Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest). Proposed Securities and Exchange Commission Rule 223-1: Safeguarding Advisory Client Assets (Custody Rule) and Conflicts of Interest and Predictive Data Analytics Proposal.
Issues relating to 401(k) defined contributions.
H.R. 835, Fair Investment Opportunities for Professional Experts Act, all provisions.
H.R. 1579, Accredited Investor Definition Review Act, all provisions.
H.R. 2797, Equal Opportunity for All Investors Act of 2023, all provisions.
H.R. 2593, Senior Security Act of 2023, all provisions.
H.R. 2796, Promoting Opportunities for Non-Traditional Capital Formation Act, all provisions.
H.R. 2799, Expanding Access to Capital Act of 2023, all provisions.
H.R. 2627, Increasing Investor Opportunities Act, all provisions.
Issues relating to fiduciary duties regarding asset classes under ERISA (Retirement
Savings Modernization Act).
Issues pertaining to the application of the Foreign Investment in Real Property Tax Act.
Issues relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Issues related to non-traded REITs and Business Development Corporations (BDCs).
Issues related to the definition of domestically controlled qualified investment entities (DCQIEs).
Issues related to Opportunity Zones.
Issues related to IRC section 1031 like-kind exchanges.
Issues relating to 401(k) defined contributions.
Issues relating to Fiduciary Duties Regarding Asset Classes under ERISA (Retirement
Savings Modernization Act),
Department of Labor Retirement Security Rule: Definition of Investment Advice Fiduciary and Related Exemptions.
Duration: October 10, 2017
to
present
General Issues: Financial Institutions/Investments/Securities , Taxation/Internal Revenue Code , Retirement , Banking , Labor Issues/Antitrust/Workplace
Spending: about $1,654,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2017: U.S. Senate, House of Representatives, Treasury - Dept of, Labor - Dept of (DOL), Securities & Exchange Commission (SEC), Office of Management & Budget (OMB), Federal Deposit Insurance Corporation (FDIC), Federal Reserve System, Office of the Comptroller of the Currency (OCC)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2024
In Q1, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on April 19.
Original Filing: 301564861.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest). Proposed Securities and Exchange Commission Rule 223-1: Safeguarding Advisory Client Assets (Custody Rule) and Conflicts of Interest and Predictive Data Analytics Proposal.
Issues relating to 401(k) defined contributions.
H.R. 835, Fair Investment Opportunities for Professional Experts Act, all provisions.
H.R. 1579, Accredited Investor Definition Review Act, all provisions.
H.R. 2797, Equal Opportunity for All Investors Act of 2023, all provisions.
H.R. 2593, Senior Security Act of 2023, all provisions.
H.R. 2796, Promoting Opportunities for Non-Traditional Capital Formation Act, all provisions.
H.R. 2799, Expanding Access to Capital Act of 2023, all provisions.
H.R. 2627, Increasing Investor Opportunities Act, all provisions.
Issues relating to fiduciary duties regarding asset classes under ERISA (Retirement
Savings Modernization Act).
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Issues pertaining to the application of the Foreign Investment in Real Property Tax Act.
Issues relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Issues related to non-traded REITs and Business Development Corporations (BDCs).
Issues related to the definition of domestically controlled qualified investment entities (DCQIEs).
Issues related to Opportunity Zones.
Issues related to IRC section 1031 like-kind exchanges.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues relating to 401(k) defined contributions.
Issues relating to Fiduciary Duties Regarding Asset Classes under ERISA (Retirement
Savings Modernization Act),
Department of Labor Retirement Security Rule: Definition of Investment Advice Fiduciary and Related Exemptions.
Agencies Lobbied
U.S. Senate
4th Quarter, 2023
In Q4, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Jan. 19.
Original Filing: 301530663.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest). Proposed Securities and Exchange Commission Rule 223-1: Safeguarding Advisory Client Assets (Custody Rule) and Conflicts of Interest and Predictive Data Analytics Proposal.
Issues relating to Opportunity Zones.
Issues relating to 401(k) defined contributions.
H.R. 835, Fair Investment Opportunities for Professional Experts Act, all provisions.
H.R. 1579, Accredited Investor Definition Review Act, all provisions.
H.R. 2797, Equal Opportunity for All Investors Act of 2023, all provisions.
H.R. 2593, Senior Security Act of 2023, all provisions.
H.R. 2796, Promoting Opportunities for Non-Traditional Capital Formation Act, all provisions.
