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Committee On Capital Markets Regulation Inc

Organization summary

Type of Nonprofit

Designated as a Organizations for any of the following purposes: religious, educational, charitable, scientific, literary, testing for public safety, fostering national or international amateur sports competition (as long as it doesn't provide athletic facilities or equipment), or the prevention of cruelty to children or animals.

Category: Education N.E.C. (NTEE)

Donations to this organization are tax deductible.

Details

According to its Dec. 2023 tax filing, this nonprofit:

Provided first-class or charter travel
Organization provided first-class or charter travel to key employees or officers. Details are reported on Schedule J.

Summary charts: organization finances over time

Revenue
$3.45M (2023)

Expenses
$3.25M (2023)

Total Assets
$5.72M (2023)

Total Liabilities
$843k (2023)

Years with multiple filings
Source: Form 990 tax filings from 2011 to 2023

Tax Filings by Year

Form 990 is an information return that most organizations claiming federal tax-exempt status must file yearly with the IRS. Nonprofit Explorer has IRS digitized Form 990 data for filings processed in 2012 and later. If this organization filed an amended return, it may not be reflected below. Duplicate download links may indicate a resubmission or amendment to this organization's original return. Form 990 data is from the IRS.

Fiscal Year Ending Dec.
2023

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$3,450,236
Expenses
$3,254,757
Net Income
$195,479
Net Assets
$4,878,322
Notable Sources of Revenue Percent of Total Revenue
Contributions $3,281,783
95.1%
Program Services $27,833
0.8%
Investment Income $106,244
3.1%
Bond Proceeds $0
Royalties $0
Rental Property Income $51,338
1.5%
Net Fundraising $0
Sales of Assets -$19,427
Net Inventory Sales $0
Other Revenue $2,465
0.1%
Notable Expenses Percent of Total Expenses
Executive Compensation $1,332,659
40.9%
Professional Fundraising Fees $0
Other Salaries and Wages $785,371
24.1%
Assets/Debt
Total Assets $5,720,835
Total Liabilities $842,513
Net Assets $4,878,322
Other
Provided first-class or charter travel
Compensation
Key Employees and Officers Compensation Related Other
Hal S Scott (President/Director) $675,000 $0 $19,000
John A Gulliver (Executive Director) $430,182 $0 $19,580
Andrew Beatty (Sr. Research Fellow) $205,399 $0 $11,812
Connor Kortje (Sr. Research Fellow) $202,462 $0 $11,724
Jon Ondrejko (Sr. Research Fellow) $127,626 $0 $9,479
Cristina Leone (Treasurer/Cfo) $102,641 $0 $8,729
Jacqueline Mccabe (Vp/Secretary) $77,000 $0 $2,310
Robert Glenn Hubbard (Co Chair/Director) $0 $0 $0
John L Thornton (Co Chair/Director) $0 $0 $0
Leslie N Silverman (Director) $0 $0 $0
Barbara G Novick (Director) $0 $0 $0

Document Links

Fiscal Year Ending Dec.
2022

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$3,152,127
Expenses
$2,840,931
Net Income
$311,196
Net Assets
$4,494,472
Notable Sources of Revenue Percent of Total Revenue
Contributions $3,032,038
96.2%
Program Services $43,153
1.4%
Investment Income $42,468
1.3%
Bond Proceeds $0
Royalties $0
Rental Property Income $51,936
1.6%
Net Fundraising $0
Sales of Assets -$20,594
Net Inventory Sales $0
Other Revenue $3,126
0.1%
Notable Expenses Percent of Total Expenses
Executive Compensation $1,227,257
43.2%
Professional Fundraising Fees $0
Other Salaries and Wages $572,414
20.1%
Assets/Debt
Total Assets $5,567,505
Total Liabilities $1,073,033
Net Assets $4,494,472
Other
Provided first-class or charter travel
Compensation
Key Employees and Officers Compensation Related Other
Hal S Scott (President/Director) $650,000 $0 $17,000
John A Gulliver (Executive Director) $380,312 $0 $18,319
Connor Kortje (Sr. Research Fellow) $169,316 $0 $11,159
Jon Ondrejko (Sr. Research Fellow) $134,069 $0 $9,397
Megan Vasios (Deputy Director) $107,152 $0 $11,290
Cristina Leone (Treasurer/Cfo) $82,500 $0 $7,027
Jacqueline Mccabe (Vp/Secretary) $70,000 $0 $2,100
Robert Glenn Hubbard (Co Chair/Director) $0 $0 $0
John L Thornton (Co Chair/Director) $0 $0 $0
Leslie N Silverman (Director) $0 $0 $0
Barbara G Novick (Director (Appt. 1/14/22)) $0 $0 $0

