Issues related to capital framework and liquidity requirements for banks. Issues related to the Sunshine Protection Act.
Issues related to tax reform, including the Low-Income Housing Tax Credit (LIHTC) and revisions to international tax policy.
Issues related to climate-related disclosure proposal. Issues related to treasury clearing proposal. Issues related to conflicts of interest proposal. Issues related to US insider trading disclosure requirements. Issues related to Department of Labor's Fiduciary Rule.
Duration: May 18, 2011
to
present
General Issues: Banking , Taxation/Internal Revenue Code , Financial Institutions/Investments/Securities , Trade (Domestic & Foreign) , Economics/Economic Development
Spending: about $13,484,915 (But it's complicated. Here's why.)
It can be tricky to figure out how much an organization spent on a particular lobbying engagement. The law only requires lobbyists to report the amount they were paid for federal lobbying each quarter rounded to the nearest $10,000—and if it's less than $3,000 in a given quarter (or less than $13,000 for organizations with in-house lobbyists), they don't have to disclose it at all. Plus, some organizations include spending that doesn’t belong in the report—for instance, money spent lobbying state governments or other legal work.
Agencies lobbied since 2011: U.S. Senate, House of Representatives, Federal Reserve System, Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), Treasury - Dept of, Securities & Exchange Commission (SEC), Transportation - Dept of (DOT), White House Office, Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Commission (FDIC), Justice - Dept of (DOJ)
Affiliated organizations: RBC Capital Markets; RBC Bank (USA)
Lobbyists
Lobbyists named here were listed on a filing related to this lobbying engagement. They may not be working on it now. Occasionally, a single lobbyist whose name is spelled two different ways on filings may be represented twice here.
Lobbyist
Covered positions?
Lorraine E. Waller Esq. 1989-1991 Sr. Counsel - Senate Committee on the Judiciary /
Lorraine E. Waller Chairman Senator Joseph Biden
LaBrena Martin Esq. SVP. Regulatory & Government Affairs, USA
SVP, Regulatory & Government Affairs, USA
Gregory Dean Chief Counsel, Sen.Comm on Budget;Sen. Comm on BHUA;Sen.Comm on HELP;Sen.Subcomm on Securities and Investment; Finance Counsel, House Comm on Small Business; Banking Counsel, Sen. Comm on Small Business and Entrepreneurship
Shawn Maher Esq. Exec. Director, Regulatory & Government Affairs,
Dep Asst to Pres for Legislative Affairs,
Lorraine Waller Esq. Director, Regulatory & Government Affairs, USA
Director, Regulatory & Government Affairs, USA
Lorraine Waller Esq Director, Regulatory & Government Affairs, USA
" " Exec Office of the President
Staff Dir & GC, Senate Banking Committee
Legislative Dir, Sen Christopher J. Dodd
Staff Dir & Chief Counsel, Subcom on Consumer
Credit & Insurance, House Banking Committee
Legislative Dir, Rep Joseph P. Kennedy
Law Clerk, Hon Mary Johnson Lowe, US District
Judge, Southern District of NY
Natalie McGarry Senior Advisor, Office of Legislative Affairs, U.S. Department of Homeland Security; Senior Vice President, OCIA, The Ex-Im Bank of the U.S.; Senior Counsel/Parliamentarian, U.S. House of Representatives
Danielle Barrett Policy Advisor, OLA, CFTC; Policy Advisor, Office of Commissioner Wetjen, CFTC; Executive Assistant, Office of Commissioner Wetjen, CFTC; Legislative Correspondent, U.S. Senate; Regional Representative, U.S. Senate; Staff Assistant, U.S. Senate
Shawn Maher n/a
Martin LaBrena Esq. n/a
Maher Shawn Esq. n/a
LaBrena Martin n/a
Matthew Reed n/a
Disclosures Filed
Once a lobbying engagement begins, the lobbyist or firm is required to file updates four times a year. Those updates sometimes change which lobbyists are involved or add new issues being discussed. When lobbyists stop working for a client, the firm is also supposed to file a report disclosing the end of the relationship.
1st Quarter, 2024
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 22.
