Lobbying Relationship

Client

LPL FINANCIAL SERVICES

More records

Lobbying firm

K&L GATES LLP

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  • Regulatory issues regarding fiduciary duties with respect to investment and retirement security (no specific bill).
  • Implementation of Dodd-Frank Act provisions relating to fiduciary duties (no specific bill).

Duration: to

General Issues: Retirement, Financial Institutions/Investments/Securities

Spending: about $140,000 (But it's complicated. Here's why.)

Agencies lobbied since 2011: House of Representatives, U.S. Senate, House of Representatives,, Securities & Exchange Commission (SEC), Labor - Dept of (DOL)

Lobbyists

Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.

Lobbyist Covered positions?
Daniel F. C.. Crowley GC, Office of the Speaker; GC, Committee on House Oversight Minority Counsel, Committee on House Administration
James Walsh U.S. Congressman
Slade Gorton U. S. Senator
Steven Valentine Counselor to Asst AG/Dep Asst AG, DOJ; Gen Counsel/LD, Rep Smith
William Kirk n/a
Karishma Page n/a
Daniel F. C. Crowley n/a

Disclosures Filed

Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.

Termination
Q3 Report
Q2 Report
Q1 Report
Q4 Report
Q3 Report
Q2 Report
Q1 Report
Q4 Report
Q3 Report
Q2 Report
Q1 Report
Registration

Source: Clerk of the U.S. House of Representatives and Secretary of the Senate

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