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Finra Investor Education Foundation

Organization summary

Type of Nonprofit

Designated as a Civic leagues, social welfare organizations and local associations of employees, created to promote community welfare for charitable, educational or recreational purposes.

Category: Community Improvement, Capacity Building / Community, Neighborhood Development, Improvement (General) (NTEE)

Donations to this organization are not tax deductible.

Summary charts: organization finances over time

Revenue
$9.4M (2023)

Expenses
$5.05M (2023)

Total Assets
$79.1M (2023)

Total Liabilities
$1.21M (2023)

Source: Form 990 tax filings from 2011 to 2023

Tax Filings by Year

Form 990 is an information return that most organizations claiming federal tax-exempt status must file yearly with the IRS. Nonprofit Explorer has IRS digitized Form 990 data for filings processed in 2012 and later. If this organization filed an amended return, it may not be reflected below. Duplicate download links may indicate a resubmission or amendment to this organization's original return. Form 990 data is from the IRS.

Fiscal Year Ending Dec.
2023

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$9,397,096
Expenses
$5,045,365
Net Income
$4,351,731
Net Assets
$77,844,988
Notable Sources of Revenue Percent of Total Revenue
Contributions $6,980,741
74.3%
Program Services $0
Investment Income $1,792,618
19.1%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $623,737
6.6%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $79,051,155
Total Liabilities $1,206,167
Net Assets $77,844,988
Compensation
Key Employees and Officers Compensation Related Other
John W Thiel (Board Member) $0 $40,000 $0
Laura Fisher (Board Member) $0 $0 $0
Mari J Buechner (Board Member) $0 $0 $0
Menekse Gencer (Board Member) $0 $0 $0
Peggy Ho (Board Member) $0 $100,179 $0
Robert W Cook (Chairman) $0 $3,243,336 $595,811
Eileen M Famiglietti (Treasurer) $0 $550,638 $168,612
Geraldine M Walsh (President) $0 $582,234 $125,303
Jennifer P Mitchell (Corporate Secretary) $0 $487,158 $105,514

Document Links

Fiscal Year Ending Dec.
2022

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$9,847,894
Expenses
$4,246,470
Net Income
$5,601,424
Net Assets
$67,905,147
Notable Sources of Revenue Percent of Total Revenue
Contributions $5,860,131
59.5%
Program Services $0
Investment Income $974,509
9.9%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $3,013,254
30.6%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $68,490,035
Total Liabilities $584,888
Net Assets $67,905,147
Compensation
Key Employees and Officers Compensation Related Other
John W Thiel (Board Member) $0 $40,000 $0
Laura Fisher (Board Member) $0 $0 $0
Mari J Buechner (Board Member) $0 $0 $0
Menekse Gencer (Board Member As Of 4/12) $0 $0 $0
Peggy Ho (Board Member As Of 5/24) $0 $100,687 $0
Robert W Cook (Chairman) $0 $4,062,829 $213,888
Eileen M Famiglietti (Treasurer) $0 $468,407 $74,199
Geraldine M Walsh (President) $0 $735,700 $51,263
Jennifer P Mitchell (Corporate Secretary) $0 $461,509 $75,427

Document Links

Fiscal Year Ending Dec.
2021

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$1,967,274
Expenses
$3,122,139
Net Income
-$1,154,865
Net Assets
$76,281,365
Notable Sources of Revenue Percent of Total Revenue
Contributions $203,649
10.4%
Program Services $0
Investment Income $698,375
35.5%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $1,065,250
54.1%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $76,661,608
Total Liabilities $380,243
Net Assets $76,281,365
Compensation
Key Employees and Officers Compensation Related Other
Camille M Busette (Board Member) $0 $95,972 $0
John W Thiel (Board Member) $0 $40,545 $0
Laura Fisher (Board Member) $0 $0 $0
Mari J Buechner (Board Member) $0 $0 $0
Robert W Cook (Chairman) $0 $3,753,882 $417,314
T Grant Callery (Board Member) $0 $0 $0
Eileen M Famiglietti (Treasurer) $0 $442,461 $136,741
Geraldine M Walsh (President) $0 $579,775 $89,195
Jennifer P Mitchell (Corporate Secretary) $0 $446,236 $77,248