H.R. 2799, Expanding Access to Capital Act of 2023, all provisions.
H.R. 2627, Increasing Investor Opportunities Act, all provisions.
Issues relating to fiduciary duties regarding asset classes under ERISA (Retirement
Savings Modernization Act).
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Issues pertaining to the application of the Foreign Investment in Real Property Tax Act.
Issues relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Issues related to non-traded REITs and Business Development Corporations (BDCs).
Issues related to the definition of domestically controlled qualified investment entities (DCQIEs).
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues relating to 401(k) defined contributions.
Issues relating to Fiduciary Duties Regarding Asset Classes under ERISA (Retirement
Savings Modernization Act),
Department of Labor Retirement Security Rule: Definition of Investment Advice Fiduciary and Related Exemptions.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues pertaining to Basel III Endgame.
Issues relating to capital requirements applicable to banking organizations with total assets of $100 billion or more.
Issues related to regulatory capital calculation and calculation of risk-weighted assets across large banking institutions.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2023
In Q3, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Oct. 18, 2023.
Original Filing: 301503648.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues relating to 401(k) defined contributions.
H.R. 835, Fair Investment Opportunities for Professional Experts Act, all provisions.
H.R. 1579, Accredited Investor Definition Review Act, all provisions.
H.R. 2797, Equal Opportunity for All Investors Act of 2023, all provisions.
H.R. 2593, Senior Security Act of 2023, all provisions.
H.R. 2796, Promoting Opportunities for Non-Traditional Capital Formation Act, all provisions.
H.R. 2799, Expanding Access to Capital Act of 2023, all provisions.
H.R. 2627, Increasing Investor Opportunities Act, all provisions.
Issues relating to fiduciary duties regarding asset classes under ERISA (Retirement
Savings Modernization Act).
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Issues pertaining to the application of the Foreign Investment in Real Property Tax Act.
Issues relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Issues related to non-traded REITs and Business Development Corporations (BDCs).
Issues related to the definition of domestically controlled qualified investment entities (DCQIEs).
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues relating to 401(k) defined contributions.
Issues relating to Fiduciary Duties Regarding Asset Classes under ERISA (Retirement
Savings Modernization Act).
Agencies Lobbied
U.S. Senate
2nd Quarter, 2023
In Q2, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on July 19, 2023.
Original Filing: 301482457.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues relating to 401(k) defined contributions.
H.R. 835, Fair Investment Opportunities for Professional Experts Act, all provisions.
H.R. 1579, Accredited Investor Definition Review Act, all provisions.
H.R. 2797, Equal Opportunity for All Investors Act of 2023, all provisions.
H.R. 2593, Senior Security Act of 2023, all provisions.
H.R. 2796, Promoting Opportunities for Non-Traditional Capital Formation Act, all provisions.
H.R. 2799, Expanding Access to Capital Act of 2023, all provisions.
H.R. 2627, Increasing Investor Opportunities Act, all provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Issues pertaining to the application of the Foreign Investment in Real Property Tax Act.
Issues relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Issues related to non-traded REITs and Business Development Corporations (BDCs).
Issues related to the definition of domestically controlled qualified investment entities (DCQIEs).
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2023
In Q1, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on April 19, 2023.
Original Filing: 301459169.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues relating to 401(k) defined contributions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Parity for non-traded REITs and Business Development Companies (BDCs).
Issues relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Issues related to the definition of domestically controlled qualified investment entities (DCQIEs).
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2022
In Q4, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Jan. 20, 2023.
Original Filing: 301443855.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
S. 2082, MADE in America Act, all provisions.
Issues relating to 401(k) defined contributions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 3123, Parity for Non-Traded REITs Act, all provisions.
H.R. 5376, Build Back Better Act, and Inflation Adjustment Act, provisions relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2022
In Q3, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Oct. 23, 2022.
Original Filing: 301420696.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues relating to 401(k) defined contributions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 3123, Parity for Non-Traded REITs Act, all provisions.
H.R. 5376, Build Back Better Act, and Inflation Adjustment Act, provisions relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2022
In Q2, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on July 20, 2022.
Original Filing: 301396067.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues relating to 401(k) defined contributions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 3123, Parity for Non-Traded REITs Act, all provisions.
H.R. 5376, Build Back Better Act, provisions relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2022
In Q1, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on April 20, 2022.
