Lobbying Relationship

Client

Investment Company Institute

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Lobbying firm

Federal Resources Group

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  • Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act; H.R. 1807, Improving Disclosure for Investors Act; Financial Stability Oversight Council Improvement Act (H.R. 3812); SEC Rulemaking on Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting; Increasing Investor Opportunities Act (H.R. 2627 RH)

Duration: to

General Issues: Banking, Insurance, Financial Institutions/Investments/Securities

Spending: about $330,000 (But it's complicated. Here's why.)

Agencies lobbied since 2012: U.S. Senate, Securities & Exchange Commission (SEC), House of Representatives

Bills mentioned

S.602: Cyber Deterrence and Response Act of 2019

Sponsor: Cory Gardner (R-Colo.)

H.R.1994: Setting Every Community Up for Retirement Enhancement Act of 2019

Sponsor: Richard E. Neal (D-Mass.)

S.1200: SAFE Banking Act of 2019

Sponsor: Jeff Merkley (D-Ore.)

S.3548: CARES Act

Sponsor: Mitch McConnell (R-Ky.)

H.R.748: CARES Act

Sponsor: Joe Courtney (D-Conn.)

S.1770: Retirement Security and Savings Act of 2021

Sponsor: Benjamin L. Cardin (D-Md.)

S.910: SAFE Banking Act of 2021

Sponsor: Jeff Merkley (D-Ore.)

S.4241: INDEX Act

Sponsor: Dan Sullivan (R-Alaska)

S.4808: EARN Act

Sponsor: Ron Wyden (D-Ore.)

S.4353: RISE & SHINE Act

Sponsor: Patty Murray (D-Wash.)

H.R.2617: Consolidated Appropriations Act, 2023

Sponsor: Gerald E. Connolly (D-Va.)

H.R.1807: Improving Disclosure for Investors Act of 2023

Sponsor: Bill Huizenga (R-Mich.)

H.R.3812: Financial Stability Oversight Council Improvement Act of 2023

Sponsor: Bill Foster (D-Ill.)

H.R.2627: Increasing Investor Opportunities Act

Sponsor: Ann Wagner (R-Mo.)

Show All Mentioned Bills

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Haroon Khan None Deputy Staff Director, Senate Banking Committee

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Q1 Report
Q4 Report
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Q4 Report
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Registration
Termination
Q3 Report
Q2 Report
Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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