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- H.R.4624
H.R.4624: Investment Adviser Oversight Act of 2012
About This Bill
- This bill was introduced in the 112th Congress
- This bill is primarily about finance and financial sector
- Introduced April 25, 2012
- Latest Major Action June 6, 2012
Bill Sponsor
Bill Cosponsors
3 (1 Democrat, 2 Republicans)
Bill Summary
Investment Adviser Oversight Act of 2012 - Amends the Investment Advisers Act of 1940 to require investment advisers to register with a registered national investment adviser association, unless exempted according to specified criteria. Prescribes registration requirements and procedures. Requires each national investment adviser association to conduct an annual conference to which representatives from the state securities administrators...
(Source: Library of Congress)
Bill Actions
| Date | Description |
|---|---|
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Referred to the House Committee on Financial Services.
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Committee Hearings Held.
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| April 25, 2012 |
Introduced in the House by Spencer Bachus (R-Ala.) |