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Rockefeller Family Fund Inc

Organization summary

Type of Nonprofit

Designated as a Organizations for any of the following purposes: religious, educational, charitable, scientific, literary, testing for public safety, fostering national or international amateur sports competition (as long as it doesn't provide athletic facilities or equipment), or the prevention of cruelty to children or animals.

Category: Philanthropy, Voluntarism and Grantmaking Foundations / Named Trusts/Foundations N.E.C. (NTEE)

Donations to this organization are tax deductible.

Details

According to its Dec. 2022 tax filing, this nonprofit:

Operated a donor-advised fund
Organization maintained a donor-advised fund or similar account through which donors could direct the distribution or investment of funds. Details are reported on Schedule D.

Summary charts: organization finances over time

Revenue
$10.3M (2022)

Expenses
$34.4M (2022)

Total Assets
$139M (2022)

Total Liabilities
$4.24M (2022)

Source: Form 990 tax filings from 2010 to 2022

Tax Filings by Year

Form 990 is an information return that most organizations claiming federal tax-exempt status must file yearly with the IRS. Nonprofit Explorer has IRS digitized Form 990 data for filings processed in 2012 and later. If this organization filed an amended return, it may not be reflected below. Duplicate download links may indicate a resubmission or amendment to this organization's original return. Form 990 data is from the IRS.

Fiscal Year Ending Dec.
2022

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$10,317,568
Expenses
$34,448,035
Net Income
-$24,130,467
Net Assets
$134,350,721
Notable Sources of Revenue Percent of Total Revenue
Contributions $20,537,815
> 100%
Program Services $0
Investment Income $595,890
5.8%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets -$10,906,356
Net Inventory Sales $0
Other Revenue $90,219
0.9%
Notable Expenses Percent of Total Expenses
Executive Compensation $1,255,068
3.6%
Professional Fundraising Fees $0
Other Salaries and Wages $1,157,095
3.4%
Assets/Debt
Total Assets $138,586,920
Total Liabilities $4,236,199
Net Assets $134,350,721
Other
Operated a donor-advised fund
Compensation
Key Employees and Officers Compensation Related Other
Lee H Wasserman (Director & Secretary) $372,739 $0 $96,136
Lawrence G Shapiro (Associate Director Prog. Dev.) $289,390 $0 $68,266
Lisa Guide (Associate Director) $273,727 $0 $78,498
Julie Fernandes (Associate Director For Democracy) $267,295 $0 $75,707
Sarah A Brennan (Associate Director For Oil And Gas) $217,240 $0 $16,129
Roxanne Stachowski (Deputy Director) $153,309 $0 $61,271
Andrea Lawyer (Treasurer, Thru October 2022) $61,387 $0 $14,501
Lamin Ceesay (Treasurer, As Of October 2022) $19,839 $0 $4,081
Miranda Kaiser (President/Trustee) $0 $0 $0
Lucia Gill Case (Vice President/Trustee) $0 $0 $0
Peter Gill Case (Vice President/Trustee) $0 $0 $0
Alexandra Chasin (Vice President/Trustee) $0 $0 $0
Neva Goodwin (Vice President/Trustee) $0 $0 $0
Tara Rockefeller (Vice President/Trustee) $0 $0 $0
Alejandro Foung (Trustee) $0 $0 $0
Michael Lambert (Trustee) $0 $0 $0
Rebecca Lambert (Trustee) $0 $0 $0
Phebe Pierson (Trustee) $0 $0 $0
Eliza Rockefeller (Trustee) $0 $0 $0
Fran Sussner Rodgers (Trustee) $0 $0 $0
Tracy Toon Spencer (Trustee) $0 $0 $0
Naomi Waletzky (Trustee) $0 $0 $0
Liam Drury Wang (Trustee) $0 $0 $0
Anna Wiener (Trustee) $0 $0 $0

