Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. SEC proposal regarding predictive data analytics.
Duration: February 10, 2011
to
present
General Issues: Retirement , Financial Institutions/Investments/Securities , Taxation/Internal Revenue Code
Spending: about $1,250,000 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2011: House of Representatives, U.S. Senate, Labor - Dept of (DOL), Office of Management & Budget (OMB), Securities & Exchange Commission (SEC), White House Office, White House Office,, Treasury - Dept of, Small Business Adminstration (SBA), Commerce - Dept of (DOC), U.S. Senate,
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2024
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $40,000. The report was filed on April 15.
Original Filing: 301549885.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. SEC proposal regarding predictive data analytics.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. SEC proposal regarding predictive data analytics.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2023
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on Jan. 18.
Original Filing: 301528512.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. SEC proposal regarding predictive data analytics.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. SEC proposal regarding predictive data analytics.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2023
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $20,000. The report was filed on Oct. 16, 2023.
Original Filing: 301501718.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. SEC proposal regarding predictive data analytics.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. SEC proposal regarding predictive data analytics.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2023
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $20,000. The report was filed on July 17, 2023.
Original Filing: 301477461.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2023
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on April 19, 2023.
Original Filing: 301457174.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2022
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on Jan. 19, 2023.
Original Filing: 301432819.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2022
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group . The report was filed on Oct. 18, 2022.
Original Filing: 301407091.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2022
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on July 18, 2022.
Original Filing: 301382303.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2022
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $40,000. The report was filed on April 14, 2022.
Original Filing: 301356431.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2021
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on Jan. 17, 2022.
Original Filing: 301323748.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2021
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group . The report was filed on Oct. 14, 2021.
Original Filing: 301299195.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer stand of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer stand of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2021
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group . The report was filed on July 16, 2021.
Original Filing: 301277906.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer stand of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer stand of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2021
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group . The report was filed on April 19, 2021.
Original Filing: 301256838.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer stand of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Retirement/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer stand of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2020
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on Jan. 19, 2021.
Original Filing: 301234302.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. H.R. 133, Consolidated Appropriations Act 2021.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. H.R. 133, Consolidated Appropriations Act 2021. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules. H.R. 133, Consolidated Appropriations Act 2021.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2020
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group . The report was filed on Oct. 15, 2020.
Original Filing: 301210570.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Legislative proposals to address the fiduciary issue. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Legislative proposals to address the fiduciary issue. State fiduciary rules.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2020
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on July 16, 2020.
Original Filing: 301190136.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Legislative proposals to address the fiduciary issue. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2020
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group . The report was filed on April 14, 2020.
Original Filing: 301166276.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Legislative proposals to address the fiduciary issue. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2019
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on Jan. 17, 2020.
Original Filing: 301108586.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Legislative proposals to address the fiduciary issue. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2019
DAVIS & HARMAN LLP amended a lobbying report for representation of Broker/Dealer Coordination Group in Q32019 on Jan. 30, 2020.
Original Filing: 301130921.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Legislative proposals to address the fiduciary issue. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2019
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on Oct. 16, 2019.
Original Filing: 301066855.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Legislative proposals to address the fiduciary issue. State fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2019
DAVIS & HARMAN LLP amended a lobbying report for representation of Broker/Dealer Coordination Group in Q22019 on July 19, 2019.
Original Filing: 301051043.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Proposed applicability date of regulation best interest. Legislative proposals to address the fiduciary issue. Preemption of state fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2019
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $20,000. The report was filed on July 16, 2019.
Original Filing: 301046471.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Legislative proposals to address the fiduciary issue. Preemption of state fiduciary rules. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2019
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $20,000. The report was filed on April 17, 2019.
Original Filing: 301027748.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Legislative proposals to address the fiduciary issue. Preemption of state fiduciary rules. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2018
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $20,000. The report was filed on Jan. 16, 2019.
Original Filing: 301005855.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 2823 Affordable Retirement Advice for Savers Act. S.1321, Affordable Retirement Advice Protection Act. Legislative proposals to address the fiduciary issue. H.R. 3857, Protecting Advice for Small Savers Act. Preemption of state fiduciary rules.
Agencies Lobbied
Securities & Exchange Commission (SEC)
3rd Quarter, 2018
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $30,000. The report was filed on Oct. 15, 2018.
Original Filing: 300985280.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 2823 Affordable Retirement Advice for Savers Act. S.1321, Affordable Retirement Advice Protection Act. Legislative proposals to address the fiduciary issue. H.R. 3857, Protecting Advice for Small Savers Act. Preemption of state fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2018
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on July 17, 2018.
Original Filing: 300966923.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 2823 Affordable Retirement Advice for Savers Act. S.1321, Affordable Retirement Advice Protection Act. Legislative proposals to address the fiduciary issue. H.R. 3857, Protecting Advice for Small Savers Act. Preemption of state fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2018
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on April 17, 2018.
Original Filing: 300946453.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 2823 Affordable Retirement Advice for Savers Act. S.1321, Affordable Retirement Advice Protection Act. Legislative proposals to address the fiduciary issue. H.R. 3857, Protecting Advice for Small Savers Act. Preemption of state fiduciary rules.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2017
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on Jan. 15, 2018.
Original Filing: 300923777.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 2823 Affordable Retirement Advice for Savers Act. S.1321, Affordable Retirement Advice Protection Act. Legislative proposals to address the fiduciary issue. H.R. 3857, Protecting Advice for Small Savers Act. H.R. 1, the Tax Cuts and Jobs Act.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2017
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $20,000. The report was filed on Oct. 13, 2017.
Original Filing: 300903659.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 2823 Affordable Retirement Advice for Savers Act. S.1321, Affordable Retirement Advice Protection Act. Legislative proposals to address the fiduciary issue. H.R. 3857, Protecting Advice for Small Savers Act.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2017
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $20,000. The report was filed on July 20, 2017.