Document Links

Fiscal Year Ending Dec.
2020

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
-$3,410,694
Expenses
$2,884,900
Net Income
-$6,295,594
Net Assets
$74,460,688
Notable Sources of Revenue Percent of Total Revenue
Contributions $188,054
Program Services $0
Investment Income $706,047
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets -$4,304,795
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $75,031,238
Total Liabilities $570,550
Net Assets $74,460,688
Compensation
Key Employees and Officers Compensation Related Other
Camille M Busette (Board Member) $0 $90,624 $0
John W Thiel (Board Member) $0 $25,616 $0
Laura Fisher (Board Member) $0 $0 $0
Mari J Buechner (Board Member) $0 $0 $0
Robert W Cook (Chairman) $0 $2,546,014 $573,549
T Grant Callery (Board Member) $0 $0 $0
Eileen M Famiglietti (Treasurer) $0 $495,027 $310,722
Geraldine M Walsh (President) $0 $581,082 $168,703
Jennifer P Mitchell (Corporate Secretary) $0 $427,631 $171,254
Elisse B Walter (Board Member) $0 $76,308 $0

Document Links

Fiscal Year Ending Dec.
2019

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$562,179
Expenses
$3,886,514
Net Income
-$3,324,335
Net Assets
$75,144,875
Notable Sources of Revenue Percent of Total Revenue
Contributions $173,783
30.9%
Program Services $0
Investment Income $937,300
> 100%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets -$548,904
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $75,669,237
Total Liabilities $524,362
Net Assets $75,144,875
Compensation
Key Employees and Officers Compensation Related Other
Camille M Busette (Board Member) $0 $45,707 $0
Elisse B Walter (Board Member) $0 $101,160 $0
Jayne W Barnard (Board Member) $0 $0 $0
John W Thiel (Board Member) $0 $25,000 $0
Laura Fisher (Board Member) $0 $0 $0
Mari J Buechner (Board Member) $0 $0 $0
Robert W Cook (Chairman) $0 $3,394,843 $253,467
T Grant Callery (Board Member) $0 $0 $0
Eileen M Famiglietti (Treasurer) $0 $400,094 $351,123
Geraldine M Walsh (President) $0 $699,542 $145,133
Jennifer P Mitchell (Corporate Secretary) $0 $375,700 $190,471

Document Links

Fiscal Year Ending Dec.
2018

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$2,154,752
Expenses
$3,981,067
Net Income
-$1,826,315
Net Assets
$75,223,847
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,134,746
52.7%
Program Services $0
Investment Income $903,609
41.9%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $116,397
5.4%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $75,542,347
Total Liabilities $318,500
Net Assets $75,223,847
Compensation
Key Employees and Officers Compensation Related Other
Robert W Cook (Chairman) $0 $2,358,157 $522,215
Jayne W Barnard (Board Member) $0 $0 $0
Mari J Buechner (Board Member As Of 2/13/18) $0 $0 $0
Camille M Busette (Board Member) $0 $0 $0
T Grant Callery (Board Member) $0 $0 $0
Laura Fisher (Board Member As Of 2/13/18) $0 $0 $0
John W Thiel (Board Member As Of 2/13/18) $0 $20,000 $0
Elisse B Walter (Board Member) $0 $91,530 $0
Geraldine M Walsh (President) $0 $521,247 $103,321
Eileen M Famiglietti (Treasurer) $0 $390,808 $76,820
Jennifer P Mitchell (Corporate Secretary) $0 $329,399 $81,213
Marcia E Asquith Fmr (Corporate Secretary) $0 $750,633 $149,415

Document Links

Fiscal Year Ending Dec.
2017

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$9,383,492
Expenses
$3,286,415
Net Income
$6,097,077
Net Assets
$79,782,063
Notable Sources of Revenue Percent of Total Revenue
Contributions $81,673
0.9%
Program Services $0
Investment Income $902,837
9.6%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $8,398,982
89.5%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $80,001,624
Total Liabilities $219,561
Net Assets $79,782,063
Compensation
Key Employees and Officers Compensation Related Other
Robert W Cook (Chairman) $0 $1,008,615 $442,908
Jayne W Barnard (Board Member) $0 $0 $0
Camille M Busette (Board Member) $0 $0 $0
T Grant Callery (Board Member) $0 $0 $0
John T Dooley (Board Member) $0 $0 $0
G Donald Steel (Board Member) $0 $0 $0
Elisse B Walter (Board Member) $0 $88,691 $0
Geraldine M Walsh (President) $0 $544,793 $97,211
Eileen M Famiglietti (Treasurer) $0 $456,309 $104,238
Jennifer P Mitchell (Corporate Secretary) $0 $314,087 $88,099
Richard G Ketchum Fmr (Chairman) $0 $937,500 $3,650
Marcia E Asquith Fmr (Corporate Secretary) $0 $703,414 $137,476