Original Filing: 301574931.xml
Lobbying Issues
Issues related to capital framework and liquidity requirements for banks. Issues related to the Sunshine Protection Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low-Income Housing Tax Credit (LIHTC) and revisions to international tax policy.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to climate-related disclosure proposal. Issues related to treasury clearing proposal. Issues related to conflicts of interest proposal. Issues related to US insider trading disclosure requirements. Issues related to Department of Labor's Fiduciary Rule.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2023
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 22.
Original Filing: 301537385.xml
Lobbying Issues
Issues related to capital framework and liquidity requirements for banks. Issues related to climate risk management principles and potential guidance.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low-Income Housing Tax Credit (LIHTC) and revisions to international tax policy.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to climate-related disclosure proposal. Issues related to treasury clearing proposal. Issues related to conflicts of interest proposal. Issues related to US insider trading disclosure requirements.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2023
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 20, 2023.
Original Filing: 301516336.xml
Lobbying Issues
Issues related to financial data privacy. Issues related to capital framework and liquidity requirements for banks. Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting. Issues related to the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low-Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), and revisions to international tax policy.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to equity market structure proposals. Issues related to climate-related disclosure proposal. Issues related to treasury clearing proposal. Issues related to conflicts of interest proposal.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2023
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 20, 2023.
Original Filing: 301491933.xml
Lobbying Issues
Issues related to financial data privacy. Issues related to capital framework and liquidity requirements for banks. Issues related to climate risk management principles and potential guidance. Issues related to the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low-Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), and revisions to international tax policy.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to market structure, including Regulation NMS. Issues related to climate-related disclosures.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2023
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 20, 2023.
Original Filing: 301466647.xml
Lobbying Issues
Issues related to financial data privacy. Issues related to capital framework for banks. Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting. Issues related to the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low-Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), and revisions to the Base Erosion Anti-Abuse Tax (BEAT).
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to market structure, including Regulation NMS. Issues related to climate-related disclosures.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2022
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q42022 on April 20, 2023
Original Filing: 301466549.xml
Lobbying Issues
Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting. Issues related to the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT), and retirement savings.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to market structure, including Regulation NMS. Issues related to climate-related disclosures. Issues related to SEC Rule 15c2-11.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2022
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 20, 2023.
Original Filing: 301443284.xml
Lobbying Issues
Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting. Issues related to the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT), and retirement savings.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to market structure, including Regulation NMS. Issues related to climate-related disclosures. Issues related to SEC Rule 15c2-11.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2022
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 20, 2022.
Original Filing: 301419567.xml
Lobbying Issues
Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting. Issues related to the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT), and retirement savings.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to market structure, including Regulation NMS. Issues related to climate-related disclosures. Issues related to SEC Rule 15c2-11.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2022
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 20, 2022.
Original Filing: 301396245.xml
Lobbying Issues
Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT).
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to market structure, including Regulation NMS.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
1st Quarter, 2022
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 20, 2022.
Original Filing: 301370203.xml
Lobbying Issues
Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting. Issues related to potential reforms to Community Reinvestment Act regulations. Issues related to legislation regarding the LIBOR transition.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT).
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to market structure, including Regulation NMS. Issues related to ESG/climate disclosures. Issues related to SEC Regulation Best Interest. Issues related to SEC Rule 15c2-11.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
4th Quarter, 2021
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 20, 2022.
Original Filing: 301337852.xml
Lobbying Issues
Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting. Issues related to potential reforms to Community Reinvestment Act regulations. Issues related to legislation regarding the LIBOR transition.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT), issues related to IRA investment limitations, issues related to a proposal to increase bank reporting requirements to the IRS, and legislation introduced in the US House and US Senate to establish a financial transactions tax.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to market structure, including Regulation NMS. Issues related to ESG/climate disclosures. Issues related to SEC Regulation Best Interest. Issues related to SEC Rule 15c2-11.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
3rd Quarter, 2021
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 20, 2021.
Original Filing: 301314843.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203). Issues related to the Community Reinvestment Act. Issues related to the LIBOR transition.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT), issues related to IRA investment limitations, issues related to a proposal to increase bank reporting requirements to the IRS, and legislation introduced in the US House and US Senate to establish a financial transactions tax.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to market structure, including Regulation NMS. Issues related to ESG/climate disclosures.
Agencies Lobbied
Securities & Exchange Commission (SEC)
Type of Issue
Financial Institutions/Investments/Securities
2nd Quarter, 2021
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 20, 2021.