Document Links

Fiscal Year Ending Dec.
2021

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$59,624,056
Expenses
$33,949,094
Net Income
$25,674,962
Net Assets
$169,429,517
Notable Sources of Revenue Percent of Total Revenue
Contributions $38,090,028
63.9%
Program Services $0
Investment Income $408,936
0.7%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $21,125,092
35.4%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $1,205,119
3.5%
Professional Fundraising Fees $0
Other Salaries and Wages $1,045,011
3.1%
Assets/Debt
Total Assets $175,072,856
Total Liabilities $5,643,339
Net Assets $169,429,517
Other
Operated a donor-advised fund
Compensation
Key Employees and Officers Compensation Related Other
Lee H Wasserman (Director & Secretary) $367,553 $0 $90,288
Lawrence G Shapiro (Associate Director Prog. Dev.) $277,525 $0 $65,817
Lisa Guide (Associate Director) $263,664 $0 $72,288
Julie Fernandes (Associate Director Ia&Il) $260,614 $0 $67,403
Katharine Redford (Exe. Director, Equation Campaign) $132,857 $0 $36,615
Roxanne Stachowski (Sr Manager For Executive Initiatives) $111,464 $0 $34,827
Andrea Lawyer (Treasurer) $85,508 $0 $23,955
Miranda Kaiser (President/Trustee) $0 $0 $0
Alexandra Chasin (Vice President/Trustee) $0 $0 $0
Peter Gill Case (Vice President/Trustee) $0 $0 $0
Lucia Gill Case (Vice President/Trustee) $0 $0 $0
Neva Goodwin (Vice President/Trustee) $0 $0 $0
Clare M Pierson (Vice President/Trustee Thru Nov 2021) $0 $0 $0
Tara Rockefeller (Vice President/Trustee) $0 $0 $0
Alejandro Foung (Trustee) $0 $0 $0
Michael Lambert (Trustee) $0 $0 $0
Rebecca Lambert (Trustee) $0 $0 $0
Phebe Pierson (Trustee) $0 $0 $0
Fran Sussner Rodgers (Trustee) $0 $0 $0
Eliza Rockefeller (Trustee) $0 $0 $0
Tracy Toon Spencer (Trustee) $0 $0 $0
Naomi Waletzky (Trustee) $0 $0 $0
Liam Wang (Trustee) $0 $0 $0

Document Links

Fiscal Year Ending Dec.
2020

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$43,772,368
Expenses
$33,772,718
Net Income
$9,999,650
Net Assets
$150,652,870
Notable Sources of Revenue Percent of Total Revenue
Contributions $18,741,885
42.8%
Program Services $0
Investment Income $961,581
2.2%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $24,068,902
55.0%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $1,953,559
5.8%
Professional Fundraising Fees $0
Other Salaries and Wages $1,237,583
3.7%
Assets/Debt
Total Assets $156,631,848
Total Liabilities $5,978,978
Net Assets $150,652,870
Other
Operated a donor-advised fund
Compensation
Key Employees and Officers Compensation Related Other
Lee H Wasserman (Director & Secretary) $858,045 $0 $850,627
Lawrence G Shapiro (Associate Director Prog. Dev.) $598,117 $0 $62,408
Lisa Guide (Associate Director) $579,139 $0 $71,678
Julie Fernandes (Associate Director Ia&Il) $221,055 $0 $67,205
Katharine Redford (Exe. Director, Equation Campaign) $220,181 $0 $45,508
Heidi Binko (Executive Director Jtf) $208,326 $0 $51,017
Roxanne Stachowski (Sr Manager For Executive Initiatives) $102,316 $0 $50,306
Andrea Lawyer (Treasurer) $96,814 $0 $27,236
Miranda Kaiser (President) $0 $0 $0
Alexandra Chasin (Vice President) $0 $0 $0
Peter Gill Case (Vice President) $0 $0 $0
Neva Goodwin (Vice President) $0 $0 $0
Clare M Pierson (Vice President) $0 $0 $0
Tara Rockefeller (Vice President) $0 $0 $0
Lucia Gill Case (Trustee) $0 $0 $0
Michael Lambert (Trustee) $0 $0 $0
Rebecca Lambert (Trustee) $0 $0 $0
Phebe Pierson (Trustee) $0 $0 $0
Eliza Rockefeller (Trustee) $0 $0 $0
Fran Sussner Rodgers (Trustee) $0 $0 $0
Tracy Toon Spencer (Trustee) $0 $0 $0
Naomi Waletzky (Trustee) $0 $0 $0
Liam Wang (Trustee) $0 $0 $0

