.
2014

Fiscal Year Ending Sept.
2013

Fiscal Year Ending Sept.
2012

Fiscal Year Ending Sept.
2011

Fiscal Year Ending Sept.
2010

Fiscal Year Ending Sept.
2009

Fiscal Year Ending Sept.
2008

Fiscal Year Ending Sept.
2007

Fiscal Year Ending Sept.
2005