Original Filing: 301290039.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203). Issues related to market structure, including Regulation NMS. Issues related to the Community Reinvestment Act. Issues related to the LIBOR transition.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT) established by the Tax Cut and Jobs Act of 2017, provisions of the Tax Cut and Jobs Act to establish a Base Erosion Anti-Abuse Tax (BEAT), and legislation introduced in the US House and US Senate to establish a financial transactions tax.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2021
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 20, 2021.
Original Filing: 301267365.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Title VI. Issues related to market structure, including Regulation NMS. Issues related to the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT) established by the Tax Cut and Jobs Act of 2017, provisions of the Tax Cut and Jobs Act to establish a Base Erosion Anti-Abuse Tax (BEAT), and legislation introduced in the US House and US Senate to establish a financial transactions tax.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2020
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 20, 2021.
Original Filing: 301242411.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Title VI. Issues related to market structure, including Regulation NMS. Issues related to AML/BSA reform. Issues related to the Community Reinvestment Act. Issues related to the Coronavirus Aid, Relief, and Economic Security Act (Public Law No: 116-136). Issues related to the Paycheck Protection Program Flexibility Act of 2020 (Public Law No: 116-142).
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2020
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q32020 on Nov. 24, 2020
Original Filing: 301227345.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Title VI. Issues related to market structure, including Regulation NMS. Issues related to AML/BSA reform. Issues related to the Community Reinvestment Act. Issues related to the Coronavirus Aid, Relief, and Economic Security Act (Public Law No: 116-136). Issues related to the Paycheck Protection Program Flexibility Act of 2020 (Public Law No: 116-142).
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2020
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 20, 2020.
Original Filing: 301223546.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Title VI. Issues related to market structure, including Regulation NMS. Issues related to AML/BSA reform. Issues related to the Community Reinvestment Act. Issues related to the Coronavirus Aid, Relief, and Economic Security Act (Public Law No: 116-136). Issues related to the Paycheck Protection Program Flexibility Act of 2020 (Public Law No: 116-142).
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2020
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q22020 on July 21, 2020
Original Filing: 301203283.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Title VI. Issues related to market structure, including Regulation NMS. Issues related to AML/BSA reform. Issues related to the Community Reinvestment Act. Issues related to the Coronavirus Aid, Relief, and Economic Security Act (Public Law No: 116-136). Issues related to the Paycheck Protection Program Flexibility Act of 2020 (Public Law No: 116-142).
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2020
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 20, 2020.
Original Filing: 301201999.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Title VI. Issues related to market structure, including Regulation NMS. Issues related to AML/BSA reform. Issues related to the Community Reinvestment Act. Issues related to the Coronavirus Aid, Relief, and Economic Security Act (Public Law No: 116-136). Issues related to the Paycheck Protection Program Flexibility Act of 2020 (Public Law No: 116-142).
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2020
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 20, 2020.
Original Filing: 301179615.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to AML/BSA reform. Issues related to the Community Reinvestment Act. Issues related to the Coronavirus Aid, Relief, and Economic Security Act (Public Law No. 116-136).
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2019
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 21, 2020.
Original Filing: 301127667.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to AML/BSA reform.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA and to U.S. - Mexico - Canada Agreement (USMCA).
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2019
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q32019 on Feb. 21, 2020
Original Filing: 301142324.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to the Community Reinvestment Act. Issues related to AML/BSA reform.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA and to U.S. - Mexico - Canada Agreement (USMCA).
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2019
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 21, 2019.
Original Filing: 301078407.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to the Community Reinvestment Act. Issues related to AML/BSA reform.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA and to U.S. - Mexico - Canada Agreement (USMCA).
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2019
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q22019 on Aug. 28, 2019
Original Filing: 301061530.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to SEC proposed Regulation BI. Issues related to the Economic Growth, Regulatory Relief, and Consumer Protection Act (Public Law No. 115-174), including regulation of foreign banking organizations. Issues related to the Community Reinvestment Act. Issues related to AML/BSA reform.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA and to U.S. - Mexico - Canada Agreement (USMCA).
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2019
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 22, 2019.