Original Filing: 301369088.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues relating to 401(k) defined contributions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 3123, provisions pertaining to the application of the Foreign Investment in Real Property Tax Act.
H.R. 5376, Build Back Better Act, provisions relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
H.R.3123, Parity for Non-Traded REITs Act, all provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2021
In Q4, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Jan. 20, 2022.
Original Filing: 301333529.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues pertaining to the Covid-19 crisis and impact on non-traded investment products and commercial real estate.
Issues relating to 401(k) defined contributions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 3123, provisions pertaining to the application of the Foreign Investment in Real Property Tax Act.
H.R. 5376, Build Back Better Act, provisions relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2021
In Q3, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Oct. 19, 2021.
Original Filing: 301306872.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues pertaining to the Covid-19 crisis and impact on non-traded investment products and commercial real estate.
Issues relating to 401(k) defined contributions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 3123, provisions pertaining to the application of the Foreign Investment in Real Property Tax Act.
H.R. 5376, Build Back Better Act, provisions relating to IRC section 1031 like-kind exchanges and issues related to individual retirement accounts.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2021
In Q2, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on July 20, 2021.
Original Filing: 301287729.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues pertaining to the Covid-19 crisis and impact on non-traded investment products and commercial real estate.
Issues relating to 401(k) defined contributions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Section 1031 like-kind exchanges.
H.R. 3123, provisions pertaining to the application of the Foreign Investment in Real Property Tax Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2021
In Q1, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on April 20, 2021.
Original Filing: 301261486.xml
Lobbying Issues
Issues related to Securities and Exchange Commission Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues pertaining to the Covid-19 crisis and impact on non-traded investment products and commercial real estate.
Issues relating to 401(k) defined contributions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Section 1031 like-kind exchanges.
Issues pertaining to the application of Foreign Investment in Real Property Tax Act.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2020
In Q4, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Jan. 21, 2021.
Original Filing: 301244028.xml
Lobbying Issues
Issues regarding implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
Issues relating to leverage ratios for non-traded business development companies.
Issues related to the accredited investor definition.
Securities and Exchange Commission proposed Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues pertaining to the Covid-19 crisis and impact on non-traded investment products and commercial real estate.
Issues relating to 401(k) defined contributions.
HR 6800, Health and Economic Recovery Omnibus Emergency Solutions Act or the HEROES Act, provisions affecting investment products.
Health, Economic Assistance, Liability Protection and Schools Act (HEALS Act) provisions affecting investment products.
H.R. 133, Consolidated Appropriations Act, 2021, provisions relating to coronavirus stimulus and recovery.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
HR 2210, Invest in America Act, all provisions.
Section 1031 like-kind exchanges.
Issues pertaining to the application of Foreign Persons Investment in Real Property Tax of 1980.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2020
In Q3, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Oct. 20, 2020.
Original Filing: 301221493.xml
Lobbying Issues
Issues regarding implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
Issues relating to leverage ratios for non-traded business development companies.
Issues related to the accredited investor definition.
Securities and Exchange Commission proposed Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues pertaining to the Covid-19 crisis and impact on non-traded investment products and commercial real estate.
Issues relating to 401(k) defined contributions.
HR 6800, Health and Economic Recovery Omnibus Emergency Solutions Act or the HEROES Act, provisions affecting investment products.
Health, Economic Assistance, Liability Protection and Schools Act (HEALS Act) provisions affecting investment products.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
HR 2210, Invest in America Act, all provisions.
Section 1031 like-kind exchanges.
Issues pertaining to the application of Foreign Persons Investment in Real Property Tax of 1980.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2020
In Q2, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on July 20, 2020.
Original Filing: 301202683.xml
Lobbying Issues
Issues regarding implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
Issues relating to leverage ratios for non-traded business development companies.
Issues related to the accredited investor definition.
Securities and Exchange Commission proposed Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues pertaining to the Covid-19 crisis and impact on non-traded investment products.
Issues relating to 401(k) defined contributions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
HR 2210, Invest in America Act, all provisions.
Section 1031 like-kind exchanges.
S. 3548, Coronavirus Aid, Relief, and Economic Security Act or the CARES Act, provisions affecting non-traded investment products.
H.R. 748, Coronavirus Aid, Relief, and Economic Security Act or the CARES Act, provisions affecting non-traded investment products.
Issues pertaining to the application of Foreign Persons Investment in Real Property Tax of 1980.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2020
In Q1, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on April 17, 2020.