Document Links

Fiscal Year Ending Dec.
2021

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$2,780,103
Expenses
$2,564,347
Net Income
$215,756
Net Assets
$4,417,301
Notable Sources of Revenue Percent of Total Revenue
Contributions $2,658,850
95.6%
Program Services $35,563
1.3%
Investment Income $23,213
0.8%
Bond Proceeds $0
Royalties $0
Rental Property Income $46,416
1.7%
Net Fundraising $0
Sales of Assets $10,649
0.4%
Net Inventory Sales $0
Other Revenue $5,412
0.2%
Notable Expenses Percent of Total Expenses
Executive Compensation $1,170,502
45.6%
Professional Fundraising Fees $0
Other Salaries and Wages $627,371
24.5%
Assets/Debt
Total Assets $4,672,372
Total Liabilities $255,071
Net Assets $4,417,301
Other
Provided first-class or charter travel
Compensation
Key Employees and Officers Compensation Related Other
Hal S Scott (President/Director) $625,000 $0 $16,500
John A Gulliver (Executive Director) $385,666 $0 $19,181
Jon Ondrejko (Sr. Research Fellow) $164,973 $0 $10,224
Megan Vasios (Deputy Director) $118,132 $0 $19,594
Janelle Schlossberger (Sr. Research Fellow) $105,498 $0 $13,715
Jacqueline Mccabe (Vp/Secretary) $70,000 $0 $2,100
Cristina Leone (Treasurer/Cfo) $69,000 $0 $7,345
Robert Glauber (Director (Until 2/14/21)) $0 $0 $0
Robert Glenn Hubbard (Co Chair/Director) $0 $0 $0
Andrew Kuritzkes (Director) $0 $0 $0
John L Thornton (Co Chair/Director) $0 $0 $0
Leslie N Silverman (Director (Appt. 3/1/21)) $0 $0 $0

Document Links

Fiscal Year Ending Dec.
2020

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$1,392,738
Expenses
$924,149
Net Income
$468,589
Net Assets
$4,150,836
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,362,404
97.8%
Program Services $7,854
0.6%
Investment Income $2,657
0.2%
Bond Proceeds $0
Royalties $0
Rental Property Income $19,717
1.4%
Net Fundraising $0
Sales of Assets $106
0.0%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $403,540
43.7%
Professional Fundraising Fees $0
Other Salaries and Wages $259,121
28.0%
Assets/Debt
Total Assets $4,356,082
Total Liabilities $205,246
Net Assets $4,150,836

Document Links

Fiscal Year Ending July
2020

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$2,610,095
Expenses
$2,159,480
Net Income
$450,615
Net Assets
$3,691,834
Notable Sources of Revenue Percent of Total Revenue
Contributions $2,459,254
94.2%
Program Services $20,542
0.8%
Investment Income $38,895
1.5%
Bond Proceeds $0
Royalties $0
Rental Property Income $91,710
3.5%
Net Fundraising $0
Sales of Assets -$306
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $1,034,569
47.9%
Professional Fundraising Fees $0
Other Salaries and Wages $423,899
19.6%
Assets/Debt
Total Assets $3,894,911
Total Liabilities $203,077
Net Assets $3,691,834
Other
Provided first-class or charter travel
Compensation
Key Employees and Officers Compensation Related Other
Hal S Scott (President/Director) $591,667 $0 $16,000
John A Gulliver (Executive Director) $351,746 $0 $5,225
Jon Ondrejko (Sr. Research Fellow) $124,558 $0 $6,312
Jacqueline Mccabe (Vp/Secretary) $75,417 $0 $2,263
Cristina Leone (Treasurer/Cfo) $30,366 $0 $2,879
Robert Glauber (Director) $0 $0 $0
Robert Glenn Hubbard (Director) $0 $0 $0
Andrew Kuritzkes (Director) $0 $0 $0
John L Thornton (Director) $0 $0 $0