Document Links

Fiscal Year Ending Dec.
2016

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$4,809,916
Expenses
$5,785,991
Net Income
-$976,075
Net Assets
$75,876,345
Notable Sources of Revenue Percent of Total Revenue
Contributions $3,737,659
77.7%
Program Services $0
Investment Income $1,087,403
22.6%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets -$15,146
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $76,240,005
Total Liabilities $363,660
Net Assets $75,876,345
Compensation
Key Employees and Officers Compensation Related Other
Robert W Cook (Chairman) $0 $348,888 $93,424
Richard G Ketchum (Chairman (Thru 8/14/16)) $0 $2,679,262 $86,547
Jayne W Barnard (Board Member) $0 $0 $0
Camille M Busette (Board Member) $0 $0 $0
T Grant Callery (Board Member) $0 $0 $0
John T Dooley (Board Member) $0 $0 $0
Robert W Scully (Board Member (Thru 5/6/16)) $0 $40,363 $0
G Donald Steel (Board Member) $0 $0 $0
Elisse B Walter (Board Member) $0 $87,975 $0
Geraldine M Walsh (President) $0 $697,225 $64,573
Eileen M Famiglietti (Treasurer) $0 $417,246 $102,708
Jennifer P Mitchell (Corporate Secretary) $0 $276,482 $78,255
Marcia E Asquith Fmr (Corporate Secretary) $0 $738,994 $83,536

Document Links

Fiscal Year Ending Dec.
2015

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$55,320,892
Expenses
$8,733,134
Net Income
$46,587,758
Net Assets
$74,038,419
Notable Sources of Revenue Percent of Total Revenue
Contributions $50,760,645
91.8%
Program Services $0
Investment Income $659,045
1.2%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $3,901,202
7.1%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $74,291,756
Total Liabilities $253,337
Net Assets $74,038,419
Compensation
Key Employees and Officers Compensation Related Other
Richard G Ketchum (Chairman) $0 $2,821,159 $92,784
Jayne W Barnard (Board Member) $0 $0 $0
John T Dooley (Board Member) $0 $0 $0
Idalia P Fernandez (Board Member) $0 $0 $0
Robert W Scully (Board Member) $0 $80,409 $0
Sharon P Smith (Board Member) $0 $0 $0
G Donald Steel (Board Member) $0 $0 $0
Geraldine M Walsh (President) $0 $528,479 $99,364
Eileen M Famiglietti (Treasurer) $0 $399,890 $84,992
Jennifer P Mitchell (Corporate Secretary) $0 $248,757 $59,759
Marcia E Asquith Fmr (Corporate Secretary) $0 $564,157 $112,407

Document Links

Fiscal Year Ending Dec.
2014

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$2,822,555
Expenses
$10,480,156
Net Income
-$7,657,601
Net Assets
$31,309,835
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,750,923
62.0%
Program Services $0
Investment Income $542,882
19.2%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $528,750
18.7%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $32,365,620
Total Liabilities $1,055,785
Net Assets $31,309,835
Compensation
Key Employees and Officers Compensation Related Other
Richard G Ketchum (Chairman) $0 $2,812,798 $81,030
Jayne W Barnard (Board Member) $0 $0 $0
John T Dooley (Board Member) $0 $0 $0
Idalia P Fernandez (Board Member) $0 $0 $0
Sharon P Smith (Board Member) $0 $0 $0
G Donald Steel (Board Member) $0 $0 $0
Geraldine M Walsh (President) $0 $517,596 $90,603
Eileen M Famiglietti (Treasurer) $0 $427,045 $65,675
Jennifer P Mitchell (Secretary) $0 $254,678 $42,604
Marcia E Asquith (Secretary (Former)) $0 $552,315 $102,098

