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Searching...- Bills
- H.R.6204
H.R.6204: Investment Adviser Examination Improvement Act of 2012
About This Bill
- This bill was introduced in the 112th Congress
- This bill is primarily about finance and financial sector
- Introduced July 25, 2012
- Latest Major Action Oct. 1, 2012
- See the one similar bills introduced in other congresses.
Bill Sponsor
Bill Summary
Investment Adviser Examination Improvement Act of 2012 - Declares the sense of Congress that the Securities and Exchange Commission (SEC) should increase the number and frequency of examinations of investment advisers. Amends the Investment Advisers Act of 1940 to direct the SEC to collect an annual fee from investment advisers subject to SEC inspection or examination to defray the cost of such inspections and examinations. Exempts certain...
(Source: Library of Congress)
Bill Actions
| Date | Description |
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Referred to the House Committee on Financial Services.
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Referred to the Subcommittee on Capital Markets and Government Sponsored Enterprises.
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| July 25, 2012 |
Introduced in the House by Maxine Waters (D-Calif.) |