Original Filing: 301058304.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Public Law No. 111-203): Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to SEC proposed Regulation BI. Issues related to the Economic Growth, Regulatory Relief, and Consumer Protection Act (Public Law No. 115-174), including regulation of foreign banking organizations. Issues related to the Community Reinvestment Act. Issues related to AML/BSA reform.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of the Tax Cuts and Jobs Act of 2017 (Public Law No. 115-97), the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA and to U.S. - Mexico - Canada Agreement (USMCA).
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2019
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q12019 on Aug. 28, 2019
Original Filing: 301061529.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to SEC proposed Regulation BI. Issues related to S.2155, including regulation of foreign banking organizations. Issues related to OCC Advanced Notice of Proposed Rulemaking regarding the Community Reinvestment Act. Issues related to AML/BSA reform.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including Base Erosion and Anti-Abuse Tax and other provisions of H.R. 1, the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA and to U.S. - Mexico - Canada Agreement (USMCA).
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2019
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 22, 2019.
Original Filing: 301037763.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to SEC proposed Regulation BI. Issues related to S.2155, including regulation of foreign banking organizations. Issues related to OCC Advanced Notice of Proposed Rulemaking regarding the Community Reinvestment Act. Issues related to AML/BSA reform.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including Base Erosion and Anti-Abuse Tax and other provisions of H.R. 1, the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA and to U.S. - Mexico - Canada Agreement (USMCA).
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2018
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q42018 on May 29, 2019
Original Filing: 301041659.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to SEC proposed Regulation BI. Issues related to S.2155, including regulation of foreign banking organizations. Issues related to OCC Advanced Notice of Proposed Rulemaking regarding the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including Base Erosion and Anti-Abuse Tax and other provisions of H.R. 1, the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA and to U.S. - Mexico - Canada Agreement (USMCA).
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2018
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 22, 2019.
Original Filing: 301017113.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to SEC proposed Regulation BI. Issues related to S.2155, including regulation of foreign banking organizations. Issues related to OCC Advanced Notice of Proposed Rulemaking regarding the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including Base Erosion and Anti-Abuse Tax and other provisions of H.R. 1, the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA and to U.S. - Mexico - Canada Agreement (USMCA).
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2018
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 22, 2018.
Original Filing: 300998342.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to SEC proposed Regulation BI. Issues related to S.2155, including regulation of foreign banking organizations. Issues related to the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of H.R. 1, the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2018
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 20, 2018.
Original Filing: 300978074.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to SEC proposed Regulation BI. Issues related to S.2155, including regulation of foreign banking organizations. Issues related to the Community Reinvestment Act.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of H.R. 1, the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2018
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 20, 2018.
Original Filing: 300957548.xml
Lobbying Issues
Issues related to the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to Department of Labors Fiduciary Rule. Issues related to S.2155, including regulation of foreign banking organizations.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including implementation of H.R. 1, the Low Income Housing Tax Credit (LIHTC), and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2017
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q42017 on May 3, 2018
Original Filing: 300959650.xml
Lobbying Issues
Issues related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to Executive Order 13772. Issues related to to Department of Labor's Fiduciary Rule.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the interest exemption for municipal bonds, corporate tax rates, the Low Income Housing Tax Credit (LIHTC), infrastructure finance, the deductibility of interest, and the deductibility of state and local taxes.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2017
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q42017 on Feb. 22, 2018
Original Filing: 300940608.xml
Lobbying Issues
Issues related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to Executive Order 13772. Issues related to to Department of Labor's Fiduciary Rule.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the interest exemption for municipal bonds, corporate tax rates, the Low Income Housing Tax Credit (LIHTC), infrastructure finance, the deductibility of interest, and the deductibility of state and local taxes.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
4th Quarter, 2017
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 22, 2018.
Original Filing: 300936888.xml
Lobbying Issues
Issues related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to Executive Order 13772. Issues related to to Department of Labor's Fiduciary Rule.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the interest exemption for municipal bonds, corporate tax rates, the Low Income Housing Tax Credit (LIHTC), infrastructure finance, the deductibility of interest, and the deductibility of state and local taxes.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2017
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q32017 on May 3, 2018
Original Filing: 300959649.xml
Lobbying Issues
Issues related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to Executive Order 13772. Issues related to to Department of Labor's Fiduciary Rule.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the interest exemption for municipal bonds, corporate tax rates, the Low Income Housing Tax Credit (LIHTC), infrastructure finance, the deductibility of interest, and the deductibility of state and local taxes.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
3rd Quarter, 2017
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 20, 2017.