Document Links

Fiscal Year Ending July
2019

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$2,613,535
Expenses
$2,405,606
Net Income
$207,929
Net Assets
$3,241,219
Notable Sources of Revenue Percent of Total Revenue
Contributions $2,402,203
91.9%
Program Services $0
Investment Income $53,658
2.1%
Bond Proceeds $0
Royalties $0
Rental Property Income $157,968
6.0%
Net Fundraising $0
Sales of Assets -$294
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $1,023,319
42.5%
Professional Fundraising Fees $0
Other Salaries and Wages $412,017
17.1%
Assets/Debt
Total Assets $3,418,412
Total Liabilities $177,193
Net Assets $3,241,219
Other
Provided first-class or charter travel
Compensation
Key Employees and Officers Compensation Related Other
Hal S Scott (President/Director) $500,000 $0 $5,685
John A Gulliver (Executive Director) $292,817 $0 $0
Brenton Speed (Sr. Research Fellow) $129,550 $0 $3,887
Sharon M Levesque (Treasurer/Cfo (Through May 2019)) $77,360 $0 $2,250
Jacqueline Mccabe (Vp/ Secretary) $70,000 $0 $2,100
Robert Glauber (Director) $0 $0 $0
Robert Glenn Hubbard (Director) $0 $0 $0
Andrew Kuritzkes (Director) $0 $0 $0
John L Thornton (Director) $0 $0 $0
Cristina Leone (Treasurer/Cfo (As Of May 2019)) $0 $0 $0

Document Links

Fiscal Year Ending July
2018

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$2,283,605
Expenses
$2,173,508
Net Income
$110,097
Net Assets
$3,033,290
Notable Sources of Revenue Percent of Total Revenue
Contributions $2,249,753
98.5%
Program Services $0
Investment Income $33,240
1.5%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $612
0.0%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $941,015
43.3%
Professional Fundraising Fees $0
Other Salaries and Wages $640,891
29.5%
Assets/Debt
Total Assets $3,129,828
Total Liabilities $96,538
Net Assets $3,033,290
Other
Provided first-class or charter travel
Compensation
Key Employees and Officers Compensation Related Other
Hal S Scott (President/Director) $500,000 $0 $0
John A Gulliver (Executive Director) $237,716 $0 $0
Brian Johnson (Chief Economist) $143,321 $0 $4,300
Megan Vasios (Sr. Research Fellow) $110,426 $0 $0
Sharon M Levesque (Treasurer/Cfo) $72,303 $0 $0
Jacqueline Mccabe (Vp/ Secretary) $63,050 $0 $1,892
Robert Glauber (Director) $0 $0 $0
Robert Glenn Hubbard (Director) $0 $0 $0
Andrew Kurtitzkes (Director) $0 $0 $0
John L Thornton (Director) $0 $0 $0

Document Links

Fiscal Year Ending July
2017

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$2,097,977
Expenses
$1,956,268
Net Income
$141,709
Net Assets
$2,923,193
Notable Sources of Revenue Percent of Total Revenue
Contributions $2,076,110
99.0%
Program Services $0
Investment Income $21,867
1.0%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $0
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $848,664
43.4%
Professional Fundraising Fees $0
Other Salaries and Wages $585,584
29.9%
Assets/Debt
Total Assets $2,984,019
Total Liabilities $60,826
Net Assets $2,923,193
Other
Provided first-class or charter travel
Compensation
Key Employees and Officers Compensation Related Other
Hal S Scott (President/Director) $440,000 $0 $0
John A Gulliver (Executive Research Director) $214,603 $0 $0
Brian Johnson (Chief Economist) $103,706 $0 $3,111
Sharon M Levesque (Treasurer/Cfo) $62,882 $0 $0
Jacqueline Mccabe (V.P./Secretary) $52,542 $0 $1,576
Robert Glauber (Director) $0 $0 $0
Robert Glenn Hubbard (Director) $0 $0 $0
Andrew Kuritzkes (Director) $0 $0 $0
John L Thornton (Director) $0 $0 $0