Document Links

Fiscal Year Ending Dec.
2019

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$39,923,508
Expenses
$26,334,002
Net Income
$13,589,506
Net Assets
$153,495,333
Notable Sources of Revenue Percent of Total Revenue
Contributions $34,722,028
87.0%
Program Services $0
Investment Income $1,876,656
4.7%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $3,324,824
8.3%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $2,058,218
7.8%
Professional Fundraising Fees $0
Other Salaries and Wages $533,721
2.0%
Assets/Debt
Total Assets $159,642,160
Total Liabilities $6,146,827
Net Assets $153,495,333

Document Links

Fiscal Year Ending Dec.
2018

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$35,813,481
Expenses
$22,406,646
Net Income
$13,406,835
Net Assets
$128,887,526
Notable Sources of Revenue Percent of Total Revenue
Contributions $34,841,299
97.3%
Program Services $0
Investment Income $1,531,386
4.3%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets -$559,204
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $1,483,910
6.6%
Professional Fundraising Fees $0
Other Salaries and Wages $840,373
3.8%
Assets/Debt
Total Assets $133,238,312
Total Liabilities $4,350,786
Net Assets $128,887,526

Document Links

Fiscal Year Ending Dec.
2017

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$38,367,196
Expenses
$18,190,088
Net Income
$20,177,108
Net Assets
$122,126,930
Notable Sources of Revenue Percent of Total Revenue
Contributions $29,957,267
78.1%
Program Services $0
Investment Income $928,746
2.4%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $7,481,183
19.5%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $1,453,647
8.0%
Professional Fundraising Fees $0
Other Salaries and Wages $798,801
4.4%
Assets/Debt
Total Assets $127,093,829
Total Liabilities $4,966,899
Net Assets $122,126,930

Document Links

Fiscal Year Ending Dec.
2016

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$19,972,669
Expenses
$19,056,804
Net Income
$915,865
Net Assets
$97,882,676
Notable Sources of Revenue Percent of Total Revenue
Contributions $19,441,702
97.3%
Program Services $0
Investment Income $722,637
3.6%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets -$191,670
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $1,425,564
7.5%
Professional Fundraising Fees $0
Other Salaries and Wages $688,893
3.6%
Assets/Debt
Total Assets $103,519,462
Total Liabilities $5,636,786
Net Assets $97,882,676

Document Links

Fiscal Year Ending Dec.
2015

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$15,451,576
Expenses
$20,869,982
Net Income
-$5,418,406
Net Assets
$91,089,051
Notable Sources of Revenue Percent of Total Revenue
Contributions $11,234,985
72.7%
Program Services $0
Investment Income $764,631
4.9%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $3,451,960
22.3%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $1,394,941
6.7%
Professional Fundraising Fees $0
Other Salaries and Wages $666,322
3.2%
Assets/Debt
Total Assets $94,925,016
Total Liabilities $3,835,965
Net Assets $91,089,051

Document Links

Fiscal Year Ending Dec.
2014

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$20,502,347
Expenses
$18,472,564
Net Income
$2,029,783
Net Assets
$103,172,643
Notable Sources of Revenue Percent of Total Revenue
Contributions $13,432,929
65.5%
Program Services $0
Investment Income $1,034,631
5.0%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $6,034,787
29.4%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $916,331
5.0%
Professional Fundraising Fees $0
Other Salaries and Wages $580,361
3.1%
Assets/Debt
Total Assets $106,971,028
Total Liabilities $3,798,385
Net Assets $103,172,643

Document Links

Fiscal Year Ending Dec.
2013

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$19,748,624
Expenses
$14,423,010
Net Income
$5,325,614
Net Assets
$104,283,519
Notable Sources of Revenue Percent of Total Revenue
Contributions $12,957,587
65.6%
Program Services $0
Investment Income $916,190
4.6%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $5,874,847
29.7%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $386,913
2.7%
Professional Fundraising Fees $0
Other Salaries and Wages $800,218
5.5%
Assets/Debt
Total Assets $107,084,925
Total Liabilities $2,801,406
Net Assets $104,283,519