Original Filing: 300914205.xml
Lobbying Issues
Issues related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to Executive Order 13772. Issues related to to Department of Labor's Fiduciary Rule.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the interest exemption for municipal bonds, corporate tax rates, the Low Income Housing Tax Credit (LIHTC), infrastructure finance, the deductibility of interest, and the deductibility of state and local taxes.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
2nd Quarter, 2017
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 20, 2017.
Original Filing: 300893492.xml
Lobbying Issues
Issues related to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to Executive Order 13772. Issues related to to Department of Labor's Fiduciary Rule.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the interest exemption for municipal bonds, corporate tax rates, the Low Income Housing Tax Credit (LIHTC), infrastructure finance, and interest deductibility.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
Lobbying Issues
Issues related to renegotiation of NAFTA.
Agencies Lobbied
U.S. Senate
Type of Issue
Trade (Domestic & Foreign)
1st Quarter, 2017
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q12017 on July 20, 2017
Original Filing: 300892688.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to Executive Order 13772.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the interest exemption for municipal bonds, corporate tax rates, the Low Income Housing Tax Credit (LIHTC)and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2017
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 20, 2017.
Original Filing: 300877651.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to Executive Order 13772.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the interest exemption for municipal bonds, corporate tax rates, the Low Income Housing Tax Credit (LIHTC)and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2016
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 23, 2017.
Original Filing: 300857451.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the interest exemption for municipal bonds, corporate tax rates, the Low Income Housing Tax Credit (LIHTC), IRC Sec. 385, and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2016
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 20, 2016.
Original Filing: 300839008.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including the interest exemption for municipal bonds, corporate tax rates, the Low Income Housing Tax Credit (LIHTC), IRC Sec. 385, and infrastructure finance.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2016
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 20, 2016.
Original Filing: 300821274.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to the Department of Labor definition of 'fiduciary' under Section 3(21)(a)(2) of the Employee Retirement Income Security Act of 1974, as amended (ERISA).
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, Low-Income Housing Tax Credit,and corporate tax rates.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2016
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 20, 2016.
Original Filing: 300803006.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS. Issues related to the Department of Labor definition of 'fiduciary' under Section 3(21)(a)(2) of the Employee Retirement Income Security Act of 1974, as amended (ERISA).
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, Low-Income Housing Tax Credit,and corporate tax rates.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2015
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 20, 2016.
Original Filing: 300784323.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, corporate tax rates, and renewable energy tax credits.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2015
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 20, 2015.
Original Filing: 300763599.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, and corporate tax rates.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2015
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 20, 2015.
Original Filing: 300744918.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, and corporate tax rates.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2015
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 20, 2015.
Original Filing: 300725529.xml
Lobbying Issues
Issues related to implementation of the Dodd-Frank Wall Street reform and Consumer Protection Titles I, VI, VIII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, and corporate tax rates.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2014
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 20, 2015.
Original Filing: 300708107.xml
Lobbying Issues
Issues related to implementation of the Dodd-Frank Wall Street reform and Consumer Protection Titles I, VI, VIII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, and corporate tax rates.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2014
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 20, 2014.
Original Filing: 300688045.xml
Lobbying Issues
Issues related to implementation of the Dodd-Frank Wall Street reform and Consumer Protection Titles I, VI, VIII, and I. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax reform, including exemption for municipal bonds, low-income housing tax credits, and corporate tax rates.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2014
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q22014 on Nov. 24, 2014
Original Filing: 300691533.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, and corporate tax rates.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2014
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 21, 2014.
Original Filing: 300668669.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, and corporate tax rates.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2014
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 21, 2014.
Original Filing: 300649108.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, and corporate tax rates.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2013
RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) amended a lobbying report for in-house lobbying in Q42013 on Oct. 16, 2015
Original Filing: 300755360.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. Senate
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, and corporate tax rates.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
4th Quarter, 2013
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 21, 2014.
Original Filing: 300626638.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, and corporate tax rates.
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Taxation/Internal Revenue Code
3rd Quarter, 2013
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 21, 2013.