Original Filing: 300892967.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 2823 Affordable Retirement Advice for Savers Act. S.1321, Affordable Retirement Advice Protection Act. Legislative proposals to address the fiduciary issue.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2017
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $20,000. The report was filed on April 17, 2017.
Original Filing: 300866375.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2016
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $40,000. The report was filed on Jan. 16, 2017.
Original Filing: 300846762.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 1090/S.2497, Retail Investor Protection Act. H.R. 4293/S.2502, the Affordable Retirement Advice Act. H.R. 4294/S.2505, the Strengthening Access to Valuable Education and Retirement Support (SAVERS) Act. H.J. Res. 88, Disapproving the rule submitted by the Department of Labor related to the definition of fiduciary. H.R.5983, Financial CHOICE Act.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2016
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group . The report was filed on Oct. 17, 2016.
Original Filing: 300829017.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 1090/S.2497, Retail Investor Protection Act. H.R. 4293/S.2502, the Affordable Retirement Advice Act. H.R. 4294/S.2505, the Strengthening Access to Valuable Education and Retirement Support (SAVERS) Act. H.J. Res. 88, Disapproving the rule submitted by the Department of Labor related to the definition of fiduciary.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2016
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $30,000. The report was filed on July 14, 2016.
Original Filing: 300809894.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 1090/S.2497, Retail Investor Protection Act. H.R. 4293/S.2502, the Affordable Retirement Advice Act. H.R. 4294/S.2505, the Strengthening Access to Valuable Education and Retirement Support (SAVERS) Act. H.J. Res. 88, Disapproving the rule submitted by the Department of Labor related to the definition of fiduciary.
Agencies Lobbied
U.S. Senate
1st Quarter, 2016
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $50,000. The report was filed on April 18, 2016.
Original Filing: 300792850.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 1090/S.2497, Retail Investor Protection Act. H.R. 4293/S.2502, the Affordable Retirement Advice Act. H.R. 4294/S.2505, the Strengthening Access to Valuable Education and Retirement Support (SAVERS) Act.
Agencies Lobbied
U.S. Senate
4th Quarter, 2015
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $60,000. The report was filed on Jan. 19, 2016.
Original Filing: 300774743.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 1090, Retail Protection Act. H.R. 2029, Consolidated Appropriations Act. H.R. 4293, the Affordable Retirement Advice Act. H.R. 4294, the Strengthening Access to Valuable Education and Retirement Support (SAVERS) Act.
Agencies Lobbied
U.S. Senate
3rd Quarter, 2015
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $70,000. The report was filed on Oct. 19, 2015.
Original Filing: 300756343.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 1090, Retail Protection Act.
Agencies Lobbied
U.S. Senate
2nd Quarter, 2015
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $60,000. The report was filed on July 16, 2015.
Original Filing: 300736804.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 1090, Retail Protection Act.
Agencies Lobbied
U.S. Senate
1st Quarter, 2015
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $50,000. The report was filed on April 20, 2015.
Original Filing: 300724559.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 1090, Retail Protection Act.
Agencies Lobbied
U.S. Senate
4th Quarter, 2014
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $50,000. The report was filed on Jan. 15, 2015.
Original Filing: 300696817.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care. S. 1270, SAFE Retirement Act.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2014
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $40,000. The report was filed on Oct. 17, 2014.
Original Filing: 300679346.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care. S. 1270, SAFE Retirement Act.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2014
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $40,000. The report was filed on July 21, 2014.
Original Filing: 300667651.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care. S. 1270, SAFE Retirement Act.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2014
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $40,000. The report was filed on April 21, 2014.
Original Filing: 300647941.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care. S. 1270, SAFE Retirement Act.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2013
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $40,000. The report was filed on Jan. 20, 2014.
Original Filing: 300621836.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 2374, Retail Investor Protection Act.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2013
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $30,000. The report was filed on Oct. 18, 2013.
Original Filing: 300598051.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 2374, Retail Investor Protection Act.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2013
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $30,000. The report was filed on July 22, 2013.
Original Filing: 300584055.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care. H.R. 2374, Retail Investor Protection Act.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2013
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group . The report was filed on April 22, 2013.
Original Filing: 300562442.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2012
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on Jan. 22, 2013.
Original Filing: 300541126.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulation on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2012
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $20,000. The report was filed on Oct. 18, 2012.
Original Filing: 300511390.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulaton on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2012
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $20,000. The report was filed on July 17, 2012.
Original Filing: 300486898.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulaton on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2012
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $10,000. The report was filed on April 20, 2012.
Original Filing: 300469840.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulaton on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2011
In Q4, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $30,000. The report was filed on Jan. 19, 2012.
Original Filing: 300444567.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulaton on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2011
In Q3, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $60,000. The report was filed on Oct. 20, 2011.
Original Filing: 300425958.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulaton on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2011
In Q2, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $50,000. The report was filed on July 20, 2011.
Original Filing: 300404013.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulaton on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2011
In Q1, DAVIS & HARMAN LLP lobbied for Broker/Dealer Coordination Group , earning $30,000. The report was filed on April 20, 2011.
Original Filing: 300374955.xml
Lobbying Issues
Issues related to the effect of the Department of Labor's fiduciary definition regulaton on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2011
Davis & Harman LLP filed a lobbying registration on March 23, 2011 to represent Broker/Dealer Coordination Group, effective Feb. 10, 2011.
Original Filing: 300359204.xml
Issue(s) they said they’d lobby about: Issues related to the effect of the Department of Labor's proposed fiduciary definition regulation on broker/dealers and their customers and coordination of such regulation with possible SEC action on broker/dealer standard of care. .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate
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