• Implementation of P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act: investment management and brokerage issues. H.R. 10, Financial CHOICE Act of 2017, entire bill. P.L. 115-174 Economic Growth, Regulatory Relief, and Consumer Protection Act - implementation of law. S. 488 - JOBS and Investor Confidence Act of 2018 - entire bill.
• H.R. 10, Financial CHOICE Act of 2017, entire bill. Issues related to the Securities and Exchange Commission's request for public comment on a fiduciary duty rule. Regulatory issues regarding fiduciary duties pertaining to investment and retirement security.

Duration: April 7, 2011 to December 31, 2020

General Issues: Financial Institutions/Investments/Securities, Retirement

Spending: about $1,290,000 (But it's complicated. Here's why.)

It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.

Agencies lobbied since 2011: Securities & Exchange Commission (SEC), House of Representatives, U.S. Senate, Treasury - Dept of, House of Representatives,, Commodity Futures Trading Commission (CFTC), Labor - Dept of (DOL)