Original Filing: 300606562.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, corporate tax rates, and interest expensing.
Agencies Lobbied
U.S. Senate
Type of Issue
Taxation/Internal Revenue Code
2nd Quarter, 2013
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 22, 2013.
Original Filing: 300585790.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. House of Representatives
Lobbying Issues
Issues related to tax reform, including interest exemption for municipal bonds, low-income housing tax credits, corporate tax rates, and interest expensing.
Type of Issue
Taxation/Internal Revenue Code
1st Quarter, 2013
In Q1, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on April 22, 2013.
Original Filing: 300563473.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX. Issues related to market structure, including Regulation NMS.
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2012
In Q4, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Jan. 22, 2013.
Original Filing: 300540656.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles I, VI, VII, and IX.
Issues relating to Title V of HIRE.
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2012
In Q3, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on Oct. 22, 2012.
Original Filing: 300521454.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles, I, VI, VII, and IX.
Issues relating to Title V of HIRE. Issues relating to implementation of Basel III standards.
Agencies Lobbied
U.S. House of Representatives
2nd Quarter, 2012
In Q2, RBC Capital Markets, LLC (formerly registered as Royal Bank of Canada) had in-house lobbyists. The report was filed on July 20, 2012.
Original Filing: 300499186.xml
Lobbying Issues
Issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act: Titles, I, VI, VII, IX, and X.
Issues relating to implementation of the Hiring Incentives to Restore Employment Act: Title V.
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2012
Royal Bank of Canada amended a lobbying report for in-house lobbying in Q12012 on July 20, 2012
Original Filing: 300499181.xml
Lobbying Issues
Issues relating to implementation of Titles I, VI, VII, IX and X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. I., No. 111-203, 124 Stat. 1376 (July 21, 2010)
Agencies Lobbied
U.S. House of Representatives
1st Quarter, 2012
In Q1, Royal Bank of Canada had in-house lobbyists. The report was filed on April 20, 2012.
Original Filing: 300474619.xml
Lobbying Issues
Issues relating to implementation of Titles, I, VI, VII, IX and X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. I., No. 111-203, 124 Stat. 1376 (July 21, 2010)
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2011
Royal Bank of Canada amended a lobbying report for in-house lobbying in Q42011 on July 20, 2012
Original Filing: 300499162.xml
Lobbying Issues
Issues relating to implementation of Titles I, VI, VII, IX and X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. I., No. 111-203, 124 Stat. 1376 (July 21, 2010)
Agencies Lobbied
U.S. House of Representatives
4th Quarter, 2011
In Q4, Royal Bank of Canada had in-house lobbyists. The report was filed on Jan. 20, 2012.
Original Filing: 300451949.xml
Lobbying Issues
Issues relating to implementation of Titles, I, VI, VII, IX and X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. I., No. 111-203, 124 Stat. 1376 (July 21, 2010)
Agencies Lobbied
U.S. House of Representatives
3rd Quarter, 2011
In Q3, Royal Bank of Canada had in-house lobbyists. The report was filed on Oct. 20, 2011.
Original Filing: 300424840.xml
Lobbying Issues
Issues affecting U.S. supervision of foreign banking organizations, including implementation of Titles VI and VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. No. 111-203, 124 Stat. 1376 (July 21, 2010)
Agencies Lobbied
U.S. Senate
2nd Quarter, 2011
In Q2, Royal Bank of Canada had in-house lobbyists. The report was filed on July 20, 2011.
Original Filing: 300402619.xml
Lobbying Issues
Issues relating to implementation of Titles, I, VI, VII, IX and X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. I., No. 111-203, 124 Stat. 1376 (July 21, 2010)
Agencies Lobbied
U.S. House of Representatives
Type of Issue
Banking/Investments/Securities
2nd Quarter, 2011
Royal Bank of Canada filed a lobbying registration on July 7, 2011 for in-house lobbying efforts, effective May 18, 2011.
Original Filing: 300387085.xml
Issue(s) they said they’d lobby about: Issues affecting U.S. supervision of foreign banking organizations, including implementation of Titles VI and VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. No. 111-203, 124 Stat. 1376 (July 21, 2010) .
Source: Clerk of the U.S. House of Representatives and Secretary of the Senate
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