Lobbying Relationship

Client

OTC Markets

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Lobbying firm

Williams and Jensen, PLLC

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  • Financial Services legislation pertaining to venture markets; issues relating to over-the-counter market securities; additional disclosure for paid stock promotion; Regulation A+ Improvement Act proposed legislation; Blue sky law preemption proposed legislation.

Duration: to

General Issues: Financial Institutions/Investments/Securities, Taxation/Internal Revenue Code

Spending: about $1,500,000 (But it's complicated. Here's why.)

Agencies lobbied since 2015: U.S. Senate, House of Representatives

Bills mentioned

H.R.2864: Improving Access to Capital Act

Sponsor: Kyrsten Sinema (ID-Ariz.)

H.R.4638: Main Street Growth Act

Sponsor: Scott Garrett (R-N.J.)

H.R.1: An Act to provide for reconciliation pursuant to titles II and V of the...

Sponsor: Kevin Brady (R-Texas)

S.2155: Economic Growth, Regulatory Relief, and Consumer Protection Act

Sponsor: Michael D. Crapo (R-Idaho)

H.R.10: Financial CHOICE Act of 2017

Sponsor: Jeb Hensarling (R-Texas)

H.R.5877: Main Street Growth Act

Sponsor: Tom Emmer (R-Minn.)

S.488: JOBS and Investor Confidence Act of 2018

Sponsor: Patrick J. Toomey (R-Pa.)

H.R.2899: Main Street Growth Act

Sponsor: Tom Emmer (R-Minn.)

S.2306: Main Street Growth Act

Sponsor: John Kennedy (R-La.)

H.R.2954: Securing a Strong Retirement Act of 2021

Sponsor: Richard E. Neal (D-Mass.)

S.1703: Improving Access to Retirement Savings Act

Sponsor: Charles E. Grassley (R-Iowa)

H.R.5795: Main Street Growth Act

Sponsor: Tom Emmer (R-Minn.)

S.3097: Main Street Growth Act

Sponsor: John Kennedy (R-La.)

S.1559: 2021 ESOP Fairness Act

Sponsor: Thom Tillis (R-N.C.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Joel Oswald Professional Staff, Senate Banking; LA, Senator Enzi Professional staff, Senate Banking, LA, Senator Enzi Prof Staff, Senate Banking; LA, Senator Enzi
Mahlet Makonnen Department of Veterans Affairs, Attorney Advisor
David Franasiak n/a
Laura Simmons n/a
Matthew Hoekstra n/a
Melinda Maxfield n/a
Nicole Bertsch n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Termination
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Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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