Original Filing: 301170196.xml
Lobbying Issues
Issues regarding implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
Issues relating to leverage ratios for non-traded business development companies.
Issues related to the accredited investor definition.
Securities and Exchange Commission proposed Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Issues pertaining to the Covid-19 crisis and impact on non-traded investment products.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
HR 2210, Invest in America Act, all provisions.
Section 1031 like-kind exchanges.
S. 3548, Coronavirus Aid, Relief, and Economic Security Act or the CARES Act, provisions affecting non-traded investment products.
H.R. 748, Coronavirus Aid, Relief, and Economic Security Act or the CARES Act, provisions affecting non-traded investment products.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2019
In Q4, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Jan. 21, 2020.
Original Filing: 301127992.xml
Lobbying Issues
Issues regarding implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
Issues relating to leverage ratios for non-traded business development companies.
Issues related to the accredited investor definition.
Securities and Exchange Commission proposed Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
H.R. 2210, Invest in America Act, all provisions.
Section 1031 like-kind exchanges.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2019
In Q3, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Oct. 18, 2019.
Original Filing: 301069746.xml
Lobbying Issues
Issues regarding implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
Issues relating to leverage ratios for non-traded business development companies.
Issues related to the accredited investor definition.
Securities and Exchange Commission proposed Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2019
In Q2, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on July 22, 2019.
Original Filing: 301056155.xml
Lobbying Issues
Issues regarding implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
Issues relating to leverage ratios for non-traded business development companies.
Issues related to the accredited investor definition.
Securities and Exchange Commission proposed Regulation BI (Regulation Best Interest).
Issues relating to Opportunity Zones.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2019
In Q1, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on April 22, 2019.
Original Filing: 301038045.xml
Lobbying Issues
Issues regarding implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
Issues relating to leverage ratios for non-traded business development companies.
Issues related to the accredited investor definition.
Securities and Exchange Commission proposed Regulation BI (Regulation Best Interest).
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2018
In Q4, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Jan. 22, 2019.
Original Filing: 301013266.xml
Lobbying Issues
SEC rules relating to changes to section 12(g) of the Securities Exchange Act of 1934 implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
Issues relating to leverage ratios for non-traded business development companies.
H.R. 1585, Fair Investment Opportunities for Professional Experts Act, all provisions.
H.R. 1625, Consolidated Appropriations Act 2018, provisions relating to business development corporations.
H.R. 6021, Small Business Audit Correction Act, all provisions.
H.R. 6258, Financial Services and General Government Appropriations Act, 2019, provisions relating to implementation of S. 2155 and business development companies.
S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act, provisions relating to business development corporations.
S. 2756, Fair Investment Opportunities for Professional Experts Act, all provisions.
S. 3107, Financial Services and General Government Appropriations Act, 2019, provisions relating to implementation of S. 2155 and business development companies.
S. 3004, Small Business Audit Correction Act, all provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2018
In Q3, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on Oct. 22, 2018.
Original Filing: 300994922.xml
Lobbying Issues
SEC rules relating to changes to section 12(g) of the Securities Exchange Act of 1934 implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
Issues relating to leverage ratios for non-traded business development companies.
H.R. 1585, Fair Investment Opportunities for Professional Experts Act, all provisions.
H.R. 1625, Consolidated Appropriations Act 2018, provisions relating to business development corporations.
H.R. 6021, Small Business Audit Correction Act, all provisions.
H.R. 6258, Financial Services and General Government Appropriations Act, 2019, provisions relating to implementation of S. 2155 and business development companies.
S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act, provisions relating to business development corporations.
S. 2756, Fair Investment Opportunities for Professional Experts Act, all provisions.
S. 3107, Financial Services and General Government Appropriations Act, 2019, provisions relating to implementation of S. 2155 and business development companies.
S. 3004, Small Business Audit Correction Act, all provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2018
In Q2, Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on July 19, 2018.
Original Filing: 300972719.xml
Lobbying Issues
SEC rules relating to changes to section 12(g) of the Securities Exchange Act of 1934 implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
H.R. 1585, Fair Investment Opportunities for Professional Experts Act, all provisions.
H.R.4267, Small Business Credit Availability Act, all provisions.
H.R. 4267, Small Business Credit Availability Act, all provisions.
H.R. 1625, Consolidated Appropriations Act 2018, provisions relating to business development corporations.
HR 6021, Small Business Audit Correction Act, all provisions.