Document Links

Fiscal Year Ending Dec.
2012

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$14,669,527
Expenses
$16,511,968
Net Income
-$1,842,441
Net Assets
$94,901,610
Notable Sources of Revenue Percent of Total Revenue
Contributions $10,595,880
72.2%
Program Services $0
Investment Income $829,799
5.7%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $3,243,848
22.1%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $385,596
2.3%
Professional Fundraising Fees $0
Other Salaries and Wages $785,653
4.8%
Assets/Debt
Total Assets $97,177,394
Total Liabilities $2,275,784
Net Assets $94,901,610

Document Links

Fiscal Year Ending Dec.
2011

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$15,600,187
Expenses
$18,191,304
Net Income
-$2,591,117
Net Assets
$90,251,948
Notable Sources of Revenue Percent of Total Revenue
Contributions $14,556,195
93.3%
Program Services $0
Investment Income $754,461
4.8%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $289,531
1.9%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $361,150
2.0%
Professional Fundraising Fees $0
Other Salaries and Wages $801,762
4.4%
Assets/Debt
Total Assets $92,753,720
Total Liabilities $2,501,772
Net Assets $90,251,948

Document Links

Fiscal Year Ending Dec.
2010

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$6,910,053
Expenses
$19,685,067
Net Income
-$12,775,014
Net Assets
$92,217,994
Notable Sources of Revenue Percent of Total Revenue
Contributions $16,084,978
> 100%
Program Services $0
Investment Income $635,736
9.2%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets -$9,811,771
Net Inventory Sales $0
Other Revenue $1,110
0.0%
Notable Expenses Percent of Total Expenses
Executive Compensation $259,600
1.3%
Professional Fundraising Fees $0
Other Salaries and Wages $719,383
3.7%
Assets/Debt
Total Assets $93,919,144
Total Liabilities $1,701,150
Net Assets $92,217,994

Document Links

Fiscal Year Ending Dec.
2009

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2008

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2007

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2006

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2005

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2004

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2003

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2002

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2001

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

About This Data

Nonprofit Explorer includes summary data for nonprofit tax returns and full Form 990 documents, in both PDF and digital formats.

The summary data contains information processed by the IRS during the 2012-2019 calendar years; this generally consists of filings for the 2011-2018 fiscal years, but may include older records. This data release includes only a subset of what can be found in the full Form 990s.

In addition to the raw summary data, we link to PDFs and digital copies of full Form 990 documents wherever possible. This consists of separate releases by the IRS of Form 990 documents processed by the agency, which we update regularly.

We also link to copies of audits nonprofit organizations that spent $750,000 or more in Federal grant money in a single fiscal year since 2016. These audits are copied from the Federal Audit Clearinghouse.

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Every organization that has been recognized as tax exempt by the IRS has to file Form 990 every year, unless they make less than $200,000 in revenue and have less than $500,000 in assets, in which case they have to file form 990-EZ. Organizations making less than $50,000 don’t have to file either form but do have to let the IRS they’re still in business via a Form 990N "e-Postcard."

Nonprofit Explorer has organizations claiming tax exemption in each of the 27 subsections of the 501(c) section of the tax code, and which have filed a Form 990, Form 990EZ or Form 990PF. Taxable trusts and private foundations that are required to file a form 990PF are also included. Small organizations filing a Form 990N "e-Postcard" are not included in this data.

Types of Nonprofits

There are 27 nonprofit designations based on the numbered subsections of section 501(c) of the tax code. See the list »

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For those interested in acquiring the original data from the source, here’s where our data comes from:

  • Raw filing data. Includes EINs and summary financials as structured data.
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  • Audits. PDFs of single or program-specific audits for nonprofit organizations that spent $750,000 or more in Federal grant money in a single fiscal year. Available for fiscal year 2015 and later.

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