Document Links

Fiscal Year Ending Dec.
2013

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$6,548,322
Expenses
$10,631,759
Net Income
-$4,083,437
Net Assets
$38,928,214
Notable Sources of Revenue Percent of Total Revenue
Contributions $6,010,732
91.8%
Program Services $0
Investment Income $365,760
5.6%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $171,830
2.6%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $39,680,732
Total Liabilities $752,518
Net Assets $38,928,214
Compensation
Key Employees and Officers Compensation Related Other
Richard G Ketchum (Chairman) $0 $2,551,022 $72,734
Jane W Barnard (Board Member) $0 $0 $0
John T Dooley (Board Member) $0 $0 $0
Idalia P Fernandez (Board Member) $0 $0 $0
Sharon P Smith (Board Member) $0 $0 $0
G Donald Steel (Board Member) $0 $0 $0
Geraldine M Walsh (President) $0 $537,925 $47,697
Eileen M Famiglietti (Treasurer) $0 $378,023 $76,039
Marcia E Asquith (Secretary Part Yr) $0 $660,938 $58,263
Jennifer P Mitchell (Secretary Part Yr) $0 $226,071 $33,489

Document Links

Fiscal Year Ending Dec.
2012

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$2,688,150
Expenses
$12,577,498
Net Income
-$9,889,348
Net Assets
$41,865,377
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,500,000
55.8%
Program Services $0
Investment Income $764,536
28.4%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $423,614
15.8%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $42,523,804
Total Liabilities $658,427
Net Assets $41,865,377

Document Links

Fiscal Year Ending Dec.
2011

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$2,385,831
Expenses
$12,512,892
Net Income
-$10,127,061
Net Assets
$50,695,749
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,500,000
62.9%
Program Services $0
Investment Income $725,481
30.4%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $160,350
6.7%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $0
Professional Fundraising Fees $0
Other Salaries and Wages $0
Assets/Debt
Total Assets $51,238,393
Total Liabilities $542,644
Net Assets $50,695,749

Document Links

Fiscal Year Ending Dec.
2010

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2009

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2008

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2007

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2006

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2005

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending Dec.
2004

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

About This Data

Nonprofit Explorer includes summary data for nonprofit tax returns and full Form 990 documents, in both PDF and digital formats.

The summary data contains information processed by the IRS during the 2012-2019 calendar years; this generally consists of filings for the 2011-2018 fiscal years, but may include older records. This data release includes only a subset of what can be found in the full Form 990s.

In addition to the raw summary data, we link to PDFs and digital copies of full Form 990 documents wherever possible. This consists of separate releases by the IRS of Form 990 documents processed by the agency, which we update regularly.

We also link to copies of audits nonprofit organizations that spent $750,000 or more in Federal grant money in a single fiscal year since 2016. These audits are copied from the Federal Audit Clearinghouse.

Which Organizations Are Here?

Every organization that has been recognized as tax exempt by the IRS has to file Form 990 every year, unless they make less than $200,000 in revenue and have less than $500,000 in assets, in which case they have to file form 990-EZ. Organizations making less than $50,000 don’t have to file either form but do have to let the IRS they’re still in business via a Form 990N "e-Postcard."

Nonprofit Explorer has organizations claiming tax exemption in each of the 27 subsections of the 501(c) section of the tax code, and which have filed a Form 990, Form 990EZ or Form 990PF. Taxable trusts and private foundations that are required to file a form 990PF are also included. Small organizations filing a Form 990N "e-Postcard" are not included in this data.

Types of Nonprofits

There are 27 nonprofit designations based on the numbered subsections of section 501(c) of the tax code. See the list »

Get the Data

For those interested in acquiring the original data from the source, here’s where our data comes from:

  • Raw filing data. Includes EINs and summary financials as structured data.
  • Exempt Organization profiles. Includes organization names, addresses, etc. You can merge this with the raw filing data using EIN numbers.
  • Form 990 documents. Prior to 2017, these documents were obtained and processed by Public.Resource.org and ProPublica. Bulk PDF downloads since 2017 are available from the IRS.
  • Form 990 documents as XML files. Includes complete filing data (financial details, names of officers, tax schedules, etc.) in machine-readable format. Only available for electronically filed documents. Electronic data released prior to October 2021 is also available through Amazon Web Services.
  • Audits. PDFs of single or program-specific audits for nonprofit organizations that spent $750,000 or more in Federal grant money in a single fiscal year. Available for fiscal year 2015 and later.

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