Document Links

Fiscal Year Ending July
2016

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$1,800,007
Expenses
$1,555,788
Net Income
$244,219
Net Assets
$2,781,484
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,795,401
99.7%
Program Services $0
Investment Income $4,606
0.3%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $0
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $723,521
46.5%
Professional Fundraising Fees $0
Other Salaries and Wages $417,013
26.8%
Assets/Debt
Total Assets $2,826,208
Total Liabilities $44,724
Net Assets $2,781,484
Other
Provided first-class or charter travel
Compensation
Key Employees and Officers Compensation Related Other
Hal S Scott (President/Director) $419,999 $0 $0
John A Gulliver (Executive Director Of Research) $151,441 $0 $0
Sharon M Levesque (Treasurer/Cfo) $52,495 $0 $0
Jacqueline Mccabe Hired 1015 (V.P./Deputy Director/Secretary) $8,741 $0 $0
Robert Glauber (Director) $0 $0 $0
Robert Glenn Hubbard (Director) $0 $0 $0
Andrew Kuritzkes (Director (Appointed 11/15)) $0 $0 $0
John L Thornton (Director) $0 $0 $0
William G Parrett (Director (Resigned 11/15)) $0 $0 $0

Document Links

Fiscal Year Ending July
2015

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$1,601,085
Expenses
$1,371,124
Net Income
$229,961
Net Assets
$2,537,265
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,595,219
99.6%
Program Services $0
Investment Income $5,866
0.4%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $0
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $627,675
45.8%
Professional Fundraising Fees $0
Other Salaries and Wages $350,983
25.6%
Assets/Debt
Total Assets $2,582,642
Total Liabilities $45,377
Net Assets $2,537,265
Other
Provided first-class or charter travel
Compensation
Key Employees and Officers Compensation Related Other
Hal S Scott (President/Director) $400,000 $0 $0
Brian Johnson (Executive Research Directo) $111,191 $0 $3,149
John A Gulliver (Senior Research Fellow) $67,641 $0 $0
Sharon M Levesque (Treasurer/Cfo) $54,621 $0 $0
Sharon B Morin Resigned 615 (V.P./Deputy Director/Secretary) $22,458 $0 $0
Robert Glauber (Director) $0 $0 $0
Robert Glenn Hubbard (Director) $0 $0 $0
James F Rothenberg 8114 72115 (Director) $0 $0 $0
John L Thornton (Director) $0 $0 $0
William G Parrett (Director) $0 $0 $0

Document Links

Fiscal Year Ending July
2014

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$1,648,036
Expenses
$1,434,079
Net Income
$213,957
Net Assets
$2,307,304
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,642,700
99.7%
Program Services $0
Investment Income $5,336
0.3%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $0
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $486,017
33.9%
Professional Fundraising Fees $0
Other Salaries and Wages $538,380
37.5%
Assets/Debt
Total Assets $2,328,845
Total Liabilities $21,541
Net Assets $2,307,304
Other
Provided first-class or charter travel
Compensation
Key Employees and Officers Compensation Related Other
Hal S Scott (President/Director) $400,000 $0 $0
C Wallace Dewitt (Executive Research Director) $126,750 $0 $6,845
Sharon M Levesque (Treasurer/Cfo) $52,276 $0 $0
Sharon Baker Morin (V.P./Deputy Director/Secretary) $32,500 $0 $0
Robert Glauber (Director) $0 $0 $0
Robert Glenn Hubbard (Director) $0 $0 $0
James F Rothenberg (Director) $0 $0 $0
John L Thornton (Director) $0 $0 $0
William G Parrett (Director) $0 $0 $0

Document Links

Fiscal Year Ending July
2013

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$1,551,170
Expenses
$1,363,470
Net Income
$187,700
Net Assets
$2,093,347
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,516,370
97.8%
Program Services $0
Investment Income $6,811
0.4%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $27,989
1.8%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $543,116
39.8%
Professional Fundraising Fees $0
Other Salaries and Wages $393,108
28.8%
Assets/Debt
Total Assets $2,108,604
Total Liabilities $15,257
Net Assets $2,093,347

