- Lobbying
- Lobbying by Liquidnet
Lobbying Relationship
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist | Covered positions? |
---|---|
Scott Parsons | Chief of Staff, CFTC; LA, Congressman Pickering Chief of Staff, CFTC; L.A. Congressman Pickering |
Jim Newsome | Chairman, CFTC |
Graham Harper | LA, Ag Cmte; LA, Approps Cmte; Liason, CFTC L.A. Senate Appropriations; Liason, CFTC |
Hope Jarkowski | SEC Detailee, Senate Banking; Counsel, SEC |
Kevin Batteh | CFTC Detailee, Senate Ag Cmte; Counsel, CFTC |
Kwon Park | n/a |
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
Q3 Report
Termination
Lobbying Issues
Agencies Lobbied
U.S. House of Representatives
Securities & Exchange Commission (SEC)
Type of Issue
Q2 Report
Lobbying Issues
Agencies Lobbied
U.S. House of Representatives
Securities & Exchange Commission (SEC)
Type of Issue
Q1 Report
Lobbying Issues
Agencies Lobbied
U.S. House of Representatives
Securities & Exchange Commission (SEC)
Type of Issue
Q4 Report
Lobbying Issues
Agencies Lobbied
U.S. House of Representatives
Securities & Exchange Commission (SEC)
Type of Issue
Q3 Report
Lobbying Issues
Agencies Lobbied
U.S. House of Representatives
Securities & Exchange Commission (SEC)
Type of Issue
Q2 Report
Lobbying Issues
Agencies Lobbied
U.S. House of Representatives
Securities & Exchange Commission (SEC)
Type of Issue
Registration
Issue(s) they said they’d lobby about: Monitor regulation and legislation impacting the securities markets..
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate