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- H.R.1627
H.R.1627: Investment Adviser Examination Improvement Act of 2013
About This Bill
- Introduced April 18, 2013
- Latest Major Action April 18, 2013
- See the one similar bills introduced in other congresses.
Bill Sponsor
Bill Cosponsors
26 (25 Democrats, 1 Republican)
Bill Summary
Investment Adviser Examination Improvement Act of 2013 - Declares the sense of Congress that the Securities and Exchange Commission (SEC) should increase the number and frequency of examinations of investment advisers. Amends the Investment Advisers Act of 1940 to direct the SEC to collect an annual fee from investment advisers subject to SEC inspection or examination to defray the cost of such inspections and examinations. Exempts certain...
(Source: Library of Congress)
What Lawmakers Are Saying About This Bill
Bill Actions
| Date | Description |
|---|---|
| April 18, 2013 |
Referred to the House Committee on Financial Services.
|
| April 18, 2013 |
Introduced in the House by Maxine Waters (D-Calif.) |