H.R. 6258, Financial Services and General Government Appropriations Act, 2019, provisions relating to implementation of S. 2155 and business development companies.
S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act, provisions relating to business development corporations.
S. 2756, Fair Investment Opportunities for Professional Experts Act, all provisions.
S. 3107, Financial Services and General Government Appropriations Act, 2019, provisions relating to implementation of S. 2155 and business development companies.
S. 3004, Small Business Audit Correction Act, all provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2018
Institute for Portfolio Alternatives formerly INVESTMENT PROGRAM ASSOCIATION amended a lobbying report for representation of Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION in Q12018 on May 1, 2018.
Original Filing: 300959494.xml
Lobbying Issues
H.R. 10, Financial CHOICE Act of 2017, provisions relating to the Securities and Exchange Commission and securities laws.
SEC rules relating to changes to section 12(g) of the Securities Exchange Act of 1934 implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
H.R.4267, Small Business Credit Availability Act, all provisions.
H.R. 1585, Fair Investment Opportunities for Professional Experts Act, all provisions.
H.R. 4267, Small Business Credit Availability Act, all provisions.
H.R. 1625, Consolidated Appropriations Act of 2018, provisions relating to business development corporations.
S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act, provisions relating to business development corporations.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Department of Labor definition of fiduciary for purposes of ERISA.
H.R. 10, Financial CHOICE Act of 2017, provisions relating to Department of Labor fiduciary rule.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
1st Quarter, 2018
In Q1, INVESTMENT PROGRAM ASSOCIATION lobbied for Institute for Portfolio Alternatives, formerly INVESTMENT PROGRAM ASSOCIATION . The report was filed on April 20, 2018.
Original Filing: 300958335.xml
Lobbying Issues
H.R. 10, Financial CHOICE Act of 2017, provisions relating to the Securities and Exchange Commission and securities laws.
SEC rules relating to changes to section 12(g) of the Securities Exchange Act of 1934 implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
H.R.4267, Small Business Credit Availability Act, all provisions.
H.R. 1585, Fair Investment Opportunities for Professional Experts Act, all provisions.
H.R. 4267, Small Business Credit Availability Act, all provisions.
H.R. 1625, Consolidated Appropriations Act of 2018, provisions relating to business development corporations.
S. 2155, Economic Growth, Regulatory Relief and Consumer Protection Act, provisions relating to business development corporations.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Department of Labor definition of fiduciary for purposes of ERISA.
H.R. 10, Financial CHOICE Act of 2017, provisions relating to Department of Labor fiduciary rule.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
4th Quarter, 2017
In Q4, INVESTMENT PROGRAM ASSOCIATION had in-house lobbyists. The report was filed on Jan. 19, 2018.
Original Filing: 300930837.xml
Lobbying Issues
H.R. 10, Financial CHOICE Act of 2017, provisions relating to the Securities and Exchange Commission and securities laws.
SEC rules relating to changes to section 12(g) of the Securities Exchange Act of 1934 implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act.
H.R.4267, Small Business Credit Availability Act, all provisions.
H.R. 1585, Fair Investment Opportunities for Professional Experts Act, all provisions.
Agencies Lobbied
U.S. Senate
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Department of Labor definition of fiduciary for purposes of ERISA.
H.R. 10, Financial CHOICE Act of 2017, provisions relating to Department of Labor fiduciary rule.
Agencies Lobbied
U.S. Senate
Type of Issue
Labor Issues/Antitrust/Workplace
Lobbying Issues
Tax reform generally.
Like-kind exchanges under section 1031 of the Internal Revenue Code.
H.R. 1, An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018, provisions relating to the tax treatment of real estate.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2017
INVESTMENT PROGRAM ASSOCIATION filed a lobbying registration on Dec. 4, 2017 for in-house lobbying efforts, effective Oct. 10, 2017.
Original Filing: 300919870.xml
Issue(s) they said they’d lobby about: Tax reform generally. Like-kind exchanges under section 1031 of the Internal Revenue Code. Department of Labor definition of fiduciary for purposes of ERISA. H.R. 10, Financial CHOICE Act of 2017, provisions relating to the Securities and Exchange Commission and securities laws and reforms and legislation relating to Business Development Companies. SEC rules relating to changes to section 12(g) of the Securities Exchange Act of 1934 implementing titles V and VI of the JOBS Act and Title LXXXV of the FAST Act. .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate
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