Lobbying Relationship

Client

ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION LIMITED

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Lobbying firm

K&L GATES LLP

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  • Issues related to implementation of P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act. Issues related to financial regulatory reform - no specific legislation. Implementation of P.L. 115-141 - Consolidated Appropriations Act, 2018 - issues related to Small Business Credit Availability Act. Issues related to trading algorithms - no specific legislation. Issues related to implementation of P.L. 115-174 - Economic Growth, Regulatory Relief, and Consumer Protection Act. Issues related to public offerings and capital markets - no specific legislation. Issues related to foreign registration and GDPR - no specific legislation.

Duration: to

General Issues: Financial Institutions/Investments/Securities, Commodities (Big Ticket)

Spending: about $1,460,000 (But it's complicated. Here's why.)

Agencies lobbied since 2014: House of Representatives, Commodity Futures Trading Commission (CFTC), Federal Reserve System, Securities & Exchange Commission (SEC), U.S. Senate, Natl Economic Council (NEC), Treasury - Dept of, Small Business Administration (SBA), Labor - Dept of (DOL), Commodity Futures Trading Commission (CFTC),

Bills mentioned

H.R.10: Financial CHOICE Act of 2017

Sponsor: Jeb Hensarling (R-Texas)

H.R.2289: Commodity End-User Relief Act

Sponsor: K. Michael Conaway (R-Texas)

H.R.5983: Financial CHOICE Act of 2016

Sponsor: Jeb Hensarling (R-Texas)

H.R.4413: Customer Protection and End User Relief Act

Sponsor: Frank D. Lucas (R-Okla.)

S.2155: Economic Growth, Regulatory Relief, and Consumer Protection Act

Sponsor: Michael D. Crapo (R-Idaho)

S.2324: Small Business Credit Availability Act

Sponsor: Dean Heller (R-Nev.)

H.R.4267: Small Business Credit Availability Act

Sponsor: Steve Stivers (R-Ohio)

H.R.3948: Protection of Source Code Act

Sponsor: Sean Duffy (R-Wis.)

S.488: JOBS and Investor Confidence Act of 2018

Sponsor: Patrick J. Toomey (R-Pa.)

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Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Daniel F. C. Crowley GC, Office of the Speaker; GC, Comm on House Oversight; Minority Counsel, Comm on House Administration
Lawrence Patent Assoc Chief Cnsl, Trading & Markets Div/Dep Dir, Clearing & Intermediary Oversight Div, CFTC
Steven Valentine Deputy Asst Atty Gen, DOJ; General Counsel/LD, Sen Smith
Tricia Markwood LA, Rep Wolpe
Andres Gil n/a
Karishma Page n/a
Mark Roszak n/a
Dean Brazier n/a
Sarah Beason n/a
Mark Ruge n/a
Kara Ward n/a
Dan Cohen n/a
CHARLES MILLER n/a
R. Charles Miller n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Termination
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Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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