Document Links

Fiscal Year Ending July
2012

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$1,587,371
Expenses
$1,278,135
Net Income
$309,236
Net Assets
$1,905,647
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,575,600
99.3%
Program Services $0
Investment Income $5,297
0.3%
Bond Proceeds $0
Royalties $0
Rental Property Income $0
Net Fundraising $0
Sales of Assets $6,474
0.4%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $550,352
43.1%
Professional Fundraising Fees $0
Other Salaries and Wages $306,507
24.0%
Assets/Debt
Total Assets $1,941,434
Total Liabilities $35,787
Net Assets $1,905,647

Document Links

Fiscal Year Ending July
2011

Extracted Financial Data

Extracted Financial Data from Form 990
Revenue
$1,577,050
Expenses
$1,094,280
Net Income
$482,770
Net Assets
$1,597,404
Notable Sources of Revenue Percent of Total Revenue
Contributions $1,567,850
99.4%
Program Services $0
Investment Income $4,616
0.3%
Bond Proceeds $0
Royalties $286
0.0%
Rental Property Income $0
Net Fundraising $0
Sales of Assets $4,298
0.3%
Net Inventory Sales $0
Other Revenue $0
Notable Expenses Percent of Total Expenses
Executive Compensation $428,355
39.1%
Professional Fundraising Fees $0
Other Salaries and Wages $334,527
30.6%
Assets/Debt
Total Assets $1,631,980
Total Liabilities $34,576
Net Assets $1,597,404

Document Links

Fiscal Year Ending July
2010

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending July
2009

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending July
2008

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

Fiscal Year Ending July
2007

No Extracted Financial Data

Extracted financial data is not available for the forms filed in this tax period, but Form 990 documents are available for download.

Document Links

About This Data

Nonprofit Explorer includes summary data for nonprofit tax returns and full Form 990 documents, in both PDF and digital formats.

The summary data contains information processed by the IRS during the 2012-2019 calendar years; this generally consists of filings for the 2011-2018 fiscal years, but may include older records. This data release includes only a subset of what can be found in the full Form 990s.

In addition to the raw summary data, we link to PDFs and digital copies of full Form 990 documents wherever possible. This consists of separate releases by the IRS of Form 990 documents processed by the agency, which we update regularly.

We also link to copies of audits nonprofit organizations that spent $750,000 or more in Federal grant money in a single fiscal year since 2016. These audits are copied from the Federal Audit Clearinghouse.

Which Organizations Are Here?

Every organization that has been recognized as tax exempt by the IRS has to file Form 990 every year, unless they make less than $200,000 in revenue and have less than $500,000 in assets, in which case they have to file form 990-EZ. Organizations making less than $50,000 don’t have to file either form but do have to let the IRS they’re still in business via a Form 990N "e-Postcard."

Nonprofit Explorer has organizations claiming tax exemption in each of the 27 subsections of the 501(c) section of the tax code, and which have filed a Form 990, Form 990EZ or Form 990PF. Taxable trusts and private foundations that are required to file a form 990PF are also included. Small organizations filing a Form 990N "e-Postcard" are not included in this data.

Types of Nonprofits

There are 27 nonprofit designations based on the numbered subsections of section 501(c) of the tax code. See the list »

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For those interested in acquiring the original data from the source, here’s where our data comes from:

  • Raw filing data. Includes EINs and summary financials as structured data.
  • Exempt Organization profiles. Includes organization names, addresses, etc. You can merge this with the raw filing data using EIN numbers.
  • Form 990 documents. Prior to 2017, these documents were obtained and processed by Public.Resource.org and ProPublica. Bulk PDF downloads since 2017 are available from the IRS.
  • Form 990 documents as XML files. Includes complete filing data (financial details, names of officers, tax schedules, etc.) in machine-readable format. Only available for electronically filed documents. Electronic data released prior to October 2021 is also available through Amazon Web Services.
  • Audits. PDFs of single or program-specific audits for nonprofit organizations that spent $750,000 or more in Federal grant money in a single fiscal year. Available for fiscal year 2015 and later.

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